17 C.F.R. § 300.200
General
A person having one or more accounts cleared by the member on a fully disclosed basis for one or more introducing brokers or dealers is a customer of the member and shall be protected with respect to such account or accounts without regard to the protection available for any other account or accounts he may have with the member.
Notes of Decisions
Cited in 2
cases, 1999–1999 · leading case: Sec. Inv. Prot. Corp. v. Stratton Oakmont, Inc., 229 B.R. 273 (Bankr. S.D.N.Y. 1999).
Sec. Inv. Prot. Corp. v. Stratton Oakmont, Inc., 229 B.R. 273 (Bankr. S.D.N.Y. 1999). “Pursuant to 17 C.F.R. § 300.200 , “[a] person having one or more accounts cleared by the member on a fully disclosed basis for one or more introducing brokers or dealers is a customer of the member and shall be protected with respect to such account or accounts without regard to…”
Arford v. Miller, 239 B.R. 698 (S.D.N.Y. 1999). “In 17 C.F.R. § 300.200 Congress declared that: A person having one or more accounts cleared by the member on a fully disclosed basis for one or more introducing brokers or dealers is a customer of the member and shall be protected with respect to such account or accounts without…”
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