Palllottino v. City Of Rio Rancho, 31 F.3d 1023 (10th Cir. 1994). · Go Syfert
Palllottino v. City Of Rio Rancho, 31 F.3d 1023 (10th Cir. 1994). Cases Citing This Book View Copy Cite
G Cite
cited 2× by 2 distinct cases, 1998–2023 · 2 courts · …a busy district court need not allow itself to be imposed upon by the presentation of theories seriatim. at p. 1027
G Cite: 1 distinguished/criticized. Strongest: Aurora Credit Services, Inc. v. Liberty West Development, Inc. (Cited "but see")
189 citation events (129 in the last 25 years) across 25 distinct courts.
Strongest positive: Bugg v. Benson (utd, 2023-10-10) · Strongest negative: Aurora Credit Services, Inc. v. Liberty West Development, Inc. (utah, 1998-11-24)
Treatment trajectory · 1994 → 2026 · click a year to view as-of
1994 2010 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited "but see" Aurora Credit Services, Inc. v. Liberty West Development, Inc. (2×) also: Cited "see"
Utah · 1998 · signal: but see · quote attribution · 1 verbatim quote · confidence high
a busy district court need not allow itself to be imposed upon by the presentation of theories seriatim.
discussed Cited as authority (verbatim quote) Bugg v. Benson
D. Utah · 2023 · quote attribution · 1 verbatim quote · confidence high
a busy district court need not allow itself to be imposed upon by the presentation of theories seriatim.
discussed Cited as authority (rule) Securities and Exchange Commission v. John S. Clayton; First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; and Chesapeake Group, Inc. (2×) also: Cited "see, e.g."
D. Utah · 2026 · confidence medium
Undue Delay The Clayton Defendants and Investrio first argue amendment should be denied for undue delay.74 A party’s ability to amend its pleadings is not restricted to a particular stage in the action.75 Lateness generally does not justify denying leave to amend.76 However, “untimeliness alone [can be] a sufficient reason to deny leave to amend, especially when the party filing the motion has no adequate explanation for the delay.”77 For example, leave should be denied if the moving party knew “the facts upon which the amendment is based” when the operative complaint was filed.78 Th…
discussed Cited as authority (rule) Susan Parisi v. Oklahoma Windows and Doors, LLC d/b/a Renewal by Anderson of Oklahoma; BMO Harris Bank, NA; GreenSky, LLC (2×) also: Cited "see"
W.D. Okla. · 2026 · confidence medium
No. 113 at pp. 5-6 (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994)) (“The Tenth Circuit has ‘often found untimeliness alone a sufficient reason to deny leave to amend, especially when the party filing the motion has no adequate explanation for the delay.’”) (quotation omitted).
cited Cited as authority (rule) Karen Cahail and Rachel Cahail v. United States of America, et al.
D. Kan. · 2026 · confidence medium
Corp., 157 F.3d 785 , 800 (10th Cir.1998); Hayes v. Whitman, 264 F.3d 1017, 1027 (10th Cir.2001); Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir.1994); Walters v. Monarch Life Ins.
discussed Cited as authority (rule) Felicia Virgin v. Saia Motor Freight Line, LLC
S.D. Tex. · 2025 · confidence medium
May 11, 1999) (“[U]ntimeliness alone [is] a sufficient reason to deny leave to amend, ‘especially when the party filing the motion has no adequate explanation for the delay.’” (citing Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994))); see also Murray v. Neff Rental, Inc., No. 08-cv- 471, 2009 WL 3109880 , at *2 (W.D.
discussed Cited as authority (rule) Baldwin v. Pedregon
D. Colo. · 2025 · confidence medium
After more than two years of litigation and multiple attempts for Plaintiff to state plausible claims for relief, see [Doc. 1; Doc. 6; Doc. 20; Doc. 77], the Court is mindful of the principle that all litigation must eventually end, see Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (citing Freeman v. Cont’l Gin Co., 381 F.2d 459 , 469–70 (5th Cir. 1967)).
discussed Cited as authority (rule) Price v. Driscoll (2×) also: Cited "see"
E.D. Okla. · 2025 · confidence medium
In the Tenth Circuit, “untimeliness alone” is “sufficient reason to deny leave to amend.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
cited Cited as authority (rule) Chouceir v. Hartford Fire Insurance Company
E.D. La. · 2025 · confidence medium
Mobius Risk Grp., 2011 WL 2193294 , at *3 (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994); and citing Pope v. MCI Telecomms.
discussed Cited as authority (rule) Kennerly v. Mutual of Omaha
D.N.M. · 2025 · confidence medium
“The decision to grant leave to amend a complaint, after the permissive period, is within the trial court’s discretion.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (citing Woolsey v. Marion Labs., Inc., 934 F.2d 1452, 1462 (10th Cir. 1991)).
cited Cited as authority (rule) Nwachukwu v. U-Haul Co. of Louisiana
E.D. La. · 2025 · confidence medium
Mobius Risk Grp., 2011 WL 2193294 , at *3 (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994); and citing Pope v. MCI Telecomms.
discussed Cited as authority (rule) Redpoint County Mutual Insurance Company v. Links Insurance Services, LLC
W.D. Tex. · 2025 · confidence medium
Id. (citing Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994)). “[D]istrict courts often afford plaintiffs at least one opportunity to cure pleading deficiencies before dismissing a case, unless it is clear that the defects are incurable or the plaintiffs advise the court that they are unwilling or unable to amend in a manner that will avoid dismissal.” Great Plaints Tr.
discussed Cited as authority (rule) Romero v. US Bank National Association
N.D. Tex. · 2025 · confidence medium
Tex. Mar. 23, 2010) (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994), and citing Pope v. MCI Telecommunications Corp., 937 F.2d 258, 263 (5th Cir. 1991) (denying, under Rule 15(a)’s more lenient standard, a late-filed motion to amend a complaint to include claims based on same facts); see also Villarreal v. Johnson, No. 2:15-CV-219-D, 2018 WL 6272046 , at *4 (N.D.
cited Cited as authority (rule) iBall Instruments LLC v. Butler
W.D. Okla. · 2024 · signal: cf. · confidence medium
Cf. Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
cited Cited as authority (rule) Rael v. City of Albuquerque
D.N.M. · 2024 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1026 (10th Cir. 1994).
discussed Cited as authority (rule) United States v. Coffeyville Resources Refining
D. Kan. · 2023 · confidence medium
K.S.A. § 65-3012 provides: (a) Upon receipt of evidence that emissions from an air pollution source or combination of air pollution sources presents: (1) An imminent and substantial endangerment to public health or welfare or to the environment; or (2) for an imminent or actual violation of this act, any rules and regulations adopted under this act, any orders issued under this act or any permit conditions required by this act, the secretary may issue a temporary order not to exceed seven days in duration, directing the owner or operator, or both, to take such steps as necessary to prevent th…
discussed Cited as authority (rule) Les Industries Wipeco, Inc. v. Bluestem Management Advisors, LLC
D. Kan. · 2023 · confidence medium
The Court believes that Wipeco’s third attempt to amend is not required by 24 Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (quoting Freeman v. Cont’l Gin Co., 381 F.2d 459 , 469–70 (5th Cir. 1967)). 25 Doc. 24 ¶¶ 111–122. justice, but instead would be unfair, unduly delay the proceedings, and cause Bluestem undue prejudice from having to reopen discovery on a fraudulent inducement claim that was never specifically pled.
discussed Cited as authority (rule) Gomez v. Francis Wholesale Co., Inc.
D.N.M. · 2023 · confidence medium
Corp., 157 F.3d 785, 800 (10th Cir. 1998); then quoting Hayes v. Whitman, 264 F.3d 1017, 1027 (10th Cir. 2001); then quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994); and then quoting Walters v. Monarch Life Ins.
discussed Cited as authority (rule) Glass v. XTO Energy INC. (2×)
D.N.M. · 2022 · confidence medium
Corp., 157 F.3d 785, 800 (10th Cir. 1998); then quoting Hayes v. Whitman, 264 F.3d 1017, 1027 (10th Cir. 2001); then quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994); and then quoting Walters v. Monarch Life Ins.
discussed Cited as authority (rule) Tracy v. Stephens
D. Utah · 2022 · confidence medium
For example, “[w]here the party seeking amendment knows or should have known of the facts upon which the proposed amendment is based but fails to include them in the original complaint, the motion to amend is subject to denial.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (quoting State Distribs., Inc. v. Glenmore Distilleries Co., 738 F.2d 405, 416 (10th Cir. 1984)).
discussed Cited as authority (rule) MVT Services, LLC v. Great West Casualty Company
D.N.M. · 2022 · confidence medium
Combs v. PriceWaterhouse Coopers, 382 F.3d 1196 , 1205–06 (10th Cir. 2004) (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994)); see also id. at 1206 (“This wariness is heightened when the losing party seeks the amendment many months after his initial filing, the amendment is not based on new evidence, and the amendment is merely the presentation of an alternate legal theory that was readily available prior to the entry of summary judgment.”).
cited Cited as authority (rule) Schroeder v. Hutchinson Regional Medical Center
D. Kan. · 2022 · confidence medium
Corp., 157 F.3d 785, 800 (10th Cir. 1998)], and to present ‘theories seriatim’ to drag the litigation out, Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
discussed Cited as authority (rule) Grafe v. CSAA General Insurance Company
D. Colo. · 2022 · confidence medium
Defendant is correct that the Court may deny leave to amend if the movant “knows or should have known of the facts upon which the proposed amendment is based but fails to include them in the original complaint.” Pallottino v. City of Rio Rancho, 31 F.3d 1023,1027 (10th Cir. 1994).
discussed Cited as authority (rule) Shelton v. Sha Ent LLC
W.D. Okla. · 2022 · confidence medium
Firm, P.C., 861 F. App'x 714 , 722 (10th Cir. 2021) (unpublished) (holding that a motion for leave to amend was properly denied where plaintiff could have sought leave prior to entry of order dismissing the claims); The Tool Box, Inc. v. Ogden City Corp., 419 F.3d 1084, 1086 (10th Cir. 2005) (explaining that “[c]ourts have refused to allow a postjudgment amendment when, as here, the moving party had an opportunity to seek the amendment before entry of judgment but waited until after judgment before requesting leave.”); Zurich N. Am. v. Matrix Serv., Inc., 426 F.3d 1281, 1294 (10th Cir. 200…
discussed Cited as authority (rule) Nordwald v. Brightlink Communications, LLC
D. Kan. · 2021 · confidence medium
Disposables, Inc., No. 09-2616-KHV, 2010 WL 4004874 , at *4 (first citing Minter, 451 F.3d at 1204 ; then quoting Hardin v. Manitowoc–Forsythe Corp., 691 F.2d 449, 456 (10th Cir. 1982)). 9 Boardwalk Apartments, at *3 (citing Frank v. U.S. West, Inc., 3 F.3d 1357, 1365-66 (10th Cir. 1993)). 10 Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
discussed Cited as authority (rule) Schneider v. U.S. Bank, N.A.
D. Kan. · 2021 · confidence medium
In Castanon, the Court found plaintiffs “had ample time to amend their complaint, but they waited to see amendment until more than fourteen months after the removal . . . [and] don’t explain this delay.” 37 Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994). 38 See Def.’s Resp. to discovery, ECF No. 71-1, Ex.
discussed Cited as authority (rule) Brooks v. Taylor County
N.D. Tex. · 2021 · confidence medium
Tex. Nov. 30, 2018) (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (noting that the motion to amend “was not based on new evidence unavailable at the time of the original filing” and denying motion on that basis)).
cited Cited as authority (rule) Haertlein v. Amerifield, Inc.
D.N.M. · 2021 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
cited Cited as authority (rule) Armijo v. Board of County Commissioners of the County of Socorro
D.N.M. · 2021 · confidence medium
Corp., 157 F.3d 785, 800 (10th Cir. 1998), Hayes v. Whitman, 264 F.3d 1017, 1027 (10th Cir. 2001), and Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994)).
cited Cited as authority (rule) Crocs, Inc. v. Effervescent, Inc
D. Colo. · 2021 · confidence medium
Colo. Nov. 2, 2006) (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994)). 10 This Court, like the court in Stanerson, finds Trustmark Ins.
cited Cited as authority (rule) Cracraft v. Utah Valley University
D. Utah · 2021 · confidence medium
Corp., 157 F.3d 785, 800 (10th Cir. 1998), and Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994), respectively).
discussed Cited as authority (rule) Goss v. Cathey
10th Cir. · 2021 · confidence medium
But while acknowledging this general rule, this court also has held that a failure to explain a denial of leave to amend “can be harmless error where the reason is apparent.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (internal quotation marks omitted).
discussed Cited as authority (rule) Bank Midwest v. R.F. Fisher Electric Company, LLC
D. Kan. · 2021 · confidence medium
In Castanon, the Court found plaintiffs “had ample time to amend their complaint, but they waited to see amendment until more than fourteen months after the removal . . . [and] don’t explain this delay.” 9 Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994). 10 Castanon, 976 F.3d 1136, 1144 (10th Cir. 2020). 11 See Union’s Mem. in Opp., ECF No. 54 at 3 (quoting its Amended Motion to Intervene and Memorandum of Law in Support, ECF No. 25 at 4). 12 See, e.g., Safetech Int’l v. Air Prods. & Controls, Inc., 02-2216-DJW-JAR, 2002 WL 31833262 at *1 (D.
cited Cited as authority (rule) Cracraft v. Utah Valley University
D. Utah · 2020 · confidence medium
Corp., 157 F.3d 785, 800 (10th Cir. 1998), and Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994), respectively).
discussed Cited as authority (rule) Bristow First Assembly of God v. BP p.l.c.
N.D. Okla. · 2020 · confidence medium
Likewise, leave should be denied when plaintiff seeks to present “theories seriatim” in an effort to avoid dismissal, Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994), or to “knowingly delay[] raising [a]n issue until the ‘eve of trial.’” Walters v. Monarch Life Ins.
discussed Cited as authority (rule) Lee v. BP America Production Company
N.D. Okla. · 2020 · confidence medium
Likewise, leave should be denied when plaintiff seeks to present “theories seriatim” in an effort to avoid dismissal, Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994), or to “knowingly delay[] raising [a]n issue until the ‘eve of trial.’” Walters v. Monarch Life Ins.
discussed Cited as authority (rule) Lane v. BP America Production Company
N.D. Okla. · 2020 · confidence medium
Likewise, leave should be denied when plaintiff seeks to present “theories seriatim” in an effort to avoid dismissal, Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994), or to “knowingly delay[] raising [a]n issue until the ‘eve of trial.’” Walters v. Monarch Life Ins.
discussed Cited as authority (rule) Struck v. New Mexico Children Youth and Families Department
D.N.M. · 2020 · confidence medium
There is no evidence that Plaintiff delayed moving to amend in order to “make the complaint a moving target,” Minter, 451 F.3d at 1206 , or that Plaintiff knew or should have known all of the information on which the proposed amendment is based before the filing of an earlier complaint, see Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
discussed Cited as authority (rule) US Magnesium v. ATI Titanium
D. Utah · 2020 · confidence medium
“Where the party seeking amendment knows or should have known of the facts upon which the proposed amendment is based but fails to include them in the original complaint, the motion to amend is subject to denial.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (quoting State Distribs., Inc. v. Glenmore Distilleries Co., 738 F.2d 405, 416 (10th Cir. 1984)).
discussed Cited as authority (rule) Barnett v. Hall, Estill, Hardwick, Gable
10th Cir. · 2020 · confidence medium
See Goldstein v. MCI WorldCom, 340 F.3d 238, 254 (5th Cir. 2003) (“[W]e have 10 upheld the denial of leave to amend when the moving party . . . attempted to present theories of recovery seriatim to the district court.”); Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (similar).
cited Cited as authority (rule) Kirkland v. Robert W. Baird & Co., Incorporated
D. Colo. · 2020 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
cited Cited as authority (rule) Wright, Sr. v. Martinez
D.N.M. · 2019 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1026 (10th Cir. 1994).
discussed Cited as authority (rule) Mousavi v. John Christner Trucking, LLC
N.D. Okla. · 2019 · confidence medium
“Untimeliness in itself can be a sufficient reason to deny leave to amend, particularly when the movant provides no adequate explanation for the delay.” Panis v. Mission Hills Bank, N.A., 60 F.3d 1486, 1495 (10th Cir. 1995) (citing Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994)).
cited Cited as authority (rule) Flores v. City of Farmington
D.N.M. · 2019 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1026 (10th Cir. 1994).
cited Cited as authority (rule) Earles v. Cleveland
W.D. Okla. · 2019 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10" Cir. 1994); see also Minter v. Prime Equip.
discussed Cited as authority (rule) Leatherwood v. Rios
10th Cir. · 2017 · confidence medium
“A busy district court need not allow itself to be imposed upon by the presentation of theories seria-tim.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994) (internal quotation omitted).
cited Cited as authority (rule) Martinez v. Aulepp
10th Cir. · 2016 · confidence medium
Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir. 1994).
discussed Cited as authority (rule) Steak n Shake Enterprises, Inc. v. Globex Co.
D. Colo. · 2015 · confidence medium
See Salazar v. City of Commerce City, No. 12-1390, 535 Fed.Appx. 692, 694-95 (10th Cir.2013) (district court did not abuse discretion in declining to consider claim in its summary judgment ruling where such claim was not included in final pretrial order, was a different theory of-recovery with different requirements of proof, and where plaintiff had not sought to amend the order to include the theory); Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir.1994) (“Much of the value of summary judgment procedure in the cases for which it is appropriate would be dissipated if a party w…
discussed Cited as authority (rule) Midcities Metropolitan District No. 1 v. U.S. Bank National Ass'n (2×)
D. Colo. · 2014 · confidence medium
However, “untimeliness alone [can be] a sufficient reason to deny leave to amend, especially when the party filing the motion has no adequate explanation for the delay.” Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir.1994).
cited Cited as authority (rule) Vanzzini v. Action Meat Distributors, Inc.
S.D. Tex. · 2014 · confidence medium
Feb. 16, 2012) (quoting Pallottino v. City of Rio Rancho, 31 F.3d 1023, 1027 (10th Cir.1994)).
Retrieving the full opinion text from the archive…
Mark Pallottino
v.
City of Rio Rancho, a Municipality in the State of New Mexico Officer Randy Sanchez Officer Brian Davison and Officer Michael Pelligrini
93-2085.
Court of Appeals for the Tenth Circuit.
Aug 4, 1994.
31 F.3d 1023
Published

31 F.3d 1023

30 Fed.R.Serv.3d 224

Mark PALLOTTINO, Plaintiff-Appellant,
v.
CITY OF RIO RANCHO, a municipality in the State of New
Mexico; Officer Randy Sanchez; Officer Brian
Davison; and Officer Michael
Pelligrini, Defendants-Appellees.

No. 93-2085.

United States Court of Appeals,
Tenth Circuit.

Aug. 4, 1994.

Joseph P. Kennedy, Albuquerque, NM, for plaintiff-appellant.

Norman F. Weiss (Michelle M. Lalley, with him on the brief), Albuquerque, NM, for defendants-appellees.

Before WHITE, Associate Justice (Ret.),[*] TACHA and BRORBY, Circuit Judges.

BRORBY, Circuit Judge.

[*~1023]1

Mr. Pallottino was temporarily detained by police officers (Officers) of the City of Rio Rancho, New Mexico, while they investigated a fist fight. Mr. Pallottino, who contends this detention was due to his refusal to give the Officers his name and address, initially brought a 42 U.S.C. Sec. 1983 claim for violation of his Fifth Amendment privilege to remain silent. After this claim was summarily dismissed, he sought to amend his complaint to argue an unreasonable seizure in violation of the Fourth Amendment. The district court denied leave to amend. Mr. Pallottino now appeals both the order dismissing his Sec. 1983 claim of Fifth Amendment violation and the order denying leave to amend. We affirm.

I.

2

The Officers were summoned to a residential neighborhood to investigate a report of a disturbance at three o'clock in the morning. At the scene, they found Mr. Pallottino injured and sitting on the bumper of a vehicle. Mr. Pallottino contends he had just broken up a fight between two individuals. The Officers offered him help in getting medical attention and offered to call an ambulance. He refused the offers. A friend helped Mr. Pallottino into a truck to drive him to the hospital. Once in his friend's truck, one Officer asked Mr. Pallottino his address in order to complete the police report. Mr. Pallottino declined to answer the question. Another Officer told Mr. Pallottino he would be arrested if he refused to answer questions. Mr. Pallottino became upset and started to argue loudly with the Officer in profane and vulgar language. The Officer reminded Mr. Pallottino it was early in the morning and three times asked him to keep his voice down. Mr. Pallottino told the Officer he was going to get a bullet in the head. The Officers removed him from the truck and arrested him. Mr. Pallottino was charged with and convicted of disorderly conduct and interference with an officer. Mr. Pallottino now concedes the Officers had probable cause to arrest him for disorderly conduct.

3

Mr. Pallottino's original Sec. 1983 complaint alleged excessive force used during his arrest violated the Fourth Amendment and his wrongful arrest and malicious prosecution violated the Fourteenth Amendment due process clause. Two months later he amended the complaint to include state tort claims and to also allege the Officers violated his Fifth Amendment rights, contending the Officers arrested him because he refused to give his name and address in violation of his "absolute right to remain silent." The Officers and the City[1] responded with the defense of qualified immunity.

[*~1024]4

In a partial summary judgment, the district court ruled from the bench the existence of probable cause justified Mr. Pallottino's arrest and therefore did not violate the Fourteenth Amendment. Further, the court found Mr. Pallottino did not have a colorable Fifth Amendment privilege to refuse to give his name and address to investigators. Thus, the court dismissed those claims against the Officers and the City. Subsequently, Mr. Pallottino moved to amend his complaint to include Fourth Amendment unlawful detention claims based on the same facts used in asserting the dismissed Fifth Amendment claim. The court denied his motion for leave to amend.

5

Mr. Pallottino presents two issues on appeal. First, he contends the district court erred in dismissing the claim of Fifth Amendment violation because an issue of disputed fact remains whether the Officers' decision to arrest was solely in retaliation for his refusal to give his name and address. Second, Mr. Pallottino contends the district court abused its discretion in denying his request for leave to file a second amended complaint, adding a Fourth Amendment unlawful detention theory, because the Officers failed to give legal articulable reasons for his detention.[2]

II.

[*~1025]6

Once the defendants raised a defense of qualified immunity, we must recognize the Supreme Court's repeated instructions to resolve qualified "immunity questions at the earliest possible stage in litigation." Hunter v. Bryant, 502 U.S. 224, ----, 112 S.Ct. 534, 536, 116 L.Ed.2d 589 (1991) (citing cases). "The entitlement to qualified immunity 'is an immunity from suit rather than a mere defense to liability; and like an absolute immunity, it is effectively lost if a case is erroneously permitted to go to trial.' " Pueblo Neighborhood Health Ctrs., Inc. v. Losavio, 847 F.2d 642, 644 (10th Cir.1988) (quoting Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411 (1985) (emphasis in original)). The doctrine of qualified immunity gives the Officers qualified immunity in a Sec. 1983 suit unless they violate "clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982); see Dixon v. Richer, 922 F.2d 1456, 1459 (10th Cir.1991). Once a defendant to a Sec. 1983 action raises a qualified immunity defense, the burden shifts to the plaintiff to show both facts and law to establish that the defendant is not entitled to qualified immunity. Dixon, 922 F.2d at 1460. We apply an objective standard to determine whether a defendant violated "clearly established statutory or constitutional rights of which a reasonable person would have known." Pueblo Neighborhood, 847 F.2d at 645.

7

In the context of a summary judgment motion, to prevail against a qualified immunity defense, the plaintiff must "come forward with facts or allegations to show both that the defendant's alleged conduct violated the law and that the law was clearly established when the violation occurred." Id. at 646. Only if the plaintiff establishes both of these matters does a defendant bear the normal burden of the movant for summary judgment of "showing that no material issues of fact remain that would defeat his or her claim of qualified immunity." Id. We review the district court's conclusion de novo. Dixon, 922 F.2d at 1460.

8

In this case, Mr. Pallottino did not meet his burden of proof showing clearly established law in support of his claim under the Fifth Amendment. Although we have recognized a Fifth Amendment right to remain silent may be triggered during a Terry stop, we have narrowly limited that event to pre-arrest custodial interrogations where incriminating questions are asked. See United States v. Perdue, 8 F.3d 1455, 1463-66 (10th Cir.1993); United States v. Griffin, 7 F.3d 1512, 1517-18 (10th Cir.1993). The Supreme Court has found a request at a scene of a motor vehicle accident for biographical information, such as name and address, to be "an essentially neutral act." California v. Byers, 402 U.S. 424, 432, 91 S.Ct. 1535, 1540, 29 L.Ed.2d 9 (1971). Such disclosure does not create the threat of criminal liability or self-incrimination. We agree with the district court: there is no clearly established right, under the Fifth Amendment, to ignore police requests at the scene of an investigation for a witness's name and address. The retaliation claim is further undercut by counsel's concession, during oral argument, that the Officers had probable cause to arrest Mr. Pallottino for disorderly conduct based on Mr. Pallottino's violent response to their insistent questioning. We therefore affirm the district court's summary dismissal.[3]III.

[*~1026]9

Turning to Mr. Pallottino's next issue on appeal, "[t]he decision to grant leave to amend a complaint, after the permissive period, is within the trial court's discretion, Fed.R.Civ.P. 15(a), and will not be disturbed absent an abuse of that discretion." Woolsey v. Marion Labs., Inc., 934 F.2d 1452, 1462 (10th Cir.1991).[4] We have often found untimeliness alone a sufficient reason to deny leave to amend, "especially when the party filing the motion has no adequate explanation for the delay." Frank v. U.S. West, Inc., 3 F.3d 1357, 1365-66 (10th Cir.1993) (listing cases). "Where the party seeking amendment knows or should have known of the facts upon which the proposed amendment is based but fails to include them in the original complaint, the motion to amend is subject to denial." State Distribs., Inc. v. Glenmore Distilleries Co., 738 F.2d 405, 416 (10th Cir.1984). Although, as a general rule, the district court must give a reason for its refusal, Federal Ins. Co. v. Gates Learjet Corp., 823 F.2d 383, 387 (10th Cir.1987), "failure to state a reason can be harmless error where the reason is apparent," Long v. United States, 972 F.2d 1174, 1183 (10th Cir.1992).

10

Mr. Pallottino's motion for leave to amend was filed eight months after the original complaint and over five months after a previous amended complaint. The proposed amendment was not based on new evidence unavailable at the time of the original filing. Instead, it proposed a theory that Mr. Pallottino did not choose to advance until after his primary theory had been dismissed. As other courts of appeal have stated:

[*1027]11

A busy district court need not allow itself to be imposed upon by the presentation of theories seriatim. Liberality in amendment is important to assure a party a fair opportunity to present his claims and defenses, but "equal attention should be given to the proposition that there must be an end finally to a particular litigation." [Citation omitted.] ... Much of the value of summary judgment procedure in the cases for which it is appropriate ... would be dissipated if a party were free to rely on one theory in an attempt to defeat a motion for summary judgment and then, should that theory prove unsound, come back along thereafter and fight on the basis of some other theory.

12

Freeman v. Continental Gin Co., 381 F.2d 459, 469-70 (5th Cir.1967); see, e.g., Humphreys v. Roche Biomedical Labs., Inc., 990 F.2d 1078, 1082 (8th Cir.1993); Lussier v. Dugger, 904 F.2d 661, 667 (11th Cir.1990); FDIC v. Meyer, 781 F.2d 1260, 1268 (7th Cir.1986). In his motion to amend, Mr. Pallottino did not explain his failure to amend the complaint earlier, especially as it was not based on new evidence. Although the district court did not give reasons for the refusal, the above grounds for refusal are clear from the record. Accordingly, we find no abuse of discretion.

13

For the foregoing reasons, the orders of the district court are AFFIRMED.

*

The Honorable Byron R. White, Associate Justice of the United States Supreme Court (Ret.), sitting by designation pursuant to 28 U.S.C. Sec. 294(a)

1

In Mr. Pallottino's original complaint, he implicated the City with a theory of respondeat superior. Perhaps recognizing the invalidity of this theory, after Monell v. Department of Soc. Servs., 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978), Mr. Pallottino rephrased his theory in his amended complaint to include an allegation of the City's "policy or custom display[ing] a deliberate indifference" to his Fifth and Fourteenth Amendment rights. See City of Canton v. Harris, 489 U.S. 378, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989). Since we find no underlying violation by the Officers, the City is similarly entitled to summary judgment. See Hinton v. City of Elwood, 997 F.2d 774, 782 (10th Cir.1993)

2

In appealing the district court's order of partial summary judgment, Mr. Pallottino's challenge technically includes the dismissal of the Fourteenth Amendment violation. He has not briefed these issues and therefore we consider the issue waived. See Fed.R.App.P. 28(a)(3) & (5); Jordan v. Bowen, 808 F.2d 733, 736 (10th Cir.), cert. denied, 484 U.S. 925, 108 S.Ct. 287, 98 L.Ed.2d 247 (1987)

In passing on the issue, however, we note the Supreme Court recently rejected the Fourteenth Amendment as independent grounds for challenging improper arrests. Albright v. Oliver, --- U.S. ----, 114 S.Ct. 807, 127 L.Ed.2d 114 (1994).

3

Mr. Pallottino also argues the trial court improperly dismissed his Fifth Amendment count because the court, and not the jury, determined the issue of probable cause. Actually, the court dismissed his Fourteenth Amendment claim upon a finding of probable cause to arrest. Moreover, a trial court may freely determine probable cause, on an objective standard, when the issue is raised within the defense of qualified immunity. Hunter, 502 U.S. at ----, 112 S.Ct. at 537

4

Although we do not reach the merits of Mr. Pallottino's Fourth Amendment claim, we recognize its narrow scope. Mr. Pallottino's seizure claim is limited to the period between the Officers' request for biographical information and Mr. Pallottino's threatening response. At oral argument, counsel for Mr. Pallottino conceded the Officers had probable cause to arrest Mr. Pallottino for disorderly conduct and counsel agreed a civil Sec. 1983 action is not the proper forum to challenge a criminal conviction. Mr. Pallottino does not argue his arrest and subsequent detention violated the Fourth Amendment