17 C.F.R. § 230.505
[Reserved]
Notes of Decisions
Cited in 8
cases, 1990–2011 · leading case: Greenberg Traurig of New York, P.C. v. Moody, 161 S.W.3d 56 (Tex. App. 2005).
Greenberg Traurig of New York, P.C. v. Moody, 161 S.W.3d 56 (Tex. App. 2005). “See 17 C.F.R. §§ 230.505 -.506 (2004). 28 . Chalphin's July 7, 1997 memo stated: "Based on the information at hand, we estimate that the Company should set aside (or have available to it) an aggregate amount of approximately $16,834,000 (representing $14,569,528 in estimated…”
Cutcliff v. Reuter (In Re Reuter), 427 B.R. 727 (Bankr. W.D. Mo. 2010). “2-202(14) or 17 CFR § 230.505 , the Court should find that Debtor was exempt from the requirement that they be registered.”
Moses v. Carnahan, 186 S.W.3d 889 (Mo. Ct. App. 2006). “16 at 243 (citing 15 CSR 30-5^210 and 17 C.F.R. §§ 230.505 & 230.506). At the time the Riley Chevrolet meeting took place (February 5, 2003), 15 CSR 30-54.”
Cobalt Multifamily Investors I, LLC v. Arden, 857 F. Supp. 2d 349 (S.D.N.Y. 2011). “17 C.F.R. § 230.505 . Rule 506 has no aggregate offering price cap, and exempts offerings sold to thirty-five or fewer purchasers if “each purchaser who is not an accredited investor either alone or with his purchaser representative(s) has such knowledge and experience in…”
In Re Intelligroup Sec. Litig., 468 F. Supp. 2d 670 (D.N.J. 2006). “504 (setting $1,000,000 ceiling) and 17 C.F.R. § 230.505 (setting $5,000,000 ceiling).”
Donohoe v. Consol. Operating & Prod. Corp., 736 F. Supp. 845 (N.D. Ill. 1990). “Defendants counter persuasively that their offerings fall squarely within the exemption (codified at 17 C.F.R. § 230.505 (“Section 230.505”)) for limited offers and sales of securities not exceeding $5 million.”
Binder v. Gordian Sec., Inc., 742 F. Supp. 663 (N.D. Ga. 1990). “§§ 77c and 77d, and rules promulgated thereunder in connection with SEC Regulation D, found at 17 C.F.R. § 230.505 . Defendants accordingly filed a “Form D Notice of Sale of Securities pursuant to Regulation D § 4(6) and/or Uniform Limited Offering Exemption" (“Notice of Sale”)…”
Donohoe v. Consol. Operating & Prod. Corp., 982 F.2d 1130 (7th Cir. 1992). “In this case, COPCO offered limited partnership shares in COPCO-1 through 4 pursuant to SEC Rule 505, 17 C.F.R. § 230.505 (1992), which permits relatively small offerings (of less than $5 million) to be made to 35 or fewer investors.”
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