C.F.R.
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Title 17
» CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 › Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
This form shall be used for reports of information required by § 240.17a-5 of this chapter.
Editorial Note:For Federal Register citations affecting Form Custody, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.[78 FR 51994, Aug. 21, 2013]