Commonwealth v. Castillo, 845 N.E.2d 403 (Mass. App. Ct. 2006). · Go Syfert
Commonwealth v. Castillo, 845 N.E.2d 403 (Mass. App. Ct. 2006). Cases Citing This Book View Copy Cite
“a trial based on stipulated evidence is not 'a trial constitutionally capable of supporting a conviction,' ... unless it appears on the record that there is an inquiry whether the defendant understands the significance of such a trial as opposed to a customary trial”
21 citation events (21 in the last 25 years) across 2 distinct courts.
Strongest positive: Commonwealth v. Burton (massappct, 2017-12-07)
Treatment trajectory · 2009 → 2026 · click a year to view as-of
2009 2017 2026
Top citers, strongest first. 10 distinct citers. How cited ↗
examined Cited as authority (quoted) Commonwealth v. Burton
Mass. App. Ct. · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
a trial based on stipulated evidence is not 'a trial constitutionally capable of supporting a conviction,' ... unless it appears on the record that there is an inquiry whether the defendant understands the significance of such a trial as opposed to a customary trial
discussed Cited as authority (rule) Commonwealth v. Evelyn
Mass. · 2015 · confidence medium
See Commonwealth v. Lewis, 399 Mass. 761, 763-764 (1987) (reversing conviction for absence of colloquy where “parties stipulated to what the Commonwealth’s evidence would be” and defendant offered no evidence); Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 36-38 (2006) (where defendant stipulated to material facts conclusive of guilt in case tried to judge, stipulation was tantamount to guilty plea, and failure of judge to engage defendant in plea colloquy required reversal of convictions).
discussed Cited as authority (rule) Commonwealth v. Ramsey (2×) also: Cited "see"
Mass. App. Ct. · 2011 · confidence medium
Contrast Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 37 (2006) (trial on stipulated facts not constitutionally capable of supporting conviction absent colloquy regarding constitutional rights waived).
discussed Cited as authority (rule) Commonwealth v. Monteiro
Mass. App. Ct. · 2009 · confidence medium
We addressed this issue in Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 37 (2006): “A trial based on stipulated evidence is not ‘a trial constitutionally capable of supporting a conviction,’ Commonwealth v. Brady, 59 Mass. App. Ct. 784, 788 (2003), unless it appears on the record that there is an inquiry whether the defendant understands the significance of such a trial as opposed to a customary trial, see Commonwealth v. Stevens, 379 Mass. 772, 776 (1980); that the defendant is informed of the rights the defendant has surrendered, including the right to confrontation, the right to cr…
examined Cited "see" Commonwealth v. Gomez (4×)
Mass. · 2018 · signal: see · confidence high
See Commonwealth v. Castillo , 66 Mass.App.Ct. 34 , 37, 845 N.E.2d 403 (2006) ; Commonwealth v. Babcock , 25 Mass.App.Ct. 688 , 691, 521 N.E.2d 1065 (1988).
cited Cited "see" Commonwealth v. Ramsey
Mass. · 2013 · signal: see · confidence high
See id., citing Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 35, 37 (2006); Commonwealth v. Brown, 55 Mass. App. Ct. 440, 447-449 (2002); Commonwealth v. Hill, 20 Mass. App. Ct. 130, 132 (1985).
discussed Cited "see" Commonwealth v. Ortiz (2×)
Mass. · 2013 · signal: see · confidence high
See Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 35-37 (2006) (defendant’s stipulation to all material facts conclusive of guilt in order to appeal denial of motion to suppress decision was not tantamount to guilty plea; failure of judge to conduct proper inquiry of defendant’s understanding of significance of such procedure required reversal of conviction).
cited Cited "see" Commonwealth v. Myers
Mass. App. Ct. · 2012 · signal: see · confidence high
See generally Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 37 (2006).
cited Cited "see" Commonwealth v. Walorz
Mass. App. Ct. · 2011 · signal: see · confidence high
See id. at 37 .
discussed Cited "see, e.g." COMMONWEALTH v. ERIC LAWTON, JR. (And a Companion Case).
Mass. App. Ct. · 2025 · signal: see, e.g. · confidence medium
See, e.g., Commonwealth v. Castillo, 66 Mass. App. Ct. 34, 37 (2006) (observing that by stipulating to evidence, defendant surrenders number of rights "including the right to confrontation [and] the right to cross-examine witnesses"); Commonwealth v. Brown, 55 Mass. App. Ct. 440, 448 (2002) (requirement that colloquy be conducted is particularly important where "a defendant stipulates the truth of facts that are conclusive of guilt" [citation omitted]).
Retrieving the full opinion text from the archive…
Commonwealth
v.
Angel Castillo
No. 04-P-1755.
Massachusetts Appeals Court.
Apr 10, 2006.
845 N.E.2d 403
Karen Logee Swenson for the defendant., James P. Burbridge (John P. Zanini, Assistant District Attorney, with him) for the Commonwealth.
Smith.
Cited by 13 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 81%
Citer courts: Massachusetts Appeals Court (1)
Smith, J.

The practice of judges allowing criminal trials to be conducted on stipulated evidence has long been disfavored because “[i]t invites appeals of the most hair-splitting sort and cannot be justified to save court time.” Commonwealth v. Babcock, 25 Mass. App. Ct. 688, 691 (1988). Commonwealth v. McDowell, 62 Mass. App. Ct. 15, 15 n.l (2004).

Once again, we are called upon to consider a challenge to a judge’s decision to allow the parties to proceed in a criminal matter by stipulating to the evidence. Once again, we must reverse because a judge failed to inquire of the defendant if he had agreed to the procedure and if he was aware of the various constitutional rights he was waiving. See Commonwealth v.[*35] Lewis, 399 Mass. 761, 763-764 (1987) (conviction reversed where defendant waived jury, parties stipulated to evidence, and judge failed to advise defendant of constitutional rights he was waiving); Commonwealth v. Hill, 20 Mass. App. Ct. 130, 131-133 (1985) (conviction reversed where parties stipulated to evidence and defendant was not informed of constitutional rights he was waiving); Commonwealth v. Brown, 55 Mass. App. Ct. 440, 448-449 (2002) (conviction reversed where defendant waived jury, stipulated to evidence, and was not advised of constitutional rights she was waiving).

On March 11, 2003, the defendant, Angel Castillo, pleaded not guilty in Superior Court to four indictments charging him with (1) possession of a firearm, not being present in his residence or place of business and not having a license to carry the firearm (G. L. c. 269, § 10[<a]); (2) possession of ammunition without having been issued a firearm identification card (G. L. c. 269, § 10[/z]); (3) unlawful carrying of a large capacity feeding device (G. L. c. 269, § 10[m]); and (4) possession of a false motor vehicle document (G. L. c. 90, § 24B).

On May 6, 2003, the defendant filed a motion to suppress evidence. On October 16, 2003, an evidentiary hearing on the defendant’s motion was held. One police officer, Michael Hanson, testified for the Commonwealth. On October 23, 2003, the motion judge issued a memorandum of decision and order denying the motion.

On November 17, 2003, the defendant waived his right to a jury trial, and as a result of an agreement between the prosecutor and defense counsel, a trial was held on stipulated evidence before a different Superior Court judge. After listening to the stipulated evidence, the trial judge found the defendant guilty on all of the indictments.

On appeal, the defendant claims that the trial judge committed error in finding him guilty on the stipulated evidence because the procedure amounted to a guilty plea and the defendant was not advised of the basic constitutional rights he was waiving, and that the motion judge committed error in denying the defendant’s suppression motion.

1. The “trial.” When the defendant appeared before the trial judge, the following occurred. The defendant informed the judge[*36] of his intent to waive his right to a jury trial. After the defendant was sworn, the judge engaged the defendant in a colloquy as to the waiver of the jury.[2]

After the judge accepted the defendant’s jury trial waiver, the Commonwealth moved for trial. The prosecutor informed the judge that the parties had agreed to a “fact-stipulated trial” and presented the following stipulation to the judge:

“[The] defendant did have the firearm on his person when the police placed him under arrest.
“There was ammunition in a magazine. That magazine was capable of holding eleven rounds of ammunition, and then at the time that he was placed under arrest, the defendant gave multiple names: Felix Rosario, Angel Castillo, Domingo Luciano, Domingo Luciano Castillo.
“He actually had credit cards and a Massachusetts Registry document, a Massachusetts license in the name of Felix Rosario. The defendant admitted that he was not Felix Rosario, that there was in fact a Felix Rosario, however it was not him, and that he had allegedly agreed to purchase a license for the amount of $1500 from someone at the Registry in order to procure a Massachusetts license.
“I think that’s about as far as the stipulation goes.”

The judge then inquired, “Well, was he at his home or residence?” The prosecutor responded, in part, “He was on the street, actually.” The judge inquired of defense counsel, who responded as follows:

“Well, Judge, those facts are not in dispute. Just it is the defendant’s intent in stipulating to these facts that the defendant may pursue his appeal on the motion to suppress which was denied by the [motion judge]. It is the defendant’s intent after this proceeding to pursue that • appeal.. The facts with respect to the defendant’s culpability as the offense is charged is not in dispute.”

The clerk then announced that the defendant had been found guilty on all four counts.

[*37] Discussion. We reject the defendant’s appellate claim that the trial was tantamount to a guilty plea. Rather, the record demonstrates that the defendant’s trial counsel requested a “trial” on stipulated evidence because he wished to preserve the defendant’s appeal from the denial of his suppression motion.[3]

A trial based on stipulated evidence is not “a trial constitutionally capable of supporting a conviction,” Commonwealth v. Brady, 59 Mass. App. Ct. 784, 788 (2003), unless it appears on the record that there is an inquiry whether the defendant understands the significance of such a trial as opposed to a customary trial, see Commonwealth v. Stevens, 379 Mass. 772, 776 (1980); that the defendant is informed of the rights the defendant has surrendered, including the right to confrontation, the right to cross-examine witnesses, and the right to testify, among others; and that the defendant freely, knowingly and voluntarily waives those rights. Commonwealth v. Babcock, 25 Mass. App. Ct. at 691-692. Commonwealth v. Brady, 59 Mass. App. Ct. at 787-788.[4]

There is nothing in this record that demonstrates that the defendant was aware of the significance of a trial based on stipulated evidence or that he was aware of any constitutional rights he was waiving.

[*38] Therefore, the judgments are reversed, the findings are set aside, and the matter is remanded to the Superior Court for further proceedings consistent with this opinion.[5]

So ordered.

2

The defendant does not claim that this colloquy was inadequate.

3

In Massachusetts, there is no authority that allows a defendant, “as a matter of right,” to claim an appeal from the denial of a suppression motion prior to trial. Commonwealth v. Ringuette, 443 Mass. 103, 104 (2004). “A defendant only may apply for leave to pursue such an [interlocutory] appeal” of a denial of a motion to suppress. Ibid.

General Laws c. 278, § 28E, and Mass.R.Crim.P. 15(a)(2), as appearing in 422 Mass. 1501 (1996), allow a defendant to file an application to a single justice of the Supreme Judicial Court for leave to appeal prior to trial a decision denying a suppression motion. A single justice of the Supreme Judicial Court, “as a matter of discretion, may allow such an application if the single justice determines that the ‘administration of justice would be facilitated.’ ” Commonwealth v. Ringuette, supra, quoting from Mass.R.Crim.P 15(a)(2).

In this matter, the defendant did not file an application for an interlocutory appeal.

4

When a defendant agrees to a trial on stipulated evidence, the colloquy as to the waiver of constitutional rights should be similar to the colloquy that judges are required to engage in when a defendant pleads guilty, without, of course, that portion of the colloquy wherein the defendant is asked if the defendant is, in fact, pleading guilty.

5

Because of the present posture of this case, we cannot decide the appeal from the denial of the suppression motion. We have no authority to decide an interlocutory appeal unless a single justice of the Supreme Judicial Court refers the matter to this court. See note 3, supra.