United States v. Frank E. Ready, 82 F.3d 551 (2d Cir. 1996). · Go Syfert
United States v. Frank E. Ready, 82 F.3d 551 (2d Cir. 1996). Cases Citing This Book View Copy Cite
304 citation events (214 in the last 25 years) across 26 distinct courts.
Strongest positive: Derek James Saclamana v. State of Alaska (alaskactapp, 2024-09-06) · Strongest negative: United States v. George Brown, A/K/A China (ca2, 2000-11-03)
Treatment trajectory · 1996 → 2026 · click a year to view as-of
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Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Limited United States v. George Brown, A/K/A China (2×) also: Cited "see"
2d Cir. · 2000 · confidence medium
See United States v. Velasquez, 136 F.3d 921 , 923 n. 1 (2d Cir.1998) (per curiam) (waiver of right to appeal sentence within stipulated guidelines range in plea agreement did not encompass challenge to imposition of sentence to run consecutively, rather than concurrently, with undischarged state term of imprisonment); Ready, 82 F.3d at 556 (waiver of right to appeal in plea agreement is to be narrowly construed).
discussed Cited as authority (verbatim quote) Derek James Saclamana v. State of Alaska
Alaska Ct. App. · 2024 · quote attribution · 1 verbatim quote · confidence high
every circuit to consider the issue has concluded that waivers of the right to appeal a sentence, like waivers of constitutional rights, are invalid unless they are voluntary and knowing.
discussed Cited as authority (verbatim quote) United States v. Lutchman
2d Cir. · 2018 · signal: see also · quote attribution · 1 verbatim quote · confidence high
ourts may apply general fairness principles to invalidate particular terms of a plea agreement.
discussed Cited as authority (verbatim quote) United States v. Lutchman
2d Cir. · 2018 · signal: see also · quote attribution · 1 verbatim quote · confidence high
ourts may apply general fairness principles to invalidate particular terms of a plea agreement.
examined Cited as authority (verbatim quote) United States v. Angel Tang (3×) also: Cited as authority (rule)
2d Cir. · 2000 · quote attribution · 1 verbatim quote · confidence high
we agree that a waiver of the right to appeal should only be enforced by an appellate court if the record 'clearly demonstrates' that the waiver was both knowing ... and voluntary.
examined Cited as authority (verbatim quote) United States v. Deinner Rosa (3×) also: Cited as authority (rule), Cited "see, e.g."
2d Cir. · 1997 · signal: see · quote attribution · 1 verbatim quote · confidence high
o circuit has held that these contractual waivers are enforceable on a basis that is unlimited and unexamined.
discussed Cited as authority (rule) United States v. Jones
5th Cir. · 2025 · confidence medium
We decline to extend Leal to circumstances like those in the present case. 15 933 F.3d 426 (5th Cir. 2019). 16 Id. at 431 . 17 Id. (quoting United States v. Ready, 82 F.3d 551, 559 (2d Cir. 1996), superseded by Rule, Fed.
discussed Cited as authority (rule) United States v. Lajeunesse
2d Cir. · 2023 · confidence medium
United States v. Ready, 82 F.3d 551, 559 (2d Cir. 1996), superseded on other grounds as stated in United States v. Cook, 722 F.3d 477, 481 (2d Cir. 2013); see also United States v. Woltmann, 610 F.3d 37, 40 (2d Cir. 2010) (“Such contracts are narrowly construed.”).
discussed Cited as authority (rule) Decker v. United States
S.D.N.Y. · 2023 · confidence medium
It is a basic core principle that plea agreements are to be interpreted under the same standards of contract law, see United States v. Rodgers, 101 F.3d 247, 253 (2d Cir. 1996), bearing in mind, however, that they “are unique contracts in which special due process concerns for fairness and the adequacy of procedural safeguards obtain.” United States v. Ready, 82 F.3d 551, 558 (2d Cir.1996) (quotations and citation omitted), superseded on other grounds as stated in United States v. Cook, 722 F.3d 477, 481 (2d Cir. 2013); accord United States v. Cimino, 381 F.3d 124, 127 (2d Cir. 2004); Unit…
discussed Cited as authority (rule) Martinez v. Uhler
S.D.N.Y. · 2022 · confidence medium
“Every circuit to consider the issue has concluded that waivers of the right to appeal a sentence, like waivers of constitutional rights, are invalid unless they are voluntary and knowing.” U.S. v. Ready, 82 F.3d 551, 556 (2d Cir. 1996).
discussed Cited as authority (rule) United States v. David Bridgewater (2×) also: Cited "see"
7th Cir. · 2021 · confidence medium
This approach ensures that waivers are not applied loosely in ways that unneces- sarily limit review and “‘discredit’ the legitimacy of the sen- tencing process.” United States v. Ready, 82 F.3d 551, 556 (2d Cir. 1996), quoting United States v. Mezzanatto, 513 U.S. 196, 204 (1995).
discussed Cited as authority (rule) United States v. Rivera-Santiago
2d Cir. · 2020 · confidence medium
The Court will enforce an appeal waiver “if the record ‘clearly demonstrates’ that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.” United States v. Coston, 737 F.3d 235, 237 (2d Cir. 2013) (quoting United States v. Ready, 82 F.3d 551, 557 (2d Cir. 1996)).
discussed Cited as authority (rule) United States v. Duarte
2d Cir. · 2020 · confidence medium
The record thus “clearly demonstrates that the waiver was . . . 2 knowing (in the sense that the defendant fully understood the potential 3 consequences of his waiver).” United States v. Ready, 82 F.3d 551, 557 (2d Cir. 4 1996) (quotation marks omitted). 5 Duarte also argues that the appeal waiver is unenforceable because the 6 District Court failed to “state in open court the reasons for its imposition” of 7 Duarte’s sentence, as required by 18 U.S.C. § 3553 (c)(1).
discussed Cited as authority (rule) United States v. Kilpatrick
2d Cir. · 2016 · confidence medium
The government argues that the district court inquired about U.S.S.G. § 2E1.1 Application Note 4 at the sentencings of Mizell’s co-defendants and, in response to these inquiries or in anticipation of similar ones pertaining to Mizell, the government could deviate from the plea agreement’s stipulated Guidelines range. “[C]ourts construe plea agreements strictly against the Government.” United States v. Mergen, 764 F.3d 199, 208 (2d Cir. 2014) (quoting United States v. Ready, 82 F.3d 551, 559 (2d Cir. 1996)).
discussed Cited as authority (rule) United States v. Alejandro Valencia
8th Cir. · 2016 · confidence medium
Several of our sister circuits have held that “[w]hen a district court has advised a defendant that, contrary to the plea agreement, he is entitled to appeal his sentence, the defendant can hardly be said to have knowingly waived his right of appeal.” United States v. Manigan, 592 F.3d 621, 628 (4th Cir. 2010); accord United States v. Zink, 107 F.3d 716, 718 (9th Cir. 1997); United Stales v. Ready, 82 F.3d 551, 557-58 (2d Cir. 1996), superseded on other grounds by United States v. Cook, 722 F.3d 477, 481 (2d Cir. 2013).
discussed Cited as authority (rule) United States v. Snider
D. Or. · 2016 · confidence medium
The Second Circuit analyzes appeal waivers under "general fairness principles.” United States v. Padilla, 186 F.3d 136, 140 (2d Cir,1999) (quoting United States v. Ready, 82 F.3d 551, 559 (2d Cir.1996)).
cited Cited as authority (rule) United States v. David Williams, III
4th Cir. · 2016 · confidence medium
See, e.g., United States v. Carrozza, 4 F.3d 70 , 86 n. 12 (1st Cir.1993); United States v. Ready, 82 F.3d 551, 555 (2d Cir.1996); United States v. Smith, 918 F.2d 664, 668-69 (6th Cir.1990).
discussed Cited as authority (rule) United States v. Persico
E.D.N.Y · 2014 · confidence medium
Although plea agreements are to be interpreted in accordance with these general contract principles, the Second Circuit has noted that plea agreements are “unique contracts in which special due process concerns for fairness and the adequacy of procedural safeguards obtain.” United States v. Padilla, 186 F.3d 136, 140 (2d Cir.1999) (quoting United States v. Ready, 82 F.3d 551, 558 (2d Cir.1996)) (internal citations and quotation marks in Ready omitted).
discussed Cited as authority (rule) United States v. Mergen
2d Cir. · 2014 · confidence medium
This is done for a variety of reasons, including the fact that the Government is usually the party that drafts the agreement, and the fact that the Government ordinarily has certain awesome advantages in bargaining power.” United States v. Ready, 82 F.3d 551, 559 (2d Cir.1996), superseded on other grounds as stated in United States v. Cook, 722 F.3d 477, 481 (2d Cir.2013); accord United States v. Cimino, 381 F.3d 124, 127 (2d Cir.2004); United States v. Aleman, 286 F.3d 86, 90 (2d Cir.2002).
discussed Cited as authority (rule) United States v. Guyton
E.D. La. · 2014 · confidence medium
This follows from the recognition that a plea agreement is “a contract in which special due process concerns for fairness and the adequacy of procedural safeguards obtain.” United States v. Ataya, 864 F.2d 1324, 1329 (7th Cir.1988); see also United States v. Martin, 25 F.3d 211, 216 (4th Cir.1994) (“[P]lea agreements between the government and a defendant are unique and call for special due process considerations.”); Calabrese, 645 F.2d at 1390 (“Because important due process rights are involved, plea negotiations must accord a defendant requisite fairness and be attended by adequate…
cited Cited as authority (rule) United States v. Beras
2d Cir. · 2014 · confidence medium
See United States v. Riggi, 649 F.3d 143, 147 (2d Cir.2011); United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996).
discussed Cited as authority (rule) Anthony v. State
Alaska Ct. App. · 2014 · confidence medium
See, e.g., United States v. Giorgi, 840 F.2d 1022, 1026 (1st Cir.1988); United States v. Ready, 82 F.3d 551, 558-59 (2d Cir.1996); United States v. Baird, 218 F.3d 221, 229 (3d Cir.2000); United States v. Harvey, 791 F.2d 294, 300 (4th Cir.1986); United States v. Sibley, 448 F.3d 754, 759 (5th Cir.2006); Carnine v. United States, 974 F.2d 924, 928-29 (7th Cir.1992); United States v. Andis, 333 F.3d 886, 890 (8th Cir.2003); United States v. De la Fuente, 8 F.3d 1333 , 1337-38 n. 7 & n. 8 (9th Cir.1993); United States v. Cachucha, 484 F.3d 1266, 1270 (10th Cir.2007); United States v. Jefferies, …
discussed Cited as authority (rule) United States v. Rollings
10th Cir. · 2014 · confidence medium
It has been recognized that even under a standard plea agreement a court must carefully scrutinize the plea proceeding and search for a clear demonstration of the extent of the defendant’s knowledge and the voluntary nature of the plea.” (citing United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996))); United States v. Wenger, 58 F.3d 280, 282 (7th Cir.1995) (“Waivers of appeal must stand or fall with the agreements of which they are a part.
discussed Cited as authority (rule) United States v. Tourloukis
2d Cir. · 2014 · confidence medium
See, e.g., United States v. Pearson, 570 F.3d 480, 485 (2d Cir.2009) (interpreting agreement to waive defendant’s right to "appeal his conviction and any sentence incorporating” an order to pay restitution in "full” not to waive an "appeal of possible errors in the determination of what amount constitutes full restitution" (internal quotation marks omitted)); United States v. Cunningham, 292 F.3d 115, 116 (2d Cir.2002) (interpreting waiver provision agreeing "not to file an appeal or otherwise challenge his conviction or sentence in the event that the Court imposes the sentence [of time …
discussed Cited as authority (rule) United States v. Katsman
2d Cir. · 2014 · confidence medium
Government’s Release From the Plea Agreement When interpreting a plea agreement, “courts construe plea agreements strictly against the Government.” United States v. Ready, 82 F.3d 551, 559 (2d Cir.1996), superseded on other grounds as stated in United States v. Cook, 722 F.3d 477, 481 (2d Cir.2013).
discussed Cited as authority (rule) United States v. Coston
2d Cir. · 2013 · confidence medium
We will enforce a defendant’s waiver of the right to appeal a sentence “only ... if the record ‘clearly demonstrates’ that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.” United States v. Ready, 82 F.3d 551, 557 (2d Cir.1996) (internal citation omitted).
discussed Cited as authority (rule) United States v. Coston
2d Cir. · 2013 · confidence medium
We will enforce a defendant’s waiver of the right to appeal a sentence “only . . . if the record ‘clearly demonstrates’ that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.” United States v. Ready, 82 F.3d 551, 557 (2d Cir. 1996) 3 (internal citation omitted).
discussed Cited as authority (rule) United States v. Yutronic
2d Cir. · 2013 · confidence medium
A waiver of the right to appeal is enforced by an appellate court “if the record ‘clearly demonstrates’ that the waiver was both knowing ... and voluntary.” United States v. Ready, 82 F.3d 551, 557 (2d Cir.1996).
discussed Cited as authority (rule) United States v. Nourse
2d Cir. · 2013 · confidence medium
Instead, he advocates for the test set out in United States v. Ready, which asks whether “the record ‘clearly demonstrates’ that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.” 82 F.3d 551, 557 (2d Cir.1996) (citation omitted).
discussed Cited as authority (rule) Todd J. Crider v. State of Indiana (2×)
Ind. · 2013 · confidence medium
While we agree that “allowing a defendant to waive appeal of any and every sentence imposed in violation of law would ‘invite[ ] disrespect for the integrity of the courts,’ ” United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996) (quoting Wheat v. United States, 486 U.S. 153, 162 , 108 S.Ct. 1692 , 100 L.Ed.2d 140 (1988)), the facts of the instant case do not require us to adopt the “miscarriage of justice” analysis.
discussed Cited as authority (rule) United States v. Pamela Miller
6th Cir. · 2012 · confidence medium
Because a plea agreement constitutes an agreement whereby a defendant gives up their freedom to contest criminal charges, plea agreements create “special due process concerns for fairness and the adequacy of procedural safeguards . . . .” United States v. Ready, 82 F.3d 551, 558 (2d Cir. 1996) (internal citations omitted).
discussed Cited as authority (rule) United States v. Pamela Miller (2×)
6th Cir. · 2012 · confidence medium
Because a plea agreement constitutes an agreement whereby a defendant gives up their freedom to contest criminal charges, plea agreements create “special due process concerns for fairness and the adequacy of procedural safeguards....” United States v. Ready, 82 F.3d 551, 558 (2d Cir.1996) (internal citations omitted).
discussed Cited as authority (rule) United States v. Hector Barreras
2d Cir. · 2012 · confidence medium
Moreover, recognizing “that the Government usually drafts plea agreements, we construe such agreements ‘strictly against the Government.’ ” Id. (quoting United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996)).
discussed Cited as authority (rule) United States v. Markou
2d Cir. · 2012 · confidence medium
Invalidation is unnecessary when “ ‘the record clearly demonstrates that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.’” Id. at 289-90 (quoting United States v. Ready, 82 F.3d 551, 557 (2d Cir. 1996) (internal quotation marks omitted)); see also United States v. Arevalo, 628 F.3d 93, 98 (2d Cir.2010) (“[W]e find waivers unenforceable only in very limited situations, such as when the waiver was not made knowingly, voluntarily, and competently....”) (internal quotation marks omitted).
discussed Cited as authority (rule) United States v. Logan
E.D.N.Y · 2012 · confidence medium
However, “such waivers are strictly and narrowly construed against the government, in recognition of its greater bargaining power in negotiating and the fact that the government usually drafts plea agreements.” Yushuvayev v. United States, 532 F.Supp.2d 455, 468 (E.D.N.Y.2008) (citing United States v. Cunningham, 292 F.3d 115, 117 (2d Cir.2002) and United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996)).
discussed Cited as authority (rule) United States v. Riggi
2d Cir. · 2011 · confidence medium
However, “a defendant may be deemed incapable of waiving a right that has an overriding impact on public interests,” United States v. Ready, 82 F.3d 551, 555 (2d Cir.1996), as such a waiver may “irreparably discredit ] the federal courts,” id. at 556 (quoting United States v. Mezzanatto, 513 U.S. 196, 204 , 115 S.Ct. 797 , 130 L.Ed.2d 697 (1995)).
discussed Cited as authority (rule) United States v. Nathaniel Worden
7th Cir. · 2011 · confidence medium
See United States v. Pearson, 570 F.3d 480, 485 (2d Cir.2009) (where defendant waived his right to appeal his “conviction and any sentence incorporating the agreed disposition specified herein,” and the “agreed disposition” included an order to pay restitution “in full,” defendant had not waived appeal of errors in the district court’s determination of what constitutes “full restitution”); United States v. Oladimeji 463 F.3d 152, 157 (2d Cir.2006) (no waiver where defendant agreed not to file an appeal or otherwise challenge his “sentence ... in the event that the Court imp…
discussed Cited as authority (rule) Tellado v. United States
D. Conn. · 2011 · confidence medium
The cases in which the Second Circuit has concluded that the record failed to demonstrate that an appeal waiver was knowing and voluntary involved factors such as a failure by the court to explicitly call the waiver to the defendant’s attention at the plea allocution or to inquire as to the defendant’s understanding of it, see United States v. Tang, 214 F.3d 365, 368 (2d Cir.2000); a failure by the court to identify the disputed waiver as part of the plea agreement or even to ask the defendant whether he read the agreement, along with an absence of any “affirmative evidence from which [t…
discussed Cited as authority (rule) United States v. Nicolo
2d Cir. · 2011 · confidence medium
In order for an appeal waiver to be entered into knowingly, a district court need only ensure that the defendant “fully understands] the potential consequences of his [appeal] waiver.” United States v. Ready, 82 F.3d 551, 557 (2d Cir.1996).
discussed Cited as authority (rule) United States v. Reap
2d Cir. · 2010 · confidence medium
A defendant nevertheless may seek relief from an agreed-upon appeal waiver if it can be shown that the plea itself was not knowing and voluntary, see United States v. Ready, 82 F.3d 551, 556-57 (2d Cir.1996), where sentencing was based on a constitutionally impermissible factor such as bias, see United States v. Haynes, 412 F.3d 37, 39 (2d Cir.2005) (per curiam), or where the government breaches the plea agreement, see United States v. Garcia, 166 F.3d 519, 521 (2d Cir.1999) (per curiam).
discussed Cited as authority (rule) United States v. D'Amico
S.D.N.Y. · 2010 · confidence medium
“In interpreting plea agreements drafted by federal prosecutors, ‘the courts’ concerns run even wider than protection of the defendant’s individual constitutional rights — to concerns for the honor of the government, public confidence in the fair administration of justice, and the effective administration of justice in a federal scheme of government.’ ” United States v. Gotti 457 F.Supp.2d 411, 415 (S.D.N.Y.2006) (quoting United States v. Ready, 82 F.3d 551, 558 (2d Cir.1996)).
discussed Cited as authority (rule) United States v. Cabrera (2×) also: Cited "see"
2d Cir. · 2010 · signal: cf. · confidence medium
Cf. Ready, 82 F.3d at 558 (explaining that waiver of “the very valuable right to correct a district court’s unknown and unannounced sentence ” “requires the special attention of the district court” (emphasis *27 added)).
examined Cited as authority (rule) United States v. Manigan (3×) also: Cited "see"
4th Cir. · 2010 · confidence medium
See United States v. Zink, 107 F.3d 716, 718 (9th Cir.1997) (concluding that waiver was neither knowing nor voluntary where court advised defendant, without objection, that he had right to appeal); United States v. Ready, 82 F.3d 551, 557-58 (2d Cir.1996) (allowing defendant to appeal sentence despite appellate waiver because court incorrectly advised defendant of right to appeal sentence); see also United States v. Wood, 378 F.3d 342, 349 (4th Cir.2004) (determining that defendant did not knowingly waive right to appeal, in part because court mischaracterized plea agreement’s material terms…
discussed Cited as authority (rule) United States v. Pearson
2d Cir. · 2009 · confidence medium
Section 3742 to appeal whatever sentence is imposed, including any issues that relate to the establishment of the guideline range, reserving only the right to appeal from a sentence resulting from an adjusted base offense level of greater than twenty-three.” 82 F.3d 551, 560 (2d Cir. 1996) (alteration in original).
discussed Cited as authority (rule) United States v. Pearson
2d Cir. · 2009 · confidence medium
Section 3742 to appeal whatever sentence is imposed, including any issues that relate to the establishment of the guideline range, reserving only the right to appeal from a sentence resulting from an adjusted base offense level of greater than twenty-three.” 82 F.3d 551, 560 (2d Cir.1996) (alteration in original).
discussed Cited as authority (rule) State v. Wesley
Wis. Ct. App. · 2009 · confidence medium
See United States v. Giorgi, 840 F.2d 1022, 1026 (1st Cir. 1988); United States v. Ready, 82 F.3d 551, 558-59 (2nd Cir. 1996); United States v. Baird, 218 F.3d 221, 229 (3rd Cir. 2000); United States v. Harvey, 791 F.2d 294, 300 (4th Cir. 1986); United States v. Sibley, 448 F.3d 754, 759 (5th Cir. 2006); United States v. Harris, 473 F.3d 222, 225-26 (6th Cir. 2006); Carnine v. United States, 974 F.2d 924, 928-29 (7th Cir. 1992); United States v. Andis, 333 F.3d 886, 890 (8th Cir. 2003); United States v. De la Fuente, 8 F.3d 1333 , 1337-38 n.7 & n.8 (9th Cir. 1993); United States v. Cachucha, 4…
cited Cited as authority (rule) United States v. Navarro
2d Cir. · 2009 · confidence medium
See United States v. Cunningham, 292 F.3d 115, 117 (2d Cir.2002); United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996).
cited Cited as authority (rule) United States v. Navarro
2d Cir. · 2009 · confidence medium
See United States v. Cunningham, 292 F.3d 115, 117 (2d Cir.2002); United States v. Ready, 82 F.3d 551, 556 (2d Cir.1996).
discussed Cited as authority (rule) United States v. Castillo
2d Cir. · 2008 · confidence medium
We assume the parties’ familiarity with the underlying facts, procedural history, and specification of issues for review. “[A] waiver of the right to appeal should only be enforced by an appellate court if the record ‘clearly demonstrates’ that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.” United States v. Ready, 82 F.3d 551, 557 (2d Cir.1996).
discussed Cited as authority (rule) United States v. Castillo
2d Cir. · 2008 · confidence medium
We assume the parties’ familiarity with the underlying facts, procedural history, and specification of issues for review. “[A] waiver of the right to appeal should only be enforced by an appellate court if the record ‘clearly demonstrates’ that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary.” United States v. Ready, 82 F.3d 551, 557 (2d Cir.1996).
Retrieving the full opinion text from the archive…
UNITED STATES of America, Appellee,
v.
Frank E. READY, Defendant-Appellant
840, 841, Dockets 95-1211(L), 95-1252.
Court of Appeals for the Second Circuit.
May 2, 1996.
82 F.3d 551
George A. Yanthis, Assistant United States Attorney, Albany, NY (Thomas J. Maroney, United States Attorney for the Northern District of New York, Albany, NY, on the brief), for Appellee., Philip L. Weinstein, The Legal Aid Society, Federal Defender Division, Appeals Bureau, New York City, for Defendant-Appellant.
Melaughlin, Jacobs, Calabresi.
Cited by 192 opinions  |  Published
Pinpoint authority: bottom 54%
JACOBS, Circuit Judge:

Frank Ready pled guilty to wire fraud under 18 U.S.C. § 1343. His plea agreement included a waiver of his right to appeal his sentence. His sentence included a penalty of restitution. On appeal, he claims that the restitution penalty wás imposed illegally. The Government argues that Ready’s waiver of his right to appeal bars this challenge, and that in any ease his claim fails on the merits.

After the parties filed their appellate briefs but prior to oral argument, we decided United States v. Yemitan, 70 F.3d 746, 748 (2d Cir.1995), in which we held that a defendant may waive his right to appeal an illegally imposed sentence. At oral argument the Government stressed that Yemitan provided categorical support for its waiver argument. On questioning, however, the Government conceded that the waiver in Ready’s plea agreement does not constitute a blanket waiver of his appellate rights, and that, under Yemitan, the circumstances surrounding his plea and the terms of the agreement must be scrutinized to determine the waiver’s scope.

We conclude that the waiver contained in Ready’s plea agreement does not, under the circumstances presented, operate as a waiver of Ready’s right to appeal his restitution penalty. Reaching the merits of Ready’s challenge to his sentence, we also decide that the restitution penalty was legally and properly imposed. We discuss in this opinion only our conclusion that Ready did not waive his right to appeal. Ready’s substantive challenges to his restitution penalty raise no new legal issues, and we reject them in a summary order also issued today.

I

There are two plea agreements in this case. One of them contains a waiver of Ready’s right to appeal; the other does not. Ready entered into the first plea agreement with the Office of the United States Attorney for the Northern. District of New York, pleading guilty to Count Five of a five-count indictment that charged him with a scheme to defraud the federal government (the “New York plea agreement”). Count Five concerned a telephone conversation that furthered the scheme, in violation of the wire fraud statute, 18 U.S.C. § 1343. In pleading guilty to this count, Ready agreed to pay about $16,000 in restitution. He and the Government explicitly “reserve[d] the right to appeal any sentence imposed in this matter.”

About six months later, Ready was charged in the District of Maryland with two additional counts of wire fraud, relating to a similar scheme to defraud the United States and several private companies. In an agreement with the United States Attorney’s Office. for that district, he pled guilty to both counts (the “Maryland plea agreement”). This agreement, analyzed below, contains the disputed waiver of Ready’s right to appeal.

Paragraph 2 of the Maryland plea agreement (drafted as a letter to Ready’s counsel) sets out the possible punishment:

The maximum sentence provided by statute for the offense to which your client is pleading guilty is as follows: Five years imprisonment per count and a fine of $250,000 per count, followed by a term of supervised release of three years: ' In addition, your client must pay $100 as a special assessment under 18 U.S.C. Section 3013, which will be due and should be paid at time of sentencing unless otherwise ordered by the Court. This Court may also order your client to make restitution pursuant to 18 Ú.S.C. Sections 3663 and 3664.

Ready agreed in paragraph 3B that the applicable offense level for sentencing' under the Guidelines was 22. In paragraph 4, the Government expressly withheld any assurance that it would recommend a particular prison term within the Guidelines range, or that it would recommend a particular level of restitution:

At your client’s sentencing this Office will make any recommendation regarding the sentence in the guideline range it deems appropriate; and make any recommenda[*554] tion regarding restitution it deems appropriate.

Ready’s Maryland plea agreement did not recite his acceptance of a specific restitution amount. .

Paragraph 5 contains the waiver of Ready’s right to appeal:

Your client and the United States knowingly and expressly waive all rights conferred by 18 U.S.C. Section 3742 to appeal whatever sentence is imposed, including any issues that relate to the establishment of the guideline range, reserving only the right to appeal from a sentence resulting from an adjusted base offense level of greater than twenty-three. [1]

Finally, paragraph 6 limits Ready’s ability to withdraw from his guilty plea:

If the Court should impose any sentence up to the maximum established by statute, your client cannot, for that reason alone, withdraw his guilty plea, and will remain bound to fulfill all of his obligations under this agreement.

(Emphasis added.)

Ready’s two pleas were consolidated before Judge McAvoy in the Northern District of New York. Before accepting the pleas, the district court duly advised Ready that he was waiving a panoply of rights by pleading guilty, and ascertained from Ready that he understood “the consequences of pleading guilty.”' However, the court did not include the right to appeal in its list of the rights waived by Ready.

Later in the hearing, the court asked Ready’s trial lawyer if he had “advised Mr. Ready of his rights, the nature of the charges and consequences of pleading guilty.” Ready’s counsel said that he had, and specified that “I have advised him that ... pursuant to the plea agreement in Maryland, he gives up his right to appeal any sentence that might be rendered here pursuant to that agreement.”

At the end of. the hearing, in a short colloquy with Ready’s counsel, the court stated that Ready had not fully waived his right to appeal:

The CouRT: [Addressing Ready.] You have the right to appeal this sentence to certain limited circumstances—
Ready’s Lawyer: I don’t believe that’s correct, according to the plea agreement, your Honor.
The Court: Ye[s]. The plea agreement talks about certain things with respect to the sentence. But if I impose an illegal sentence on him, he certainly would have the right to appeal that. So you should consult with your attorney before hitting him. in the ribs again as to any appeal.

The court sentenced Ready based on an offense level of 22, as the Maryland plea agreement contemplated. Ready’s criminal history category of VI yielded a Guidelines imprisonment range of 84 to 105 months, and a fine range of $7,500 to $75,000. He was sentenced to a total of 100 months in prison. No fine was imposed “because of the defendant’s inability to pay.”

The court imposed a restitution penalty of approximately $308,000. Of that, $16,000 was the amount agreed to in the New York plea agreement, and $292,000 was the amount attributed to the Maryland indictment. The court drew the $292,000 figure from the presentencing report, which listed the losses suffered by five corporate victims of Ready’s scheme. Ready claims that the court failed to “consider” his “financial resources ... and earning ability” before imposing restitution, as required by 18 U.S.C. § 3664(a). The restitution penalty, he says, was therefore imposed illegally. But if. Ready completely waived his right to appeal the restitution imposed pursuant to the Maryland plea agreement, then he cannot contest the legality of the $292,000 portion of the restitution penalty.

II

A criminal defendant has no constitutional right to an appeal. Jones v. Barnes, 463 U.S. 745, 751, 103 S.Ct. 3308, 3312-13, 77 L.Ed.2d 987 (1983); United States v. Matista, 932 F.2d 1055, 1056 (2d Cir.1991). But [*555] see Honda Motor Co. v. Oberg, — U.S. -,-, 114 S.Ct. 2331, 2341, 129 L.Ed.2d 336 (1994) (failure to provide judicial review of jury's punitive damages award violates defendant’s due process rights). Once a system of appellate courts is put into place, however, a criminal defendant’s ability to appeal may not be unduly burdened. North Carolina v. Pearce, 395 U.S. 711, 724, 89 S.Ct. 2072, 2080, 23 L.Ed.2d 656 (1969), overruled on other., grounds by Alabama v. Smith, 490 U.S. 794, 802, 109 S.Ct. 2201, 2206, 104 L.Ed.2d 865 (1989); Griffin v. Illinois, 351 U.S. 12, 18-19, 76 S.Ct. 585, 590-91, 100 L.Ed. 891 (1956).

The right to appeal a criminal conviction and sentence is statutory. Prior to the passage of the Sentencing Reform Act of 1984 (the “1984 Act”), which brought us the Sentencing Guidelines, criminal appeals were taken pursuant to 28 U.S.C. § 1291. That statute simply allows appellate courts to hear appeals from “all final decisions of the district courts.” The right to appeal a sentence under § 1291 was limited to sentences that were. imposed above statutory limits, that were the result of material misinformation, or that were based on a constitutionally impermissible factor. United States v. Tucker, 404 U.S. 443, 447, 92 S.Ct. 589, 591-92, 30 L.Ed.2d 592 (1972); United States v. Colon, 884 F.2d 1550, 1552 (2d Cir.), cert. denied, 493 U.S. 998, 110 S.Ct. 553, 107 L.Ed.2d 550 (1989).

The 1984 Act “expanded appellate review.” Colon, 884 F.2d at 1552. A new statutory section (which we quote in its current form) provided not just for review of a sentence “imposed in violation of law,” 18 U.S.C. § 3742(a)(1), but also for review of a sentence “imposed as a result of an incorrect application of the sentencing guidelines,” id. § 3742(a)(2), a sentence “greater than the sentence specified in the applicable guideline range,” id. § 3742(a)(3), or a sentence “plainly unreasonable” when “imposed for an offense for which there is no sentencing guideline,” id. § 3742(a)(4). Entry into a plea agreement that includes a specific sentence forecloses only the last two grounds of appeal (as long as the actual sentence falls within the sentence envisioned by the agreement), but does not foreclose an appeal based on an illegal sentence or one based on an incorrect application of the Guidelines. Id.' § 3742(c).

Along with the other circuits that have considered the question, we have held that a defendant’s right to appeal his sentence may be waived in a plea agreement. See Yemitan, 70 F.3d at 748; United States v. Salcido-Contreras, 990 F.2d 51, 51 (2d Cir.) (per curiam), cert. denied, 509 U.S. 931, 113 S.Ct. 3060, 125 L.Ed.2d 742 (1993); see also United States v. Schmidt, 47 F.3d 188, 192 (7th Cir.1995) (“declin[ing] to exercise” the court’s “jurisdiction to determine the merits of the defendants’ appeal” because of valid waiver of right to appeal); United States v. Bushert, 997 F.2d 1343, 1350 (11th Cir.1993), cert. denied, — U.S. -, 115 S.Ct. 652, 130 L.Ed.2d 556 (1994); United States v. Melancon, 972 F.2d 566, 567 (5th Cir.1992); United States v. Rutan, 956 F.2d 827, 829 (8th Cir.1992); United States v. Navarro-Botello, 912 F.2d 318, 322 (9th Cir.1990), ce rt. denied, 503 U.S. 942, 112 S.Ct. 1488, 117 L.Ed.2d 629 (1992); United States v. Wiggins, 905 F.2d 51, 53 (4th Cir.1990).

But no circuit has held that these contractual waivers are enforceable on a basis that is unlimited and unexamined. See, e.g., Yemitan, 70 F.3d at 748 (“We do not hold that the waiver of appellate rights forecloses appeal in every circumstance.”); United States v. Jacobson, 15 F.3d 19, 23 (2d Cir.1994) (“[A] waiver of the right not to be sentenced on the basis of a constitutionally impermissible factor may be invalid_”); United States v. Henderson, 72 F.3d 463, 465 (5th Cir.1995) (defendant cannot validly waive right to appeal from a denial of the claim that the plea agreement was entered into with ineffective assistance of counsel).

In deciding whether to enforce an individual’s waiver of a right, courts ask whether the right implicates institutional and societal values that transcend the individual’s interests. Recently, the Supreme Court has held that, even as to evidentiary rulings, a defendant may be deemed incapable of waiving a right that has an overriding impact on public interests:

[Tjhere may be some evidentiary provisions that are so fundamental to the relia[*556] bility of the fact-finding process that they may never be waived without irreparably discredit[ing] the federal courts.

United States v. Mezzanatto, — U.S. —, —, 115 S.Ct. 797, 803, 130 L.Ed.2d 697 (1995) (internal quotation marks omitted) (upholding defendant’s waiver of the right to exclude from evidence his statements during plea negotiations). In support, the Court parenthetically quoted Judge Posner’s zoological example:

No doubt there are limits to waiver; if the parties stipulated to trial by 12 orangutans the defendant’s conviction would be invalid notwithstanding his consent, because some minimum of civilized procedure is required by community feeling regardless of what the defendant wants or is willing to accept.

Id. (quoting United States v. Josefik, 753 F.2d 585, 588 (7th Cir.), cert. denied, 471 U.S. 1055, 105 S.Ct. 2117, 85 L.Ed.2d 481 (1985)). Along these lines, the Court in Wheat v. United States, 486 U.S. 153, 108 S.Ct. 1692, 100 L.Ed.2d 140 (1988), concluded that a criminal defendant’s right to have a lawyer free of conflicts of interest is not a waivable right, in part because such a conflict “ ‘constitutes a breach of professional ethics and invites disrespect for the integrity of the court.’ ” Id. at 162, 108 S.Ct. at 1699 (quoting United States v. Dolan, 570 F.2d 1177, 1184 (3d Cir.1978)); see also Tony & Susan Alamo Found. v. Secretary of Labor, 471 U.S. 290, 302, 105 S.Ct. 1953, 1962, 85 L.Ed.2d 278 (1985) (employees may not waive Fair Labor Standards Act protections; otherwise, non-waiving employees might be subject to downward wage pressures, and employers might use their “superior bargaining power to coerce” employees into waiving these protections).

As for the right to appeal, we have recognized that appellate review under the Guidelines, important as it is for individual defendants, also serves an important public interest in avoiding the sentencing disparities that were seen to be a great problem with the pre-Guidelines system. See Colon, 884 F.2d at 1555 (“[Ajppellate review of sen-fences outside the Guidelines is essential because, absent such review, enforcement of the Guidelines would be left exclusively to the judgment of each sentencing court, and the [congressional] purpose of achieving a degree of uniformity might be thwarted.”); see also S.Rep. No. 225, 98th Cong., 2d Sess. 151 (1984), reprinted in 1984 U.S.C.C.AN. 3182, 3334 (right to appellate review “essential to assure that the guidelines are applied properly and to provide case law development of the appropriate reasons for sentencing outside the guidelines”). And allowing a defendant to waive appeal of any and every sentence “imposed in violation of law” would “invite[] disrespect for the integrity of the court[s],” Wheat, 486 U.S. at 162, 108 S.Ct. at 1699 and “discredit” the legitimacy of the sentencing process. Mezzanatto, — U.S. at —, 115 S.Ct. at 803.

Accordingly, we must scrutinize waivers closely and apply them narrowly. To this end, we use two familiar mechanisms. First, we assure that the waiver of this important right is knowing and voluntary. See United States v. Robinson, 8 F.3d 418, 421 (7th Cir.1993); see also Yemitan, 70 F.3d at 747 (defendant conceded waiver was knowing and voluntary). Second, we construe the terms of a plea agreement narrowly, using applicable principles of contract law. See Yemitan, 70 F.3d at 747. On both grounds, we hold that Ready did not waive his right to take this appeal.

Ill

In plea agreements, “[w]aivers of constitutional rights not only must be voluntary but must be knowing, intelligent acts done with sufficient awareness of the relevant circumstances and likely consequences.” Brady v. United States, 397 U.S. 742, 748, 90 S.Ct. 1463, 1469, 25 L.Ed.2d 747 (1970). Every circuit to consider the issue has concluded that waivers of the right to appeal a sentence, like waivers of constitutional rights, are invalid unless they are voluntary and knowing. [2] Schmidt, 47 F.3d at 190 (7th[*557] Cir.); Bushert, 997 F.2d at 1350-51 (11th Cir.); Melancon, 972 F.2d 566, 567 (5th Cir.1992); United States v. Marin, 961 F.2d 493, 496 (4th Cir.1992); Rutan, 956 F.2d at 829 (8th Cir.); Navarro-Botello, 912 F.2d at 321-22 (9th Cir.). Courts have stressed that a waiver is only knowing or “informed” if the defendant “fully understood the consequences of the waiver.” Rutan, 956 F.2d at 830; United States v. Baty, 980 F.2d 977, 979 (5th Cir.1992), cert. denied, 508 U.S. 956, 113 S.Ct. 2457, 124 L.Ed.2d 672 (1993).

A majority of circuits that have addressed this issue have either ruled or intimated that the district court should specifically flag the defendant’s waiver of the right to appeal at the Rule 11 plea agreement hearing. [3] We agree that a waiver of the right to appeal should only be enforced by an appellate court if the record “clearly demonstrates” that the waiver was both knowing (in the sense that the defendant fully understood the potential consequences of his waiver) and voluntary. See Schmidt, 47 F.3d at 190 (courts should uphold waiver “only if the record clearly demonstrates that the defendant knowingly and voluntarily entered into the plea agreement” and hence waived his right to appeal).

After reviewing the transcript of the Rule 11 hearing, we conclude that Ready did not knowingly waive his right to appeal a restitution order that is imposed in violation of 18 U.S.C. § 3664(a). At the hearing, the district court explained to Ready that it would soon be “advis[ing] you of your rights as to whether or not you are pleading guilty freely and voluntarily with an understanding of the charges made against you and the consequences of pleading guilty.” When the court enumerated the rights that Ready was waiving, however, it did not mention the right to appeal or explain the consequences of waiving this right. Ready’s lawyer had advised Ready that “he gives up his right to appeal any sentence that might be rendered here pursuant to [the plea] agreement,” and so advised the court. In response, the court explained that it understood the waiver to be a limited one: “But if I impose an illegal sentence on him, he certainly would have the right to appeal that.” Since the court stated that the waiver only applied to legally imposed sentences, it would have been entirely reasonable for Ready to believe (with the judge) that he was not waiving his right to appeal a sentence that was imposed illegally.[*558] This understanding is consistent with the comment of Ready’s counsel that he could not appeal a sentence imposed “pursuant to [the plea] agreement,” since it would have been reasonable for Ready to believe that his plea agreement, written by Government lawyers and scrutinized by his own lawyer, did not authorize an illegally imposed sentence.

As in Baty, then, “there was no satisfactory explanation to [Ready that] the consequences of [his] waiver of [his] right to appeal” included the waiver of an illegally imposed sentence. See 980 F.2d at 979. We agree with the Baty court that:

[A] defendant’s waiver of her right to appeal deserves, and, indeed, requires the special attention of the district court. When a defendant waives her right to appeal, she gives up the very valuable right to correct a district court’s unknown and unannounced sentence.... It is up to the district court to insure that the defendant fully understands her right to appeal and the consequences of waiving that right.

Id. Here, the record does not instill confidence that Ready understood his waiver to include the waiver of his right to appeal a restitution penalty imposed in violation of 18 U.S.C § 3664(a). We therefore hold that his waiver was not knowing, for the purposes of this appeal.

IV

We construe a criminal defendant’s waiver of appellate rights narrowly. See supra section II. Applying that rule to this case, we conclude that the waiver in Ready’s Maryland plea agreement did not include his right to appeal an illegally imposed restitution penalty.

As we said in Yemitan, “[p]lea agreements are construed according to contract law principles.” 70 F.3d at 747. But of course, different types of contracts are subjected to different interpretive rules and background understandings. See, e.g., Farnsworth on Contracts § 4.26 at 313-15 (2d ed. 1990) (in interpreting “standardized agreements,” courts use several “judicial techniques” which sometimes have the effect of relieving the non-drafting party of its contractual obligations). “Plea agreements ... are unique contracts ‘in which special due process concerns for fairness and the adequacy of procedural safeguards obtain.’ ” Carnine v. United States, 974 F.2d 924, 928 (7th Cir.1992) (quoting United States v. Ataya, 864 F.2d 1324, 1329 (7th Cir.1988)); see also United States v. Herrera, 928 F.2d 769, 773 (6th Cir.1991) (“Although the plea agreement is contractual in nature, it is by no means an ordinary contract.”); United States v. Giorgi, 840 F.2d 1022, 1026 (1st Cir.1988) (“unique nature of a plea agreement”); Frank H. Easterbrook, Plea Bargaining as Compromise, 101 Yale L.J. 1969, 1974-75 (1992) (“The analogy between plea bargains and contracts is far from perfect.... Plea bargains are preferable to mandatory litigation — not because the analogy to contract is overpowering, but because compromise is better than conflict.”); Robert E. Scott & William J. Stuntz, Plea Bargaining as Contract, 101 Yale L.J. 1909, 1930 (1992).

As the Fourth Circuit has recognized, in interpreting plea agreements,

courts have necessarily drawn on the most relevant body of developed rules and principles of private law, those pertaining to the formation and interpretation of commercial contracts. But the courts have recognized that those rules have to be applied to plea agreements with two things in mind which may require their tempering in particular cases. First, the defendant’s underlying “contract” right is constitutionally based and therefore reflects concerns that differ fundamentally from and run wider than those of commercial contract law. Second, with respect to federal prosecutions, the courts’ concerns run even wider than protection of the defendant’s individual constitutional rights — to concerns for the honor of the government, public confidence in the fair administration of justice, and the effective administration of justice in a federal scheme of government.

United States v. Harvey, 791 F.2d 294, 300 (4th Cir.1986) (citations and internal quotation marks omitted).

Several rules of interpretation, consistent with general contract law principles,[*559] are suited to the delicate private and public interests that are implicated in plea agreements. First, courts construe plea agreements strictly against the Government. This is done for a variety of reasons, including the fact that the Government is usually the party that drafts the agreement, and the fact that the Government ordinarily has certain awesome advantages in bargaining power. See Carnine, 974 F.2d at 928; Giorgi, 840 F.2d at 1026; United States v. De la Fuente, 8 F.3d 1333, 1338 (9th Cir.1993); see also Farnsworth on Contracts, § 7.11 at 518 (“common” rule that terms are construed against drafter “often operates against a party that is at a distinct advantage in bargaining ... [but] may be invoked even if the parties bargained as equals.”).

Second, we construe the agreement against a general background understanding of legality. That is, we presume that both parties to the plea agreements contemplated that all promises made were legal, and that the non-contracting “party” who implements the agreement (the district judge) will act legally in executing the agreement. See Walsh v. Schlecht, 429 U.S. 401, 408, 97 S.Ct. 679, 685, 50 L.Ed.2d 641 (1977) (“Since a general rule of construction presumes the legality and enforceability of contracts, 6A A. Corbin, Contracts §§ 1499, 1533 (1962), ambiguously worded contracts should not be interpreted to render them illegal and unenforceable where the wording lends itself to a logically acceptable construction that renders them legal and enforceable.”); Northwest Envtl. Advocates v. City of Portland, 56 F.3d 979, 984 (9th Cir.1995) (“Courts should, if possible, interpret a contract so that its terms will not be illegal.”); Central States v. Joe McClelland, Inc., 23 F.3d 1256, 1258 (7th Cir.1994) (“Terms that are lawful as written may not be given an illegal spin as part of an effort to curtail the obligation they create.”); see also In re Leasing Consultants Inc., 592 F.2d 103, 110 (2d Cir.1979) (“[T]he in pari delicto doctrine ... denies judicial relief ... to parties to illegal contracts.... [T]his principle is based not on solicitude for the defendant, but on concern for the public welfare _” (citations omitted)).

Finally, as we pointed out in Yemitan, courts may apply general fairness principles to invalidate particular terms of a plea agreement. 70 F.3d at 748 (“Plea agreements are subject to the public policy constraints that bear upon the enforcement of other kinds of contracts.”); see Restatement (Second) of Contracts, § 178 (1981) (“A promise or other term of an agreement is unenforceable on grounds of public policy if legislation provides that it is unenforceable or the interest in its enforcement is clearly outweighed in the circumstances by a public policy against the enforcement of such terms.”); U.C.C. § 2-302(1) (1994) (“If the court as a matter of law finds the contract or any clause of the contract to have been unconscionable at the time it was made the court may refuse to enforce the contract,” or may sever or limit the unconscionable clause.).

We apply these principles to Ready’s plea agreement. When construed strictly against the Government and against a background presumption of legality, the waiver language does not allow the inference that the parties intended it to preclude the appeal of an illegally imposed restitution penalty. First, paragraph 2 of the agreement explicitly applies the background presumption of legality to Ready’s restitution penalty: “Th[e] Court may also order your client to make restitution pursuant to 18 U.S.C. Sections 3663 and 3661.” (Emphasis added.) Though Ready’s waiver of his appellate rights in paragraph 5 is admittedly broad (waiver of right to appeal “whatever sentence is imposed”), it does not distinctly negate paragraph 2’s statement that restitution will be imposed in accordance with the restitution statute. There is thus an ambiguity (at the least) as to the parties’ intent with regard to restitution penalties imposed illegally. Construing this ambiguity strictly against the Government, we must presume that on the issue of restitution, the parties intended the phrase, “whatever sentence is imposed,” to mean “whatever sentence is imposed by law.”

Second, there is an ambiguity in paragraph 5 as to whether the term “sentence” includes the restitution penalty. Paragraph 5 states:

[*560] [The defendant] and the United States knowingly and expressly waive all rights conferred by 18 U.S.C. Section 3742 to appeal whatever sentence is imposed, including any issues that relate to the establishment of the guideline range, reserving only the right to appeal from a sentence resulting from an adjusted base offense level of greater than twenty-three.

(Emphasis added.) The word “sentence” is thus used twice, once in the waiver and then in the reservation. It is express that the “sentence” referenced in the reservation is the sentence that “result[s] from an adjusted base offense level,” which would include the prison sentence and the fine. But the word “sentence,” as used in the reservation, would not include restitution, because restitution penalties are not linked in any way with Guidelines base offense levels. And there is no indication that the word “sentence” is intended to mean a different thing when used earlier in the paragraph (in the phrase “whatever sentence is imposed”). Nor is there anything in the plea agreement to suggest that the defendant agreed not to appeal “whatever restitution is imposed,” including, for instance, an unlimited restitution penalty (which might in any case be an unconscionable agreement). It is thus ambiguous whether paragraph 5’s reference to “whatever sentence is imposed” includes the restitution penalty imposed. Once again, this ambiguity must be construed strictly against the Government.

The use of the term “sentence” in paragraph 4 of the agreement confirms the impression that the term was not intended to include restitution. That provision states that the Government

will make any recommendation regarding the sentence in the guideline range it deems appropriate; and make any recommendation regarding restitution it deems appropriate.

(Emphasis added.) Under a straightforward reading of this passage, the “sentence” is an idea separate from “restitution.” Paragraph 6 adds more support:

If the Court should impose any sentence up to the maximum established by statute, [the defendant] cannot, for that reason alone, withdraw his guilty plea, and will remain bound to fulfill all of his obligations under this agreement.

(Emphasis added.) Prison terms and fines are frequently limited by statutes, but restitution amounts are not. The term “any sentence” in paragraph 6 thus seems to exclude restitution, or any imposition that is not subject to a statutory maximum. For all of these reasons, we conclude that the waiver of Ready’s right to appeal his “sentence” did not include a waiver of his right to appeal his restitution penalty.

We hold that Ready did not waive the right to bring this appeal. The merits of that appeal raise no new issues, and are resolved by summary order issued on the same day as this opinion.

1

. The reference to an offense level of 23 appears to be a mistake, since the Government had agreed in paragraph 3B that the proper offense level was 22.

2

. Though this Court has never ruled on the issue explicitly, statements in our past decisions make it clear that we would not accept an involuntary or “unknowing” waiver of the right to appeal. See Yemitan, 70 F.3d at 747 ("It is undisputed that [the defendant] entered into his plea agree[*557] ment knowingly and voluntarily.”); United States v. Stevens, 66 F.3d 431, 437 (2d Cir.1995) ("As the record on appeal affords no basis to know whether the defendant knowingly agreed to the [post-trial sentencing] Stipulation, much less the waiver of appeal contained in it, we will remand to the district court.”); United States v. Salcido-Contreras, 990 F.2d 51, 51 (2d Cir.1993) (per curiam) ("We have held that knowing and voluntary waivers of a defendant’s right to appeal a sentence within an agreed Guidelines range are enforceable; United States v. Rivera, 971 F.2d 876, 896 (2d Cir.1992)."), cert. denied, 509 U.S. 931, 113 S.Ct. 3060, 125 L.Ed.2d 742 (1993).

3

. Compare Schmidt, 47 F.3d at 191 ("These two excerpts from the guilty plea hearing clearly reveal that the waiver of the right to appeal was knowingly, voluntarily, and intelligently made.”); Bushert, 997 F.2d at 1351 ("[I]n most circumstances, for a sentence appeal waiver to be knowing and voluntary, the district court must have specifically discussed the sentence appeal waiver with the defendant during the Rule 11 hearing.”); Marin, 961 F.2d at 496 (“[A] waiver is not knowingly or voluntarily made if the district court fails to specifically question the defendant concerning the waiver provision of the plea agreement during the Rule 11 colloquy and the record indicates that the defendant did not otherwise understand the full significance of the waiver."); Rutan, 956 F.2d at 830 ("Review of the transcript of the [Rule 11] hearing ... shows that [the defendant] fully understood the consequences of the waiver."); with United States v. DeSantiago-Martinez, 38 F.3d 394, 395 (9th Cir.1992) ("[A] Rule 11 colloquy on the waiver of the right to appeal is not a prerequisite to a finding that the waiver is valid; rather, a finding that the waiver is knowing and voluntary is sufficient.”), cert. denied, - U.S. -, 115 S.Ct. 939, 130 L.Ed.2d 883 (1995); United States v. Portillo, 18 F.3d 290, 293 (5th Cir.) (“[W]hen the record of the Rule 11 hearing clearly indicates that a defendant has read and understands his plea agreement, and that he raised no question regarding a waiver-of-appeal provision, the defendant will be held to the bargain to which he agreed, regardless of whether the court specifically admonished him concerning the waiver of appeal.”), cert. denied, - U.S. -, 115 S.Ct. 244, 130 L.Ed.2d 166 (1994). Recently, the Fifth Circuit, which does not require a specific discussion at the Rule 11 hearing on the appeal waiver issue, held that the waiver of the right to appeal does not preclude an appeal based on ineffective assistance of counsel, presumably because a waiver made without competent legal advice could not be considered knowing. See United States v. Henderson, 72 F.3d 463, 465 (5th Cir.1995).