Merrill Lynch, Pierce, Fenner & Smith, Inc. v. McCollum Et Al., 469 U.S. 1127 (1985). · Go Syfert
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. McCollum Et Al., 469 U.S. 1127 (1985). Cases Citing This Book View Copy Cite
139 citation events (16 in the last 25 years) across 42 distinct courts.
Strongest positive: S. David Aviel v. Maurice Dance Jay Tontz (ca9, 1994-04-14)
Treatment trajectory · 1985 → 2026 · click a year to view as-of
1985 2005 2026
Top citers, strongest first. 29 distinct citers.
cited Cited as authority (rule) S. David Aviel v. Maurice Dance Jay Tontz
9th Cir. · 1994 · confidence medium
Id. at 1146-49.
discussed Cited "see" Bolton v. Paramo
N.D. Cal. · 2021 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139 , v 14 1146-47 (9" Cir.1984), cert. denied, 469 U.S. 1127 (1985) (holding that an indemnification arrangement between a state officer and the state was a “purely intramural 2 15 arrangement” and that such arrangement did not “turn into an extension of sovereign immunity.”) a 16 3 17 e Custodian staff defendants’ motion to dismiss plaintiff's request for injunctive relief is GRANTED WITH LEAVE TO AMEND.
discussed Cited "see" Schmitt v. LANGENOUR
Wash. Ct. App. · 2011 · signal: see · confidence high
See Springmen v. Williams, 122 F.3d 211, 213-14 (4th Cir. 1997). ¶22 Forbes argues that federal courts have routinely afforded absolute immunity to prosecutors for actions similar to hers, citing Demery v. Kupperman, 735 F.2d 1139 (9th Cir. 1984), cert. denied, 469 U.S. 1127 (1985), to support her assertion.
discussed Cited "see" Feldman/Matz Interests, L.L.P. v. Settlement Capital Corp. (2×)
Tex. App. · 2004 · signal: see · confidence high
See Merrill Lynch, Pierce, Fenner & Smith, Inc. v. McCollum, 666 S.W.2d 604, 608 (Tex.App.-Houston [14th Dist.] 1984, writ ref'd n.r.e.), cert. denied, 469 U.S. 1127 , 105 S.Ct. 811 , 83 L.Ed.2d 804 (1985).
discussed Cited "see" in Re: Feldman/Matz Interests, LLP D/B/A Feldman Hanszen LLP and D/B/A Stewart A. Feldman & Associates, LLP., Stewart A. Feldman, Esq., Rapid Management Corp., and Rapid Settlements, Ltd. (2×)
Tex. App. · 2004 · signal: see · confidence high
See Merrill Lynch, Pierce, Fenner & Smith, Inc. v. McCollum , 666 S.W.2d 604, 608 (Tex. App. C Houston [14th Dist.] 1984, writ ref = d n.r.e.), cert. denied , 469 U.S. 1127 (1985).
cited Cited "see" Alana Cash v. Los Angeles County District Attorney
9th Cir. · 1995 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1144 (9th Cir.1984), cert. denied, 469 U.S. 1127 (1985); Babcock, 884 F.2d at 503 .
discussed Cited "see" Frank Cerrato v. San Francisco Community College District
9th Cir. · 1994 · signal: see · confidence high
See Price v. Akaka, 928 F.2d 824 , 828 (9th Cir.) (citing Demery v. Kupperman, 735 F.2d 1139, 1146 (9th Cir. 1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985)), cert. denied,-U.S.-, 112 S.Ct. 436 , 116 L.Ed.2d 455 (1991). 17 .
discussed Cited "see" Davis v. Beko
9th Cir. · 1993 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1144 (9th Cir.1984), cert. denied, 469 U.S. 1127 (1985) (applied absolute prosecutorial immunity in a § 1983 suit where the deputy attorney general had allegedly induced witnesses to testify falsely).
cited Cited "see" Compuserve, Inc. v. Vigny International Finance Ltd.
S.D. Ohio · 1990 · signal: see · confidence high
See 469 U.S. 1127 , 105 S.Ct. 811 , 83 L.Ed.2d 804 (1985) reh. den. 470 U.S. 1024 , 105 S.Ct. 1384 , 84 L.Ed.2d 403 (1985). 6 .
discussed Cited "see" Vion Corporation v. The United States
Fed. Cir. · 1990 · signal: see · confidence high
In the context of in forma pauperis cases, the Supreme Court has held that courts have the authority, under 28 U.S.C. § 1915 (d) (1988), to dismiss a pro se civil rights complaint as frivolous where it "lacks even an arguable basis in law.” Neitzke v. Williams, — U.S. -, -, 109 S.Ct. 1827, 1833 , 104 L.Ed.2d 338 (1989); see Brandon v. District of Columbia Bd. of Parole, 734 F.2d 56, 59 (D.C.Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 811 , 83 L.Ed.2d 804 (1985).
cited Cited "see" Blaylock v. Schwinden
9th Cir. · 1988 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1147 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
cited Cited "see" Blaylock v. Schwindon
9th Cir. · 1988 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1147 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
cited Cited "see" Blaylock v. Schwinden
9th Cir. · 1988 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1147 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
cited Cited "see" Blaylock v. Schwinden
9th Cir. · 1988 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1147 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
cited Cited "see" Layton Fay v. Edwin A. Meese
D.C. Cir. · 1988 · signal: see · confidence high
See Brandon v. District of Columbia Board of Parole, 734 F.2d 56, 59 (D.C.Cir.1984), cert. denied, 469 U.S. 1127 (1985).
discussed Cited "see" Albert Earle Smith-Bey v. Clair A. Cripe, General Counsel, Bureau of Prisons
D.C. Cir. · 1988 · signal: see · confidence high
See Brandon v. District of Columbia Board of Parole, 734 F.2d 56, 58 (D.C.Cir.1984), ce rt. denied, 469 U.S. 1127 , 105 S.Ct. 811 , 83 L.Ed.2d 804 (1985) (“‘[W]hen a viable complaint is filed in forma pauper-is, the pauper must be treated like all other litigants in the decision to dismiss.’ ” (quoting McTeague v. Sosnowski, 617 F.2d 1016, 1019 (3d Cir.1980))).
cited Cited "see" Lawrence M. Fleming v. Department of Public Safety, Commonwealth of the Northern Mariana Islands
9th Cir. · 1988 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1145 (9th Cir.1984) (citing Pennhurst), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
cited Cited "see" Roosevelt Brandon v. District of Columbia Board of Parole
D.C. Cir. · 1987 · signal: see · confidence high
See Brandon v. District of Columbia Board of Parole, 734 F.2d 56 (D.C.Cir.1984), ce rt. denied, 469 U.S. 1127 , 105 S.Ct. 811 , 83 L.Ed.2d 804 (1985).
cited Cited "see" Charley's Taxi Radio Dispatch Corporation v. Sida Of Hawaii, Inc.
9th Cir. · 1987 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139 , 1149 n. 8. (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
cited Cited "see" Charley's Taxi Radio Dispatch Corp. v. Sida of Hawaii, Inc.
9th Cir. · 1987 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139 , 1149 n. 8. (9th Cir. 1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
discussed Cited "see" Guzman v. Van Demark
C.D. Cal. · 1987 · signal: see · confidence high
See Demery v. Kupperman, 735 F.2d 1139, 1147-49 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985) (Cal.Govt.Code § 825 does not immunize state officers in section 1983 actions); Ronwin v. Shapiro, 657 F.2d 1071, 1074-75 (9th Cir.1981) (similar Arizona statute does not shield state officers from state tort liability).
cited Cited "see" Actmedia, Inc. v. Jay Stroh
9th Cir. · 1986 · signal: accord · confidence high
See Pennhurst, 465 U.S. at 102-03 , 104 S.Ct. at 909-10 ; accord Demery v. Kupperman, 735 F.2d 1139, 1146-50 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985)
cited Cited "see" Actmedia, Inc. v. Stroh
9th Cir. · 1986 · signal: accord · confidence high
See Pennhurst, 465 U.S. at 102-03 , 104 S.Ct. at 909-10 ; accord Demery v. Kupperman, 735 F.2d 1139, 1146-50 (9th Cir.1984), ce rt. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985).
discussed Cited "see, e.g." LANDMARK DRUG CORP. v. OPTUM RX (2×)
D.N.J. · 2024 · signal: see also · confidence low
Ortho, 882 F.2d at 811 ; see also Teradyne, Inc. v. Mostek Corp., 797 F.2d 43, 47-49 (1st Cir. 1986) (citing cases), Justice White, writing for the dissent of the Supreme Court’s denial of certiorari review, addressed this issue and stated, “[t]he question presented by this case—whether the Arbitration Act bars a court from issuing a preliminary injunction in a case subject to arbitration—is one that has divided the state and federal courts.” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. McCollum, 469 U.S. 1127 (1985); see also Thompson v. Nienaber, 239 F. Supp. 2d 478, 485 (2002) (…
cited Cited "see, e.g." Canell v. Oregon Department of Justice
D. Or. · 1993 · signal: see also · confidence low
See also Demery v. Kupperman, 735 F.2d 1139, 1143 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985); Schrob v. Catterson, 948 F.2d 1402, 1411 (3d Cir.1991).
discussed Cited "see, e.g." Martin Allen Johnson v. United States Bureau of Prison
9th Cir. · 1992 · signal: see also · confidence low
Price v. Akaka, 928 F.2d 824, 828 (9th Cir.1990), cert. denied, 112 S.Ct. 436 (1991); see also, Demery v. Kupperman, 735 F.2d 1139, 1145-46 (9th Cir.1984) (construing as individual capacity suit an action against state medical board supervisor who enforced allegedly ineffective disciplinary order of the board), cert. denied, 469 U.S. 1127 (1985). 8 Here, Johnson sued Crabtree in his individual capacity. 1 Accordingly, the district court erred when it dismissed Johnson's action against Crabtree on the ground of sovereign immunity.
cited Cited "see, e.g." Richard G. Lawler v. Ronald C. Marshall, Supt. Dunn, Captain McAlister Lieutenant Dunn, Officer Boehm, Officer Paul Adams
6th Cir. · 1990 · signal: see also · confidence low
Williams v. Faulkner, 837 F.2d at 307 ; see also Brandon v. District of Columbia Board of Parole, 734 F.2d 56 (D.C.Cir.1984), cer t. denied, 469 U.S. 1127 , 105 S.Ct. 811 , 83 L.Ed.2d 804 (1985).
discussed Cited "see, e.g." Greg Myers, Etc. v. R. Kathleen Morris, Scott County Attorney, Etc. (2×)
8th Cir. · 1987 · signal: see, e.g. · confidence low
See, e.g., Demery v. Kupperman, 735 F.2d 1139 (9th Cir.1984), cert. denied, 469 U.S. 1127 , 105 S.Ct. 810 , 83 L.Ed.2d 803 (1985), concluding that when conferring with potential witnesses is for the purpose of deciding whether to file a charge, the interrogation function shares in the absolute prosecutorial immunity for initiating criminal proceedings. 59 We think that conferring with potential witnesses for the purpose of determining whether to initiate proceedings is plainly a function "intimately associated with the judicial phase of the criminal process," * * * and is therefore a quasi-jud…
discussed Cited "see, e.g." California v. Carney (2×)
SCOTUS · 1985 · signal: see, e.g. · confidence low
See, e. g., Jamison v. State, 455 So. 2d 1112 (Fla. App. 1984), cert. denied, 469 U. S. 1127 (1985); Ex parte Gannaway, 448 So. 2d 413 (Ala. 1984), cert. denied, 469 U. S. 1207 (1985); State v. Burkholder, 12 Ohio St. 3d 205 , 466 N. E. 2d 176 , cert. denied, 469 U. S. 1062 (1984); People v. Corr, 682 P. 2d 20 (Colo.), cert. denied, 469 U. S. 855 (1984); State v. Von Bulow, 475 A. 2d 995 (R.
Merrill Lynch, Pierce, Fenner & Smith, Inc.
v.
Ernest M. McCollum
84-629.
Supreme Court of the United States.
Jan 14, 1985.
469 U.S. 1127
White, Blackmun.
Cited by 6 opinions  |  Published
Reporter's Syllabus — editorial summary, not part of the Court's opinion

See 470 U.S. 1024, 105 S.Ct. 1384.

On petition for writ of certiorari to the Court of Appeals of Texas, Fourteenth Supreme Judicial District.

The petition for a writ of certiorari is denied.

Justice WHITE, with whom Justice BLACKMUN joins, dissenting.

Lead Opinion

Ct. App. Tex., 14th Sup. Jud. Dist. Certiorari denied.

Dissent

Justice White, with whom Justice Blackmun joins,

dissenting.

This petition presents the question whether § 3 of the Federal Arbitration Act, 9 U. S. C. § 3, bars a court from issuing a tempo[*1128] rary injunction pending arbitration of a contractual dispute.[1] Respondent McCollum (hereafter respondent) is a former employee of petitioner Merrill Lynch, Pierce, Fenner and Smith, Inc. The employment contract signed by Merrill Lynch and respondent provided that in the event that respondent’s employment with Merrill Lynch was terminated, respondent would not be allowed to remove client lists from the premises of Merrill Lynch nor to solicit any of Merrill Lynch’s clients for a period of one year from the date of termination. The contract also provided that “any controversy between [respondent] and Merrill Lynch arising out of [respondent’s] employment, or the termination of [respondent’s] employment with Merrill Lynch for any reason whatsoever shall be settled by arbitration at the request of either party . . . .”

Respondent left petitioner and obtained a position with one of petitioner’s competitors. Alleging that respondent had violated the terms of his contract by absconding with petitioner’s client lists and soliciting petitioner’s clients, petitioner sued respondent for damages and injunctive relief in the District Court for Harris County, Texas. After entering a temporary restraining order enjoining respondent from any actions in violation of the contract, the District Court concluded that the dispute was arbitrable and that the court therefore lacked authority to adjudicate it. Accordingly, although the court was of the opinion that petitioner would have been entitled to injunctive relief but for the arbitration clause, the court dissolved its restraining order, denied petitioner’s motion for a temporary injunction, and stayed all further proceedings in the action pending arbitration of the underlying dispute.

Petitioner appealed the District Court’s order to the Texas Court of Appeals. Petitioner attacked the trial court’s finding that the dispute was arbitrable, the denial of preliminary injunc-[*1129] tive relief, and the order compelling arbitration. The Court of Appeals affirmed the lower court on all three issues. 666 S. W. 2d 604 (1984). In upholding the denial of the preliminary injunc-tive relief pending arbitration, the Court of Appeals interpreted § 3 of the Federal Arbitration Act (applicable, in the court’s view, to state as well as federal courts) to command an immediate halt to judicial proceedings once a court determines that the dispute underlying an action is arbitrable. Judicial resolution of the issues involved in a motion for injunctive relief, the court held, would be inconsistent with the Act’s command that the merits of the dispute be determined by the arbitrator. Thus, the court concluded that §3 of the Arbitration Act precludes a court from entering a preliminary injunction to maintain the status quo pending arbitration in any arbitrable dispute.

The Supreme Court of Texas denied petitioner’s application for a writ of error to review the judgment of the Court of Appeals, and petitioner filed this timely petition for certiorari.

The question presented by this case — whether the Arbitration Act bars a court from issuing a preliminary injunction in a case subject to arbitration — is one that has divided the state and federal courts.[2] In adopting the position that preliminary injunctive relief is unavailable, the Texas Court of Appeals followed recent rulings of the Federal Courts of Appeals for the Eighth and Tenth Circuits, Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Hovey, 726 F. 2d 1286, 1291 (CA8 1984); Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Scott, No. 83-1480 (CA10, May 12, 1983) (unpublished order). However, the Second and Seventh Circuits, apparently untroubled by § 3 of the Arbitration Act, have routinely held that preliminary injunctions are available to maintain the status quo pending arbitration even in actions subject to the Arbitration[*1130] Act's command that the court compel arbitration rather than adjudicating the underlying dispute. See Sauer-Getriebe KG v. White Hydraulics, Inc., 715 F. 2d 348 (CA7 1983); Connecticut Resources Recovery Auth. v. Occidental Petroleum Corp., 705 F. 2d 31 (CA2 1983); Guinness-Harp Corp. v. Joseph Schlitz Brewing Co., 613 F. 2d 468 (CA2 1980); Erving v. Virginia Squires Basketball Club, 468 F. 2d 1064 (CA2 1972). The Supreme Court of Colorado has also recently held (without any discussion of the Arbitration Act) that a preliminary injunction to maintain the status quo is available in an action in which a court is otherwise obligated to stay its proceedings and compel arbitration. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. District Court of Denver, 672 P. 2d 1015 (1983).

The importance of resolving the question of the availability of preliminary injunctive relief in cases subject to arbitration is underscored by the confusion over the issue among the Federal District Courts — courts whose decisions on the issuance of preliminary relief are often effectively final, given that the imminence of arbitration may sharply limit a party’s incentives to appeal an adverse decision. In an opinion written in 1951, Judge Weinfeld of the Southern District of New York concluded that the power to issue a preliminary injunction pending arbitration follows from the court’s power to compel arbitration, for “[i]t would be an oddity in the law if the Court, after compelling a party to live up to his undertaking to arbitrate, had to stand idly by during the pendency of the arbitration which it has just directed and permit him to assert his ‘right to breach a contract and to substitute payment of damages for nonperformance.’” Albatross S.S. Co. v. Manning Bros., Inc., 95 F. Supp. 459, 463 (1920) (quoting O. Holmes, Collected Legal Papers 175). Judge Weinfeld’s reasoning was adopted by the District Court for the Eastern District of New York in Janmort Leasing, Inc. v. Econo-Car International, Inc., 475 F. Supp. 1282 (1979). In other recent cases, however, District Courts have concluded that they lack the power to issue a preliminary injunction in cases subject to §3 of the Arbitration Act. See, e. g., Merrill Lynch, Pierce, Fenner & Smith, Inc. v. DeCaro, 577 F. Supp. 616 (WD Mo. 1983); Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Shubert, 577 F. Supp. 406 (MD Fla. 1983); Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Thompson, 575 F. Supp. 978 (ND Fla. 1983); Smith v. Merrill Lynch, Pierce, [*1131] Fenner & Smith, Inc., 575 F. Supp. 904 (ND Tex. 1988); Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Thomson, 574 F. Supp. 1472 (ED Mo. 1983). But cf. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. De Liniere, 572 F. Supp. 246 (ND Ga. 1983), in which the court, in a case governed by §3, apparently assumed it had the power to grant a preliminary injunction but denied the injunction on the merits.

Whether the Arbitration Act bars the issuance of a preliminary injunction pending arbitration appears to be a frequently litigated question of considerable importance to the parties to arbitration agreements. The issue is one well worth definitive resolution by this Court. The most obvious obstacle to review of this particular case is that the arbitration proceedings will likely have begun and ended — mooting the issue of relief pending arbitration — by the time this Court has the opportunity to resolve the issue. This obstacle, however, is more apparent than real. The Court has recognized an exception to its general mootness doctrine for cases presenting issues that are “capable of repetition, yet evading review.” See, e. g., Sosna v. Iowa, 419 U. S. 393 (1975); Dunn v. Blumstein, 405 U. S. 330 (1972). In Weinstein v. Bradford, 423 U. S. 147 (1975), we held that “the ‘capable of repetition, yet evading review’ doctrine was limited to the situation where two elements combined: (1) the challenged action was in its duration too short to be fully litigated prior to its cessation or expiration, and (2) there was a reasonable expectation that the same complaining party would be subjected to the same action again.” Id., at 149. Both criteria are satisfied in this case. It would be the rare case indeed in which an arbitration proceeding compelled under the Arbitration Act would not have commenced before the issue of the propriety of injunctive relief pending arbitration found its way to this Court. Thus, unless the Court is willing to apply the “capable of repetition, yet evading review” doctrine, it is likely that the issue will never be conclusively resolved here. Moreover, the likelihood that petitioner will again find itself in the position of seeking injunctive relief pending arbitration of a contractual dispute with a former employee seems substantial: in fact, several of the courts that have so far examined the issue have done so in proceedings initiated by petitioner. The question, then, is one that is “capable of repetition, yet evading review”; and in view of its importance, I would grant certiorari to resolve it.

1

Section 3 provides:

“If any suit or proceeding be brought in any of the courts of the United States upon any issue referable to arbitration under an agreement in writing for such arbitration, the court in which such suit is pending, upon being satisfied that the issue involved in such suit or proceeding is referable to arbitration under such an agreement, shall on application of one of the parties stay the trial of the action until such arbitration has been had in accordance with the terms of the agreement, providing the applicant for the stay is not in default in proceeding with such arbitration.”
2

Petitioner contends not only that the Texas Court of Appeals misconstrued § 3 of the Arbitration Act, but also that § 3 is inapplicable in state-court proceedings. Although this Court, in holding that state courts must apply § 2 of the Act, has reserved the question whether § 3 applies to the state courts, see Southland Corp. v. Keating, 465 U. S. 1, 16, n. 10 (1984), petitioner cites no authority for the proposition that § 3 does not apply, and there appears to be no substantial disagreement among the state courts over § 3’s applicability. See Moses H. Cone Memorial Hospital v. Mercury Construction Corp., 460 U. S. 1, 26, n. 34 (1983); Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Melamed,, 405 So. 2d 790 (Fla. App. 1981).