Valdez v. City & Cnty. Of Denver, 878 F.2d 1285 (10th Cir. 1989). · Go Syfert
Valdez v. City & Cnty. Of Denver, 878 F.2d 1285 (10th Cir. 1989). Cases Citing This Book View Copy Cite
330 citation events (202 in the last 25 years) across 53 distinct courts.
Strongest positive: Jesse Engebretson v. Mike Mahoney (ca9, 2013-06-28)
Treatment trajectory · 1989 → 2026 · click a year to view as-of
1989 2007 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Jesse Engebretson v. Mike Mahoney (7×) also: Cited as authority (rule)
9th Cir. · 2013 · signal: see also · quote attribution · 1 verbatim quote · confidence high
officials such as the defendants must not be required to act as pseudo-appellate courts scrutinizing the orders of judges.
examined Cited as authority (verbatim quote) Jesse Engebretson v. Mike Mahoney (10×) also: Cited as authority (rule)
9th Cir. · 2013 · signal: see also · quote attribution · 1 verbatim quote · confidence high
officials such as the defendants must not be required to act as pseudo-appellate courts scrutinizing the orders of judges.
examined Cited as authority (verbatim quote) Moss v. Kopp (4×) also: Cited as authority (rule)
D. Utah · 2007 · quote attribution · 3 verbatim quotes · confidence high
absolute immunity for officials assigned to carry out a judge's orders is necessary to insure that such officials can perform their function without the need to secure permanent legal counsel. a lesser degree of immunity could impair the judicial process.
discussed Cited as authority (verbatim quote) Fay v. City of Portland (2×) also: Cited "see, e.g."
Or. · 1991 · signal: see · quote attribution · 1 verbatim quote · confidence high
fficials such as the defendants must not be required to act as pseudo-appellate courts scrutinizing the orders of judges
discussed Cited as authority (quoted) HOYLE v. CROZIER
E.D. Pa. · 2022 · quote attribution · 1 verbatim quote · confidence low
n official charged with the duty of executing a facially valid court order enjoys absolute immunity from liability for damages in a suit challenging conduct prescribed by that order
discussed Cited as authority (quoted) McDonald v. Citibank N.A.
D. Colo. · 2021 · quote attribution · 1 verbatim quote · confidence low
that the power to execute judicial decrees is no less an important and integral part of the judicial process than the roles of those officials previously afforded absolute immunity
discussed Cited as authority (quoted) Gradford v. Gray
E.D. Cal. · 2021 · signal: see also · quote attribution · 1 verbatim quote · confidence low
an official charged with the 14 duty of executing a facially valid court order enjoys absolute immunity from liability for 15 damages in a suit challenging conduct prescribed by that order
examined Cited as authority (rule) Mundt v. Gadziala (4×) also: Cited "see"
D. Colo. · 2024 · confidence medium
Valdez, 878 F.2d at 1287; see id. at 1289–90 (government officials enjoy absolute immunity from suit for performing ministerial actions under the direction of a state court judge).
discussed Cited as authority (rule) Noble v. City of Eunice
D.N.M. · 2023 · confidence medium
“Typically, judges, prosecutors, and witnesses enjoy absolute immunity” consistent with the rationale of “incorporat[ing] traditional common law immunities and [allowing] functionaries in the judicial system the latitude to perform their tasks absence the threat of retaliatory § 1983 litigation.” Id. at 1189-90 (quoting Snell, 920 F.2d at 686 -87 and citing Valdez v. City and Cnty. of Denver, 878 F.2d 1285, 1287 (10th Cir. 1989)).
discussed Cited as authority (rule) Timothy Zignego v. Wisconsin Elections Commission
Wis. · 2021 · confidence medium
Defiance of court orders, permitted by the court of appeals and now condoned by this court, threatens the integrity of our entire judicial system. "[T]he public interest in the enforcement of court orders . . . is essential to the effective functioning of our judicial process[.]" Valdez v. City and County of Denver, 878 F.2d 1285, 1289 (10th Cir. 1989).
discussed Cited as authority (rule) Weso v. Thomson
E.D. Wis. · 2020 · confidence medium
Specifically, the claims against Thomson and Krause arising from the revocation recommendation are barred by prosecutorial immunity, e.g., Putz v. Economou, 438 U.S. 478, 515 (1978), and the claims against the remaining defendants arising from the execution of a facially valid court order are barred by absolute quasi-judicial immunity, e.g., Valdez v. City and County of Denver, 878 F.2d 1285, 1287-90 (10th Cir. 1989).
cited Cited as authority (rule) Feltz v. Regalado
N.D. Okla. · 2020 · confidence medium
Id. at 24. 33 He cites the Tenth Circuit’s opinion in Valdez v. City and County of Denver, 878 F.2d 1285, 1289 (10th Cir. 1989), as authority for this proposition.
examined Cited as authority (rule) Weise v. Colorado Springs, Colorado (3×) also: Cited "see, e.g."
D. Colo. · 2019 · confidence medium
See, e.g., Briscoe v. LaHue, 460 U.S. 325, 335-46 (1983) (witness immunity); Butz v. Economou, 438 U.S. 478, 511-17 (1978) (quasi-judicial and prosecutorial immunity); Imbler v. Pachtman, 424 U.S. 409, 420-30 (1976) (prosecutorial immunity); Stein v. Disciplinary Bd. of Sup. Ct. of N.M., 520 F.3d 1183, 1190-91, 1193-95 (10th Cir. 2008) (judicial, quasi-judicial, and prosecutorial immunity); Valdez, 878 F.2d at 1287-88 (judicial and quasi-judicial immunity); Spear v. Town of W.
discussed Cited as authority (rule) Martin v. Charles (2×)
E.D. Mich. · 2019 · confidence medium
See Bush, 38 F.3d at 847 ; Valdez, 878 F.2d at 1288.
examined Cited as authority (rule) Gallegos v. Bernalillo County Board of County Commissioners (7×) also: Cited "see"
D.N.M. · 2017 · confidence medium
Ber-nalillo County then notes that “ ‘[t]he proper procedure for a party who wishes to contest the legality of a court order enforcing a judgment is to appeal that order and the underlying judgment, not to” sue the official responsible for its execution.’ ” Motion at 7 (quoting Valdez, 878 F.2d at 1289-90).
discussed Cited as authority (rule) Khan v. Holder (2×)
D.D.C. · 2015 · confidence medium
Any other rule would “spare the judges,”- or probation officers, “who give orders while punishing the officers who obey them.” Valdez, 878 F.2d at 1289.
discussed Cited as authority (rule) Franco v. Board of County Commissioners
10th Cir. · 2015 · confidence medium
Even assuming they were personally involved in Mr. Franco’s detention after the state court issued the arrest warrant as Mr. Franco alleges, it’s long since settled that “an official charged with the duty of executing a facially valid court order enjoys absolute immunity from liability for damages in a suit challenging conduct prescribed by that order.” Valdez v. City & County of Denver, 878 F.2d 1285, 1286 (10th Cir.1989).
examined Cited as authority (rule) Reid v. Pautler (9×) also: Cited "see"
D.N.M. · 2014 · confidence medium
The Defendants point to the Tenth Circuit’s holding that “a probation officer is entitled to quasi-judicial immunity for activities that are ‘intimately associated with the judicial phase of the criminal process’ such as preparation of a pretrial sentence report,” MTD Memo, at 11 (quoting Tripati v. U.S.I.N.S., 784 F.2d 345 , 348 (10th Cir.1986) (per curiam)), and that “an ‘official charged with the duty of executing a facially valid court order enjoys absolute immunity from liability for damages in a suit challenging conduct prescribed by that order,’ ” because “ ‘[ejnfo…
discussed Cited as authority (rule) Wilcox v. Magill
10th Cir. · 2012 · confidence medium
This quasi-judicial immunity protects officials from being “called upon to answer for the legality of decisions which they are powerless to control.” Valdez v. City and Cnty. of Denver, 878 F.2d 1285, 1289 (10th Cir.1989).
cited Cited as authority (rule) Steven Addlespurger v. Tom Corbett
3rd Cir. · 2012 · confidence medium
See also Kincaid v. Vail, 969 F.2d 594, 601 (7th Cir. *86 1992); Valdez v. City and County of Denver, 878 F.2d 1285, 1288-90 (10th Cir.1989).
discussed Cited as authority (rule) Henshaw v. Wayne County (2×)
10th Cir. · 2011 · confidence medium
We are required “to affirm the district court if, upon viewing the factual record in the light most favorable to the party opposing summary judgment,” id., we conclude “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law,” Fed.R.Civ.P. 56(a). *872 “[Ijmmunity which derives from judicial immunity may extend to persons other than a judge where performance of judicial acts or activity as an official aid of the judge is involved.” Whitesel, 222 F.3d at 867 (quotation marks and alteration omitted). “[A]n official charged with t…
discussed Cited as authority (rule) Gose v. BD. OF COUNTY COM'RS OF COUNTY OF McKINLEY
D.N.M. · 2011 · confidence medium
See Whitesel v. Sengenberger, 222 F.3d 861, 867-70 (10th Cir.2000) (recognizing that, "[a]lthough absolute immunity generally extends to non-judicial officers performing discretionary judicial acts, some circuits, including our own, have held that those performing ministerial acts at the direction of a judge are also entitled to absolute immunity,” and holding that a pretrial service officer, who, acting as a bond commissioner, issued a Temporary Restraining Order, was entitled to qualified immunity); Turney v. O'Toole, 898 F.2d 1470 , 1472 (10th Cir.1990) (explaining that, "just as judges a…
discussed Cited as authority (rule) Hackett v. Artesia Police Department
10th Cir. · 2010 · confidence medium
Because “[a]n official charged with the duty of executing a facially valid court order enjoys absolute immunity from liability for damages in a suit challenging conduct prescribed by that order,” Valdez v. City & County of Denver, 878 F.2d 1285, 1286 (10th Cir.1989), the district court correctly determined that Officer Huerta was entitled to absolute immunity.
cited Cited as authority (rule) Kerns v. Board of Com'rs of Bernalillo County
D.N.M. · 2010 · confidence medium
Valdez v. City and County of Denver, 878 F.2d 1285, 1287 (10th Cir.1989).
discussed Cited as authority (rule) B. Michael Schneider v. Will County, Illinois
7th Cir. · 2010 · confidence medium
See Mays, 97 F.3d at 113 ; Patterson v. Von Riesen, 999 F.2d 1235 , 1241 (8th Cir.1993) (“[A] warden is absolutely immune from damages flowing from the fact of a prisoner’s incarceration, when that incarceration occurs pursuant to a facially valid order of confinement.”); Valdez v. City & County of Denver, 878 F.2d 1285, 1288 (10th Cir. 1989); Henry, 808 F.2d at 1238 .
examined Cited as authority (rule) Duprey v. TWELFTH JUDICIAL DISTRICT COURT (6×) also: Cited "see"
D.N.M. · 2009 · confidence medium
Valdez v. City and County of Denver, 878 F.2d at 1288 (footnote omitted).
examined Cited as authority (rule) Moss v. Kopp (3×) also: Cited "see"
10th Cir. · 2009 · confidence medium
We have held that “[j]ust as judges acting in their judicial capacity are absolutely immune from liability under section 1983, ‘official[s] charged with the duty of executing a facially valid court order enjoy[] absolute immunity from liability for damages in a suit challenging conduct prescribed by that order.’ ” Turney v. O’Toole, 898 F.2d 1470 , 1472 (10th Cir.1990) (quoting Valdez v. City & County of Denver, 878 F.2d 1285, 1286 (10th Cir.1989)). 9 Absolute immunity for officials assigned to carry out a judge’s orders is necessary to ensure that such officials can perform their …
discussed Cited as authority (rule) Teton Millwork Sales v. Schlossberg (2×)
10th Cir. · 2009 · confidence medium
As a derivative of this judicial immunity, non-judicial “officials charged with the duty of executing a facially valid court order enjoy absolute immunity.” Turney v. O’Toole, 898 F.2d 1470 , 1472 (10th Cir. 1990) (quoting Valdez v. City & County of Denver, 878 F.2d 1285, 1286 (10th Cir. 1989)) (brackets omitted).
cited Cited as authority (rule) Chrzanowski v. Assad
9th Cir. · 2008 · confidence medium
See Butler v. Elle, 281 F.3d 1014 , 1021 (9th Cir.2002); Valdez v. City & County of Denver, 878 F.2d 1285, 1287-88 (10th Cir. 1989).
cited Cited as authority (rule) Stein v. Disciplinary Bd. of Supreme Court of NM
10th Cir. · 2008 · confidence medium
See id. at 686; Valdez v. City and County of Denver, 878 F.2d 1285, 1287 (10th Cir.1989).
discussed Cited as authority (rule) Montejo v. Martin Memorial Medical Center
Fla. Dist. Ct. App. · 2006 · confidence medium
Those authorities which suggest that the immunity to be afforded those who execute the judge's order should be co-extensive with the immunity afforded the judge [3] reason that those who execute court orders are "`integral parts of the judicial process'" and that "[t]he fearless and unhesitating execution of court orders is essential if the court's authority and ability to function are to remain uncompromised," see Coverdell v. Dep't of Social & Health Servs., Wash., 834 F.2d 758 , 765 (9th Cir.1987) (finding child protective services worker who took custody of child pursuant to court order, b…
discussed Cited as authority (rule) Willingham v. City of Orlando
Fla. Dist. Ct. App. · 2006 · confidence medium
See, e.g., Mays v. Sudderth, 97 F.3d 107, 112-13 (5th Cir.1996); see also Martin v. Hendren, 127 F.3d 720 , 721 (8th Cir. 1997)(law enforcement officer who carried out order of judge to handcuff and remove plaintiff from courtroom entitled to absolute quasi-judicial immunity); Valdez v. City & County of Denver, 878 F.2d 1285, 1289-90 (10th Cir.1989)(law enforcement officers who carried out order of judge to arrest and incarcerate spectator in court are entitled to absolute quasi-judicial immunity).
discussed Cited as authority (rule) Nicole Figg v. Duane Russell
8th Cir. · 2006 · confidence medium
During the 416 days that Figg alleges she was confined "illegally," the state habeas court had not yet issued her writ, and thus the jailors and warden were acting pursuant to facially valid orders from the Eighth Judicial Circuit Court of South Dakota and the Parole Board. "'Officials such as the [wardens] must not be required to act as pseudo-appellate courts scrutinizing the orders of judges.'" Id. (quoting Valdez v. City & County of Denver, 878 F.2d 1285, 1289 (10th Cir. 1989)).
discussed Cited as authority (rule) Nicole Figg v. Duane Russell Mary Lou Jorgensen Robert Hofer Brent Walker Brenda Hyde J. Does, 1-10
8th Cir. · 2006 · confidence medium
During the 416 days that Figg alleges she was confined “illegally,” the state habeas court had not yet issued her writ, and thus the jailors and warden were acting pursuant to facially valid orders from the Eighth Judicial Circuit Court of South Dakota and the Parole Board. ‘“Officials such as the [wardens] must not be required to act as pseudo-appellate courts scrutinizing the orders of judges.’” Id. (quoting Valdez v. City & County of Denver, 878 F.2d 1285, 1289 (10th Cir.1989)).
discussed Cited as authority (rule) Opala v. Watt
W.D. Okla. · 2005 · confidence medium
Absolute Immunity “Judges are absolutely immune from civil liability for judicial acts, unless committed in the clear absence of all jurisdiction.” Henriksen v. Bentley, 644 F.2d 852, 855 (10th Cir.1981) (citing Stump v. Sparkman, 435 U.S. 349 , 98 S.Ct. 1099 , 55 L.Ed.2d 331 (1978)). “ ‘[Ijmmunity is justified and defined by the functions it protects and serves, not by the person to whom it attaches.’ ” Valdez v. City and County of Denver, 878 F.2d 1285, 1287 (10th Cir.1989) (quoting Forrester v. White, 484 U.S. 219, 227 , 108 S.Ct. 538 , 98 L.Ed.2d 555 (1988)).
discussed Cited as authority (rule) Zamora v. City of Belen (2×)
D.N.M. · 2005 · confidence medium
Valdez v. City and County of Denver, 878 F.2d 1285, 1287 (10th Cir.1989).
discussed Cited as authority (rule) Johnson v. BOARD OF POLICE COM'RS
E.D. Mo. · 2005 · confidence medium
See Rogers v. Bruntrager, 841 F.2d 853 (8th Cir.1988) (court clerk); Tymiak v. Omodt, 676 F.2d 306, 308 (8th Cir.1982) (sheriff); Valdez v. City & County of Denver, 878 F.2d 1285, 1290 (10th Cir.1989) (sheriffs); Tarter v. Hury, 646 F.2d 1010, 1013 (5th Cir.1981) (court clerk); Slotnick v. Garfinkle, 632 F.2d 163, 166 (1st Cir.1980) (sheriff); Kermit Constr.
discussed Cited as authority (rule) Margaret A. Penn v. United States of America Department of Interior Bureau of Indian Affairs Bruce Babbitt, in His Official Capacity as the Secretary of Interior Kevin Gover, in His Capacity as Assistant Secretary for the Department of Interior Charged With Responsibility for the Bureau of Indian Affairs Larry A. Bodin, Individually and in His Official Capacity as Superintendent for the Standing Rock Sioux Agency Richard Armstrong, Individually and in His Official Capacity as Special Agent for the Bureau of Indian Affairs, Law Enforcement Services John Vettleson, Individually and in His Official Capacity as Captain of Police, Bureau of Indian Affairs Frank Landeis, Sheriff for Sioux County, in His Official and Individual Capacities Sioux County Sheriff's Department, Sioux County, Nd Sioux County Board of Commissioners Larry Silbernagel, Chairman, in His Official Capacity Debra Gullickson, Member, in Her Official Capacity David Volk, Member, in His Official Capacity, Margaret A. Penn v. United States of America Department of Interior Bureau of Indian Affairs Bruce Babbitt, in His Official Capacity as the Secretary of Interior Kevin Gover, in His Capacity as Assistant Secretary for the Department of Interior Charged With Responsibility for the Bureau of Indian Affairs, Larry A. Bodin, Individually and in His Official Capacity as Superintendent for the Standing Rock Sioux Agency Richard Armstrong, Individually and in His Official Capacity as Special Agent for the Bureau of Indian Affairs, Law Enforcement Services John Vettleson, Individually and in His Official Capacity as Captain of Police, Bureau of Indian Affairs Frank Landeis, Sheriff for Sioux County, in His Official and Individual Capacities Sioux County Sheriff's Department Sioux County, Nd Sioux County Board of Commissioners Larry Silbernagel, Chairman, in His Official Capacity Debra Gullickson, Member, in Her Official Capacity David Volk, Member, in His Official Capacity
8th Cir. · 2003 · confidence medium
Similarly, to subject police officers to suit for serving or executing a facially valid court order that is later held to be unlawful would require them to "act as pseudo-appellate courts." Valdez v. City and County of Denver, 878 F.2d 1285, 1289 (10th Cir.1989).
discussed Cited as authority (rule) Margaret A. Penn v. Frank Landis
8th Cir. · 2003 · confidence medium
Similarly, to subject police officers to suit for serving or executing a facially valid court order that is later held to be unlawful would require them to “act as pseudo-appellate courts.” Valdez v. City and County of Denver, 878 F.2d 1285, 1289 (10th Cir. 1989).
discussed Cited as authority (rule) Penn v. United States
8th Cir. · 2003 · confidence medium
Similarly, to subject police officers to suit for serving or executing a facially valid court order that is later held to be unlawful would require them to “act as pseudo-appellate courts.” Valdez v. City and County of Denver, 878 F.2d 1285, 1289 (10th Cir.1989).
discussed Cited as authority (rule) White v. Camden County Sheriff's Department
Mo. Ct. App. · 2003 · confidence medium
Denying these officials absolute immunity for their acts would make them a ‘lightening rod for harassing litigation aimed at judicial orders.’” Valdez v. City and County of Denver, 878 F.2d 1285, 1288-89 (10th Cir.1989) (citations omitted).
discussed Cited as authority (rule) Margaret A. Penn v. Frank Landis
8th Cir. · 2003 · confidence medium
Similarly, to subject police officers to suit for serving or executing a facially valid court order that is later held to be unlawful would require them to “act as pseudo-appellate courts.” Valdez v. City and County of Denver, 878 F.2d 1285, 1289 (10th Cir. 1989).
discussed Cited as authority (rule) Foust v. McNeill
5th Cir. · 2002 · confidence medium
E.g., Valdez v. City & County of Denver, 878 F.2d 1285, 1289 (10th Cir.1989) (“Officials must not be called upon to answer for the legality of decisions which they are powerless to control.’’); Henry v. Farmer City State Bank, 808 F.2d 1228, 1239-40 (7th Cir.1986) (explaining that appeal is the sole avenue for challenging an unconstitutional court order). 4 .
discussed Cited as authority (rule) Monroe v. Pueblo Police Department
10th Cir. · 2002 · confidence medium
Moreover, “an official charged with the duty of executing a facially valid court order enjoys absolute immunity from liability for damages in a suit challenging conduct prescribed by that order.” Valdez v. City & County of Denver, 878 F.2d 1285, 1286 (10th Cir.1989).
discussed Cited as authority (rule) Marcella Richman, Individually and as Special Administrator of the Estate of Jack B. Richman, Deceased v. Michael Sheahan, in His Official Capacity as Sheriff of Cook County (2×)
7th Cir. · 2001 · confidence medium
It further avoids the "untenable result" of requiring "sheriffs and other court officers who enforce properly entered judgments pursuant to facially valid court orders to act as appellate courts, reviewing the validity of both the enforcement orders and the underlying judgments before proceeding to collect on them." Id.; see also Mays, 97 F.3d at 113 ; Valdez, 878 F.2d at 1289. 16 Similarly, for court personnel and adjuncts who do not exercise a discretionary function comparable to a judge's, the justification for extending absolute immunity is most compelling when the lawsuit challenges condu…
examined Cited as authority (rule) Richman, Marcella v. Sheahan, Michael (4×)
7th Cir. · 2001 · confidence medium
It further avoids the "untenable result" of requiring "sheriffs and other court officers who enforce properly entered judgments pursuant to facially valid court orders to act as appellate courts, reviewing the validity of both the enforcement orders and the underlying judgments before proceeding to collect on them." Id.; see also Mays, 97 F.3d at 113 ; Valdez, 878 F.2d at 1289.
examined Cited as authority (rule) Whitesel v. Jefferson County (4×) also: Cited "see", Cited "see, e.g."
10th Cir. · 2000 · confidence medium
A judge does not act in the clear absence of all jurisdiction even if “the action he took was in error; was done maliciously, or was in excess of his authority.” Stump, 435 U.S. at 356-57 , 98 S.Ct. 1099 ; Moreover, “[a] judge is absolutely immune from liability for his judicial acts even if his exercise of authority is flawed by the commission of grave procedural errors.” Id. at 359 , 98 S.Ct. 1099 . “ ‘[Ijmmunity is justified and defined by the functions it protects and serves, not by the person to whom it attaches.’ ” Valdez v. City and County of Denver, 878 F.2d 1285, 1287 …
cited Cited as authority (rule) Cortez v. Close
N.D. Ill. · 2000 · confidence medium
Valdez v. City and County of Denver, 878 F.2d 1285, 1286 (10th Cir.1989).
discussed Cited as authority (rule) Malik v. Arapahoe County Department of Social Services (2×) also: Cited "see"
10th Cir. · 1999 · confidence medium
See Nixon v. Fitzgerald, 457 U.S. 731, 742 , 102 S.Ct. 2690 , 73 L.Ed.2d 349 (1982); Valdez v. City and County of Denver, 878 F.2d 1285, 1287 (10th Cir.1989).
discussed Cited as authority (rule) Thomas v. Palacios
10th Cir. · 1999 · confidence medium
Court employees whose acts are intertwined with the judicial process are entitled to “quasi-judicial” immunity, see Valdez v. City & County of Denver, 878 F.2d 1285, 1287 (10th Cir. 1989), unless acting in the clear absence of all jurisdiction or authority, see Snell v. Tunnell, 920 F.2d 673, 694 (10th Cir. 1990).
Retrieving the full opinion text from the archive…
Robert Valdez, and Cross-Appellant
v.
City and County of Denver, a Municipal Corporation, J.D. MacFarlane Manager of Safety and Ex-Officio Sheriff of the City and County of Denver, and Captain Herrera, and Joyce Neville, Director of the Department of Health & Hospitals, City and County of Denver, Seymour Sundell, Staff Medicine Coordinator, Denver General Hospital, and J. Smith, Defendants-Cross-Appellees, and John Does 1-3
86-2719.
Court of Appeals for the Tenth Circuit.
Aug 16, 1989.
878 F.2d 1285

878 F.2d 1285

Robert VALDEZ, Plaintiff-Appellee and Cross-Appellant,
v.
CITY AND COUNTY OF DENVER, a municipal corporation, J.D.
MacFarlane, Manager of Safety and Ex-Officio
Sheriff of the City and County of
Denver, and Captain Herrera,
Defendants-Appellants,
and
Joyce Neville, Director of the Department of Health &
Hospitals, City and County of Denver, Seymour Sundell, Staff
Medicine Coordinator, Denver General Hospital, and J. Smith,
Defendants-Cross-Appellees,
and
John Does 1-3, Defendants.

Nos. 86-2719, 86-2771.

United States Court of Appeals,
Tenth Circuit.

July 6, 1989.
Rehearing Denied Aug. 16, 1989.

Peter H. Ney, Littleton, Colo., for plaintiff-appellee and cross-appellant.

Theodore S. Halaby (Robert M. Liechty with him on the brief) of Halaby & McCrea, Denver, Colo., for defendants-appellants and defendants-cross-appellees.

Before LOGAN, SEYMOUR and BALDOCK, Circuit Judges.

BALDOCK, Circuit Judge.

[*1285]1

In this case, we hold that an official charged with the duty of executing a facially valid court order enjoys absolute immunity from liability for damages in a suit challenging conduct prescribed by that order.

I.

2

Plaintiff-appellee, Robert Valdez (Valdez), instituted this action for damages pursuant to 42 U.S.C. Sec. 1983 against the City and County of Denver, and various law enforcement officials and medical personnel employed by the municipality. The record reveals that on March 1, 1985, Valdez was present as a spectator in state traffic court. When Denver County Court Judge Larry Lopez-Alexander said something to a defendant with which Valdez disagreed, Valdez exclaimed "bullshit," and the two proceeded to exchange words. Judge Lopez-Alexander subsequently held Valdez in contempt and ordered him to await sentencing outside the courtroom. Captain Herrera and three unidentified deputies from the sheriff's department promptly arrested Valdez. Later that day, Judge Lopez-Alexander issued a mittimus directing the municipality to retain custody of Valdez. From March 1 through 14, Valdez was incarcerated pursuant to Judge Lopez-Alexander's order in the Denver County Jail under the administrative supervision of J.D. MacFarlane. Valdez was originally scheduled to appear on the latter date before Judge Lopez-Alexander for sentencing on the contempt citation, but because of complications in the case, the judge postponed his appearance date until March 27. Prior to that date, however, Valdez was released from custody upon a writ of habeas corpus issued from the state district court.

3

In his complaint, Valdez alleges, inter alia, false arrest and imprisonment in violation of the fourth and fourteenth amendments against defendants-appellants, Captain Herrera and J.D. MacFarlane respectively. Upon completing discovery, Herrera and MacFarlane moved for summary judgment asserting their entitlement to absolute "quasi-judicial" immunity, or in the alternative qualified immunity. The district court rejected both grounds and denied the motion. Both officers appeal.[1] Our jurisdiction to review the denial of an absolute immunity claim arises under the "collateral order" doctrine. Nixon v. Fitzgerald, 457 U.S. 731, 741-43, 102 S.Ct. 2690, 73 L.Ed.2d 349 (1982). The denial of a qualified immunity claim is reviewable as a "final decision" under 28 U.S.C. Sec. 1291. Mitchell v. Forsyth, 472 U.S. 511, 530, 105 S.Ct. 2806, 2817, 86 L.Ed.2d 411 (1985). Our review is de novo. Eastwood v. Department of Corrections, 846 F.2d 627, 629 (10th Cir.1988).[2]

II.

4

The Supreme Court has endorsed a "functional" approach to questions concerning the application of common-law tort immunities to individuals in Sec. 1983 actions: "[I]mmunity is justified and defined by the functions it protects and serves, not by the person to whom it attaches." Forrester v. White, 484 U.S. 219, 108 S.Ct. 538, 542, 544, 98 L.Ed.2d 555 (1988) (emphasis in original). The extent of government officials' immunity depends upon the likely effect their exposure to liability will have on the operation of effective government in a particular context, balanced against the potential for a deprivation of individual rights in that context. E.g., Doe v. McMillan, 412 U.S. 306, 320, 93 S.Ct. 2018, 2028, 36 L.Ed.2d 912 (1973); Chavez v. Singer, 698 F.2d 420, 422 (10th Cir.1983).[3]

5

Courts have long recognized that a litigant dissatisfied with the outcome of judicial proceedings will oftentimes accuse his "adversaries" of constitutional infirmities. See, e.g., Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 348, 20 L.Ed. 646 (1871). Because " 'controversies sufficiently intense to erupt in litigation are not easily capped by a judicial decree' ... the common law provided absolute immunity from subsequent damages liability for all persons--governmental or otherwise--who were integral parts of the judicial process." Briscoe v. LaHue, 460 U.S. 325, 335, 103 S.Ct. 1108, 1115, 75 L.Ed.2d 96 (1983) (quoting Butz v. Economou, 438 U.S. 478, 512, 98 S.Ct. 2894, 2913, 57 L.Ed.2d 895 (1978)) (emphasis added). Accordingly, the Supreme Court has recognized not only the absolute civil immunity of judges for conduct within their judicial domain, Pierson v. Ray, 386 U.S. 547, 554-55, 87 S.Ct. 1213, 1217-18, 18 L.Ed.2d 288 (1967), but also the "quasi-judicial" civil immunity of prosecutors, Imbler v. Pachtman, 424 U.S. 409, 430-31, 96 S.Ct. 984, 994-95, 47 L.Ed.2d 128 (1976), grand jurors, id. at 423 n. 20, 96 S.Ct. at 991, witnesses, Briscoe, 460 U.S. at 345-46, 103 S.Ct. at 1120-21, and agency officials, Butz, 438 U.S. at 512-13, 98 S.Ct. at 2913-14, for acts intertwined with the judicial process.[4]

[*1285]6

Recognizing that the power to execute judicial decrees is no less an important and integral part of the judicial process than the roles of those officials previously afforded absolute immunity, we held in T & W Inv. Co., Inc. v. Kurtz, 588 F.2d 801, 802-03 (10th Cir.1978), that a receiver named as a defendant in a corporation's civil rights action was a court officer who shared the judge's immunity to the extent he carried out the orders of his appointing judge. Our sister circuits addressing the question likewise agree with virtual unanimity that court officers sworn to execute court orders are shielded by absolute immunity in the performance of their duty. E.g., Coverdell v. Department of Social and Health Serv., 834 F.2d 758, 764-65 (9th Cir.1987) (social worker accorded absolute quasi-judicial immunity from suit arising out of worker's apprehension of child pursuant to court order); Henry v. Farmer City State Bank, 808 F.2d 1228, 1238-39 (7th Cir.1986) (sheriff acting pursuant to court order directing enforcement of judgment entitled to absolute immunity for allegedly wrongful conduct); Property Management & Invs., Inc. v. Lewis, 752 F.2d 599, 602-04 (11th Cir.1985) (receiver of corporation protected by judicial immunity in carrying out orders of appointing judge); Tymiak v. Omodt, 676 F.2d 306, 308 (8th Cir.1982) (sheriff who evicted plaintiff from home in compliance with court order was absolutely immune from suit for damages); Tarter v. Hury, 646 F.2d 1010, 1013 (5th Cir.1981) (court clerks have absolute immunity in actions for damages based upon ministerial conduct required by court order); Slotnick v. Garfinkle, 632 F.2d 163, 166 (1st Cir.1980) (court clerk and state hospital superintendent acting at behest of judge enjoyed judicial immunity); Waits v. McGowan, 516 F.2d 203, 206 & n. 6 (3d Cir.1975) (judicial immunity extends to police officers engaged in ministerial functions under court's direction); Fowler v. Alexander, 478 F.2d 694, 696 (4th Cir.1973) (sheriff and jailer who confined plaintiff in executing a court order were absolutely immune from suit); Bradford Audio Corp. v. Pious, 392 F.2d 67, 72-73 (2d Cir.1968) (court-appointed receiver enforcing explicit order of court was immune from liability).

[*1288]7

Enforcing a court order or judgment is intrinsically associated with a judicial proceeding. Henry, 808 F.2d at 1239. If losing parties were free to challenge the will of the court by threatening its officers with harassing litigation, the officers might neglect the execution of their sworn duties. As the Ninth Circuit aptly reasoned: "The fearless and unhesitating execution of court orders is essential if the court's authority and ability to function are to remain uncompromised." Coverdell, 834 F.2d at 765. Absolute immunity for officials assigned to carry out a judge's orders is necessary to insure that such officials can perform their function without the need to secure permanent legal counsel. A lesser degree of immunity could impair the judicial process.

8

Despite Valdez' contrary assertion, a qualified immunity for officials following court orders will not protect the judicial process by permitting the dismissal of insubstantial claims prior to trial. Even with the adoption of the objective qualified immunity standard in Harlow v. Fitzgerald, 457 U.S. 800, 815-19, 102 S.Ct. 2727, 2736-38, 73 L.Ed.2d 396 (1982), the applicability of the defense turns on the fact-specific question of whether reasonable officers could have believed their conduct to be proper in light of the "clearly established" law. Factual disputes would require discovery if not a trial. See Anderson v. Creighton, 483 U.S. 635, 107 S.Ct. 3034, 3040, 3042 n. 6, 97 L.Ed.2d 523 (1987). Moreover, in most instances what is "clearly established" would be subject to differing views. See Garcia v. Miera, 817 F.2d 650, 656-57 (10th Cir.1987), cert. denied, --- U.S. ----, 108 S.Ct. 1220, 99 L.Ed.2d 421 (1988). Interlocutory appeals would inevitably follow. The Supreme Court has acknowledged that "even the processing of a complaint that is dismissed before trial consumes a considerable amount of time and resources." Briscoe, 460 U.S. at 343, 103 S.Ct. at 1119. The expense of litigation which officials like the defendants Herrera and MacFarlane would incur, the diversion of their attention from more socially productive obligations and the deterrence of qualified individuals from accepting public employment are not insignificant considerations.[5]

9

To force officials performing ministerial acts intimately related to the judicial process to answer in court every time a litigant believes the judge acted improperly is unacceptable.[6] Officials must not be called upon to answer for the legality of decisions which they are powerless to control. We explained in Kurtz, 588 F.2d at 802, that it is simply unfair to spare the judges who give orders while punishing the officers who obey them. Denying these officials absolute immunity for their acts would make them a "lightning rod for harassing litigation aimed at judicial orders." Id. And such suits, the large portion of which would be frivolous, would be certain to arise repeatedly. At a time when the federal district courts are burdened with increasing amounts of simply unwarranted litigation, this court will not permit a defendant to "transform his resentment at being prosecuted into the ascription of improper and malicious actions" on the part of judicial officers merely performing their assigned functions. Imbler, 424 U.S. at 425, 96 S.Ct. at 992.

[*1289]10

Tension between trial judges and those officials responsible for enforcing their orders inevitably would result were there not absolute immunity for both. Kurtz, 588 F.2d at 802. Officials employed to implement facially valid court orders could choose: They may disregard the judge's orders and face discharge, or worse yet criminal contempt, or they may fulfill their duty and risk being haled into court. Judge Learned Hand recognized years ago that the fear of suit will "dampen the ardor of all but the most resolute, or the most irresponsible, in the unflinching discharge of their duties." Gregoire v. Biddle, 177 F.2d 579, 581 (2d Cir.1949), cert. denied, 339 U.S. 949, 70 S.Ct. 803, 94 L.Ed. 1363 (1950). Officials such as the defendants must not be required to act as pseudo-appellate courts scrutinizing the orders of judges. Henry, 808 F.2d at 1239. The public interest demands strict adherence to judicial decrees. The Supreme Court has stated that "[p]ublic officials ... who fail to ... implement decisions when they are made do not fully and faithfully perform the duties of their offices." Scheuer v. Rhodes, 416 U.S. 232, 241-42, 94 S.Ct. 1683, 1689, 40 L.Ed.2d 90 (1974). Absolute immunity will ensure the public's trust and confidence in courts' ability to completely, effectively and finally adjudicate the controversies before them.

11

To be sure, absolute immunity always comes at a price. The individual wrongly deprived of liberty or property by a judge's decision will be unable to pursue a remedy under the civil rights statute. But the public interest in the enforcement of court orders that is essential to the effective functioning of our judicial process far outweighs the benefit to be gained by providing the defendants Herrera, MacFarlane and others like them with only limited immunity. Judges, all of whom take an oath to uphold the constitution and are bound by codes of judicial conduct, are not often likely to act maliciously from the bench. Moreover, unscrupulous judges are not totally insulated from the public will. Even judges are subject to professional discipline, constitutional or statutory removal, or in more egregious cases, criminal prosecution under 18 U.S.C. Sec. 242 for willful deprivations of constitutional rights. Imbler, 424 U.S. at 429, 96 S.Ct. at 994. Nor is an aggrieved party usually without recourse to forms of relief other than Sec. 1983. In most cases, the defendant should appeal: "The proper procedure for a party who wishes to contest the legality of a court order enforcing a judgment is to appeal that order and the underlying judgment, not to sue the official responsible for its execution." Henry, 808 F.2d at 1239. These and other safeguards are sufficient to decrease the necessity of civil rights actions against those officials who have no control over a judge's conduct. See Butz, 438 U.S. at 512, 98 S.Ct. at 2913 (insulation of judges from political influence, importance of precedent in resolving controversies, adversary nature of the process, and correctability of error on appeal are just a few of the many checks on malicious action by judges).

12

We believe precedent, notions of fairness based upon individual responsibility, a desire to preserve the effective and independent operation of the judiciary, and the great wealth of common law experience all support our decision. Because the record viewed as a whole indicates that every action of the defendants Herrera and MacFarlane to which Valdez objects was taken under the direction of a state court judge, the judgment of the district court is reversed and this cause remanded with instructions to dismiss the complaint as to Herrera and MacFarlane in their individual capacities on the basis of absolute immunity.[7]

13

REVERSED and REMANDED.

1

Valdez has cross appealed from the district court's dismissal under Fed.R.Civ.P. 12(b)(6) of the various named medical personnel who examined him during his confinement. At oral argument, however, Valdez' counsel conceded that we do not have subject-matter jurisdiction over his client's cross-appeal, and we therefore order it dismissed

2

Although named in the notice of appeal with Herrera and MacFarlane, the City and County of Denver acknowledges that as a municipality sued in its official capacity, it is unable to assert the defense of immunity and is therefore not properly a party to this appeal. Defendants-appellants' response brief at 7. See Owen v. City of Independence, 445 U.S. 622, 635-58, 100 S.Ct. 1398, 1407-19, 63 L.Ed.2d 673 (1980) (municipality has no qualified immunity from liability under Sec. 1983); Monell v. Department of Social Serv., 436 U.S. 658, 701, 98 S.Ct. 2018, 2041, 56 L.Ed.2d 611 (1978) (municipality sued under Sec. 1983 is not entitled to absolute immunity)

3

In Henriksen v. Bentley, 644 F.2d 852, 855-56 (10th Cir.1981), we recognized this balancing test while noting that "[i]mmunity which derives from judicial immunity may extend to persons other than a judge where performance of judicial acts or activity as an official aide of the judge is involved." Because of an undeveloped factual record in that case, however, we were unable to determine the precise scope of immunity to be afforded a clerk of court charged with denying plaintiff access to the courts

4

In Tripati v. United States Immigration and Naturalization Serv., 784 F.2d 345, 347-48 (10th Cir.1986), cert. denied, --- U.S. ----, 108 S.Ct. 755, 98 L.Ed.2d 767 (1988), we relied on these authorities and extended absolute immunity to probation officers who purportedly made false statements in pretrial bond and presentence reports. Because their reports were "intimately associated" with the judicial decision-making process, the probation officers were absolutely immune from a civil suit for damages. Id. at 348; accord Hughes v. Chesser, 731 F.2d 1489, 1490 (11th Cir.1984)

5

As this case illustrates, officials may need the benefit of discovery to establish their absolute immunity from suit where the plaintiff claims their actions were inconsistent with court orders. This, however, is the exception, not the rule. Plaintiffs and their counsel who fail to make reasonable inquiry into the facts before proceeding against officers for enforcing court orders subject themselves to the real possibility of monetary sanctions. See Fed.R.Civ.P. 11

6

Of course, an official performing ministerial tasks with less than due care may be liable for damages because such a rule does not measurably impair the effective functioning of government. Jackson v. Kelly, 557 F.2d 735, 737 (10th Cir.1977) (en banc)

7

The decisions in Powell v. McCormack, 395 U.S. 486, 89 S.Ct. 1944, 23 L.Ed.2d 491 (1969), and Kilbourn v. Thompson, 103 U.S. (13 Otto.) 168, 26 L.Ed. 377 (1880), are inapposite. In those cases, the Court held that the immunity provided legislators under the Constitution's speech and debate clause, U.S. Const. art. I, Sec. 6, was unavailable to certain legislative employees who implemented the legislators unconstitutional orders and resolutions. In Gravel v. United States, 408 U.S. 606, 620-21, 92 S.Ct. 2614, 2624-25, 33 L.Ed.2d 583 (1972), the Court explained that these decisions did not adopt "the simple proposition that immunity was unavailable to congressional ... employees because they were not Representatives or Senators." Rather, because no threat to the legislative function was present, the speech and debate clause protections did not attach. The case at bar is markedly different because failure to provide the defendants with absolute immunity would directly threaten the effective and independent operation of the judiciary. A contrary holding not only might "color a court's judgment in some cases," Kurtz, 588 F.2d at 802, but also would jeopardize the entire decision-making process