John S. Herrington, David S. Herrington, & Quail Hill Ranch, a P'ship v. The Cnty. of Sonoma, John S. Herrington, David S. Herrington, & Quail Hill Ranch, a P'ship v. United States Dist. Court for the N. Dist. of California, the Cnty. of Sonoma, Real Party in Interest, 706 F.2d 938 (9th Cir. 1983). · Go Syfert
John S. Herrington, David S. Herrington, & Quail Hill Ranch, a P'ship v. The Cnty. of Sonoma, John S. Herrington, David S. Herrington, & Quail Hill Ranch, a P'ship v. United States Dist. Court for the N. Dist. of California, the Cnty. of Sonoma, Real Party in Interest, 706 F.2d 938 (9th Cir. 1983). Cases Citing This Book View Copy Cite
37 citation events (1 in the last 25 years) across 3 distinct courts.
Strongest positive: Calderon v. United States District Court (ca9, 1998-03-10)
Treatment trajectory · 1973 → 2026 · click a year to view as-of
1973 1999 2026
Top citers, strongest first. 22 distinct citers.
discussed Cited as authority (rule) Calderon v. United States District Court
9th Cir. · 1998 · confidence medium
Court, 134 F.3d 981, 983-84 (9th Cir.1998) (mandamus not available when petitioner could have filed direct appeal); Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983) (same); Bauman v. United States Dist.
discussed Cited as authority (rule) ca9 1998
9th Cir. · 1998 · confidence medium
Court, 134 F.3d 981, 983-84 (9th Cir.1998) (mandamus not available when petitioner could have filed direct appeal); Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983) (same); Bauman v. United States Dist.
discussed Cited as authority (rule) In Re United Insurance Management, Inc.
9th Cir. · 1994 · confidence medium
The court's decision to abstain is a final order because its impact "[i]s to send [the case] 'effectively out of court.' " Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983) (quoting Idlewild Bon Voyage Liquor Corp. v. Epstein, 370 U.S. 713 , 715 n. 2, 82 S.Ct. 1294 , 1296 n. 2, 8 L.Ed.2d 794 (1962)).
cited Cited as authority (rule) Herrington v. County of Sonoma
9th Cir. · 1993 · confidence medium
Herrington v. County of Sonoma (Herrington I), 706 F.2d 938, 940 (9th Cir.1983).
cited Cited as authority (rule) ca9 1993
9th Cir. · 1993 · confidence medium
Herrington v. County of Sonoma (Herrington I), 706 F.2d 938, 940 (9th Cir.1983). 4 The Herringtons' case went to trial in 1985.
discussed Cited as authority (rule) Travelers Indemnity Company v. Madonna
9th Cir. · 1990 · confidence medium
Travelers states (and Madonna does not seem to disagree) that an amended complaint in state court had not yet been filed. 38 "[P]riority should not be measured exclusively by which complaint was filed first, but rather in terms of how much progress has been made in the two actions." Cone, 460 U.S. at 21 , 103 S.Ct. at 939 . " 'The mere existence of a case on the state docket in no way causes a substantial waste of judicial resources nor imposes a burden on the defendant' which would justify abstention." Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983) (quoting J.
discussed Cited as authority (rule) Travelers Indemnity Co. v. Madonna
9th Cir. · 1990 · confidence medium
Travelers states (and Madonna does not seem to disagree) that an amended complaint in state court had not yet been filed. “[Priority should not be measured exclusively by which complaint was filed first, but rather in terms of how much progress has been made in the two actions.” Cone, 460 U.S. at 21 , 103 S.Ct. at 939 . “ The mere existence of a case on the state docket in no way causes a substantial waste of judicial resources nor imposes a burden on the defendant’ which would justify abstention.” Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983) (quoting J.
discussed Cited as authority (rule) Mccarthy v. Mayo
9th Cir. · 1987 · confidence medium
Fed.R.App.P. 4(a)(4); Herrington, 706 F.2d at 939; Calhoun, 647 F.2d at 8 2 These objections were treated as a Rule 59(e) motion The court was advised subsequent to oral argument that investigation determined that there was no violation of the Code of Professional Responsibility on the part of Ichinose.
cited Cited as authority (rule) McCarthy v. Mayo
9th Cir. · 1987 · confidence medium
Fed.R.App.P. 4(a)(4); Herrington, 706 F.2d at 939; Calhoun, 647 F.2d at 8 . .
discussed Cited as authority (rule) United States v. Kenneth A. Lee, and Magistrate Bert S. Tokairin and the United States District Court for the District of Hawaii (2×)
9th Cir. · 1986 · confidence medium
Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983).
discussed Cited as authority (rule) Mobil Oil Corp. v. City of Long Beach
9th Cir. · 1985 · confidence medium
We have recently held that it was an abuse of discretion to stay a federal action in favor of an “almost simultaneously” filed state court action when “the state action was not at an advanced stage nor more actively pursued by plaintiffs.” Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983).
discussed Cited as authority (rule) ca9 1985
9th Cir. · 1985 · confidence medium
We have recently held that it was an abuse of discretion to stay a federal action in favor of an "almost simultaneously" filed state court action when "the state action was not at an advanced stage nor more actively pursued by plaintiffs." Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983).
cited Cited as authority (rule) Alkoff v. Gold
S.D.N.Y. · 1985 · signal: cf. · confidence medium
Cf. Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983).
discussed Cited as authority (rule) Robert E. Badham v. United States District Court For The Northern District Of California
9th Cir. · 1983 · confidence medium
Cone Memorial Hospital v. Mercury Construction Corp., 103 S.Ct. at 933-34 (case involving Colorado River abstention); Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983); C-Y Development, 703 F.2d at 375 (assuming jurisdiction by direct appeal).
discussed Cited as authority (rule) Badham v. United States District Court
9th Cir. · 1983 · confidence medium
Cone Memorial Hospital v. Mercury Construction Corp., 103 S.Ct. at 933-34 (case involving Colorado River abstention); Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983); C-Y Development, 703 F.2d at 375 (assuming jurisdiction by direct appeal).
discussed Cited as authority (rule) Silberkleit v. Kantrowitz (2×)
9th Cir. · 1983 · confidence medium
Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983); Knaefier v. Mack, 680 F.2d 671 (9th Cir.1982).
cited Cited "see" Morisada Corp. v. Beidas
D. Haw. · 1995 · signal: see · confidence high
See id. (citing Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983)).
discussed Cited "see" Privitera v. California Board of Medical Quality Assurance
9th Cir. · 1991 · signal: see · confidence high
See Herrington v. County of Sonoma, 706 F.2d 938, 939-40 (9th Cir.1983) ('Colorado River abstention not justified when state court action was not at an advanced stage because presence of state proceeding in no way wasted judicial resources).
discussed Cited "see" Privitera v. California Board Of Medical Quality Assurance
9th Cir. · 1991 · signal: see · confidence high
See Herrington v. County of Sonoma, 706 F.2d 938, 939-40 (9th Cir.1983) (Colorado River abstention not justified when state court action was not at an advanced stage because presence of state proceeding in no way wasted judicial resources). 30 The stay is thus not supported by any of the established principles underlying federal court abstention.
discussed Cited "see, e.g." Wakefield v. Thompson
9th Cir. · 1999 · signal: see also · confidence medium
We have held accordingly that “an order which effectively sends a party out of court is appealable.” United States v. Lee, 786 F.2d 951, 956 (9th Cir.1986); see also Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983).
discussed Cited "see, e.g." Robert Jeffrey FARMER, Petitioner-Appellee, v. E.K. McDANIEL; Attorney General of the State of Nevada, Respondents-Appellants (2×)
9th Cir. · 1996 · signal: see also · confidence medium
Similarly, "an order which effectively sends a party out of court is appealable," Lee, 786 F.2d at 956 ; see also Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983) (same), and "[a] decision is final for purposes of appeal if an appeal is the only method of obtaining review," Lee, 786 F.2d at 956 . 12 We do not agree with Farmer's argument that the district court dismissed only the petition.
discussed Cited "see, e.g." John C. McGuckin v. Dr. Smith John C. Medlen, Dr. (2×)
9th Cir. · 1992 · signal: see also · confidence medium
Rather, the inquiry is whether the decision "ends the litigation and leaves nothing more for the court to do." United States v. Lee, 786 F.2d 951, 956 (9th Cir.1986) (citing cases). "[A]n order which effectively sends a party out of court is appealable." Id.; see also Herrington v. County of Sonoma, 706 F.2d 938, 939 (9th Cir.1983) (same). 5 A district court's dismissal "without prejudice" may have one of two effects.
John S. Herrington, David S. Herrington, and Quail Hill Ranch, a Partnership
v.
The County of Sonoma, John S. Herrington, David S. Herrington, and Quail Hill Ranch, a Partnership v. United States District Court for the Northern District of California, the County of Sonoma, Real Party in Interest
81-4664.
Court of Appeals for the Ninth Circuit.
May 24, 1983.
706 F.2d 938
Published

706 F.2d 938

John S. HERRINGTON, David S. Herrington, and Quail Hill
Ranch, a partnership, Plaintiffs-Appellants,
v.
The COUNTY OF SONOMA, Defendant-Appellee.
John S. HERRINGTON, David S. Herrington, and Quail Hill
Ranch, a partnership, Petitioners,
v.
UNITED STATES DISTRICT COURT FOR the NORTHERN DISTRICT OF
CALIFORNIA, Respondent.
The County of Sonoma, Real Party in Interest.

Nos. 81-4664, 81-7853.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Nov. 9, 1982.
Decided May 24, 1983.

M. Reed Hunter, Goldstein, Barceloux & Goldstein, San Francisco, Cal., for plaintiffs-appellants and petitioners.

John E. Carey, Jr., Tarkington & Carey, San Francisco, Cal., for defendant-appellee and respondent.

Appeal and Petition from the United States District Court for the Northern District of California.

Before WRIGHT, ANDERSON, and CANBY, Circuit Judges.

J. BLAINE ANDERSON, Circuit Judge:

[*~938]1

This disposition is an explanation of our November 10, 1982 order reversing the district court and denying the petition for writ of mandamus.

JURISDICTION

2

Appellee argues this court does not have jurisdiction over the appeal because the order of the district court was not a "final decision." 28 U.S.C. Sec. 1291. We reject this contention because the impact here was to send Herrington "effectively out of court" as in Idlewild Liquor Corp. v. Epstein, 370 U.S. 713, 715 n. 2, 82 S.Ct. 1294, 1296 n. 2, 8 L.Ed.2d 794 (1962). Moses H. Cone Memorial Hospital v. Mercury Construction Corp., --- U.S. ----, ---- - ----, 103 S.Ct. 927, 933, 74 L.Ed.2d 765, 775-6 (1983).

3

Appellee next contends this court lacks jurisdiction because the notice of appeal was not timely. Appellants filed motions with the district court within 10 days of that court's Order. Fed.R.Civ.Proc. 59(e). Federal Rule of Appellate Procedure 4(a) states a timely motion to amend the judgment will toll the running of time for a notice of appeal. Although two such motions were filed, the district court heard argument and filed new orders upon new grounds with each motion. Appellee questions only the timeliness of the October 1, 1981 motion. That motion was within 10 days of the Memorandum and Order of September 22, 1981. The denial of that motion on November 16, 1981, restarted the time computation for a timely notice of appeal. December 16, 1981 was 30 days later and hence an appeal filed that day was timely.

ABSTENTION

4

We next examine the action of the district court in staying the federal court proceedings pending "final disposition of plaintiffs' state court action." Excerpts of Record, volume II, p. 168, Order, May 28, 1981, at p. 3. We conclude the district court abused its discretion in ordering a stay of this proceeding.

5

The court correctly recognized Pullman abstention was not proper in this case because the federal constitutional issue could not be avoided by the resolution of some uncertain question of state law. Railroad Commission v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941). Abstention and its various doctrines received a thorough discussion in this circuit's recent opinion, Midkiff v. Tom, 702 F.2d 788, 798-804 (9th Cir.1983) (Judge Poole, concurring). The doctrines and their prerequisites are therein enumerated and none of them are applicable here. See Tovar v. Billmeyer, 609 F.2d 1291, 1293-94 (9th Cir.1980).

6

The district court took a step on its own and considered the motion to abstain as one seeking a stay of the federal proceedings. Such actions have been labeled "prudential abstention," Midkiff, 702 F.2d at 800, and the "wise judicial administration" exception to the exercise of jurisdiction. Colorado River Water Conservation District v. United States, 424 U.S. 800, 817, 96 S.Ct. 1236, 1246, 47 L.Ed.2d 483, 498 (1976). This doctrine however, is "considerably more limited [in application] than the circumstances appropriate for abstention." Id., 424 U.S. at 818, 96 S.Ct. at 1246, 47 L.Ed.2d at 498. This is not such an exceptional case and the district court abused its discretion in so ruling. Reliance on Weiner v. Shearson, Hammill and Co., Inc., 521 F.2d 817 (9th Cir.1975), was misplaced. Weiner speaks of "abatement" of the federal court proceedings in equitable actions when there is a prior action in state court. Id. 521 F.2d at 820.

7

The two court actions involved here were filed almost simultaneously, but the state action was filed one day after the federal. As a result, the state action was not at an advanced stage nor more actively pursued by the plaintiffs. "The mere existence of a case on the state docket in no way causes a substantial waste of judicial resources nor imposes a burden on the defendant" which would justify abstention. J. Moore, Moore's Federal Practice, vol. 1A, pt. 2, p 203, pp. 2141 (2d ed. 1948, 1982 update); Town of Lockport v. Citizens for Community Action at the Local Level, Inc., 430 U.S. 259, 264 n. 8, 97 S.Ct. 1047, 1051 n. 8, 51 L.Ed.2d 313 (1977).

MANDAMUS

8

The final contention on appeal is that this court should have issued a writ of mandamus compelling the district court to hear the action. 28 U.S.C. Sec. 1651 provides this court with power to issue all writs as "necessary or appropriate in aid of [its] jurisdiction." Such extraordinary relief is not available where other remedies exist through a contemporaneous ordinary appeal. Moses H. Cone Memorial Hospital v. Mercury Construction Co., --- U.S. at ---- n. 6, 103 S.Ct. at 933 n. 6, 74 L.Ed.2d at 775 n. 6.

CONCLUSION

9

We find the order of the district court a "final decision," notice of appeal was timely filed, and the district court abused its discretion in staying this proceeding.

10

Costs on appeal shall be borne by the appellee.

[*~939]11

Accordingly, we reaffirm our order of November 10, 1982, REVERSING the district court and DENYING the petition for a writ of mandamus.