C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 229—STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K › Subpart 229.1000—Mergers and Acquisitions (Regulation M-A)

17 C.F.R. § 229.1000

(Item 1000) Definitions

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The following definitions apply to the terms used in Regulation M-A (§§ 229.1000 through 229.1016), unless specified otherwise:

(a) Associate has the same meaning as in § 240.12b-2 of this chapter;

(b) Instruction C means General Instruction C to Schedule 13E-3 (§ 240.13e-100 of this chapter) and General Instruction C to Schedule TO (§ 240.14d-100 of this chapter);

(c) Issuer tender offer has the same meaning as in § 240.13e-4(a)(2) of this chapter;

(d) Offeror means any person who makes a tender offer or on whose behalf a tender offer is made;

(e) Rule 13e-3 transaction has the same meaning as in § 240.13e-3(a)(3) of this chapter;

(f) Subject company means the company or entity whose securities are sought to be acquired in the transaction (e.g., the target), or that is otherwise the subject of the transaction;

(g) Subject securities means the securities or class of securities that are sought to be acquired in the transaction or that are otherwise the subject of the transaction; and

(h) Third-party tender offer means a tender offer that is not an issuer tender offer.

Notes of Decisions
Cited in 1 case, 2002–2002 · leading case: In Re Digit. Island Sec. Litig., 223 F. Supp. 2d 546 (D. Del. 2002).
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In Re Digit. Island Sec. Litig., 223 F. Supp. 2d 546 (D. Del. 2002). “These schedules require the disclosure of certain specific categories of information defined by Regulation M-A, 17 C.F.R. §§ 229.1000 , et seq. No portion of Regulation M-A, however, requires the disclosure of any agreements or transactions with customers, such as Digital…”
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