v.
Randy SMITH
[*391] Before the Court are Defendant, Sheriff Randy Smith's Motion to Dismiss for Failure to State a Claim (Rec. Doc. 8) , an opposition thereto filed by Plaintiffs (Rec. Doc. 16) and Sheriff Smith's reply. (Rec. Doc. 54). Having considered the Motion and legal memoranda, the record, and the applicable law, the Court finds that the Motion should be DENIED in part and GRANTED in part .
FACTS AND PROCEDURAL BACKGROUND
This matter arises from the 2015 St. Tammany Parish Sheriff's election in which Defendant, Randy Smith ("Sheriff Smith"), challenged the then-incumbent sheriff, Rodney "Jack" Strain ("former Sheriff Strain"). Plaintiffs[1] served as deputy sheriffs under Sheriff Strain and campaigned on his behalf during the election. Specifically, Plaintiffs allege that they solicited votes door-to-door, wore campaign apparel, distributed yard signs, and attended public fundraisers and events in support of Sheriff Strain. Despite their vigorous campaign efforts, Defendant won the election on November 21, 2015. Pursuant to Louisiana law, Plaintiffs' terms as deputies expired automatically when former Sheriff Strain's tenure of office ended on July 1, 2016, the date Sheriff Smith was sworn into the office. Upon assuming office Sheriff Smith did not reinstate Plaintiffs to their former positions as deputy sheriffs, which Plaintiffs allege to be an act of retaliation by Sheriff Smith because he resented their support of his political opponent.
On May 25, 2017, Plaintiffs filed suit against Sheriff Smith, individually and in his official capacity, asserting
Defendant filed a Motion to Dismiss arguing that Plaintiffs' complaint failed to state any claims upon which relief could be granted. (Rec. Doc. 8.) Plaintiffs filed an opposition to Defendant's motion, arguing that the complaint provided more than adequate facts to survive a motion to dismiss and requesting leave to amend the pleadings, if necessary. (Rec. Doc. 16). Defendant [*392] filed a reply. (Rec. Doc. 54). The Motion is now before the Court on the briefs and without oral argument.
LEGAL STANDARD
Under the Federal Rules of Civil Procedure, a complaint must contain "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). The complaint must "give the defendant fair notice of what the claim is and the grounds upon which it rests." Dura Pharm., Inc. v. Broudo ,
"Under Rule 12(b)(6), a claim may be dismissed when a plaintiff fails to allege any set of facts in support of his claim which would entitle him to relief." Taylor v. Books A Million, Inc. ,
When examining matters of state law, this Court will employ the principles of interpretation used by the state's highest court. Am. Int'l Specialty Lines Ins. Co. v. Rentech Steel LLC ,
DISCUSSION
Collectively, Plaintiffs allege three claims against Chief Smith, each deriving from a different source of law: (1) § 1983 claims for violation of their First Amendment rights, (2) state law claims, and (3) claims under the Family and Medical Leave Act ("FMLA"). While Sheriff Smith attacks the factual basis of some of Plaintiffs' claims as insufficient and raises qualified immunity, a common argument he raises in defense to all these claims is the special relationship between sheriffs and deputies in Louisiana.
Courts have recognized that according to Louisiana law, there is no such [*393] thing as a "Parish Sheriff's Department"; rather, every newly-elected sheriff creates his own department, which he leads in his official capacity as a political subdivision of Louisiana. See, e.g. , Liberty Mut. Ins. Co. v. Grant Par. Sheriff's Dept. ,
Thus, when Plaintiffs' commissions expired at the end of former Sheriff Strain's term, it was solely within Sheriff Smith's discretion whether to rehire the Plaintiffs. Plaintiffs counter that Sheriff Smith's right not to reappoint them was constrained by the United States Constitution, Louisiana statutory law, and congressional enactment. The Court must therefore examine in each of these three contexts what meaning, if any, should be given to the fact that when Sheriff Smith took office, a new subdivision of the state was effectively formed. The Court will examine each of Plaintiffs' claims in turn.
I. FIRST AMENDMENT CLAIMS UNDER § 1983
Plaintiffs allege that they were improperly dismissed for their support of Sheriff Smith's political rival. The U.S. Supreme Court has held that the First Amendment does not allow "a nonpolicymaking, nonconfidential government employee [to] be discharged or threatened with discharge from a job that he is satisfactorily performing upon the sole ground of his political beliefs." Elrod v. Burns ,
a. Facial Plausibility of Plaintiffs' Claims
Sheriff Smith apparently concedes that it would violate the Plaintiffs' constitutional rights to decline rehiring them on the basis of their political support for former Sheriff Strain; he instead argues that there is an insufficient factual basis for their claims. Specifically, Sheriff Smith argues that the § 1983 claims fail, because each of the Plaintiffs have failed to put forth sufficient facts demonstrating a political motive behind their respective terminations.
[*394] [3] Defendant admits that each of the Plaintiffs provided sufficient factual allegations that they supported Sheriff Strain during his re-election efforts. However, Sheriff Smith contends that he recommissioned hundreds of deputies who served under Sheriff Strain, "some of whom [he] likely would have recognized as supporting former Sheriff Strain." (Rec. Doc. 8-1 at 4). Thus, Sheriff Smith argues that the Plaintiffs' allegations that they were not recommissioned due to that political activity are "rank speculation."
Sheriff Smith's position appears to be that dismissal is appropriate unless a plaintiff alleges that he flat out told the deputy he was firing him or her out of political animus.[4] This is obviously does not capture the level of scrutiny applied at the 12(b)(6) stage. Moreover, direct evidence of discriminatory intent is not necessary to prevail even at trial. C.f. Norton v. Sam's Club ,
[*395] Sheriff Smith points out that not all the Plaintiffs offer such an anecdote, but this suggestion that the Court should dissect the complaint and examine every single allegation seriatim is misguided. "The complaint should be read as a whole, not parsed piece by piece to determine whether each allegation, in isolation, is plausible." Braden v. Wal-Mart Stores, Inc. ,
"A complaint must contain enough facts 'to raise a reasonable expectation that discovery will reveal evidence of the claim or element.' " See Porter v. Valdez ,
In this case there was a significant lapse of time between Plaintiffs' political activities during the campaign and any action or inaction by Sheriff Smith but only because there was a delay of approximately seven months between the election and Sheriff Smith being sworn in on July 16, 2016. (Rec. Doc. 8-1 at 5). Because it appears from the complaint that Sheriff Smith took the retributive action as soon as he was able, this Court cannot say that the alleged protected speech and the act of dismissal were not temporally proximate. Additionally, as in Porter , Plaintiffs have alleged lengthy and prestigious service.
Thus, considering the Plaintiffs' typically long lengths of service, their undeniably outspoken political activity, the timing of allegedly retaliatory acts, and the alleged statements by Sheriff Smith, the Court finds that the Plaintiffs have set forth plausible free speech retaliation claims.
b. Qualified Immunity
Sheriff Smith argues that regardless of whether there is a sufficient factual basis for Plaintiff's claims, the claims alleged against the Sheriff in his individual capacity must nonetheless be dismissed on the grounds of qualified immunity. To defeat the qualified immunity defense at this stage, Plaintiffs must plead sufficient facts to make it plausible that Defendant's conduct: "(1) violated a 'clearly established federal constitutional right;' and (2) was not 'objectively reasonable in light of clearly established law.' " Cox v. Kaelin ,
Parties agree that the Fifth Circuit's opinion in Brady v. Fort Bend County controls in this case, they merely dispute its import. Plaintiffs assert that under Brady they have a clearly established right to support a candidate for the sheriff's office pursuant to the First Amendment [*396] and are thereby protected against politically motivated termination. (Rec. Doc. 16 at 11) (citing Brady ,
In Brady , a Democratic candidate for sheriff, Molina, ran against the incumbent Republican sheriff and won.
When Fifth Circuit heard the case in 1998, it was necessary for the court to acknowledge evolving jurisprudence in the area of free speech retaliation. Id. at 704-706. The Court of Appeals noted that its precedents established a spectrum of cases-on one end were cases concerning public positions where political considerations were appropriate to deciding staffing and on the other end were cases involving employees who did not perform policymaking functions and thus political considerations were improper. Id. at 705. Accordingly, the Fifth Circuit found it was required to weigh the government's interest in effective service, against the deputies' interest in freedom of speech. To aid its analysis, the appellate court considered five factors.[6] Id. at 707. Ultimately, the Fifth Circuit concluded that given the facts before it, the factors "militate[d] strongly in favor of a conclusion that the Plaintiff's political interest in political activity in support of [the incumbent sheriff] outweighed the County's interest in efficiencies of service." Id. at 709.
The Court agrees that Pickering / Connick balancing is the appropriate analysis for determining whether an employer can properly consider an employee's political expression in making employment decisions. However, the mere fact that this flexible test governs generally, does not mean that a public employer can always claim justifiable ignorance as to whether the First Amendment protects his or her employees. See, e.g. , Kinney v. Weaver ,
Although Sheriff Smith lists the applicable factors that this Court would consider in conducting a balancing test, he does not even begin to suggest that these factors weigh in his favor. He does not imply that [*397] the Plaintiffs were abusive, or that their political expression at all hampered their performance as deputies. Thus, because Brady is indistinguishable from the circumstances of this case, it cannot be said that Sheriff Smith was not given "fair warning" that his alleged conduct violated the constitution. See Kinney ,
II. STATE LAW CLAIMS
Plaintiffs' second claim is that they are each entitled for damages on the basis of a state law provision:
[N]o employer having regularly in his employ twenty or more employees shall make, adopt, or enforce any rule, regulation, or policy forbidding or preventing any of his employees from engaging or participating in politics.... No such employer shall ... attempt to coerce or influence any of his employees by means of threats of discharge or of loss of employment in case such employees should ... participate in political activities of any nature or character.
Sheriff Smith argues that this statute provides no vehicle for relief in this case because, according to Louisiana law, the deputies were never "his employees" as is specifically required by the statute. (Rec. Doc. 8-1 at 10). He relies on a decision from the Louisiana Fourth Circuit, Boyer v. St. Amant ,
Few courts have analyzed § 23:961, and Boyer is the only case to consider the statute with facts similar to those alleged here. Plaintiffs urge this Court disregard Boyer as unpersuasive. They challenge the premise that deputies are "appointees" rather than employees and point out that Louisiana courts have long recognized Louisiana sheriffs as employees in the context of vicarious liability. See, e.g. , Nall v. Parish of Iberville ,
However, assuming that Plaintiffs were "employees" for purposes of this statute, the particular language of § 23:961 presents another obstacle to applying the statute in this case. According to the text of the statute, Plaintiffs must show not just that they were employees but the Defendant's employees. La. Stat. § 23:961 ("No such employer shall ... attempt to coerce or influence any of his employees."). As noted above, none of the Plaintiffs were ever employed by Sheriff Smith; as such, he argues that Plaintiffs were at most his potential employees. The Court noted above that this distinction-between termination and failing to reappoint-is meaningless where the First Amendment is concerned. Warnock v. Pecos County, Tex. ,
[*399] State v. Carr ,
Plaintiffs suggest that finding § 23:961 inapplicable here would have far-ranging consequences but the Court is unpersuaded that its holding will unleash a parade of horribles on the deputy sheriffs of Louisiana. First, § 1983 obviously already exists as a powerful deterrent against the alleged conduct of Sheriff Smith. Second, it is Plaintiffs who ask this court to upset the status quo by diverging from Louisiana case law that has stood for forty years. Given the specific language of the statute, the current state of Louisiana law, and Louisiana's principles of interpretation, the Court concludes that Plaintiffs' claims pursuant to § 23:961 must be dismissed.
III. PLAINTIFF'S CLAIMS UNDER THE FAMILY MEDICAL LEAVE ACT
Finally, Plaintiffs Bryan Moore and Cheryl Hanson allege that their terminations violate the Family Medical Leave Act. These Plaintiffs took leave pursuant to the Act before their commissions expired and afterwards were informed in one way or another not to return to work by the new administration. (Rec. Doc. 1 at 26).
The FMLA requires employers with at least fifty employees to provide up to twelve weeks of job-protected, unpaid leave to any employee who has worked at least twelve months for that employer.
Citing this language, Sheriff Smith repeats his refrain that, according to Boyer , Plaintiffs as Louisiana deputy sheriffs have no reasonable expectation of continued employment because their commission ended with former Sheriff Strain's. Thus, Sheriff Smith argues, that Plaintiffs are attempting to "circumvent application of [their] contract" by taking medical leave. (Rec. Doc. 8-1 at 12). This assertion is without merit. Plaintiffs do not claim that Sheriff Smith did not have authority not to reappoint them once they took leave; they claim that the FMLA merely constricts Sheriff Smith's discretion to not reappoint them on the basis that they took their federal medical leave. As noted above, federal courts have long rejected the notion that sheriffs enjoy unfettered discretion to dismiss deputies. See Brady ,
Sheriff Smith also reiterates that the Plaintiffs are not entitled to relief because the Plaintiffs' were never his employees-they were former Sheriff Strain's. While this argument had merit regarding La. Rev. Stat. § 23:961, it is not necessarily compelling with regard to the FMLA, because the FMLA's governing regulations explicitly define "employer" to include "any successor in interest of a covered employer."
Sheriff Smith argues that he does not qualify as a successor-in-interest per the Fifth Circuit's holding in Powe v. May ,
[*401] Plaintiffs urge this Court to rely not on Powe -it is not binding on this Court-but the Sixth Circuit's opinion, Cobb v. Contract Transp., Inc. ,
The Sixth Circuit reversed, finding that a transfer of assets was not required.
(1) Substantial continuity of the same business operations;
(2) Use of the same plant;
(3) Continuity of work force;
(4) Similarity of jobs and working conditions;
(5) Similarity of supervisory personnel;
(6) Similarity in machinery, equipment, and production methods;
(7) Similarity of products and services; and
(8) The ability of the predecessor to provide relief.
The Court finds Cobb's reasoning to be very persuasive. The Court agrees with the Sixth Circuit that determining Sheriff Smith is an "eligible employer" requires consideration of the factors enumerated in
[*402] See Jolliffe ,
CONCLUSION
Accordingly,
IT IS ORDERED that Motion to Dismiss for Failure to State a Claim (Rec. Doc. 8) is GRANTED in part to DISMISS Plaintiffs' claims pursuant to La. Rev. Stat. § 23:961 and DENIED as to all remaining claims.
Ten deputies originally filed suit against Sheriff Smith in this action. Three deputies, David Hanson, Jr., David Hanson, Sr., and Tammy Hanson voluntarily dismissed their claims on September 28, 2018. Another deputy, Clifford Keen, voluntarily dismissed on December 13, 2018. The Plaintiffs are now Bryan Moore, Robert Juge, Jr., Cheryl Hanson, Sean Beavers, Sterling Hebert, Jr., and James Franklin.
Originally, three plaintiffs asserted FMLA claims, but Clifford Keen voluntarily dismissed his FMLA claim.
Sheriff Smith only challenges the plausibility of the last of the four elements of a free speech retaliation claim: "(1) the plaintiff must suffer an adverse employment decision; (2) the plaintiff's speech must involve a matter of public concern; (3) the plaintiff's interest in commenting on matters of public concern must outweigh the defendant's interest in promoting efficiency; and (4) the plaintiff's speech must have motivated the defendant's actions. " Cox v. Kaelin ,
Sheriff Smith reluctantly conceded that Mr. Keen's now-voluntarily dismissed claim could not be dismissed under 12(b) only because the complaint alleges, "During one of the first meetings between Defendant and Sheriff Strain after the election, Defendant told Sheriff Strain that he would not be renewing the commissions of Mr. Keen (and Brad Hassert) because of their support for Sheriff Strain during the campaign." (Rec. Doc. 1 at 10).
The problem with this factual support, says Sheriff Smith, is that he had not yet been elected and didn't actually have the power to fire the deputies at the time he made the statement. (Rec. Doc. 8-1 at 5). That argument is not persuasive. In this case, Plaintiffs must show they were improperly dismissed because of their political affiliations. Technically, Plaintiffs were not "fired" by Sheriff Smith, rather they were never re-appointed once Sheriff Smith took office on July 1, 2016-though that distinction has no legal import here. Therefore, any evidence of an unconstitutional motivation will necessarily be from the period before Sheriff Smith took office. That wrinkle is typical of suits where deputies allege retaliation for "backing the wrong horse." See, e.g. , Brady v. Ft. Bend County ,
The factors: "(1) the degree to which the employee's activity involved a matter of public concern; (2) the time, place, and manner of the employee's activity; (3) whether close working relationships are essential to fulfilling the employee's public responsibilities and the potential effect of the employee's activity on those relationships; (4) whether the employee's activity may be characterized as hostile, abusive, or insubordinate; (5) whether the activity impairs discipline by superiors or harmony among coworkers." See Brady v. Ft. Bend County ,
The Fifth Circuit's opinion in Adams v. McDougal is particularly significant because Judge Wisdom, writing for a unanimous panel, reversed a district court decision which had relied on the reasoning in Kyles v. Calcasieu Par. Sheriff's Dep't ,
In determining whether § 23:961 applied to deputies, the Boyer court essentially adopted Kyles reasoning as its own. Boyer ,
However, the Fifth Circuit's strong disapproval of the reasoning of Kyles , which the Boyer court depended upon, arguably only goes as far as federal law is concerned-the Fifth Circuit concluded that the Kyles court was incorrect in finding it was bound by state law, not that the district court had interpreted state law incorrectly. Thus, Boyer's application of state law principles to state law may be said to remain unchallenged. In any case, for reasons explained above, the Court finds it unnecessary to reexamine whether deputies are employees or appointees for purposes of state law.
A court cannot waffle between opposing interpretations of a statute depending on a civil or criminal context, so, civil defendants may sometimes benefit from the rule of lenity. See Leocal v. Ashcroft ,
Although Sheriff Smith raises the issue of qualified immunity as a defense against FMLA claims alleged against him in his individual capacity, the issue is moot because Plaintiffs allege their FMLA claims against Sheriff Smith only in his official capacity.