Norman L. Longval v. Lawrence R. Meachum, 693 F.2d 236 (1st Cir. 1982). · Go Syfert
Norman L. Longval v. Lawrence R. Meachum, 693 F.2d 236 (1st Cir. 1982). Cases Citing This Book View Copy Cite
“e regard the judge's mid-trial interjections as susceptible of appearing from the defendant's perspective to be an attempt to coerce him to plead.”
69 citation events (11 in the last 25 years) across 16 distinct courts.
Strongest positive: Christopher Johnson v. George A. Vose, Jr. (ca1, 1991-02-27)
Treatment trajectory · 1982 → 2026 · click a year to view as-of
1982 2004 2026
Top citers, strongest first. 19 distinct citers.
discussed Cited as authority (verbatim quote) Christopher Johnson v. George A. Vose, Jr. (2×) also: Cited "see, e.g."
1st Cir. · 1991 · quote attribution · 1 verbatim quote · confidence high
e regard the judge's mid-trial interjections as susceptible of appearing from the defendant's perspective to be an attempt to coerce him to plead.
discussed Cited as authority (rule) Izaguirre v. Lee (2×) also: Cited "see"
E.D.N.Y · 2012 · confidence medium
Finally, applying the rule in Goodwin, the First Circuit found that actual vindictiveness was not required, and that a writ of habeas corpus should issue unless the defendant was re-sentenced within sixty days before a different judge. 21 Id. at 238-39; see also Mazzaferro, 865 F.2d at 460 (“The law is clear beyond peradventure that a sentence based on retaliation for exercising the constitutional right to stand trial is invalid.
discussed Cited as authority (rule) Baker v. State
Wyo. · 2011 · confidence medium
B We have employed the Pearce presumption to ensure against "`a reasonable apprehension *277 of vindictiveness,'" see Longval v. Meachum, 693 F.2d 236, 237 (1st Cir. 1982), cert. denied, 460 U.S. 1098 , 103 S.Ct. 1799 , 76 L.Ed.2d 364 (1983), and we assume arguendo the suitability of that standard.FN3 The presumption was devised as a proxy for actual evidence of vindictive motivation because "[m]otives are complex and difficult to prove." Goodwin, 457 U.S. at 373 , 102 S.Ct. at 2488 .
discussed Cited as authority (rule) Correia v. Hall
1st Cir. · 2004 · confidence medium
Cf., e.g., United States v. Crocker, 788 F.2d 802, 808 (1st Cir.1986) (finding that presumption arose because sentencing court stated: “I think imposing upon the time and resources of the Court to try a case which should not be tried is an imposition which deserves consideration when it comes time for me to sentence and I will do so.”); Longval v. Meachum, 693 F.2d 236, 237 (1st Cir.1982) (same, where judge stated: “I strongly suggest that you ask your client to consider a plea, because, if the jury returns a verdict of guilty, I might be disposed to impose a substantial sentence.”).
cited Cited as authority (rule) In Re Fisher
Vt. · 1991 · confidence medium
Longval v. Meachum, 693 F.2d 236, 237 (1st Cir. 1982), cert. denied, 460 U.S. 1098 (1983).
discussed Cited as authority (rule) Noel O. Murchu, A/K/A Noel Murphy v. United States
1st Cir. · 1991 · confidence medium
In so doing, we observed that a judge’s making of a plea offer violates Fed.R.Cr.P. 11(e), and depending on the circumstances, could create an appearance of vindictive sentencing entitling the petitioner to be resen-tenced before another judge. 784 F.2d at 42 , citing Longval v. Meachum, 693 F.2d 236, 239 (1st Cir.1982).
discussed Cited as authority (rule) Miguel Rivera v. United States
1st Cir. · 1990 · confidence medium
Longval v. Meachum, 693 F.2d 236, 238 (1st Cir.1982), cert. denied, 460 U.S. 1098 (1983); see also United States v. Mazzaferro, 865 F.2d 450 (1st Cir.1989); United States v. Crocker, 788 F.2d 802 (1st Cir.1986).
discussed Cited as authority (rule) United States v. Gerald Vontsteen, A/K/A Skip Vontsteen (2×)
5th Cir. · 1990 · confidence medium
Accordingly, we have addressed the Pearce issue; but defendants are admonished to timely bring a Pearce vindictiveness challenge to the sentencing judge's attention. 1 395 U.S. 711 , 89 S.Ct. 2072 , 23 L.Ed.2d 656 (1969) 2 Id. at 725 , 89 S.Ct. at 2080 3 Id. at 726 , 89 S.Ct. at 2080 4 Slip op. at 5861, at 193 (emphasis added) 5 Kindred v. Spears, 894 F.2d 1477, 1479-80 (5th Cir.1990) 6 United States v. Cataldo, 832 F.2d 869, 874 (5th Cir.1987), cert. denied, 485 U.S. 1022 , 108 S.Ct. 1577 , 99 L.Ed.2d 892 (1988) 7 Kindred, 894 F.2d at 1479 -80 8 United States v. Forester, 874 F.2d 983, 984 (5…
discussed Cited as authority (rule) Commonwealth v. Johnson
Mass. App. Ct. · 1989 · confidence medium
See United States v. Stockwell, 472 F.2d 1186, 1187 (9th Cir.), cert. denied, 411 U.S. 948 (1973) (defendant told he would receive higher sentence if he stood trial); Longval v. Meachum, 693 F.2d 236, 237 (1st Cir. 1982), cert. denied, 460 U.S. 1098 (1983) (“I strongly suggest that you ask your client to consider a plea, because, if the jury returns a verdict of guilty, I might be disposed to impose a substantial prison sentence.
examined Cited as authority (rule) United States v. Juan Pimienta-Redondo, United States of America v. Alfredo Pupo (4×)
1st Cir. · 1989 · confidence medium
B We have employed the Pearce presumption to ensure against “ ‘a reasonable apprehension of vindictiveness,’ ” see Longval v. Meachum, 693 F.2d 236, 237 (1st Cir.1982), cert. denied, 460 U.S. 1098 , 103 S.Ct. 1799 , 76 L.Ed.2d 364 (1983), and we assume arguendo the suitability of that standard. 3 The presumption was devised as a proxy for actual evidence of vindictive motivation because “[mjotives are complex and difficult to prove.” Goodwin, 457 U.S. at 373 , 102 S.Ct. at 2488 .
discussed Cited as authority (rule) Dadiego v. Clemmons
D. Me. · 1986 · confidence medium
The First Circuit has held that a state prisoner is entitled to habeas corpus relief where the judge’s conduct and subsequent sentence create a “reasonable likelihood of vindictiveness.” Longval v. Meachum, 693 F.2d 236, 237 (1st Cir.1982), cert. denied, 460 U.S. 1098 , 103 S.Ct. 1799 , 76 L.Ed.2d 364 (1983) (citing United States v. Goodwin, 457 U.S. 368 , 102 S.Ct. 2485 , 73 L.Ed.2d 74 (1982)).
discussed Cited as authority (rule) Shroma H. Lang v. William L. Callahan
9th Cir. · 1986 · confidence medium
See In re Murchison, 349 U.S. 133, 136 , 75 S.Ct. 623, 625 , 99 L.Ed. 942 (1955); Turney v. Ohio, 273 U.S. 510, 523 , 47 S.Ct. 437, 441 , 71 L.Ed. 749 (1927); Longval v. Meachum, 693 F.2d 236, 238 (1st Cir.1982), cert. denied, 460 U.S. 1098 , 103 S.Ct. 1799 , 76 L.Ed.2d 364 (1983).
discussed Cited as authority (rule) United States v. Gerald James Crocker (2×)
1st Cir. · 1986 · confidence medium
The judge’s remarks on how the presentation of a frivolous case and the ensuing waste of judicial resources could be factors in determining the sentence to be imposed are sufficient to establish that there was a reasonable likelihood of vindictiveness in the imposition of a harsher sentence on the defendant 2 and the objective reasons argued by the government to justify the sentence were insufficient to overcome the presumption. 3 As we indicated in Longval v. Meachum, 693 F.2d 236, 237 (1st Cir.1982), cert. denied, 460 U.S. 1098 , 103 S.Ct. 1799 , 76 L.Ed.2d 364 (1983), “[wjhatever his ac…
cited Cited as authority (rule) Commonwealth v. Banker
Mass. App. Ct. · 1986 · confidence medium
See Commonwealth v. Souza, 390 Mass. 813, 818 (1984); Longval v. Meachum, 693 F.2d 236, 238 (1st Cir. 1982), cert. denied, 460 U.S. 1098 (1983).
discussed Cited as authority (rule) Commonwealth v. Knight
Mass. · 1984 · confidence medium
The judge also noted that the disparity in the prosecutor’s sentencing recommendation for Knight “had to do with [the defendant Knight’s] past criminal record.” On the record before us there is no suggestion of vindictiveness on the part of the prosecutor or the judge, see Longval v. Meachum, 693 F.2d 236, 237-238 (1st Cir. 1982), cert, denied, 460 U.S. 1098 (1983).
discussed Cited as authority (rule) Meachum Et Al. v. Longval (2×)
SCOTUS · 1983 · confidence medium
You know that I am capable of doing that because you know of the sentences in a previous trial.” 693 F. 2d 236, 237 (CA1 1982).
cited Cited as authority (rule) State v. Thaxton
N.H. · 1982 · signal: cf. · confidence medium
Cf. Longval v. Meachum, 693 F.2d 236, 238 (1st Cir. 1982).
cited Cited "see" Peter J. Porcaro v. United States
1st Cir. · 1986 · signal: see · confidence high
See Longval v. Meachum, 693 F.2d 236, 238 (1st Cir. 1982), cert. denied, 460 U.S. 1098 , 103 S.Ct. 1799 , 76 L.Ed.2d 364 (1983).
discussed Cited "see, e.g." United States v. Natalie Angeles
5th Cir. · 2020 · signal: see, e.g. · confidence medium
See, e.g., Longval v. Meachum, 693 F.2d 236, 237 (1st Cir. 1982) (finding judicial coercion where court stated that it “might be disposed to impose a substantial prison sentence” if defendant did not plead guilty).
Norman L. LONGVAL, Petitioner, Appellant,
v.
Lawrence R. MEACHUM, Et Al., Respondents, Appellees
80-1503.
Court of Appeals for the First Circuit.
Nov 24, 1982.
693 F.2d 236
John Leubsdorf, Boston, Mass., Professor of Law, Court appointed counsel, for petitioner, appellant., Barbara A.H. Smith, Asst. Atty. Gen., Chief, Criminal Appellate Division, Boston, Mass., with whom Francis X. Bellotti, Atty. Gen., Boston, Mass., was on brief, for respondents, appellees.
Coffin, Aldrich, Bownes.
Cited by 36 opinions  |  Published
[*237] BAILEY ALDRICH, Senior Circuit Judge.

The Supreme Court, on petition for cer-tiorari in this habeas corpus proceeding, vacated the judgment resulting from our earlier opinion, Longval v. Meachum, 651 F.2d 818, (1st Cir.1981), and remanded for further consideration in the light of Goodwin v. United States, - U.S. -, 102 S.Ct. 2485, 73 L.Ed.2d 74 (1982). Following remand, we called for briefs and heard oral argument. Unhappily, we think that because of a collateral remark in our opinion, seized upon by respondents, the issue in this case may have been misunderstood by the Court.

In respondents’ petition for certiorari a given ground was,

“The court further held that since the trial judge’s participation in plea bargaining raises the ‘possible appearance of vindictiveness’ the case need be remanded for sentencing by a judge other than the one who presided at trial.” (Emphasis suppl.)

In point of fact, this is not a plea bargaining case. The respondents had no basis for so indicating except that we quoted from a plea bargaining case [1] in support of our conclusions. Rather, this is a case where there had been no bargaining, and the trial court, sua sponte, informed the defendant that if he did not follow its advice to bargain and plead, it “might be disposed to impose a substantial sentence” if the jury convicted him.

Concededly it is true that we spoke once in terms of “a possible appearance of vindictiveness,” which, standing alone, might be misinterpreted. A fair account, however, would have noted that our meaning was what that appearance led to, viz., “a reasonable apprehension of vindictiveness,” the phrase used in Blackledge v. Perry, 1974, 417 U.S. 21, at 28, 94 S.Ct. 2098, at 2102, 40 L.Ed.2d 628, and which we quoted three times. The substance of our opinion was that the trial judge’s apparent attitude, whatever his actual intent, had unconstitutionally created this apprehension, and that this was in no way dissipated by the sentences thereafter imposed. We fully accept the Court’s guidance in Goodwin that recovery on the basis of a reasonable apprehension of vindictiveness also requires that the situation be one in which, in general, there is a “reasonable likelihood of vindictiveness,” and we reaffirm our conclusion that this was such a situation.

The undisputed facts are that near the close of the prosecution’s case the trial judge addressed defense counsel essentially as follows.

“Mr. Primason, the evidence in this case as it is coming in is very serious — robbery of a drug store; taking [i.e. theft of] drugs, use of a shot gun. I am wondering if you and the Commonwealth have had any discussion regarding a plea [of guilty]. I strongly suggest that you ask your client to consider a plea, because, if the jury returns a verdict of guilty, I might be disposed to impose a substantial prison sentence. You know that I am capable of doing that because you know of the sentences in a previous trial.”

The judge had not been asked by defense counsel for his views, nor were they interjected into any plea bargaining conference between defense counsel and the prosecutor. Rather, they came out of the air, and ended with a recitation of the judge’s power and disposition that could well be read as “plea or else.” Whatever his actual state of mind, or purpose, we regard the judge’s mid-trial interjections as susceptible of appearing from the defendant’s perspective to be an attempt to coerce him to plead. Defendant refused and stood trial. [2]

[*238] After conviction, the judge sentenced defendant to thirty-two to forty years in the state penitentiary on the armed robbery charges, and concurrent terms of eight to ten years on the counts for gun carrying and assault, to be served from and after the sentence for armed robbery. Thus, defendant was sentenced to a total of forty to fifty years. The assault sentence exceeded the statutory maximum, and both of these lesser charges were basically, in terms of conduct, included in the armed robbery count, as the Massachusetts Appellate Division essentially recognized. On appeal it reduced the principal sentence to thirty to forty years, the assault to five, and ordered all sentences to be served concurrently. This effectively cut ten years off the defendant’s sentence, but since the court was without knowledge of the judge’s remarks to counsel that are the basis of the present proceeding, we cannot regard this as rectification. In the absence of indication to the contrary, we assume that the Appellate Division includes in its consideration the sentences originally imposed.

Defendant complains of the disparity between the three-year sentence in the house of correction given his co-defendant who pleaded guilty and the lengthy prison sentence given him. The Massachusetts court justified this on the basis of a comparison of their prior records. We do not pursue this, except to note that the trial court voiced no explanation, in contrast to the practice often found appropriate because of the circumstances. See, e.g., North Carolina v. Pearce, 395 U.S. 711, 726, 89 S.Ct. 2072, 2081, 23 L.Ed.2d 656 (1969) (quoted in United States v. Goodwin, 102 S.Ct. at 2489); United States v. Miller, 589 F.2d 1117, 1137-39 (1st Cir.1978), cert. denied, 440 U.S. 958, 99 S.Ct. 1499, 59 L.Ed.2d 771 (1979); United States v. Capriola, 537 F.2d 319, 320-21 (9th Cir.1976) (per curiam). What we do say is that the on-the-surface differential, and the total sentence imposed, are too great to allay a reasonable apprehension that the sentencing judge’s original remarks were unjudicial urgings to plead, and that the sentences were a retaliatory consequence of the defendant’s refusal.

That apparent judicial coercion is more serious than alleged prosecutorial coercion involved in Goodwin, we dealt with generally in our earlier opinion, and need not repeat in full. The distinction particularly important in the present case, however, is this. By hypothesis, the prosecutor and the defendant are adversaries and are expected to be at odds with one another. As pointed out in Goodwin, in the give and take of pretrial proceedings it is all too easy to call any particular undertaking a threat, even when it is not. A judge, however, is expected to be impartial, and to appear impartial. It is difficult to reconcile with impartiality a forceful recommendation to consider pleading, ending on a note of the judge’s power to impose a substantial sentence if not complied with.

We would distinguish this case from one in which a judge merely inquired of counsel whether he had considered plea bargaining. This language was far different. We would add, if respondent wishes to speak in terms of plea bargaining participation, that the judge in effect participated in plea bargaining in advance. If plea bargaining had ensued, his volunteered attitude would clearly seem to have strengthened the prosecutor’s hand. Advice to plea bargain “or else,” would not gladden the heart of bargaining defense counsel.

A rule which required a defendant to make a prima facie case of actual vindictiveness on the part of a judge, which the Massachusetts court seemingly adopted, Commonwealth v. Longval, 378 Mass. 246, 390 N.E.2d 1117, 1120 (1979), even if counsel were willing to suffer the reputation with the bench that this would be likely to give him, would impose an almost impossible burden. We believe the present case, and our decision, fall squarely within the Court’s reasoning in Goodwin, rather than[*239] without it. The writ of habeas corpus shall issue unless within sixty days the defendant is resentenced before a Massachusetts Superior Court justice other than the one who presided at his trial.

1

. United States v. Werker, 535 F.2d 198, 203 (2d Cir.), cert. denied, 429 U.S. 926, 97 S.Ct. 330, 50 L.Ed.2d 296 (1976). See 651 F.2d at 821.

2

. The Commonwealth argues that the fact that the defendant continued with the trial and took the stand shows that there was no coercion. This is beside the point; it does not negate the appearance of an attempt, nor dispel the possibility of a retaliatory sentence. The fact is, although we do not rest our decision on it, that defendant, on the stand, may well have felt coerced, as he freely admitted his participation[*238] in the robbery. His unfavorable testimony was that his co-defendant was not involved, a contention the jury ultimately agreed with.