United States Securities and Exchange Commission v. Findley  ·  2024-02-21  ·  D. Connecticut  ·  pin 475 F. Supp. 2d at 412

“The standard for imposing [a penny stock] bar essentially mirrors that for imposing an officer-or- director bar.”

Sec. & Exch. Comm'n v. Riel  ·  2017-09-27  ·  N.D. New York  ·  pin 475 F. Supp. 2d at 412

"Representing information as true while knowing it is not, recklessly misstating information or asserting an opinion on grounds so flimsy as to belie any genuine belief in its truth, are all circumstances sufficient to support a conclusion of scienter"