815 ILCS 5/2.5a
Offer
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(815 ILCS 5/2.5a)
(from Ch. 121 1/2, par. 137.2-5a)
Sec. 2.5a.
Offer.
"Offer" shall include every offer to sell or
otherwise
dispose of, or
solicitation of an offer to purchase,
whether orally or by means of publication, including
but not limited to printed and electronic media,
a security or interest in a security
for value; provided that the term "offer" shall not include preliminary
negotiations or agreements between an issuer and any underwriter or among
underwriters who are or are to be in privity of contract with an issuer,
or the circulation or publication of an identifying statement or circular
or preliminary prospectus, as defined by rules or regulations of the
Secretary of State.
(Source: P.A. 91-809, eff. 1-1-01.)
Notes of Decisions
Cited in 2
cases, 2000–2000 · leading case: Aste v. Metropolitan Life Insurance
Aste v. Metropolitan Life Insurance (2000)
“A salesperson is “an individual, other than an issuer or a dealer, employed or appointed or authorized by a dealer, issuer or controlling person to offer, purchase or sell securities in this State.” (Emphasis added.) 815 ILCS 5/2.”
Aste v. Metropolitan Life Insurance Co. (2000)
“9 (West 1992). An offer "shall include every offer to sell or otherwise dispose of, or a solicitation of an offer to purchase , a security or interest in a security for value.”
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