C.F.R. » Title 17 » CHAPTER I—COMMODITY FUTURES TRADING COMMISSION › PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS › Subpart A—General Provisions

17 C.F.R. § 171.10

Motions

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(a) In general. An application for a form of relief not otherwise specifically provided for in this part shall be made by a written motion, filed with the Proceedings Clerk. The motion shall state the relief sought, basis for the relief and the authority relied upon.

(b) Answers to motions. Unless otherwise provided, a party may file a written response to a motion within five days after service of the motion.

(c) Motions for procedural orders. Motions for procedural orders, including motions for extensions of time, may be acted on at any time, without awaiting a response thereto. Any party adversely affected by such action may request reconsideration, vacation or modification of the action.

(d) Dilatory motions. Frivolous or repetitive motions dealing with the same subject matter shall not be permitted.

Notes of Decisions
Cited in 1 case, 2018–2018 · leading case: Effex Capital, LLC v. Nat'l Futures Ass'n (N.D. Ill. 2018).
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Effex Capital, LLC v. Nat'l Futures Ass'n (N.D. Ill. 2018). “17 C.F.R. § 171.10 (a). Thus, it appears that one can move the CFTC to exercise its authority to review NFA’s decision on the CFTC’s own motion.”
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