v.
McDonough
United States Court of Appeals
for the Federal Circuit
______________________
BRUCE R. TAYLOR,
Claimant-Appellant
v.
DENIS MCDONOUGH, SECRETARY OF VETER-
ANS AFFAIRS,
Respondent-Appellee
______________________
2019-2211
______________________
Appeal from the United States Court of Appeals for
Veterans Claims in No. 17-2390, Judge Joseph L. Falvey
Jr., Judge William S. Greenberg, Judge Amanda L. Mere-
dith.
______________________
Decided: June 15, 2023
______________________
CHARLES MCCLOUD, Williams & Connolly LLP, Wash-
ington, DC, argued for claimant-appellant. Also repre-
sented by DEBMALLO SHAYON GHOSH, ANNA JOHNS HROM,
LIAM JAMES MONTGOMERY, TIMOTHY M. PELLEGRINO; MARK
B. JONES, Mark B. Jones Attorney at Law, Sandpoint, ID.
WILLIAM JAMES GRIMALDI, Commercial Litigation
Branch, Civil Division, United States Department of Jus-
tice, Washington, DC, argued for respondent-appellee.
Also represented by BRIAN M. BOYNTON, PATRICIA M.
Case: 19-2211 Document: 104 Page: 2 Filed: 06/15/2023
2 TAYLOR v. MCDONOUGH
MCCARTHY, LOREN MISHA PREHEIM; CHRISTOPHER O. ADE-
LOYE, BRIAN D. GRIFFIN, Office of General Counsel, United
States Department of Veterans Affairs, Washington, DC.
DROR LADIN, American Civil Liberties Union Founda-
tion, New York, NY, for amici curiae American Civil Liber-
ties Union, American Civil Liberties Union of the District
of Columbia. Also represented by BRETT MAX KAUFMAN;
SCOTT MICHELMAN, ARTHUR B. SPITZER, ACLU Foundation
of the District of Columbia, Washington, DC.
GLENN R. BERGMANN, Bergmann Moore, LLC, Be-
thesda, MD, for amicus curiae American Legion. Also rep-
resented by THOMAS POLSENO, JAMES DANIEL RIDGWAY.
MELANIE L. BOSTWICK, Orrick, Herrington & Sutcliffe
LLP, for amicus curiae Military-Veterans Advocacy Inc.
Also represented by THOMAS MARK BONDY; ELIZABETH
MOULTON, San Francisco, CA; JOHN B. WELLS, Law Office
of John B. Wells, Slidell, LA.
ANGELA K. DRAKE, Veterans Clinic, University of Mis-
souri School of Law, Columbia, MO, for amicus curiae Na-
tional Law School Veterans Clinic Consortium.
JENNIFER SWAN, Dechert LLP, Palo Alto, CA, for amici
curiae National Veterans Legal Services Program, Swords
to Plowshares. Also represented by HOWARD W. LEVINE,
Washington, DC; RENEE A. BURBANK, National Veterans
Legal Services Program, Arlington, VA; EMILY WOODWARD
DEUTSCH, Washington, DC.
______________________
Case: 19-2211 Document: 104 Page: 3 Filed: 06/15/2023
TAYLOR v. MCDONOUGH 3
Before MOORE, Chief Judge, NEWMAN, LOURIE, DYK,
PROST, REYNA, WALLACH, TARANTO, CHEN, HUGHES,
STOLL, CUNNINGHAM, and STARK, Circuit Judges. 1
Opinion filed by Circuit Judge TARANTO, Parts I–IV of
which constitute an opinion for the court. Chief Judge
MOORE and Circuit Judges PROST, CHEN, STOLL, and
CUNNINGHAM join in full; Circuit Judges LOURIE and
HUGHES join Parts I–IV.
Opinion concurring in the judgment filed by Circuit Judge
DYK, which Circuit Judges NEWMAN, REYNA, and
WALLACH join in full and Parts I, II, and V of which
Circuit Judge STARK joins.
Opinion dissenting in part and dissenting from the
judgment filed by Circuit Judge HUGHES, which Circuit
Judge LOURIE joins.
TARANTO, Circuit Judge. During his service in the U.S. Army from 1969 to 1971, Bruce R. Taylor voluntarily participated as a test subject in a secret Army program, at the Edgewood Arsenal facility in Maryland, that assessed the effects of various dangerous substances, including chemical warfare agents. The gov- ernment swore him to secrecy through an oath broadly re- quiring him not to reveal any information about the program to persons not authorized to receive it, without specifying who might be so authorized. Mr. Taylor suffered injuries from his participation in the program, resulting in disabilities. But as the government concedes, the secrecy oath, backed by the possibilities of court-martial and crim- inal penalties, caused Mr. Taylor to refrain, for more than three decades after his discharge from service, from pursu- ing the sole adjudicatory route to vindicate his statutory
1 Circuit Judge O’Malley retired on March 11, 2022. Case: 19-2211 Document: 104 Page: 4 Filed: 06/15/2023 4 TAYLOR v. MCDONOUGH entitlement to disability compensation for those service- connected disabilities. Specifically, he refrained from filing a claim with the Department of Veterans Affairs (VA) for compensation based on his Edgewood injuries until after the government, in 2006, released him and similarly situ- ated veterans from their secrecy oaths. In 2007, Mr. Taylor filed a claim for disability benefits, which VA granted. But VA granted the benefits only from the 2007 date of the claim because the governing statute, 38 U.S.C. § 5110, specifies that the earliest possible effec- tive date (with some limited exceptions) is the date on which VA receives the veteran’s claim. On appeal from an adverse decision of the United States Court of Appeals for Veterans Claims (Veterans Court), Taylor v. Wilkie, 31 Vet. App. 147 (2019) (Taylor CAVC 2019), Mr. Taylor argues that he was entitled to a much earlier effective date, as far back as one day after the day that he was discharged in 1971, because it was the government’s threat of penalties for revealing information that for decades caused him not to file a claim to vindicate his legal entitlement to benefits. Mr. Taylor relies first on the general doctrine of equi- table estoppel to support his request. We conclude that ap- plication of that doctrine here is barred by the Supreme Court’s decision in Office of Personnel Management v. Rich- mond, 496 U.S. 414 (1990), which held that courts may not rely on equitable estoppel to award money from the public fisc of the United States in violation of limitations estab- lished by statute. That substantive limit on the doctrine applies in any forum unless Congress has overridden Rich- mond for a particular context by statutorily providing for application of the general equitable estoppel principles to claims for money from the public fisc. Congress has not done so for the benefits setting here, so Richmond pre- cludes reliance on equitable estoppel to override the claim- filing effective-date limits of § 5110, as we held in McCay v. Brown, 106 F.3d 1577 (Fed. Cir. 1997). Case: 19-2211 Document: 104 Page: 5 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 5 We also conclude that Mr. Taylor has not supported his new argument for relief based on 38 U.S.C. § 6303, which directs VA to provide certain information and assistance regarding potential benefits to veterans even before they file, or indicate an interest in filing, claims for benefits. Nothing in § 6303 purports to displace the Richmond limit on equitable estoppel. To the extent that Mr. Taylor argues that equitable estoppel might apply based on § 6303 even if Congress did not make compliance with § 6303 a precon- dition to enforcing § 5110’s claim-filing effective-date re- quirements, he is incorrect. Applying equitable estoppel in those circumstances would violate Richmond because the monetary award would violate statutory limits. To the ex- tent that Mr. Taylor argues that Congress made compli- ance with § 6303 a precondition to enforcing § 5110’s claim- filing effective-date limits, he is also incorrect. That argu- ment is contrary to precedent, see Andrews v. Principi, 351 F.3d 1134 (Fed. Cir. 2003); Rodriguez v. West, 189 F.3d 1351 (Fed. Cir. 1999), and Mr. Taylor has not asked us to overrule that precedent and there are strong reasons not to do so. Although we thus find no equitable-doctrine or statu- tory basis to support Mr. Taylor’s effort to obtain an effec- tive date earlier than the date prescribed by § 5110, we agree with Mr. Taylor in his alternative argument that he is entitled under the Constitution to have the effective date of his benefits determined notwithstanding § 5110’s claim- filing limits on the effective date. For decades, the govern- ment denied Mr. Taylor his fundamental constitutional right of access to the adjudication system of VA, the exclu- sive forum for securing his legal entitlement to the benefits at issue. The government’s threat of court-martial or pros- ecution—without an exception for claims made to VA—af- firmatively foreclosed meaningful access to the exclusive adjudicatory forum. And without questioning the strength of the interest in military secrecy, we see no adequate jus- tification for this denial of access. The government makes Case: 19-2211 Document: 104 Page: 6 Filed: 06/15/2023 6 TAYLOR v. MCDONOUGH only highly general assertions of national-security inter- ests, but it acknowledges that VA has created and uses spe- cial processes for adjudicating claims by former members of the special forces for injuries incurred during military operations whose existence remains classified, and the gov- ernment has furnished no adequate reason that secrecy could not have been similarly protected for Edgewood vet- erans like Mr. Taylor. For those reasons, which reach what we would expect to be a very rare set of circumstances, we hold that the claim-filing effective-date provisions of § 5110 are uncon- stitutional as applied to Mr. Taylor. A veteran in Mr. Tay- lor’s position is entitled, under ordinary remedial principles, to receive benefits for service-connected disabil- ities from the effective date that the veteran would have had in the absence of the government’s challenged conduct. We reverse the Veterans Court’s decision and remand for expeditious proceedings to implement our holding. I A Mr. Taylor served on active duty in the U.S. Army from January 1969 to March 1971. During his service, he vol- unteered to participate as a human subject in a testing pro- gram conducted at a U.S. Army facility in Edgewood, Maryland. The program—which was designed to study the effects of chemical warfare agents on the “ability [of the subjects] to function as soldiers,” S. Rep. No. 94-755, Book I, at 412 (1976)—involved testing of “more than 250 differ- ent agents” and “at least 6,700 ‘soldier volunteers’” from 1955 to 1975, En Banc J.A. 35 [hereafter, simply J.A.]. When Mr. Taylor arrived at the Edgewood Arsenal fa- cility in August 1969, he signed a consent form confirming that the experiment had been explained to him and that he “voluntarily agree[d] to participate.” J.A. 31. Mr. Taylor also signed an oath prohibiting him from disclosing Case: 19-2211 Document: 104 Page: 7 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 7 information about the program under penalty of court-mar- tial. Although a copy of the piece of paper Mr. Taylor signed is unavailable, the parties agree that Mr. Taylor signed such an oath and also agree on the content of the oath for purposes of this case. Sec’y En Banc Response Br. at 2–3. The Veterans Court also determined: “[N]or is there any dispute that [Mr. Taylor] signed an oath vowing not to disclose his participation in or any information about the study, under penalty of court[-]martial or prosecution.” Taylor CAVC 2019, 31 Vet. App. at 149 (citing pages 10–11 of the record before the Veterans Court in 2019 (Vet. Ct. Rec.)). The government has not disputed that determina- tion in this court. Both Mr. Taylor and the government point us to a sam- ple oath released by a committee of the U.S. Senate in 1976. See Taylor En Banc Opening Br. at 8 (citing S. Rep. No. 94-755, Book I, at 418); Sec’y En Banc Response Br. at 3 n.1 (citing same). The Board of Veterans’ Appeals found that this sample oath was the oath that “most [Edgewood program] participants were required to sign” and used the sample oath in its analysis of Mr. Taylor’s claim. In re Tay- lor, No. 08-13 206, 2017 WL 2498716, at *2, *4 (Bd. Vet. App. Apr. [14], 2017) (Taylor BVA 2017). The sample oath committed those who signed it “not [to] divulge or make available any information related to U.S. Army Intelli- gence Center interest or participation in the Department of the Army Medical Research Volunteer Program to any individual, nation, organization, business, association, or other group or entity, not officially authorized to receive such information.” S. Rep. No. 94-755, Book I, at 418. Sig- natories also acknowledged that they “underst[oo]d that any action contrary to the provisions of this statement w[ould] render [them] liable to punishment under the pro- visions of the Uniform Code of Military Justice.” Id. The Veterans Court, in an earlier decision, found that Mr. Taylor was exposed at Edgewood to at least EA-3580 (an anticholinergic, a type of nerve agent that blocks the Case: 19-2211 Document: 104 Page: 8 Filed: 06/15/2023 8 TAYLOR v. MCDONOUGH transmission of the neurotransmitter acetylcholine), EA- 3547 (a tear gas agent), and scopolamine (also an anticho- linergic). Taylor v. Shinseki, No. 11-0254, 2013 WL 3283487, at *1 & nn.2–3 (Vet. App. June 28, 2013) (Taylor CAVC 2013) (citing Vet. Ct. Rec. at 134–35, 151, 438, 466, 469, 482–83); see also J.A. 31 (volunteer report memorial- izing the administration of EA-3580A to Mr. Taylor); J.A. 40 (psychological report showing Mr. Taylor’s recall of hav- ing been “injected with large doses of [s]copolamine”). Mr. Taylor reported experiencing hallucinations after being ad- ministered agents being tested, such as, when on the rifle range, “thinking that he was killing people rather than shooting at targets.” J.A. 57; see also J.A. 40 (reporting same). After leaving Edgewood, Mr. Taylor served two tours in Vietnam, deploying in December 1969. Taylor CAVC 2013, 2013 WL 3283487, at *1 (citing Vet. Ct. Rec. at 438, 444). Mr. Taylor reported that, while in Vietnam, “he ex- perienced flashbacks and insomnia, used marijuana and alcohol extensively,” id. (citing Vet. Ct. Rec. at 384), and was “suicidal at times,” J.A. 47. At one point, Mr. Taylor described his conditions to his platoon sergeant, who re- ferred him to a service psychiatric office, where, he said, he “was treated like a liar and reprimanded.” J.A. 46; see also J.A. 62. At another point, Mr. Taylor was reduced in rank after being “accused of sleeping [on] Guard Duty,” J.A. 46– 47; although Mr. Taylor recalled that during that particu- lar Guard Duty he experienced “a major flashback” that prevented him from “hear[ing] anyone call [his] name,” J.A. 46, his Edgewood oath “prevented [him] . . . from showing mitigating or extenuating circumstances during [the] court-martial,” Taylor CAVC 2013, 2013 WL 3283487, at *1 (citing Vet. Ct. Rec. at 402–03, 454–55). Mr. Taylor was honorably discharged on September 6, 1971. After discharge, Mr. Taylor “isolated himself” and “exhibit[ed] marked impairment in social and vocational functioning.” J.A. 58, 62. He continued to experience Case: 19-2211 Document: 104 Page: 9 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 9 insomnia, nightmares, a depressed mood, and auditory hal- lucinations, all of which became more pronounced around 2000. Eventually, he sought treatment but, he said, was “turned away because the treating provider believed [that] his story about being an experimental subject [was] a fab- rication.” J.A. 58. B In 2006, the Department of Defense “declassified the names of the servicemen and women who had volunteered for the Edgewood Program.” Taylor CAVC 2019, 31 Vet. App. at 149 (citing Vet. Ct. Rec. at 2695–97). On June 30 of that same year, VA sent letters to the Edgewood partic- ipants—including Mr. Taylor, see Sec’y En Banc Response Br. at 3—informing them that the Department of Defense “had given [them] permission . . . to disclose to health care providers information about their involvement in the Edge- wood Program that affected their health,” Taylor CAVC 2019, 31 Vet. App. at 149 (citing Vet. Ct. Rec. at 2695–97). “For example,” the letter said, “you may discuss what you believe your exposure was at the time, reactions, treatment you sought or received, and the general location and time of the tests.” J.A. 32. The letter also offered a VA clinical examination and advised: “[I]f you think that you suffer from chronic health problems as a result of these tests [con- ducted at Edgewood], contact VA . . . to speak to a VA rep- resentative about filing a disability claim.” J.A. 33. On February 22, 2007, Mr. Taylor filed a claim for ben- efits for posttraumatic stress disorder (PTSD) “caused in service in 1969 at the chemical research program at Edge- wood.” J.A. 38. A VA clinical examiner diagnosed Mr. Tay- lor with chronic PTSD and recurrent major depressive disorder, both of which the examiner “considered to be a cumulative response to [Mr. Taylor’s] participation as a hu- man subject in the Edgewood . . . experiments and subse- quent re-traumatization in Vietnam.” J.A. 62. Case: 19-2211 Document: 104 Page: 10 Filed: 06/15/2023 10 TAYLOR v. MCDONOUGH In July 2007, a VA regional office granted Mr. Taylor’s benefits claim for PTSD and major depressive disorder, as- signing a 70% rating and an effective date of February 28, 2007, the date that VA received Mr. Taylor’s benefits claim. Later, in October of the same year, VA granted Mr. Taylor entitlement to a total disability rating based on individual unemployability, also with an effective date of February 28, 2007. C Mr. Taylor appealed to the Board of Veterans’ Appeals, requesting “an effective date of September 7, 1971, the day following [his] discharge,” because he “felt constrained from filing for VA benefits by [the] secrecy agreement[] un- til [he] received the VA letter” authorizing him to do so. J.A. 77–78. The government does not dispute the effect of Mr. Taylor’s oath. The government accepts that “[t]he con- sequence of the oath was that Mr. Taylor refrained from seeking benefits until 2007.” Sec’y En Banc Response Br. at 28; see also id. at 26 (“[A]lthough Mr. Taylor refrained from seeking benefits until 2007, his inaction was the con- sequence of . . . the secrecy oath.”). On July 20, 2010, the Board denied Mr. Taylor’s re- quest for an earlier effective date. In re Taylor, No. 08- 13 206, 2010 WL 3537263 (Bd. Vet. App. July 20, 2010) (Taylor BVA 2010). The Board explained that, for claims like Mr. Taylor’s, the effective date of an award of disability compensation is generally the later of the date that VA re- ceives the claim or the date that entitlement arises—i.e., the date that the service-connected disability begins. Id. at *1 (citing 38 U.S.C. § 5110; 38 C.F.R. § 3.400); see 38 U.S.C. § 5110(a)(1). Section 5110(b)(1), however, provides an ex- ception: If VA receives the disability-compensation claim within one year of the date that the veteran was dis- charged, then the effective date is the day following the day of discharge. 38 U.S.C. § 5110(b)(1); see 38 C.F.R. § 3.400(b)(2)(i). The Board reasoned that, because Mr. Case: 19-2211 Document: 104 Page: 11 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 11 Taylor first filed his benefits claim in February 2007, “more than 30 years” after he was discharged, the § 5110(b)(1) ex- ception does not apply, and the effective date cannot be ear- lier than February 28, 2007, the date that VA received his benefits application. Taylor BVA 2010, 2010 WL 3537263, at *1–2. Although the Board “[was] sympathetic” to Mr. Taylor’s situation, it said that “there was nothing stopping [Mr. Taylor] from filing the claim with . . . VA earlier,” that the Board was “bound by the law,” and that it was “without authority to grant benefits on an equitable basis.” Id. at *2–3. Mr. Taylor appealed to the Veterans Court, arguing among other things that VA “denied his right to due pro- cess . . . by failing to have any process in place by which [he] could make a claim for [benefits] . . . as a former par- ticipant in the Edgewood program, prior to the 2006 partial [declassification].” J.A. 104. Citing Christopher v. Har- bury, 536 U.S. 403 (2002), Mr. Taylor asserted that VA “must give [him] and all other Edgewood Veterans their right to access the VA system.” J.A. 111. The Veterans Court, in a single-judge decision on June 28, 2013, vacated the Board’s decision, stating that the Board’s decision “le[ft] the Court unable to discern whether [Mr. Taylor] re- tained his eligibility to file for benefits while the oath was active.” Taylor CAVC 2013, 2013 WL 3283487, at *2. The Veterans Court remanded for the Board to “obtain and ac- count for the language of the secrecy oath,” id., and the Board in turn remanded to VA, In re Taylor, No. 08-13 206, 2014 WL 1417924 (Bd. Vet. App. Feb. 27, 2014). VA “attempted to obtain [the oath] directly from . . . Edgewood . . . but failed to receive a response.” Taylor BVA 2017, 2017 WL 2498716, at *2; see also Vietnam Veterans of America v. Central Intelligence Agency, 288 F.R.D. 192, 198 (N.D. Cal. 2012) (“Defendants have been unable to lo- cate written secrecy oaths administered during WWII or the Cold War.”). Therefore, VA relied on the sample oath we have quoted, which the Board also found was the oath Case: 19-2211 Document: 104 Page: 12 Filed: 06/15/2023 12 TAYLOR v. MCDONOUGH that “most [Edgewood] participants were required to sign,” Taylor BVA 2017, 2017 WL 2498716, at *2, and which has been accepted as Mr. Taylor’s oath throughout the remain- ing litigation. With that oath in hand, the Board again denied Mr. Taylor’s request for an earlier effective date, identifying three reasons for its decision. Id. at *3–6. First, Mr. Tay- lor’s “diagnosis of PTSD is based on multiple stressors, in- cluding witnessing the death of [a fellow soldier]” in Vietnam, and “nothing prevented [Mr. Taylor] from filing a claim for PTSD based on those [Vietnam] stressors with- out having to divulge any information regarding the Edge- wood experiments.” Id. at *4. Second, Mr. Taylor “appears to have divulged information regarding the Edgewood ex- periments despite the secrecy oath” during his attempts to seek treatment, so he “cannot now claim that [the oath] prevented him from filing a claim for benefits.” Id. at *5. “Third, most importantly, and, in fact, dispositive to the outcome of the instant case,” the Board said, “the governing statute . . . [§ 5110] does not allow for equitable tolling.” Id. See generally Arellano v. McDonough, 143 S. Ct. 543, 547 (2023) (explaining that equitable tolling “pauses the run- ning of, or ‘tolls,’ a statute of limitations when a litigant has pursued his rights diligently but some extraordinary circumstance prevents him from bringing a timely action”). Mr. Taylor again appealed to the Veterans Court, and on April 5, 2019, a panel affirmed the Board’s decision over the dissent of Judge Greenberg. Taylor CAVC 2019, 31 Vet. App. 147. The majority rejected Mr. Taylor’s proce- dural due process argument, reasoning that he “cite[d] no authority that establishes that a person has a property right in disability benefits before a claim is filed.” Id. at 152. The majority also agreed with the Board that § 5110 is not subject to equitable tolling. Id. at 154–55 (citing, among other authorities, Andrews, 351 F.3d at 1137–38, and Rodriguez, 189 F.3d at 1355). The majority further declined to apply the distinct doctrine of equitable estoppel Case: 19-2211 Document: 104 Page: 13 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 13 at least because this court in McCay, relying on the Su- preme Court’s decision in Richmond, “held that [the Veter- ans Court] cannot use equitable estoppel to authorize payment outside of the requirements set out in section 5110.” Id. at 154 n.4 (citing 106 F.3d at 1581). The major- ity concluded that § 5110 “is clear” in this case: “The effec- tive date for the award of benefits is the date of the claim.” Id. at 155. Judge Greenberg, dissenting, would have reversed the Board. Id. at 155–62. First, he said, “the Board’s finding that the appellant could have filed for PTSD-related bene- fits for his service in Vietnam without divulging infor- mation related to the Edgewood experiments” is “error” because “[t]he Board does not possess the medical expertise to determine that a veteran is capable of untangling stressor events, especially not when a medical examiner” found that Mr. Taylor’s conditions are “a cumulative re- sponse to his participation as a human subject in the Edge- wood Arsenal experiments and subsequent re- traumatization in Vietnam.” Id. at 157–58 (quoting Vet. Ct. Rec. at 2311 (J.A. 62)). Second, Judge Greenberg con- tinued, “the fact that [Mr. Taylor] divulged his [Edgewood] participation for the purposes of treatment has no bearing” on whether the oath prevented him from filing a disability claim with VA because “[f]iling a claim for benefits with the [g]overnment under a cloud of prosecution is a wholly dif- ferent proposition from divulging information to a medical provider.” Id. at 158. Third, Judge Greenberg concluded, VA and the Board should be “equitably estopped from find- ing that [Mr. Taylor] filed a claim after” September 7, 1971, because the government “waited more than thirty years to recognize [Mr. Taylor’s] participation” at Edgewood. Id. 161–62 (emphasis omitted). D Mr. Taylor timely appealed to this court, invoking our jurisdiction under 38 U.S.C. § 7292. On June 30, 2021, a Case: 19-2211 Document: 104 Page: 14 Filed: 06/15/2023 14 TAYLOR v. MCDONOUGH panel reversed the Veterans Court’s decision, concluding that the Veterans Court had the authority to equitably es- top the government in this case and that Mr. Taylor is en- titled, on this record, to have the government equitably estopped “from asserting” the claim-filing effective-date limitation of “38 U.S.C. § 5110(a)(1) against [his] claim.” Taylor v. McDonough, 3 F.4th 1351, 1372–73 (Fed. Cir. 2021). We sua sponte vacated the panel opinion and or- dered the case reheard en banc, with additional briefing on equitable estoppel and on the constitutional right of access to courts and other forums for redress. Taylor v. McDonough, 4 F.4th 1381 (Fed. Cir. 2021) (en banc) (per curiam). After receiving new briefs, the en banc court heard oral argument on February 10, 2022. ECF No. 89. Twelve days later, the Supreme Court granted a peti- tion for a writ of certiorari in Arellano v. McDonough, 142 S. Ct. 1106 (2022), a case addressing whether equitable tolling applies to § 5110(b)(1)—which provides that, if VA receives a disability-benefits claim within one year of a vet- eran’s discharge, the effective date for benefits is as early as the day following the day of the veteran’s discharge. We immediately stayed proceedings in this case pending the Supreme Court’s disposition of the Arellano case. ECF No. 91. On January 23, 2023, the Supreme Court held that “§ 5110(b)(1) is not subject to equitable tolling.” Arellano, 143 S. Ct. at 552. The Supreme Court explained that its decision in Arellano “resolve[s] only the applicability of eq- uitable tolling to § 5110(b)(1). [It] do[es] not address the applicability of other equitable doctrines, such as waiver, forfeiture, and estoppel.” Id. at 552 n.3. We lifted the stay and requested supplemental briefing on “the impact of the Supreme Court’s decision in Arellano on this case.” ECF No. 95, at 2. One concurrence, by Judge Dyk (joined by Judges Reyna and Wallach), suggested that the parties in- clude in their supplemental briefs a discussion of whether equitable estoppel should be available based on 38 U.S.C. Case: 19-2211 Document: 104 Page: 15 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 15 § 6303 (which originated in 1970 as § 241 and was codified for many years as § 7722). Id. at 3–9 (Dyk, J., concurring). A separate concurrence, by Chief Judge Moore (joined by Judge Prost), cast doubt on the suggestion. Id. at 10–12 (Moore, C.J., concurring). Mr. Taylor and the government filed their supple- mental briefs on March 15, 2023, and March 29, 2023, re- spectively. ECF Nos. 96, 101. We now decide the case. II The Supreme Court has described the features of the statutory regime that frame the questions before us. Through 38 U.S.C. § 1110 (wartime service) and § 1131 (peacetime service), “[t]he law entitles veterans who have served on active duty in the United States military to re- ceive benefits for disabilities caused or aggravated by their military service.” George v. McDonough, 142 S. Ct. 1953, 1957 (2022) (quoting Shinseki v. Sanders, 556 U.S. 396, 400 (2009)). “A veteran seeking such benefits must first file a claim with . . . VA.” Id. (citing 38 U.S.C. § 5101(a)(1)(A)). “A regional office of . . . VA then determines whether the veteran satisfies all legal prerequisites, including the re- quirement that military service caused or aggravated the disability.” Id. (citing, among other authorities, 38 U.S.C. § 511(a)). “If the regional office grants the application, it assigns an ‘effective date’ to the award, and payments begin the month after that date.” Arellano, 143 S. Ct. at 546 (citing 38 U.S.C. §§ 5110(a)(1), 5111(a)(1)). 2 “The Supreme Court has long recognized that citizens have a right of access to the courts.” Broudy v. Mather, 460 F.3d 106, 117 (D.C. Cir. 2006). Having explained early on that “[t]he very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws,” Marbury v. Madison, 5 U.S. (1 Cranch) 137, 163 (1803), the Supreme Court elaborated in 1907: The right to sue and defend in the courts is the al- ternative of force. In an organized society it is the right conservative of all other rights, and lies at the foundation of orderly government. It is one of the highest and most essential privileges of citizenship, and must be allowed by [the government] . . . .
[*909]Case: 19-2211 Document: 104 Page: 34 Filed: 06/15/2023 The government here accepts that there is a constitu- tional right of access to adjudicatory forums and that it ap- plies to access to the VA benefits adjudicatory system. Sec’y En Banc Response Br. at 47 (“[A] veteran such as Mr.
[*910]Case: 19-2211 Document: 104 Page: 36 Filed: 06/15/2023 The secrecy oath, backed by the possibility of court- martial or prosecution, was ample affirmative interference with the right of access at issue—access to meaningful ad- judicatory processes in the exclusive forum in which Mr. Taylor could have vindicated the entitlement at issue. The oath undisputedly did cause Mr. Taylor not to file a claim. This was its natural, predictable effect. The oath did not state an exception for VA processes, and both Mr. Taylor and the government must have known that the standard for vindicating the entitlement—establishment of service connection of the disability, 38 U.S.C. § 310 (1970) (now § 1110)—could not be met without information about the
Case: 19-2211 Document: 104 Page: 39 Filed: 06/15/2023
TAYLOR v. MCDONOUGH 39 Edgewood program that was squarely within the secrecy oath. And the government has not identified any commu- nication from the Executive that would have informed Mr. Taylor that VA on its own would secure all information needed for the adjudication of this essential element. At least in the absence of such a communication making clear how Mr. Taylor could file a claim and obtain a meaningful adjudication, the penalty-backed oath readily counts as a barrier to access of the VA adjudicatory system for vindica- tion of the benefit entitlement. The government itself states: “[T]he Secretary does not mean to suggest that a veteran should have to risk prose- cution in order to apply for benefits.” Sec’y En Banc Re- sponse Br. at 51. The Supreme Court has elsewhere recognized the common-sense point that a threat of prose- cution can operate as an effective barrier to court access. See, e.g., Ex parte Young, 209 U.S. 123, 148 (1908) (“[T]o impose upon a party interested the burden of obtaining a judicial decision of such a question (no prior hearing having ever been given) only upon the condition that, if unsuccess- ful, he must suffer imprisonment and pay fines, as pro- vided in these acts, is, in effect, to close up all approaches to the courts . . . .”); see also Steffel v. Thompson, 415 U.S. 452, 459 (1974) (“[I]t is not necessary that petitioner first expose himself to actual arrest or prosecution to be entitled to challenge a statute that he claims deters the exercise of his constitutional rights.”); MedImmune, Inc. v. Genentech, Inc., 549 U.S. 118, 128–29 (2007) (“[W]here threatened ac- tion by government is concerned, we do not require a plain- tiff to expose himself to liability before bringing suit to challenge the basis for the threat . . . .”). The government points to no authority to support a conclusion that a threat of court-martial or prosecution covering disclosure of claim- ant-possessed reliable information relevant and necessary to a desired adjudication, with no known avenue for pro- ceeding without such disclosure, is insufficient to consti- tute active interference for purposes of the constitutional Case: 19-2211 Document: 104 Page: 40 Filed: 06/15/2023 40 TAYLOR v. MCDONOUGH right of access. Mr. Taylor, we conclude, was “shut out of court” and “completely foreclosed” from obtaining an adju- dication, so that his filing a claim would have been “fu- tile”—to use the language the government quotes from the Supreme Court’s Christopher v. Harbury decision, 536 U.S. at 415, and the D.C. Circuit’s opinion in Harbury v. Deutch, 244 F.3d 956, 957 (D.C. Cir. 2001). Sec’y En Banc Response Br. at 43, 45, 47–48. We do not address any other circum- stance. [10] The government asserts that two or three veterans cited the Edgewood program in seeking benefits before the partial declassification in 2006. See Sec’y En Banc Re- sponse Br. at 49–50. 11 The existence of a few such risk- We also reject the government’s contention that it has justified the interference with Mr. Taylor’s access to the VA adjudicatory forum. That contention rests on the public in- terest in secrecy tied to military matters. We do not ques- tion the strength of that interest. See also Taylor En Banc Opening Br. at 59 (“No one disputes that the government has an interest in maintaining the confidentiality of cer- tain government programs.”). But we conclude that the government has not shown that its interference with Mr. Taylor’s right of access was adequately tailored to serve that interest. Neither party points to a right-of-access Supreme Court precedent that specifically states a standard for as- sessing an asserted justification. But two sources point to a sensible standard here—a requirement of narrow tailor- ing to the secrecy interest invoked (which we accept as com- pelling), which demands a showing that less adjudication- foreclosing alternatives could not have protected the inter- est. First: A fundamental constitutional right (such as the right of access) is often governed by strict scrutiny, which requires, for justification, that the government conduct be narrowly tailored to serve a compelling state interest. See, e.g., Reno v. Flores, 507 U.S. 292, 301–02 (1993) (explaining that due process “forbids the government to infringe cer- tain ‘fundamental’ liberty interests at all . . . unless the in- fringement is narrowly tailored to serve a compelling state
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46 TAYLOR v. MCDONOUGH interest” (emphasis omitted)); id. at 305 (“[N]arrow tailor- ing is required only when fundamental rights are in- volved.”); Fulton v. City of Philadelphia, 141 S. Ct. 1868, 1881 (2021) (similar in First Amendment religion context); Ryland v. Shapiro, 708 F.2d 967, 972 (5th Cir. 1983) (ap- plying strict scrutiny to a constitutional right-of-access claim); cf. Lane, 541 U.S. at 529 (explaining that the situ- ation before the Court involved “basic rights, including the right of access to the courts . . . , that call for a standard of judicial review at least as searching, and in some cases more searching, than the standard that applies to sex- based classifications”). 13 A narrow-tailoring standard commonly requires the government to address concretely the possibility of less right-denying measures because, “so long as the govern- ment can achieve its interests in a manner that does not burden [the fundamental right at issue], it must do so.” Fulton, 141 S. Ct. at 1881; see Grutter v. Bollinger, 539 U.S. 306, 336, 339 (2003) (holding, in the context of an equal- protection challenge to a “race-conscious admissions pro- gram,” narrow tailoring, while not requiring “exhaustion of every conceivable race-neutral alternative,” “does, how- ever, require serious, good faith consideration of workable race-neutral alternatives that will achieve the diversity the university seeks”); Fisher v. University of Texas at Austin, 570 U.S. 297, 312 (2013) (similar); McCullen v. Coakley, 573 U.S. 464, 495 (2014) (explaining in a First Amendment case: “To meet the requirement of narrow tailoring, the government must demonstrate that alternative measures that burden substantially less speech would fail to achieve the government’s interests, not simply that the chosen route is easier.”); Americans for Prosperity Foundation v. 13Mr. Taylor invoked strict scrutiny in his opening en banc brief. Taylor En Banc Opening Br. at 58–61. The government, in its response brief, did not disagree. Case: 19-2211 Document: 104 Page: 47 Filed: 06/15/2023 TAYLOR v. MCDONOUGH 47 Bonta, 141 S. Ct. 2373, 2385, 2386 (2021) (similar, in right- of-association case). Second: The Supreme Court has made a comparable point in the closely analogous context of deciding whether government military-secrecy interests preclude the maintenance or continuation of litigation. Specifically, in General Dynamics Corp. v. United States, the Court con- cluded that the government’s military-secrecy interests should not bar a proceeding to vindicate a legal entitlement except as a “last resort” and only “when full litigation . . . ‘would inevitably lead to the disclosure of’ [the] secrets.” 563 U.S. 478, 486, 492 (2011) (citing Totten v. United States, 92 U.S. 105, 107 (1876)). At least as far as the pre- sent case is concerned, this standard aligns with all that we need to borrow from the just-described narrow-tailoring requirement to decide this case, which is a demand not for perfect tailoring but for a concrete government explanation of the inability to protect the secrecy interest, while afford- ing access, by measures the government itself has used in a closely related context. The government has not met that standard. It pre- sents generalizations about military secrecy, an interest whose strength we do not question, but it has not given concrete reasons that this interest could not have been pro- tected while giving Edgewood veterans an adjudication. For example, it has not addressed the possibility of a spe- cial office within VA (perhaps with a special role played by Department of Defense personnel) that could have carried out the Secretary’s first-level adjudication—where the great bulk of veterans’ benefits claims are resolved—with information on a benefits claim form notifying a claimant of when and how to invoke the special process. For the sub- set of claimants for whom appeal to the Board was rele- vant, the government has not addressed the possibility of having channeled Board review of secrecy-constrained Case: 19-2211 Document: 104 Page: 48 Filed: 06/15/2023 48 TAYLOR v. MCDONOUGH matters to a specially designated panel of the Board. [14] Further review was generally not available beyond the Board until 1988, see supra n.3, but even considering to- day’s review regime, the government has not addressed the ability of the reviewing tribunals outside VA, starting with the Veterans Court, to employ secrecy-protection measures that are commonly used in courts. Nor, finally, has the government addressed the possibility that some portions of the multi-level review system might be made available even if others cannot be. These possibilities are anything but theoretical. As the government here acknowledges, VA has in fact established just such a special mechanism for processing claims from veterans who served in the special forces—i.e., a system for processing claims based on injuries from service activities whose very existence must remain secret. See Sec’y En Banc Response Br. at 52–53 (citing U.S. Department of Veterans Affairs, Adjudication Procedures Manual, M21-1, Part VIII, Subpart iv, Chapter 9, Section A—Claims Based on Participation in Special Operations Incidents (last up- dated Dec. 27, 2021)). The government called attention to this process during its oral argument to the Supreme Court in Arellano. It explained that the special process—“for at least the cases of special operations”—begins with VA sub- mitting “what’s called a classified research request to the . . . central military records organization, which will then The government is mistaken in its final argument as well. The foregoing analysis means that it would be uncon- stitutional to apply § 5110’s claim-filing effective-date lim- its to deny otherwise-awardable benefits for the period during which the government unconstitutionally denied Mr. Taylor access to the VA adjudicatory forum. Contrary to the government’s suggestion, the denial of his constitu- tional right of access for up to three and a half decades is remediable: Mr. Taylor has “identif[ied] a remedy that may be awarded as recompense here and not otherwise availa- ble in some suit that may yet be brought.” Christopher, 536 U.S. at 415. This court and the Veterans Court are statu- torily authorized, if the claim-filing effective-date limits of § 5110 are unconstitutional as applied here, to require de- termination of the effective date without regard to those limits. The normal remedial principle would give Mr. Tay- lor the effective date he would have had if no unconstitu- tional denial of access had occurred. a Two well-established principles apply here. First, “[i]f an as-applied challenge is successful, the statute may not be applied to the challenger, but is otherwise enforceable.” Turtle Island Foods, SPC v. Thompson, 992 F.3d 694, 700 n.5 (8th Cir. 2021); see Fisher v. King, 232 F.3d 391, 395 n.4 (4th Cir. 2000) (same) (citing City of Lakewood v. Plain Dealer Publishing Co., 486 U.S. 750, 758–59 (1988)); see also Ayotte v. Planned Parenthood of Northern New Eng- land, 546 U.S. 320, 329 (2006) (“It is axiomatic that a ‘stat- ute may be invalid as applied to one state of facts and yet valid as applied to another.’” (quoting Dahnke-Walker Mill- ing Co. v. Bondurant, 257 U.S. 282, 289 (1921))); Troxel v. Granville, 530 U.S. 57, 73 (2000) (holding statute unconsti- tutional as applied); Palmer v. City of Euclid, 402 U.S. 544, 545 (1971) (same); U.S. Shoe Corp. v. United States, 114 F.3d 1564, 1577 (Fed. Cir. 1997) (holding statute
[*911]Case: 19-2211 Document: 104 Page: 51 Filed: 06/15/2023 nature of his disability despite the government’s contention that Mr. Taylor could have filed a skeletal claim without disclosing confidential information. In June 2006, the government informed Mr. Taylor that he was free to disclose his Edgewood-related disabilities, and then in February 2007 he did so. The Board of Veterans Appeals (“Board”) found that under the statute he could not receive benefits before 2007 because § 5110(a)(1) provides that “the effective date of an award based on an initial claim, or a supplemental claim, of compensation . . . shall be fixed in accordance with the facts found, but shall not be earlier than the date of receipt of application therefor.” Under that provision, the Board concluded that Mr. Taylor’s benefits were limited to the date of the receipt of his application in February 2007. II Before the en banc court, Mr. Taylor contended that the government could not assert the time bar of § 5110(a) to prevent an earlier effective date under theories of equitable estoppel, equitable tolling, and constitutional due process. In a related case, Arellano v. McDonough, the Supreme Court held that equitable tolling was not available for § 5110, but left open the possibility that “other equitable doctrines, such as waiver, forfeiture, and estoppel” apply to the provision. 143 S. Ct. 543, 552 n.3 (2023). The Supreme Court did not mention a theory of constitutional due process. Following Arellano, Mr. Taylor continued to argue for an earlier effective date based on equitable estoppel.
Case: 19-2211 Document: 104 Page: 62 Filed: 06/15/2023 The traditional requirements for estoppel are uncontestably present. The government (both the Army and the Department of Veterans Affairs (“VA”)) prevented Mr. Taylor from applying for veterans benefits by imposing a secrecy oath and by insisting that he could not file for benefits without the secret information. The Army also misleadingly advised him that medical benefits would be provided, Viet. Veterans of Am. v. Cent. Intel. Agency, No. C 09-0037 CW, 2013 WL 6092031, at *2 (N.D. Cal. Nov. 19, 2013) (noting that a 1953 Army memorandum provided that “[m]edical treatment and hospitalization will be provided for all casualties of the experimentation.” (citation omitted)). The VA misled him by inaccurately advising him that he could not file a benefits claim without disclosing the nature of the injury and the date it began, when the government now contends that he could file a skeletal claim without disclosing confidential information. Mr. Taylor reasonably relied on the government’s “conduct in such a manner as to change his position for the worse,” Heckler, 467 U.S. at 59 (internal quotation marks and footnote omitted), both in participating in the program and in foregoing filing a claim before 2007. The government does not appear to contest the fact that Mr. Taylor was prejudiced by the government’s actions. In fact, the government appears not to dispute that equitable estoppel would apply in this situation save the bar presented by OPM v. Richmond, 496 U.S. 414 (1990). 3 The majority does not dispute this either. See Maj. Op. 19 (“For purposes of this case, we may assume— without deciding—that the government action that caused Mr. Taylor not to file a claim for decades would meet the
[*913]3 To the extent that the government suggests that Mr. Taylor has not shown affirmative misconduct on the part of the government, it is clear that in this case there was affirmative misconduct.
Case: 19-2211 Document: 104 Page: 64 Filed: 06/15/2023 III A In Richmond, there was no contention that the agency had violated any statute, or that the government employee’s actions were implementing an official agency policy. The majority here appears to agree that Richmond is no bar where a governmental agency violates a statutory
[*915]misconduct amounting to equitable estoppel prevents a claimant from filing. This footnote sets forth Judge Stark’s views. “[O]ftentimes the meaning—or ambiguity—of certain words or phrases may only become evident when placed in context,” and so “we must read the words in their context and with a view to their place in the overall statutory scheme.” King v. Burwell, 576 U.S. 473, 486 (2015) (internal quotation marks and citation omitted). “[W]hat is most telling here are the singular characteristics” of the “scheme that Congress created for the adjudication of veterans’ benefits claims.” Henderson ex rel. Henderson v. Shinseki, 562 U.S. 428, 440 (2011). Though its roots stretch back to World War I, the language of § 5110 (previously codified as § 3010) was brought into Title 38 in an act consolidating veterans’ law, with its unique “solicitude for the claimant.” Walters v. Nat’l Ass’n of Radiation Survivors, 473 U.S. 305, 311 (1985); see An Act to Consolidate into One Act All of the Laws Administered by the Veterans’ Administration, and for Other Purposes, Pub. L. No. 85-857, 72 Stat. 1005, 1226– 27 (1958). In Judge Stark’s view, it is inconceivable that Congress intended § 5110(a)(1)—a provision designed to ensure that claimants timely seek benefits—to permit affirmative and egregious government misconduct to bar veterans from receiving decades of owed benefits. As such, Judge Stark believes giving Taylor an earlier effective date here is consistent with Congress’s intent, and thus Richmond does not bar application of equitable estoppel. Judge Stark accordingly concurs in the judgment.
Case: 19-2211 Document: 104 Page: 66 Filed: 06/15/2023 annuity benefit, as Congress requires, the government cannot enforce the opt-out decision. See Kelly v. United States, 826 F.2d 1049, 1052 (Fed. Cir. 1987); Barber v. United States, 676 F.2d 651, 657 (Ct. Cl. 1982). Finally, we have held that when the government fails to notify an employee of an unfavorable decision regarding the employee’s ability to return to work after an injury, the government cannot deny an application for disability retirement benefits as untimely under 5 U.S.C. § 8337(b). Johnston v. OPM, 413 F.3d 1339, 1343 (Fed. Cir.), opinion modified on reconsideration, 430 F.3d 1376 (Fed. Cir. 2005). As we explained in Brush, “there is no indication that . . . Richmond was meant to apply when an agency fails to carry out a statutory duty at a detriment to the other party and a benefit to itself.” 982 F.2d at 1564. That is so because what Congress has authorized is a question of statutory interpretation, and statutory provisions must not be read in isolation. If the payment bar is inapplicable where the government violates its notice obligation, money is not being paid from the Treasury in violation of statutory requirements. “[T]o give effect, if possible, to every clause and word of [the] statute,” we determined in Brush that the statutory election deadline gives way when OPM fails to notify an annuitant as required. Brush, 982 F.2d at 1563 (quoting United States v. Menasche, 348 U.S. 528, 538–39 (1955)). As in Brush and subsequent cases, Richmond is no obstacle here if the government’s conduct violated a statute, and, as noted, the majority largely appears to agree. B On the face of it, the VA advised Mr. Taylor that he could not apply for benefits without disclosing confidential information. Because Mr. Taylor would have been applying for disability compensation, the VA form instructed him that “[d]isability compensation is paid for
[*917]Case: 19-2211 Document: 104 Page: 68 Filed: 06/15/2023 secrecy obligation, he could have provided the necessary information and received compensation back to the date of discharge “without divulging classified information on the Edgewood Program.” Gov’t En Banc Br. 48. The government points out that the VA has more recently recognized just such a procedure in its Adjudication Procedures Manual, which allows veterans to provide information to support claims based on Special Operations, including covert military operations. And it maintains that, even before this procedure was adopted, Mr. Taylor could have filed a minimal claim to obtain the benefits of an earlier effective date. En Banc Oral Arg. at 35:00–38:36. But, significantly, the government agrees it did not advise Mr. Taylor that he could file such a minimal or placeholder claim. See Gov’t En Banc Br. [10], 53 (conceding that the VA failed to “communicat[e] to Mr. Taylor that he could file a minimal claim”). To the contrary, as we have discussed, the VA benefits claim form, on its face, required the very disclosure Mr. Taylor was forbidden to make. See Appellant’s Supp. En Banc Br. [10] (“In order to file a claim for benefits, Mr. Taylor would have had to disclose the very facts as to which the government swore him to secrecy.”). 7
[*919]7 In his appeal to the Board, Mr. Taylor asserted that
[t]he VA/ United States Government bound the Veteran and all other Edgewood Veterans with a secrecy oath(s). This oath prevented these specific Veterans from filing a claim . . . , giving a statement in support of such claim, or working with heath care professionals for any injuries which resulted from their participation in the Edgewood Project . . . Even if the Veteran had chosen to risk prosecution for violating his oath, he would not have had access to the records of the tests. This would have prevented the Veteran from making a successful claim for benefits. The VA and/or
Case: 19-2211 Document: 104 Page: 70 Filed: 06/15/2023 did not provide a remedy even if government employees failed to inform potential beneficiaries about their benefit rights. But neither Rodriguez nor Andrews dealt with a situation like that presented here: the VA taking misleading official action through a formal document advising veterans of their rights. In Rodriguez, a claimant was misinformed by VA employees about her eligibility for benefits, delaying her application for benefits. See 189 F.3d at 1352. And in Andrews, apparently a VA employee failed to notify a veteran at the time of discharge about her eligibility for benefits. See 351 F.3d at 1136. Rodriguez and Andrews are of course not binding on the en banc court. “Indeed, ‘[t]he province and obligation of the en banc court is to review the current validity of challenged prior decisions.’” Robert Bosch, LLC v. Pylon Mfg. Corp., 719 F.3d 1305, 1316 (Fed. Cir. 2013) (alterations in original) (quoting United States v. Aguon, 851 F.2d 1158, 1167 n. 5 (9th Cir.1988) (en banc), rev’d on other grounds, Evans v. United States, 504 U.S. 255 (1992)); see id. (panel decisions can be “changed by the court sitting en banc”). In particular, this court sitting en banc is not bound by sweeping statements regarding what a statute “appear[s] to be.” Rodriguez, 189 F.3d at 1355. But there is no need to overrule these decisions. Rodriguez and Andrews do not prevent us from interpreting § 6303 as imposing an enforceable obligation here. While the government cannot “be expected to ensure that every bit of informal advice given by its agents in [a complex administrative] program will be sufficiently reliable,” Heckler, 467 U.S. at 64, and § 6303 may not be violated when agency employees fail to perform the duties imposed on them by the agency, it is surely violated when the agency as a matter of official policy fails to comply with its own statutory obligations. Congress’s notice requirements bear the hallmarks of an enforceable provision. Under § 6303, “[t]he Secretary
[*921]Case: 19-2211 Document: 104 Page: 72 Filed: 06/15/2023 Inc. v. Andrews, 534 U.S. 19, 31 (2001) (citation omitted), and are directed to “give effect to every clause and word” Congress has enacted, Setser v. United States, 566 U.S. 231, 239 (2012) (internal quotation marks, citation, and ellipses omitted). If § 6303 means anything, it must bar the VA from misleading veterans in official documents, thereby preventing them from accessing the benefits they are due. The government’s view to the contrary would render § 6303 a nullity. Second, the majority, but not the government, argues that Congress somehow approved of our decisions in Rodriguez and Andrews by reenacting the statute after we rendered those decisions. See Maj. Op. 30–31. There is not the slightest indication that in reenacting § 6303 Congress was aware of our decisions, nor that it considered the notice problem to which those decisions were directed. Under such circumstances, reenactment carries little weight. See Schism v. United States, 316 F.3d 1259, 1295 (Fed. Cir. 2002) (en banc) (“[T]he Supreme Court has repeatedly cautioned against using congressional silence alone to infer approval of an administrative interpretation.”); 2B Sutherland Statutory Construction § 49:8 (7th ed. 2023) (the reenactment canon “does not apply where a legislature paid no attention to [the judicial] interpretation during reenactment.”). For example, in Zenith Radio Corp. v. Hazeltine Research, Inc., the Supreme Court rejected an argument that “Congress’[s] silence when it re-enacted [a] statute” conveyed Congressional approval of earlier lower-court cases in the absence of “direct evidence that Congress ever considered the issue . . . or voiced any views upon it.” 401 U.S. 321, 336 n.7 (1971). Similarly, the Court has rejected the notion that there is a “judicial consensus so broad and unquestioned that we must presume Congress knew of and endorsed it” when Congress silently reenacts a statute following “a smattering of lower court opinions” interpreting it. BP P.L.C. v. Mayor & City Council of
[*923]Case: 19-2211 Document: 104 Page: 74 Filed: 06/15/2023 Fourth, the government, but not the majority, argues that it would be unworkable to notify veterans of their ability to file a minimal, unclassified claim. As noted earlier, the VA has recognized that this is feasible and has implemented a procedure allowing veterans involved in covert military operations to provide information to support claims. In 2006 the VA changed its rules to provide that the agency will reconsider claims after receiving previously unobtainable evidence, including “[d]eclassified records that could not have been obtained because the records were classified when VA decided the claim.” New and Material Evidence, Final Rule, 71 Fed. Reg. 52,455, 52,457 (Sept. 6, 2006) (codified at 38 C.F.R. § 3.156(c)(1)(iii)). 11 In such cases, the date the VA received the earlier placeholder claim can mark the effective date. See § 3.156(c)(3). So not only was it possible for the government to alert veterans of the possibility of filing minimal claims, but the VA has done so for more than 15 years. See also Transcript of Oral Argument at 29:5–7, Arellano, 143 S. Ct. 543 (government counsel stating that “the agency itself has taken a couple of steps to handle cases like” the Edgewood veterans); id. at 29:21–30:9 (counsel stating that § 3.156(c) “ma[kes] explicit” that submission of minimal claims is permissible). Fifth, the government, but not the majority, argues that this approach is barred by Arellano because in Arellano the Court determined that the structure of § 5110 makes clear that equitable remedies are unavailable to toll the statute of limitations, assuming it is one, in § 5110. Arellano held that equitable tolling is unavailable under § 5110. See Arellano, 143 S. Ct. at 552. The government
[*925]11 The regulation was adopted in September 2006 and became effective the following month. See 71 Fed. Reg. at 52,455. Mr. Taylor received his letter permitting him to disclose his Edgewood injuries in June 2006, and he applied for disability compensation in February 2007.
Case: 19-2211 Document: 104 Page: 76 Filed: 06/15/2023 The plurality assumes, without explanation, that the right of access line of cases, which deal with affirmative acts of government misconduct, can simply be extended to government decisions involving national security. Plural- ity Op. at V.B.1. But that assumption is wrong. There is no precedent for applying the right of access doctrine to deci- sions taken by the government in furtherance of its na- tional security interest, and I disagree with the plurality’s unsupported attempt to extend the doctrine here. The government’s act of securing a secrecy oath in or- der to protect delicate national security information is simply not the type of affirmative misconduct that occurred
Case: 19-2211 Document: 104 Page: 80 Filed: 06/15/2023 For many of the same reasons discussed above, I would also find that the right of access doctrine is inapplicable here because the government’s actions did not constitute active, undue interference, as required by the right of ac- cess line of cases that the plurality relies on. Even if the plurality is correct that a national security determination can form the basis for a right of access claim, a plaintiff’s right of access is not unconditional. To violate a plaintiff’s right of access, the government must have engaged in ac- tive, undue interference that deliberately shuts out the plaintiff from an institution. See Christopher, 536 U.S. at 414–15. 4 I would conclude that the government did not