v.
Commonwealth of Virginia
Present: Judges Huff, O’Brien and White
UNPUBLISHED
Argued at Norfolk, Virginia
DAVID KEENAN BROWN
MEMORANDUM OPINION* v. Record No. 1021-21-1 BY JUDGE GLEN A. HUFF DECEMBER 13, 2022 COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF HAMPTON Michael A. Gaten, Judge
Charles E. Haden for appellant.
Ken J. Baldassari, Assistant Attorney General (Jason S. Miyares, Attorney General, on brief), for appellee.
Following a bench trial, the City of Hampton Circuit Court (the “trial court”) convicted
David Keenan Brown (“appellant”) of two misdemeanor charges: driving under the influence of drugs in violation of Code § 18.2-266 and following too closely in violation of Code § 46.2-816.
Appellant appeals on the sole claim that the evidence was insufficient to support his convictions.
This Court finds the evidence insufficient as to the first charge, driving under the influence, but
not as to the second. Therefore, this Court reverses the conviction for driving under the influence of drugs but affirms appellant’s conviction for following too closely.
* Pursuant to Code § 17.1-413, this opinion is not designated for publication. I. BACKGROUND1 This Court recounts the facts “in the ‘light most favorable’ to the Commonwealth, the prevailing party in the trial court.” Hammer v. Commonwealth, 74 Va. App. 225, 231 (2022) (quoting Commonwealth v. Cady, 300 Va. 325, 329 (2021)). In doing so, this Court discards any evidence presented by appellant that conflicts with the Commonwealth’s evidence and “regard[s] as true all the credible evidence favorable to the Commonwealth and all fair inferences to be drawn therefrom.” Cady, 300 Va. at 329 (quoting Commonwealth v. Perkins, 295 Va. 323, 324 (2018)). On March 31, 2021, at approximately 11:00 p.m., appellant rear-ended another vehicle, occupied by Mr. James Johnson and Mrs. Cynthia Johnson, at an intersection in the City of Hampton. After arriving at the scene of the accident, police Officer Ringling spoke to appellant, who was sixty-four years old, approximately six feet tall, and weighed 180 pounds. Appellant “appeared unsteady on his feet and . . . very lethargic while looking for his license and registration information.” Based on those observations, Officer Ringling administered several standard field sobriety tests (“SFSTs”) to appellant. Officer Ringling acknowledged at trial that appellant performed the first four tests correctly: (1) counting backwards from sixty-four to forty-six; (2) counting his fingers from one to four and back again by touching his thumb to the tip of his finger; (3) reciting the alphabet from letters E through S; and (4) the finger-to-nose test, which required appellant “to extend his index fingers out to the side while keeping his feet together” and then “touch the tip of his finger to the tip of his nose and bring it back in one smooth motion” while keeping his head tilted back and eyes closed.
[*2]However, appellant “performed poorly” on the final three tests: the horizontal gaze nystagmus (“HGN”) test; the nine-step walk-and-turn test; and the one-leg stand test. The HGN test “notes the presence of nystagmus, an involuntary jerking of the eye that can be caused by central nervous system depressants.” According to Officer Ringling:
[Appellant] displayed a lack of smooth pursuit in both the left and right eyes. There was a distinct and sustained nystagmus noted at maximum deviation. The onset of nystagmus was noted prior to 45 degrees in both eyes.
Successful completion of the final two tests requires good balance, which appellant could
not maintain. During the walk-and-turn test, appellant did not walk in a straight line and “raise[d] his arms to steady himself.”2 For the one-leg stand, appellant “was unable to maintain his balance for long and quickly put his foot down” before Officer Ringling instructed him to do so.[3]
Notwithstanding the absence of any further evidence that appellant might be intoxicated—no watery or bloodshot eyes, no slurred speech, no odor of alcohol coming from him—Officer Ringling asked appellant whether he “had anything to drink.”4 When appellant said no, Officer Ringling then inquired whether he “had any physical disabilities or had taken any medication.” Appellant explained that he had “arthritis in his right foot and that his right foot was larger than his other foot, which tended to cause [him] to have problems with his balance.” He also stated that he had taken “Ambien, melatonin, and amitriptyline, a medication used to treat fibromyalgia in adults.”
[*3]Officer Ringling issued a summons and arrested appellant at approximately 11:45 p.m. on misdemeanor charges of following too closely and driving under the influence, first offense. He immediately transported appellant to the hospital where registered nurse Zachary Martin took a sample of appellant’s blood.[5] Mr. Martin submitted appellant’s blood sample to the Virginia
Department of Forensic Science for testing.
The Hampton General District Court conducted a bench trial on July 28, 2021, after which it found appellant guilty on both counts. Appellant appealed that judgment to the trial court, which held a de novo bench trial on September 7, 2021.6
At that trial, both Mr. and Mrs. Johnson testified that appellant rear-ended their vehicle on March 31, 2021, as they came to a stop at the intersection in Hampton. Officer Ringling testified to his observations of appellant at the scene of the accident, including appellant’s performance on the SFSTs, as well as appellant’s statements about the medications he had taken that evening.
Next, the Commonwealth introduced the results of appellant’s blood test by admitting into evidence a certificate of analysis (the “certificate”) dated June 11, 2021. The certificate indicated that lab technician Ms. Eileen Briley performed the forensic testing of appellant’s
blood on April 12, 2021. Dr. Jon Dalgleish examined and analyzed those results on June 7, 2021, after which he prepared and signed the certificate. Appellant’s blood was screened for a variety of drugs and drug classes, including ethanol (blood alcohol), cocaine, opiates, oxycodone, methamphetamine, fentanyl, methadone, barbiturates, zolpidem (Ambien),7 cannabinoids, tricyclic antidepressants, and trazadone.
[*4]The only reported elements detected in appellant’s blood were zolpidem (0.052 ± 0.010 mg/liter), amitriptyline (0.17 ± 0.04 mg/liter), and nortriptyline (0.23 ± 0.06 mg/liter). No
alcohol or any other drugs were detected. Neither Dr. Dalgleish nor Ms. Briley testified at trial, and the Commonwealth did not offer any other expert testimony as to the contents of the certificate.
Following the Commonwealth’s evidence, appellant testified on his own behalf. He acknowledged “having failed to stop in time to avoid hitting the rear of the Johnsons’ vehicle,” but “denied that he had been following the Johnsons’ vehicle too closely or that the accident occurred because he had been . . . under the influence of alcohol or drugs.” Rather, appellant claimed that “he failed to realize until too late that the Johnsons’ vehicle had come to a stop” because “something on the side of the roadway” momentarily distracted him and by the time he
“returned his attention to the road” he couldn’t avoid the collision.
Appellant further denied “having consumed any beer or alcohol” on March 31 and insisted that the medications he had taken had not “caused him to be under the influence or unable to drive safely.” His testimony at trial was consistent with what he told Officer Ringling at the scene of the accident: that he had taken Ambien, melatonin, and amitriptyline, that his doctor had prescribed the amitriptyline (used to treat fibromyalgia in adults) because he had arthritis in his right foot, that his right foot was larger than his left foot, and that the combination of his arthritis and mismatched feet “tended to cause . . . problems with his balance.”
[*5]Prior to the trial court’s judgment, appellant “challeng[ed] the sufficiency of the evidence” on the same grounds now presented on appeal, namely, that the Commonwealth failed
to prove appellant had been following the Johnsons’ vehicle too closely or that he was under the influence of drugs to a degree that “impair[ed] his ability to drive or operate his motor vehicle safely.” In support of this claim, appellant noted that “the mere happening of an accident d[oes]n’t by itself prove that he had driven recklessly or improperly.”
In addition to claiming that his pre-existing medical conditions hindered his ability to perform the SFSTs involving balance, appellant opined that being lethargic and unsteady are symptoms “consistent with a person who had just experienced an automobile crash and had been rendered dazed and confused from the impact.” Unconvinced by appellant’s arguments, the trial court denied his “functional equivalent of a motion to strike the evidence” and found appellant guilty of both charges.
This appeal followed.[8]
II. STANDARD OF REVIEW
Appellant’s sole assignment of error on appeal alleges that the trial court erred in finding the evidence sufficient to convict him of both charges.
“When reviewing the sufficiency of the evidence, ‘[t]he judgment of the trial court is presumed correct and will not be disturbed unless it is plainly wrong or without evidence to support it.’” McGowan v. Commonwealth, 72 Va. App. 513, 521 (2020) (alteration in original)
[*6](quoting Smith v. Commonwealth, 296 Va. 450, 460 (2018)). In such cases, the “relevant
question is whether ‘any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’” Vasquez v. Commonwealth, 291 Va. 232, 248 (2016)
(quoting Williams v. Commonwealth, 278 Va. 190, 193 (2009)). To the extent that analysis
raises a question of statutory interpretation, this Court reviews such issues de novo. See Eley v. Commonwealth, 70 Va. App. 158, 162 (2019); Blake v. Commonwealth, 288 Va. 375, 381 (2014)
(“[W]e . . . review de novo the scope and application of the statute under which the defendant was convicted.”).
In the context of cases involving allegations of intoxicated driving under Code
§ 18.2-266(iii), the factfinder is expressly directed to “determine the innocence or guilt of the defendant from all the evidence concerning his condition at the time of the alleged offense.”
Code § 18.2-268.10(D). This Court defers to the factfinder “to resolve conflicts in the testimony, to weigh the evidence, and to draw reasonable inferences from basic facts to ultimate facts.”
Abdullah v. Commonwealth, 53 Va. App. 750, 755 (2009) (quoting Jackson v. Virginia, 443 U.S.
307, 319 (1979)).
III. ANALYSIS
In challenging the sufficiency of the evidence, appellant contends the Commonwealth failed to prove that he: (1) operated his vehicle while under the influence of drugs; (2) followed the Johnsons’ vehicle too closely; and (3) operated his vehicle in a reckless or improper manner.
For the reasons stated below, this Court reverses appellant’s conviction for driving under the influence of drugs and affirms appellant’s conviction for following too closely.
[*7]A. Appellant’s Conviction for Driving Under the Influence of Drugs
Code § 18.2-266 provides several ways by which a person may be convicted for driving
while under the influence of alcohol, drugs, or both. The trial court convicted appellant for driving under the influence of drugs pursuant to subsection (iii) of the statute, which makes it
unlawful for any person to drive or operate any motor vehicle . . . while such person is under the influence of any narcotic drug or any other self-administered intoxicant or drug of whatsoever nature, or any combination of such drugs, to a degree which impairs his ability to drive or operate any motor vehicle, engine or train safely.
Code § 18.2-266(iii) (emphasis added). That language is substantively distinct from the preceding subsection, which simply makes it “unlawful for any person to drive or operate a motor vehicle . . . while such person is under the influence of alcohol.” Code § 18.2-266(ii).
In contrast, subsection (iii) is purposefully written to require proof not only that the defendant was under the influence of drugs but also that those drugs actually impaired the defendant’s ability to drive safely. At oral argument, the Commonwealth contended that the totality of the evidence, viewed as a whole, supports the trial court’s reasonable inferences in satisfaction of this burden of proof.[9] Despite admitting that calling an expert at appellant’s trial would have been “best practices,” the Commonwealth steadfastly maintained that such evidence was not necessary for the trial court to convict appellant. This Court disagrees as to both grounds.
[*8]At the outset, this Court readily acknowledges that “[c]ircumstantial evidence is not
‘viewed in isolation’ because the ‘combined force of many concurrent and related circumstances, each insufficient in itself, may lead a reasonable [fact finder]’ to conclude beyond a reasonable doubt that a defendant is guilty.” Rams v. Commonwealth, 70 Va. App. [12], 27 (2019) (second alteration in original) (quoting Muhammad v. Commonwealth, 269 Va. 451, 479 (2005)). This
principle is frequently applied to so-called “refusal” cases, in which a defendant accused of driving under the influence refuses to take any type of chemical test.
In those situations, a defendant may be convicted based solely on the arresting officer’s testimony about the accused’s behavior and physical state, if sufficient to prove guilt beyond a reasonable doubt. For example, circumstantial evidence sufficient to prove the defendant operated a motor vehicle while under the influence of alcohol—in violation of Code
§ 18.2-266(ii)—often consists of an officer’s observations that the defendant was driving in an erratic or unlawful manner, had red, watery, and bloodshot eyes, was unsteady on their feet, had slurred speech, had the odor of an alcoholic beverage on their breath, and failed one or more
SFSTs.
Those observations, however, are significantly less informative in cases involving substances other than alcohol. The common signs of alcohol intoxication widely recognized by the general public and trial courts are not necessarily indicative of intoxication by other drugs.
The Commonwealth argues that Wood v. Commonwealth, 57 Va. App. 286 (2010), makes the effects of Ambien general knowledge just like the effects of alcohol impairment, thus
obviating the need for expert testimony. This Court rejects that interpretation of Wood and declines to impose such a per se rule here.
In Wood, appellant’s conviction for felony child neglect—based on driving while intoxicated with her children in the car—was affirmed because her “high level of [alcohol] intoxication . . . alone justifie[d] a finding of gross, wanton, and culpable conduct.” 57 Va. App. at 301. This Court went on to note that Wood’s ingestion of Ambien was an “aggravating
[*9]factor[] beyond [her] intoxication” because Ambien is a “‘hypnotic drug’ . . . given for the primary purpose of causing and inducing sleep.” Id. at 302. That dicta, however, comes verbatim from Dr. Edinboro’s expert testimony at Wood’s trial. Id. at 293-95.10 It is not a fact of which the trial court can take judicial notice in every case involving Ambien.
Accordingly, a conviction under subsection (iii) cannot rely on observations of a defendant’s behavior without other evidence linking that behavior to the effects of a particular drug to a degree that impairs his ability to drive safely. Unlike subsection (iii), subsections (i)
and (v) provide per se thresholds for conviction based upon enumerated levels of alcohol or drugs in a defendant’s blood.[11] And Code § 18.2-269—which tracks the language of Code
§ 18.2-266—creates certain presumptions of a person’s impairment to an unsafe degree based on different levels of alcohol or drugs detected in the person’s blood.[12] But none of those presumptions apply to the specific drugs detected in appellant’s blood: zolpidem, amitriptyline, and nortriptyline.