2022 IL 126956
IN THE SUPREME COURT OF THE STATE OF ILLINOIS (Docket No. 126956) In re ESTATE OF JOHN W. McDONALD III, Deceased (Shawn McDonald, Appellant v. Ellizzette McDonald, Appellee). Opinion filed April 21, 2022. CHIEF JUSTICE ANNE M. BURKE delivered the judgment of the court, with opinion. Justices Garman, Neville, and Michael J. Burke concurred in the judgment and opinion. Justice Theis concurred in part and dissented in part, with opinion, joined by Justices Overstreet and Carter. OPINION ¶1 The issue in this appeal is whether Ellizzette McDonald, also known as Ellizzette Duvall Minnicelli (Ellizzette), sufficiently established that she is the surviving spouse of John W. McDonald III (John) and, as such, the sole heir of his estate. ¶2 On November 18, 2019, trial was held in Kane County circuit court on Ellizzette’s claim of heirship. Ellizzette, pro se, presented the testimony of three witnesses in an effort to establish that, on July 11, 2017, she entered into a legally valid marriage with John, who died intestate, on December 11, 2017. At the conclusion of Ellizzette’s case, Shawn McDonald (Shawn), as the appointed administrator of John’s estate, moved for a directed finding, which the circuit court granted. The court held that Ellizzette failed to present a prima facie case establishing the validity of her marriage to John. ¶3 Ellizzette appealed, and the Appellate Court, Second District, affirmed in part, reversed in part, and remanded for further proceedings. 2020 IL App (2d) 191113. The appellate court held that a new trial was necessary because the circuit court erred when it barred Ellizzette from testifying based on the Dead Man’s Act. 735 ILCS 5/8-201 (West 2016). ¶4 Shawn filed a petition for leave to appeal in this court, which we granted. For the reasons that follow, we now reverse the appellate court judgment and affirm the circuit court’s judgment. ¶5 BACKGROUND ¶6 On December 15, 2017, Shawn McDonald filed a petition in the circuit court of Kane County, seeking letters of administration for the estate of his deceased brother, John W. McDonald III, who died intestate on December 11, 2017, in Paris, Illinois. Attached to the petition was an affidavit of heirship, in which Shawn averred that John’s estate consisted of approximately $225,000 in personal property and that John’s only heirs were his parents, John W. McDonald Jr. and Brenda K. McDonald, and his siblings, Heather Ladue (sister), Shawn McDonald (brother), and Brett McDonald (brother). Shawn further averred that on May 30, 2017, he had been appointed plenary guardian over John’s person and estate by the circuit court of Kane County and that thereafter, on July 11, 2017, without the prior knowledge or consent of his guardian or the court, John participated in a purported wedding ceremony with a person who identified herself as Ellizzette Duvall Minnicelli.
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Shawn alleged that this marriage was without legal effect and void ab initio because John, as a ward, lacked the legal capacity to consent to the marriage without a judicial finding that the marriage was in John’s best interest. On December 19, 2017, the circuit court entered orders appointing Shawn administrator and declaring John’s heirs to be John Jr., Brenda, Heather, Shawn, and Brett.
¶7 On December 22, 2017, Shawn filed a petition for declaration of invalidity of marriage pursuant to section 301(1) of the Illinois Marriage and Dissolution of Marriage Act (Marriage Act), which provides:
“The court shall enter its judgment declaring the invalidity of a marriage (formerly known as annulment) entered into under the following circumstances:
(1) a party lacked capacity to consent to the marriage at the time the marriage was solemnized, either because of mental incapacity or infirmity or because of the influence of alcohol, drugs or other incapacitating substances, or a party was induced to enter into a marriage by force or duress or by fraud involving the essentials of marriage[.]” 750 ILCS 5/301(1) (West 2016).
¶8 In support of his petition, Shawn attached an affidavit in which he averred that on May 30, 2017, he had been appointed by the circuit court of Kane County to serve as plenary guardian of John’s person and estate. Shawn further averred that during a contested guardianship hearing on November 16, 2017, he learned for the first time that John had participated in a purported marriage ceremony on July 11, 2017, and that John entered into this marriage without the prior knowledge or consent of his guardian (Shawn) or the court.
¶9 Attached to Shawn’s affidavit were various documents considered by the guardianship court, including a physician’s report from Dr. Ramon A. Gonzales. Dr. Gonzales reported that John had been diagnosed with “bipolar disorder with manic and depressive episodes” and that John suffered from “alcohol use disorder (severe).” According to Dr. Gonzales, John’s bipolar disorder, which “by its own nature impair[ed] his ability to make reasonable and safe decisions,” coupled with John’s refusal to comply with prescribed treatment, meant that John was “at a high risk of being hurt by others due to his behavior, or to hurt himself, besides not being able to manage his financial affairs at this time.”
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¶ 10 Shawn also provided a report from Fred J. Beer, who served as John’s guardian ad litem (GAL) in the 2017 guardianship proceedings, which the guardianship court also considered. Beer reported that, based on his conversations with John and several members of John’s family, John had been a neurologist but he had not practiced for the last four years. Beer also reported that John suffered from bipolar disorder, alcoholism, and drug addiction; that John had been in rehabilitation at least three times, each completed unsuccessfully; and that John had twice attempted suicide by taking pills and alcohol. Beer noted that John, when in a manic state, spent money recklessly and irrationally. For example, Beer reported that John had a habit of purchasing expensive jewelry and gifts only to give them away to total strangers. In the three years prior to the guardianship hearings, John had frivolously spent approximately $600,000. John’s family members described John as “out of control” and a “king manipulator.” Based on his investigation, Beer advised the court that he concurred with the doctor’s recommendation that guardianship was in John’s best interest.
¶ 11 Based on the above information, the guardianship court found that John was a disabled person in need of guardianship, as defined in the Probate Act of 1975 (Probate Act) (755 ILCS 5/1-1 et seq. (West 2016)), and appointed Shawn as John’s plenary guardian. The record indicates that, after Shawn’s appointment, John filed a motion to vacate the guardianship order. Although the court denied John’s motion at a hearing on July 6, 2017, the court appointed independent counsel for John, to assist him in seeking the termination of Shawn’s guardianship. In addition, the court ordered John to appear at Alexian Brothers Hospital on Monday, July 10, 2017, for further evaluation. Subsequently, John, through his counsel, filed a petition to terminate Shawn’s guardianship. Proceedings on this petition were ongoing until John’s death on December 11, 2017.
¶ 12 In addition to the above documents and court orders, Shawn attached, to his petition to declare the marriage invalid, a photocopy of what purported to be a certified marriage certificate for John Wood McDonald III and Ellizzette Duvall Minnicelli, issued on July 17, 2017. It indicated that the marriage took place in Paris, Illinois, on July 11, 2017, with Raymond Carl Bement as the officiant. No witnesses were listed on the certificate.
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¶ 13 On January 3, 2018, Shawn filed a petition to recover assets, seeking an order requiring Ellizzette to turn over to the estate John’s cremains, 1 as well as various personal items including John’s cell phone and laptop computer. It was alleged that, shortly after John’s death and without the knowledge of John’s family, Ellizzette took possession of John’s body and authorized its cremation “in order to prevent any further investigation into the cause of [John’s] death.” 2
¶ 14 In response to Shawn’s petition, counsel entered an appearance on behalf of “Ellizzette McDonald” on January 4, 2018, and moved for a substitution of judge as a matter of right. That motion was granted, and on January 17, 2018, Ellizzette filed a motion to vacate the court’s orders appointing Shawn administrator of John’s estate and declaring heirship. Ellizzette asserted that she was John’s surviving spouse and, as such, his sole heir. Ellizzette further asserted that Shawn, having been aware that she was John’s surviving spouse, had obtained letters of administration under false pretenses. Ellizzette maintained that the orders granting Shawn letters of administration and declaring heirship were void for want of personal jurisdiction because Shawn failed to comply with the mandatory requirements of sections 9-4 and 9-5(a) of the Probate Act (id. §§ 9-4, 9-5(a)), failed to include a necessary party (her), and wrongfully excluded her as John’s heir. In the alternative, Ellizzette also filed a motion to reconsider and modify the orders.
¶ 15 On February 1, 2018, Ellizzette filed a response to Shawn’s petition for declaration of invalidity of marriage, denying that John lacked the capacity to marry. Ellizzette offered no evidence to support her claim that the marriage was legally valid. Rather, she asserted that Shawn had engaged in a “years-long extensive, improper and unjustified pattern and practice of attempting to wrongfully seize control of John’s assets and otherwise harass John and Ellizzette,” as evidenced by Shawn’s “unwarranted and unjustified procurement of guardianship over John.”
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¶ 16 On March 7, 2018, Shawn voluntarily withdrew his petition for declaration of invalidity of marriage. On the same day, Shawn filed his response to Ellizzette’s motion to vacate his appointment as administrator, asserting that, although Ellizzette may have participated in a marriage ceremony with John, John lacked the capacity to enter into a legally valid marriage contract because he was a ward subject to plenary guardianship. In support of this position, Shawn cited sections 11a-17(a-10) and 11a-22(b) of the Probate Act (id. §§ 11-17(a-10), 11a-22(b)). Section 11a-22(b) provides that
“[e]very note, bill, bond or other contract by any person for whom a plenary guardian has been appointed or who is adjudged to be unable to so contract is void against that person and his estate, but a person making a contract with the person so adjudged is bound thereby.” Id. § 11a-22(b).
Shawn asserted that marriage is a contract and, pursuant to section 11a-22(b), the marriage contract entered into by John and Ellizzette on July 11, 2017, was void and the marriage invalid, affording Ellizzette no rights regarding the estate.
¶ 17 Ellizzette replied, asserting that section 11a-22(b) of the Probate Act was inapplicable to a marriage contract. She contended that the validity of a marriage is governed by section 301 of the Marriage Act (750 ILCS 5/301 (West 2016)). Further, she argued that a challenge could not be made to the validity of the marriage since John was deceased and section 302(b) of the Marriage Act provides: “In no event may a declaration of invalidity of marriage be sought after the death of either party to the marriage under subsections (1), (2) and (3) of Section 301.” Id. § 302(b).
¶ 18 On March 20, 2018, counsel for Shawn issued a “Notice of Deposition to Ellizzette McDonald (‘Ellizzette’)” and on April 19, 2018, Shawn filed a petition for a citation to discover and recover information and/or assets under section 16-1 of the Probate Act. 755 ILCS 5/16-1 (2016).
¶ 19 After a hearing on April 18, 2018, the court denied Ellizzette’s motion to vacate the order appointing Shawn administrator but granted her leave to file a petition seeking letters of administration and an affidavit of heirship based on her assertion that she is John’s surviving spouse and sole heir. Ellizzette filed that petition on May 1, 2018.
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¶ 20 On May 17, 2018, Shawn filed a response to Ellizzette’s petition, along with a “Request to Admit Facts and Genuineness of Documents” in which Shawn sought documentation from Ellizzette regarding her identity, including birth records, marriage and divorce records, documentation of any official name changes, and an admission that a birth certificate for Lisa Anne Blaydes was, in fact, her birth certificate.
¶ 21 Ellizzette did not appear for a deposition, nor did she respond to any of the requests to admit facts and provide discovery. As a result, on June 5, 2018, Shawn filed a motion to compel discovery. Two days later, on June 7, 2018, Ellizzette filed a motion for judgment on the pleadings regarding her petition for letters of administration. In addition, Ellizzette sought a protective order to stay discovery pending the resolution of her motion for judgment on the pleadings. The motion to stay discovery was denied on June 13, 2018, and the court ordered Ellizzette’s counsel to respond to Shawn’s request to admit facts and to produce Ellizzette for deposition. Nevertheless, Ellizzette failed to appear for two scheduled depositions—on July 19 and 25, 2018. Under threat of sanctions, Ellizzette appeared for a deposition on August 22, 2018.
¶ 22 At the deposition, Ellizzette was shown copies of a marriage license application, marriage license, and marriage certificate, each listing Ellizzette Duvall Minnicelli as the bride. In addition, each of these documents indicated that Ellizzette Duvall Minnicelli was born in Lyon, France, on March 21, 1964, and that she was a “physician scientist.” Throughout discovery and at the deposition, Ellizzette failed to produce any documents to verify the information contained in these documents, nor did she establish her identity as Ellizzette Duvall Minnicelli. When Ellizzette was shown a birth certificate and other documents suggesting that Ellizzette was born Lisa Anne Blaydes on March 21, 1963 (one year earlier than stated in the marriage documents), in Maine Township, Cook County, Illinois, she refused to acknowledge that this was her birth certificate. She admitted that she had been known by other names and produced the following: an employment verification letter indicating that Lisa Blaydes-Zollner (SS# ***-**-1769) worked as a student employee at the University of Illinois at Chicago for various periods between 1985 and 1993; two United States passports, one issued November 23, 1999/expiring November 22, 2009, and a second one issued April 11, 2013/expiring July 10, 2013, as well as an undated Social Security card (***-**-1769), and an Australian
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driver’s license (expiration date June 25, 2012), all issued in the name Ellizzette Blaydes Duvall; a social security card (***-**-1769) issued August 2, 2010, in the name Ellizzette Anne Mareen Minnicelli; an “interim Medicare card” expiring July 24, 2013, issued in the name Ellizzette B. Minnicelli; a passport issued July 3, 2013/expiring July 2, 2023, in the name Ellizzette Duvall; an Illinois driver’s license dated April 25, 2013/expiring March 21, 2018, issued in the name Ellizzette Duvall Minnicelli; an undated Social Security card (***-**-1769) issued to and signed by Ellizzette A.M. Duvall; an Illinois driver’s license dated July 18, 2017/expiring March 21, 2018, issued in the name Ellizzette Duvall McDonald; and a Social Security card dated September 8, 2017, issued in the name Ellizzette Anne Mareen McDonald. No evidence of marriages, divorces, or applications for name changes were provided.
¶ 23 After deposing Ellizzette, Shawn filed a response to the motion for judgment on the pleadings on August 28, 2018. He argued that there were disputed issues of fact. In support, Shawn attached portions of the deposition transcripts of Anthony Scifo and Ellizzette. Scifo, who had been the attorney representing John in the contested guardianship proceedings, testified that he advised John that he could not marry because he had been declared a ward of the court. In addition, Scifo testified that he had discussed, with both John and Ellizzette, the probability that any marriage, if it took place, would be found invalid. Ellizzette confirmed in her deposition that Scifo had advised both her and John, prior to their wedding, that their marriage might not be valid.
¶ 24 On September 6, 2018, Shawn petitioned the court for an order requiring Ellizzette to submit to fingerprinting so her identity could be established. In support, Shawn alleged that, at her deposition, Ellizzette admitted she had used many names yet provided no explanation for the various name changes. In addition, when shown a copy of the birth certificate for Lisa Ann Blaydes, who was born in Illinois and not Lyon, France, Ellizzette claimed she “didn’t know” if it was her birth certificate but produced no birth certificate for “Ellizzette Duvall Minnicelli.”
¶ 25 After a hearing on September 10, 2018, the court denied Ellizzette’s motion for judgment on the pleadings. Also, following a hearing on September 18, 2018, the court ruled that Ellizzette would be required to submit to fingerprinting if she continued to pursue her petition to be named administrator of the estate. The court
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held that, if Ellizzette amended her petition to seek the appointment of someone other than herself as administrator, she need not submit to fingerprinting.
¶ 26 On October 2, 2018, Shawn filed a motion asking the court to take judicial notice of John and Ellizzette’s certificate of marriage, marriage license, and application for marriage license. In these documents, Ellizzette attested that her name was Ellizzette Duvall Minnicelli, that her last name on her birth certificate was “Duvall,” that she was born in Lyon, France, that she had one prior marriage, and that her occupation was “physician scientist.” On November 6, 2018, Ellizzette objected to Shawn’s motion, stating that the documents contained “assertions of purported fact which may be subject to reasonable dispute at trial.”
¶ 27 Prior to a ruling on that motion, on October 22, 2018, Ellizzette moved the court to enter “a Rule 218 Scheduling Order to set deadlines for discovery and dispositive motion deadlines, as well as a trial date on [her] Petition for Letters, to bring the central controversy in this matter to a final adjudication.” Shawn responded on October 24, stating, “by Ellizzette filing her Motion for Supreme Court Rule 218 Scheduling Order, she has made clear that she wishes to pursue her petition to have herself appointed as administrator pursuant to the Probate Act of 1975. 755 ILCS 5/28-1, et seq.” As a result, Shawn moved the court to require Ellizzette to submit to fingerprinting.
¶ 28 On November 30, 2018, the court, inter alia, granted Shawn’s motion to take judicial notice of the marriage documents over Ellizzette’s objection and set a case management schedule, requiring that all discovery be completed by September 30, 2019. The court also ordered Ellizzette to present herself at the Kane County Sheriff’s Office within 60 days for fingerprinting. The record shows that, after three attempts to obtain Ellizzette’s fingerprints, no usable prints were ever acquired.
¶ 29 Subsequently, on January 29, 2019, the court ruled that certain answers by Ellizzette to Shawn’s request to admit facts would be deemed admitted without qualification and ordered Ellizzette to amend other answers found to be nonresponsive. The court also ordered Ellizzette to turn over John’s iPhone and laptop to the estate within 14 days and issued a protective order to preserve the electronically stored information (ESI) on these devices. The court granted Ellizzette’s combined motion for subpoenas to obtain John’s medical records and a qualified order pursuant to the Health Insurance Portability and Accountability Act
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of 1996 (Pub. L. No. 104-191, 110 Stat. 1936 (1996) (codified as amended in scattered sections of Titles 18, 26, 29, and 42 of the United States Code)), subject to in camera review by the court.
¶ 30 On February 11, 2019, Ellizzette’s counsel moved for leave to withdraw as Ellizzette’s counsel, which the court granted on February 15, 2019. Ellizzette was allowed 21 days to find a new attorney and substitute appearance.
¶ 31 In the interim, on February 13, 2019, Shawn filed a request that the court take judicial notice of a Doximity 3 file on an account for Ellizzette Duvall, who represented herself as an academic neurosurgeon affiliated with New York- Presbyterian Hospital’s department of neurosurgery. The file contained information regarding an investigation Doximity conducted into Ellizzette’s account. According to Doximity’s findings, Ellizzette’s professional profile could not be substantiated and, therefore, her account was deemed a fake. Notably, in response to a request from Doximity for verification of her credentials, Ellizzette provided a picture identification card for “Ellizzette Duvall” from two medical institutions in New York. Ellizzette’s only other response was an assertion that Shawn had instigated the inquiry into her professional credentials and that she had sought an order of protection from Shawn on November 17, 2017, in Edgar County, Illinois. Ellizzette attached an unsigned copy of an emergency order of protection against Shawn on behalf of Ellizzette and John. In the petition for an order of protection, Ellizzette alleged that Shawn took marital property from certain storage units and sold it; harassed her and John by contacting businesses, hospitals, and their colleagues; and “assumed John’s identity” to change passwords, redirect John’s mail, and stop bank cards. Ellizzette also contended that Shawn physically abused and stalked her and John and that Shawn made repeated calls to the police for “health checks” on John, alleging that John was an alcoholic and dangerous. It appears from the record that on March 19, 2019, the court deferred ruling on this motion to take judicial notice. However, there is no further discussion or ruling on the motion found in the record.
¶ 32 On March 18, 2019, Ellizzette filed her appearance pro se, along with a motion to extend time for filing responses, which the court granted. Then, on April 10,