State v. Gibbons, 740 P.2d 1309 (Utah 1987). · Go Syfert
State v. Gibbons, 740 P.2d 1309 (Utah 1987). Cases Citing This Book View Copy Cite
271 citation events (71 in the last 25 years) across 4 distinct courts.
Strongest positive: State v. Johnson (utah, 2017-10-03)
Treatment trajectory · 1988 → 2026 · click a year to view as-of
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Top citers, strongest first. 50 distinct citers.
discussed Cited as authority (verbatim quote) State v. Johnson
Utah · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
his court will not entertain an issue first raised on appeal in the absence of exceptional circumstances or plain error.
discussed Cited as authority (verbatim quote) State v. Johnson
Utah · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
his court will not entertain an issue first raised on appeal in the absence of exceptional circumstances or plain error.
examined Cited as authority (verbatim quote) James v. Galetka (4×) also: Cited "see, e.g."
Utah Ct. App. · 1998 · signal: see · quote attribution · 2 verbatim quotes · confidence high
the details of any plea bargain should be set forth in the affidavit....
discussed Cited as authority (quoted) State v. Johnson (2×) also: Cited as authority (rule)
Utah · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
his court will not entertain an issue first raised on appeal in the absence of exceptional circumstances or plain error.
discussed Cited as authority (rule) State v. Rettig
Utah · 2017 · confidence medium
And for that reason the statute can easily be viewed as establishing both a preservation rule and a waiver sanction that stands as a jurisdictional bar on appellate review even for plain error or ineffective assistance of counsel. 2 ¶45 The approach we take today is consistent with the approach this court took in State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987), under the 1980 version of the Plea Withdrawal Statute.
discussed Cited as authority (rule) State v. Rettig
Utah · 2017 · confidence medium
And for that reason the statute can easily be viewed as establishing both a preservation rule and a waiver sanction that stands as a jurisdictional bar on appellate review even for plain error or ineffective assistance of counsel. 2 ¶45 The approach we take today is consistent with the approach this court took in State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987), under the 1980 version of the Plea Withdrawal Statute.
cited Cited as authority (rule) State v. Wadsworth
Utah Ct. App. · 2012 · confidence medium
See State v. Visser, 2000 UT 88, ¶11 , 22 P.3d 1242 ; State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
discussed Cited as authority (rule) State v. Lovell
Utah · 2011 · confidence medium
P. 11(e). 112 In State v. Gibbons, we held that "[blecause of the importance of compliance with Rule l1(e) ... the law places the burden of establishing compliance with those requirements on the trial judge." 740 P.2d 1309, 1318 (Utah 1987).
discussed Cited as authority (rule) Murrell v. People
virginislands · 2010 · confidence medium
However, while we recognize that our holding may result in the Superior Court taking longer to resolve misdemeanor cases in which the maximum authorized penalty exceeds six months incarceration, “constitutional rights may not be sacrificed in the name of judicial economy.” State v. Gibbons, 740 P.2d 1309, 1314 (Utah 1987).
cited Cited as authority (rule) State v. Lopez
Utah Ct. App. · 2005 · confidence medium
Furthermore, "the law places the burden of establishing compliance with those requirements on the trial judge." State v. Gibbons, 740 P.2d 1309, 1313 (Utah 1987).
discussed Cited as authority (rule) State v. Corwell
Utah · 2005 · confidence medium
We have encouraged district courts to use, when appropriate, the safe harbor phrases of rule 11(e) because they provide a defendant with an understanding of his rights and “discourage ... post-conviction attacks.” State v. Gibbons, 740 P.2d 1309, 1314 (Utah 1987).
examined Cited as authority (rule) State v. Beckstead (4×) also: Cited "see"
Utah Ct. App. · 2004 · confidence medium
Accordingly, in light of the trial court’s awareness of Beckstead’s recent drinking and criminal history involving alcohol, it was insufficient to rely primarily on Beekstead’s outward appearance to determine that he was capable of entering his plea. ¶ 10 “ ‘What is at stake for an accused facing [punishment] demands the utmost solicitude of which courts are capable in canvassing the matter with the accused to make sure he has a full understanding of what the plea connotes and of its consequence.’ ” State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987) (quoting Boykin v. Alabama, 39…
examined Cited as authority (rule) State v. Smit (4×) also: Cited "see"
Utah Ct. App. · 2004 · confidence medium
“Rule 11(e) squarely places on trial cburts the burden of ensuring that Constitutional and [rjule 11(e) requirements are complied with when a guilty plea is entered.” State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
examined Cited as authority (rule) State v. Corwell (5×) also: Cited "see"
Utah Ct. App. · 2003 · confidence medium
Rule l1(e) "squarely places on trial courts the burden of ensuring that constitutional and rule l1(e) requirements are complied with when a guilty plea is entered." State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
discussed Cited as authority (rule) State v. Lehi
Utah Ct. App. · 2003 · confidence medium
See State v. Maguire, 830 P.2d 216, 218 (Utah 1992) ("The record before an appellate court must contain a basis for [the] findings [required by rule 11.]") (emphasis added); State v. Gibbons, 740 P.2d 1309, 1314 (Utah 1987) {emphasizing the importance for trial courts to take the time to "produce{ ] a clearly adequate record for review").
discussed Cited as authority (rule) State v. Mora (2×) also: Cited "see"
Utah Ct. App. · 2003 · confidence medium
Accordingly, "[rlule 11(e) squarely places on trial courts the burden of ensuring that constitutional and [rJule 11(e) 2 requirements are complied with when a guilty plea is entered." State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987) (footnote added).
discussed Cited as authority (rule) State v. Dean (2×)
Utah Ct. App. · 2002 · confidence medium
In order to effectively address the State's jurisdictional challenge, we first sketch Utah's previous decisions relating to challenges to guilty pleas. ¶ 5 In State v. Gibbons, the supreme court held that "Rule 11(e) squarely places on trial courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered." 740 P.2d 1309, 1312 (Utah 1987). [1] However, [i]n Gibbons, the Supreme Court determined that a defendant could not simply appeal a conviction based on a guilty plea.
discussed Cited as authority (rule) State v. Tarnawiecki
Utah Ct. App. · 2000 · confidence medium
"To succeed on a claim of plain error, a defendant has the burden of showing ') [aln error exists; (@i) the error should have been obvious to the trial court; and (ii) the error is harmful" Id. (quoting State v. Dunn, 850 P.2d 1201, 1208 (Utah 1993)) (alteration in original). 112 Utah's appellate courts have emphasized that "Rule l1(e) squarely places on trial courts the burden of ensuring that the constitutional and Rule 1l1(e) requirements are complied with when a guilty plea is entered." State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
examined Cited as authority (rule) State v. Ostler (3×) also: Cited "see"
Utah Ct. App. · 2000 · confidence medium
P. 11(e) (emphasis added). ¶ 10 “ ‘Rule. 11(e) squarely places on trial courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered.’ ” Benvenuto, 983 P.2d at 558 (quoting State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987)).
discussed Cited as authority (rule) Orem City v. Bergstrom (2×)
Utah Ct. App. · 1999 · confidence medium
Section 77-32-202 “squarely places on trial courts the burden of ensuring that constitutional and [statutory] requirements are complied with.” State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987) (guilty plea context). ¶ 12 In this case, the trial court considered none of the factors articulated in Vincent or in Section 77-32-202 of the Act.
discussed Cited as authority (rule) State v. Benvenuto
Utah · 1999 · confidence medium
“Rule 11(e) squarely places on trial courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered.” State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
examined Cited as authority (rule) State v. Visser (8×) also: Cited "see"
Utah Ct. App. · 1999 · confidence medium
P. 11(e) (emphasis added). ¶ 13 In State v. Gibbons, 740 P.2d 1309, 1313-14 (Utah 1987), the Utah Supreme Court held that trial judges are responsible for strict compliance with Rule 11(e).
examined Cited as authority (rule) State v. Penman (4×) also: Cited "see"
Utah Ct. App. · 1998 · confidence medium
See State v. Abeyta, 852 P.2d 993, 995 (Utah 1993) (per curiam); State v. Gibbons, 740 P.2d 1309, 1313 (Utah 1987).
discussed Cited as authority (rule) State v. Baker (2×)
Utah · 1997 · confidence medium
See State v. Ramirez, 817 P.2d 774, 781-82 (Utah 1991) (new state constitution-based rule for eyewitness identification testimony found satisfied); State v. Larocco, 794 P.2d 460, 470-71 (Utah 1990) (state constitution-based “automobile search rule” and exclusionary remedy applied upon first announcement); State v. Gibbons, 740 P.2d 1309, 1313 (Utah 1987) (new rule for taking guilty pleas applied, allowing defendant to withdraw his plea); State v. Lafferty, 749 P.2d 1239, 1259-61 (Utah 1988) (new rule for admission of “other crimes” evidence in capital sentencing hearing found satisfie…
discussed Cited as authority (rule) State v. Gordon (2×)
Utah · 1996 · confidence medium
Similarly, in Hoff ~we held that the defendant on appeal did not benefit from State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987), which mandated strict compliance with the rule governing the taking of guilty pleas. 814 P.2d at 1122 .
discussed Cited as authority (rule) State v. Thurman (2×) also: Cited "see"
Utah · 1996 · confidence medium
Rule 11(e) of the Utah Rules of Criminal Procedure provides that prior to accepting a guilty plea, a trial court must determine that the defendant understands the nature and elements of the offense. 2 In State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987), we noted, “Rule 11(e) squarely places on trial courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered.” As our subsequent cases have stated, Gibbons created a “strict compliance” rule requiring that a trial court “personally establish that the defendant’s guilty…
discussed Cited as authority (rule) Salt Lake City v. Ohms (2×)
Utah · 1994 · confidence medium
See, e.g., State v. Brown, 853 P.2d 851, 853-54 (Utah 1992); State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987); State v. Steggell, 660 P.2d 252, 254 (Utah 1983).
cited Cited as authority (rule) State v. Jennings
Utah Ct. App. · 1994 · confidence medium
State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987), on subsequent appeal, 779 P.2d 1133 (Utah 1989); State v. Brown, 856 P.2d 358, 359-60 (Utah App.1993).
discussed Cited as authority (rule) State v. Stilling (2×)
Utah Ct. App. · 1993 · confidence medium
State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
discussed Cited as authority (rule) State v. Brown
Utah Ct. App. · 1993 · confidence medium
State v. Brown, 853 P.2d 851 (Utah 1992); State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987); State v. Archambeau, 820 P.2d 920, 922 (Utah App.1991). 1 See also State v. Loe, 732 P.2d 115, 117 (Utah 1987); State v. Belgard, 811 P.2d 211, 213-15 (Utah App.) cert. granted, 817 P.2d 327 (Utah 1991).
discussed Cited as authority (rule) State v. Dunn (2×)
Utah · 1993 · confidence medium
See Jolivet v. Cook, 784 P.2d 1148, 1151 (Utah 1989), cert. denied, 493 U.S. 1033 , 110 S.Ct. 751 , 107 L.Ed.2d 767 (1990); State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987); see also State v. Archambeau, 820 P.2d 920, 922 (Utah Ct.App. 1991).
examined Cited as authority (rule) State v. Archambeau (3×) also: Cited "see"
Utah Ct. App. · 1991 · confidence medium
An appellate court may address a constitutional issue for the first time on appeal if: (1) the trial court committed “plain error;” or (2) there are “exceptional circumstances.” See State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987); State v. Webb, 790 P.2d 65, 78 (Utah App.1990).
discussed Cited as authority (rule) State v. Trujillo-Martinez (2×)
Utah Ct. App. · 1991 · confidence medium
State v. Gibbons, 740 P.2d 1309, 1312-14 (Utah 1987).
examined Cited as authority (rule) State v. Smith (4×)
Utah Ct. App. · 1991 · confidence medium
State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987).
examined Cited as authority (rule) State v. Pharris (6×) also: Cited "see"
Utah Ct. App. · 1990 · confidence medium
CONSIDERING VOLUNTARINESS OF GUILTY PLEA FOR FIRST TIME ON APPEAL Both the Utah Supreme Court and the Utah Court of Appeals have allowed a Rule 11 challenge to the voluntariness of a plea to be considered for the first time on appeal. “[I]n certain cases we may consider the failure to comply with Rule 11(5) and Gibbons as error sufficiently manifest and fundamental to be first raised on appeal to this court.” State v. Valencia, 776 P.2d 1332, 1334 (Utah Ct.App.1989) (per cu-riam). 3 See also State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987) (defendant had not moved to withdraw guilty plea …
discussed Cited as authority (rule) State v. Webb
Utah Ct. App. · 1990 · confidence medium
Exceptions to this general rule consist of those cases in which there are “exceptional circumstances” for the failure to raise the issue below, Jolivet, 115 Utah Adv.Rep. at 19, or cases where the plain error rule is applicable, Anderson, 129 Utah Adv.Rep. at 16; State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987); cf. State v. Breckenridge, 688 P.2d 440, 443 (Utah 1983) (stating that the exception applies where a “liberty interest” is at stake).
discussed Cited as authority (rule) State v. Gibbons (2×)
Utah · 1989 · confidence medium
State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987).
discussed Cited as authority (rule) Summers v. Cook
Utah Ct. App. · 1988 · signal: cf. · confidence medium
Cf. State v. Gibbons, 740 P.2d at 1314 (procedure outlined in opinion will insure production of "a clearly adequate record for review" which will “facilitate swift disposition of post-conviction attacks on the validity of guilty pleas”).
discussed Cited "see" State v. Smith (2×)
Utah Ct. App. · 2018 · signal: see · confidence high
See State v. Walker, 2013 UT App 198, ¶ 34 , 308 P.3d 573 (stating that “[p]rior to the Utah Supreme Court’s decision in State v. Gibbons, 740 P.2d 1309 (Utah 1987), a trial court was required to substantially comply” with rule 11).
cited Cited "see" Bluemel v. State
Utah Ct. App. · 2006 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1312-13 (Utah 1987), appeal after remand on other grounds, 779 P.2d 1133 (Utah 1989).
cited Cited "see" State v. Gutierrez
Utah Ct. App. · 2003 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1313 (Utah 1987); State v. Ostler, 2000 UT App 28 ,¶ 10, 996 P.2d 1065 (stating "trial court must strictly adhere to Rule 11(0)").
cited Cited "see" State v. Visser
Utah · 2000 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1312, 1313 (Utah 1987); see also State v. Hoff, 814 P.2d 1119, 1122 (Utah 1991).
cited Cited "see" State v. Marvin
Utah · 1998 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1311 (Utah 1987) *318 (citing State v. Norton, 675 P.2d 577, 581 (Utah 1983); State v. Steggell, 660 P.2d 252, 254 (Utah 1983)).
cited Cited "see" State v. Gladney
Utah Ct. App. · 1998 · signal: accord · confidence high
P. 11(e)(5) (1997); accord State v. Gibbons, 740 P.2d 1309, 1313-14 (Utah 1987).
cited Cited "see" State v. Irwin
Utah Ct. App. · 1996 · signal: see · confidence high
See Gibbons, 740 P.2d at 1311-13 ; Woodward, 384 P.2d at 111 n. 2.
cited Cited "see" Bruner v. Carver
Utah · 1996 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1313-14 (Utah 1987) (outlining strict requirements for acceptance of a guilty plea).
discussed Cited "see" State v. Mills (2×)
Utah Ct. App. · 1995 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1312-14 (Utah 1987); State v. Jennings, 875 P.2d 566, 569 (Utah App.1994); see also Brocksmith, 888 P.2d at 704 n. 1 (indicating that trial court’s failure to comply strictly with Rule 11 *822 in accepting guilty plea is good cause, as matter of law, for withdrawal of plea).
cited Cited "see" York v. Shulsen
Utah Ct. App. · 1994 · signal: see · confidence high
See State v. Gibbons, 740 P.2d 1309, 1312 (Utah 1987); State v. Stilling, 856 P.2d 666, 671 (Utah App.1993).
examined Cited "see" State v. Abeyta (4×) also: Cited "see, e.g."
Utah · 1993 · signal: see · confidence high
See Gibbons, 740 P.2d at 1312-13 ; Hoff, 814 P.2d at 1123 ; see also Boykin, 395 U.S. at 243-44 , 89 S.Ct. at 1712 . [1] One essential point established in Gibbons was that the law "squarely places on trial *997 courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered." Gibbons, 740 P.2d at 1312 .
cited Cited "see" State v. Valencia
Utah Ct. App. · 1989 · signal: see · confidence high
See Gibbons, 740 P.2d at 1312-13 .
STATE of Utah, Plaintiff and Respondent,
v.
Bruce GIBBONS, Defendant and Appellant
860405.
Utah Supreme Court.
Jun 30, 1987.
740 P.2d 1309
David L. Wilkinson, Dave B. Thompson, Salt Lake City, for plaintiff and respondent., Ginger L. Fletcher, Salt Lake City, for defendant and appellant.
Stewart, Hall, Durham, Zimmerman, Howe.
Cited by 108 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 59%
Citer courts: Utah Supreme Court (1)
STEWART, Associate Chief Justice:

Defendant Bruce Gibbons appeals from convictions on two counts of sexual abuse of a child, second degree felonies, and one count of sodomy on a child, a first degree felony. Gibbons contends that the trial court failed to determine if the guilty plea he entered was made knowingly and voluntarily. Gibbons also challenges the constitutionality of the minimum mandatory sentencing scheme set forth in Utah Code Ann. § 76-3-201 (1987). Because of the incompleteness of the procedure in the trial court, we remand for further proceedings, but otherwise retain jurisdiction of the case for future action that may become necessary.

After being charged with the crimes enumerated above and after waiving a preliminary hearing, Gibbons appeared with counsel for arraignment in district court and pleaded guilty as charged to all counts. The following exchange occurred at the arraignment:

The Court: State vs. Gibbons. Bruce Gibbons; is that your correct name?
The Defendant: Yes, sir.
The Court: Mr. Hult is your attorney?
Mr. Hult: Yes, your Honor.
The Court: And have you received a copy of the information?
Mr. Hult: We have.
The Court: This is an information that alleges three counts. Count One sexual abuse of a child, a second degree felony, in Cache County, State of Utah, on or about January through June, 1985; Count two, sodomy on a child, a first degree felony, in Cache County, State of Utah, on or about June through September, 1985; and Count Three, sexual abuse of a child, in Cache County, a second degree felony, on or about March 8, 1986.
As to those three counts have you made a determination as to your plea?
Mr. Hult: Your Honor, there have been plea negotiations with regards to this. The negotiations consist of an agreement that no additional counts would be added and that the counts presently charged[*1311] would not be upgraded in light of any additional information, and also an agreement that an undertaking of bail which we’re filing with the court today would not be opposed....
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The Court: [A]s to the information that I just read to you, as to those three counts, what is your plea?
The Defendant: On all three counts it would be guilty.

The district court judge then informed Gibbons of the penalties for each offense, advised him that the sentences could run consecutively or concurrently, and informed him of the rights that would be waived by the entry of a guilty plea, but did not inform him of the elements of the crimes charged. The following exchange then took place:

The Court: I also have to determine if it’s voluntary. Have there been any threats made against you that would induce you to plead guilty?
The Defendant: No threats.
The Court: Have there been any promises as to what sentence [you would receive] from this court that would induce you to plead guilty?
The Defendant: No.
The Court: Are you doing this then of your own volition?
The Defendant: Yes, sir.
The Court: Your decision?
The Defendant: My own decision.
The Court: And this is after you’ve discussed it with your attorney?
The Defendant: Yes, sir.
The Court: And after you’ve heard what I told you about your rights and the possible consequences?
The Defendant: Yes, sir.
The Court: Okay, I’ll accept it as a voluntary plea....

On the basis of defendant’s guilty pleas, and after a sentencing hearing, the court sentenced Gibbons to two terms of from one to fifteen years and one term having a minimum mandatory of fifteen years and a maximum of life. The trial judge ordered that the terms were to run consecutively.

Gibbons has not moved to withdraw his guilty plea in the trial court; however, a timely notice of appeal was filed, and sometime thereafter, appellate counsel was substituted for Gibbons’ trial counsel.

I.

On this appeal, Gibbons claims his guilty plea was entered in violation of Utah Code Ann. § 77-35-11 (1982 & Supp. 1986) and his constitutional right to due process under Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). Because of unusual circumstances, including the changing of defense counsel during the pendency of the appeal, no motion to withdraw the guilty plea was ever filed in the trial court, and ordinarily, this Court will not entertain an issue first raised on appeal in the absence of exceptional circumstances or plain error. State v. Norton, 675 P.2d 577, 581 (Utah 1983); State v. Steggell, 660 P.2d 252, 254 (Utah 1983). The State argues that we should decline to consider the guilty plea issue because it was not raised below. However, the statutory provision governing the withdrawal of a guilty plea, § 77-13-6 (1982), sets no time limit for filing a motion to withdraw the plea. [1] A motion to withdraw the guilty pleas, if successful, would render the appeal of the guilty pleas in this case moot; if the motion were unsuccessful, an appeal could then be taken, resulting in two appeals in the same case. To avoid this possibility and to eliminate the possibility of appeals from two different judgments in the same criminal case, we remand the case to enable defendant to file a motion to withdraw his guilty pleas, and we also retain jurisdiction over the case for any necessary future action. [2][*1312] See generally Boggess v. Morris, 635 P.2d 39 (Utah 1981). This disposition is also consonant with the policy of allowing trial judges to have the opportunity to address an alleged error. See State v. Lesley, 672 P.2d 79, 82 (Utah 1983).

II.

Because our remand of the case will call in question before the trial court the validity of defendant’s pleas under Boykin v. Alabama, supra, and Rule 11(e) of our rules, a statement of the law concerning the taking of guilty pleas in all trial courts in this state is appropriate.

Rule 11(e) of the Utah Rules of Criminal Procedure, § 77-35-11, states in pertinent part:

(e) The court may refuse to accept a plea of guilty or no contest and shall not accept such a plea until the court has made the findings:
(1) That if the defendant is not represented by counsel he has knowingly waived his right to counsel and does not desire counsel;
(2) That the plea is voluntarily made;
(3) That the defendant knows he has rights against compulsory self-incrimination, to a jury trial and to confront and cross-examine in open court the witnesses against him, and that by entering the plea he waives all of those rights;
(4) That the defendant understands the nature and elements of the offense to which he is entering the plea; that upon trial the prosecution would have the burden of proving each of those elements beyond a reasonable doubt; and that the plea is an admission of all those elements;
(5) That the defendant knows the minimum and maximum sentence that may be imposed upon him for each offense to which a plea is entered, including the possibility of the imposition of consecutive sentences; and
(6)Whether the tendered plea is a result of a prior plea discussion and plea agreement and if so, what agreement has been reached.

Rule 11(e) squarely places on trial courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered. The basis for that duty is found in Boykin v. Alabama, 395 U.S. 238, 243-44, 89 S.Ct. 1709, 1712-13, 23 L.Ed.2d 274 (1969), where the United States Supreme Court stated: “What is at stake for an accused facing [punishment] demands the utmost solicitude of which courts are capable in canvassing the matter with the accused to make sure he has a full understanding of what the plea connotes and of its consequence.”

In Henderson v. Morgan, 426 U.S. 637, 96 S.Ct. 2253, 49 L.Ed.2d 108 (1976), the Court stated that “clearly the plea could not be voluntary in the sense that it constituted an intelligent admission that he committed the offense unless the defendant received ‘real notice of the true nature of the charge against him, the first and most universally recognized requirement of due process.’ ” Id. at 645, 96 S.Ct. at 2257 (quoting Smith v. O’Grady, 312 U.S. 329, 334, 61 S.Ct. 572, 574, 85 L.Ed. 859 (1941)). Furthermore, to make a knowing guilty plea, the defendant must understand the elements of the crimes charged and the relationship of the law to the facts. In McCarthy v. United States, 394 U.S. 459, 89 S.Ct. 1166, 22 L.Ed.2d 418 (1969), the Supreme Court, in construing Rule 11 of the Federal Rules of Criminal Procedure, [3][*1313] stated that the factual elements of the charges against the defendant must be explained in the taking of a guilty plea so that the defendant understands and admits those elements:

[Bjecause a guilty plea is an admission of all of the elements of a formal criminal charge, it cannot be truly voluntary unless the defendant possesses an understanding of the law in relation to the facts....
... The judge must determine “that the conduct which the defendant admits constitutes the offense charged in the indictment or information or an offense included therein to which the defendant has pleaded guilty.” ...
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... There is no adequate substitute for demonstrating in the record at the time the plea is entered the defendant’s understanding of the nature of the charge against him.

Id. at 466, 467, 470, 89 S.Ct. at 1170, 1171, 1172 (citations omitted, footnotes omitted, emphasis in the original).

Some trial courts attempt to satisfy the requirements for taking a guilty plea by using a written affidavit. However, the affidavits are not uniform throughout Utah, [4] and trial judges often rely on defense attorneys to inform their clients of the contents of the affidavit. In a concurring opinion in Henderson, 426 U.S. 637, 96 S.Ct. 2253, 49 L.Ed.2d 108, Justice White wrote:

[I]t is too late in the day to permit a guilty plea to be entered against a defendant solely on the consent of the defendant’s agent — his lawyer. Our cases make absolutely clear that the choice to plead guilty must be the defendant’s: it is he who must be informed of the consequences of his plea and what it is that he waives when he pleads, Boykin v. Alabama, 395 U.S. 238 [89 S.Ct. 1709, 23 L.Ed.2d 274], (1969); and it is on his admission that he is in fact guilty that his conviction will rest.

Id. at 650, 96 S.Ct. at 2260. Because of the importance of compliance with Rule 11(e) and Boykin, the law places the burden of establishing compliance with those requirements on the trial judge. It is not sufficient to assume that defense attorneys make sure that their clients fully understand the contents of the affidavit.

The use of a sufficient affidavit can promote efficiency, but an affidavit should be only the starting point, not an end point, in the pleading process. A sufficient affidavit is one which is signed by the defendant, his attorney, the prosecutor, and the trial judge and which lists the names and the degrees of the crimes charged. The affidavit should contain both a statement of the elements of the offenses and a synopsis of the defendant’s acts that establish the elements of the crimes charged. The affidavit should clearly state the allowable punishment for the crimes charged and should note that multiple punishments for multiple crimes may be imposed consecutively. The affidavit should list individually and specifically the rights waived by the entry of the guilty plea. The details of any plea bargain should be set forth in the affidavit, as well as a disclaimer concerning any sentencing recommendations as required by Rule 11(e). [5] Finally, the affidavit should disclose the defendant’s ability[*1314] to read and understand the English language, the absence of promises to induce the plea, and the defendant’s competency. The trial judge should then review the statements in the affidavit with the defendant, question the defendant concerning his understanding of it, and fulfill the other requirements imposed by § 77-36-11 on the record before accepting the guilty plea. If a court does not use an affidavit, the requirements set forth above and in § 77-35-11 must still be followed and be on the record.

This procedure may take additional time, but constitutional rights may not be sacrificed in the name of judicial economy. The procedure outlined is designed to assist trial judges in making the constitutionally required determination that the defendant’s plea is truly knowing and voluntary and will tend to discourage, or at least facilitate swift disposition of, post-conviction attacks on the validity of guilty pleas because the trial judge will have produced a clearly adequate record for review.

We retain jurisdiction but remand for proceedings not inconsistent with this opinion.

HALL, C.J., and DURHAM and ZIMMERMAN, JJ., concur. HOWE, J., concurs in the result.
1

. Utah Code Ann. § 77-13-6 (1982) states: "A plea of not guilty may be withdrawn at any time prior to conviction. A plea of guilty or no contest may be withdrawn only upon good cause shown and with leave of court.”

2

. Should defendant wish to pursue the appeal after the lower court proceedings, a new notice of appeal need not be filed. Defendant instead should notify this Court and supplement the record as required, and a new briefing schedule will be issued by the Clerk of the Court, if[*1312] necessary. Our retention of jurisdiction also means that defendant's other issue concerning the constitutionality of the minimum mandatory sentencing scheme remains viable if it is not rendered moot by the new proceedings.

3

. Fed.R.Crim.P. 11 at the time McCarthy was decided stated:

A defendant may plead not guilty, guilty or, with the consent of the court, nolo conten-dere. The court may refuse to accept a plea of guilty, and shall not accept such plea or a plea of nolo contendere without first addressing the defendant personally and determining that the plea is made voluntarily with understanding of the nature of the charge and the consequences of the plea. If a defendant refuses to plead or if the court refuses to accept a plea of guilty or if a defendant corporation[*1313] fails to appear, the court shall enter a plea of not guilty. The court shall not enter a judgment upon a plea of guilty unless it is satisfied that there is a factual basis for the plea.
4

. Indeed, the form included in the record in this case is inadequate, being nothing more than a form with boxes for the trial judge to check denoting "The defendant acknowledges receiving a copy of the information and the same was read to him" (in this case, the information was not read); "Defendant is advised of his/her rights”; and “Plea is determined to be voluntary."

5

. The final portion of Rule 11(e) provides:

If it appears that the prosecuting attorney or any other party has agreed to request or recommend the acceptance of a plea to a lesser included offense, or the dismissal of other charges, the same shall be approved by the court. If recommendations as to sentence are allowed by the court, the court shall advise the defendant personally that any recommendation as to sentence is not binding on the court.