Hwang, Geum Joo v. Japan, 413 F.3d 45 (D.C. Cir. 2003). · Go Syfert
Hwang, Geum Joo v. Japan, 413 F.3d 45 (D.C. Cir. 2003). Cases Citing This Book View Copy Cite
“e need not resolve the question of the district court's subject-matter jurisdiction . . . before considering whether the complaint presents a nonjusticiable political question”
131 citation events (124 in the last 25 years) across 12 distinct courts.
Strongest positive: Restraint of All Assets Contained or Formerly Contained in Investment Account Numbers at Ubs Financial Services, Inc., Held in the Names of Ponsford Overseas Limited, Caribbean Investment Group Ltd. (dcd, 2012-05-17) · Strongest negative: Judicial Watch, Inc. v. United States Senate (dcd, 2004-10-06)
Treatment trajectory · 2003 → 2026 · click a year to view as-of
2003 2014 2026
Top citers, strongest first. 38 distinct citers. How cited ↗
discussed Cited "but see" Judicial Watch, Inc. v. United States Senate
D.D.C. · 2004 · signal: but see · confidence high
Miller, Federal Practice and Procedure § 1350 n. 8 (2d ed.1990); but see Hwang Geum Joo v. Japan, 172 F.Supp.2d 52 , 54 & n. 1 (D.D.C.2001) (dismissing plaintiffs' World-War II era claims as nonjusticiable under the political question doctrine pursuant to Rule 12(b)(1)), aff’d on other grounds, 332 F.3d 679 (D.C.Cir.2003), vacated and remanded by-U.S. -, 124 S.Ct. 2835 , 159 L.Ed.2d 265 (2004); Burger-Fischer v. DeGussa AG, 65 F.Supp.2d 248, 284 (D.N.J.1999) (same). 6 .
discussed Cited as authority (verbatim quote) Restraint of All Assets Contained or Formerly Contained in Investment Account Numbers at Ubs Financial Services, Inc., Held in the Names of Ponsford Overseas Limited, Caribbean Investment Group Ltd.
D.D.C. · 2012 · signal: see also · quote attribution · 1 verbatim quote · confidence high
he executive's interpretation of a treaty is ordinarily entitled to 'great weight.
examined Cited as authority (verbatim quote) Oryszak v. Sullivan (2×)
D.C. Cir. · 2009 · signal: see, e.g. · quote attribution · 2 verbatim quotes · confidence high
e need not resolve the question of the district court's subject-matter jurisdiction . . . before considering whether the complaint presents a nonjusticiable political question
discussed Cited as authority (rule) David A. Ledoux v. Subcom, LLC, f/k/a Tyco Electronics Subsea Communications, LLC; Transoceanic Cable Ship Company, LLC; and T.E. Connectivity Corporation, d/b/a C.S. Tyco Reliance, Inc.
D. Maryland · 2026 · confidence medium
That is, they would have needed to prove that Cisco was entwined in 7 As Du Daobin explained, “even before [the Supreme Court decided] Kiobel [in 2013], a number of courts considering [Alien Tort Statute] claims had dismissed [them] on political question grounds.” 2 F. Supp. 3d at 724 (citing Corrie v. Caterpillar, Inc., 503 F.3d 974, 984 (9th Cir. 2007); Joo v. Japan, 413 F.3d 45, 46 (D.C.
discussed Cited as authority (rule) A.A. A.S. v. Doe Run
E.D. Mo. · 2019 · confidence medium
Dismissal of a case may be warranted when the State Department files a statement of interest noting that the litigation impedes an important foreign policy initiative or would result in “serious implications for stability in the region.” Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.
discussed Cited as authority (rule) John Doe I v. Exxon Mobil Corp
D.D.C. · 2014 · confidence medium
Circuit has held that “[t]he Executive’s judgment that adjudication by a domestic court would be inimical to the foreign policy interests of the United States is compelling and renders this case nonjusticiable under the political question doctrine.” Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.Cir.2005).
discussed Cited as authority (rule) Tuaua v. United States of America
D.D.C. · 2013 · confidence medium
Ill, embodies ... the ... political question doctrine[ ].... [T]he presence of a political question [thus] suffices to prevent the power of the federal judiciary from being invoked by the complaining party.” Schlesinger v. Reservists Comm. to Stop the War, 418 U.S. 208, 215 , 94 S.Ct. 2925 , 41 L.Ed.2d 706 (1974) (quoted in Hwang Geum Joo v. Japan, 413 F.3d 45, 47-48 (D.C.Cir.2005)). 7 .
discussed Cited as authority (rule) Holocaust Victims of v. Erste Group Bank
7th Cir. · 2012 · confidence medium
Erste supports this argument by citing In re Assicurazioni Generali S.p.A., 592 F.3d 113, 119-20 (2d Cir.2010); Whiteman v. Dorotheum GmbH & Co. KG, 431 F.3d 57, 59 (2d Cir.2005); In re Nazi Era Cases Against German Defendants Litigation, 129 F.Supp.2d 370, 383, 386 (D.N.J.2001); and Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.Cir.2005).
discussed Cited as authority (rule) Holocaust Victims of Bank Thef v. Erste Group Bank
7th Cir. · 2012 · confidence medium
Erste supports this argument by citing In re Assicurazioni Generali, S.p.A., 592 F.3d 113, 119-20 (2d Cir. 2010); Whiteman v. Dorotheum GmbH & Co KG, 431 F.3d 57, 59 (2d Cir. 2005); In re Nazi Era Cases Against German Defendants Litigation, 129 F. Supp. 2d 370, 383, 386 (D.N.J. 2001); and Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.
examined Cited as authority (rule) Doe v. Exxon Mobil Corp. (4×)
D.C. Cir. · 2011 · confidence medium
Similarly, this court has stated that the “Executive’s judgment that adjudication by a domestic court would be inimical to the foreign policy interests of the United States is compelling and renders [a] ease non-justiciable under the political question doctrine.” Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.Cir.2005); see also El-Shifa Pharm.
examined Cited as authority (rule) Beaty v. Republic of Iraq (3×) also: Cited "see", Cited "see, e.g."
D.D.C. · 2007 · confidence medium
Circuit in the foreign-affairs area, of which there are many in recent years, likewise require a case-specific application of the Baker factors, with a focus “upon ‘the particular question posed, in terms of the history of its management by the political branches.’ ” Hwang Geum Joo v. Japan, 413 F.3d 45, 49 (D.C.Cir.2005) (quoting Baker, 369 U.S. at 211 , 82 S.Ct. 691 ).
examined Cited as authority (rule) Doe, John v. Exxon Mobil Corp (4×)
D.C. Cir. · 2007 · confidence medium
See Baker v. Carr, 369 U.S. 186, 211 , 82 S.Ct. 691 , 7 L.Ed.2d 663 (1962) (Regarding foreign policy issues: "Not only does resolution of such issues frequently turn on standards that defy judicial application, or involve the exercise of a discretion demonstrably committed to the executive or legislature; but many such questions uniquely demand single-voiced statement of the Government's views."); Bancoult v. McNamara, 445 F.3d 427, 435 (D.C.Cir. 2006) (describing "topics that serve as the quintessential sources of political questions: national security and foreign relations"); Hwang Geum Joo …
examined Cited as authority (rule) Elly Gross, Roman Neuberger, John Brand, in Their Individual Capacities as Third-Party Beneficiaries of the Agreements Leading to the Establishment of the German Foundation \Remembrance (3×) also: Cited "see, e.g."
9th Cir. · 2006 · confidence medium
For example, a case "arising from" WWII has a variety of problems not shared by the present "interest" dispute, including stale or missing evidence, deceased or missing witnesses, and legal hurdles such as statutes of limitation or treaties and German domestic law that might supercede the claim 15 The term "nationals" applies to German companies See S. Cross Overseas Agencies, Inc. v. Wah Kwong Shipping Group, Ltd., 181 F.3d 410, 417 (3d Cir.1999). 16 In Joo, the court dismissed on political question grounds a suit by foreign-citizen plaintiffs against Japan alleging torture related to the WWI…
examined Cited as authority (rule) Gross v. German Foundation Industrial Initiative (3×) also: Cited "see, e.g."
3rd Cir. · 2006 · confidence medium
In Joo, the court dismissed on political question grounds a suit by foreign-citizen plaintiffs against Japan alleging torture related to the WWII era, and the United States intervened with a statement of interest, to which the court deferred. 413 F.3d. at 48-53 (affirming dismissal).
cited Cited as authority (rule) Gonzalez-Vera, Laura v. Kissinger, Henry A.
D.C. Cir. · 2006 · confidence medium
Hwang Geum Joo v. Japan, 413 F.3d 45, 47 (D.C.Cir.2005).
discussed Cited as authority (rule) Omar v. Harvey
D.D.C. · 2006 · confidence medium
Indeed, “federal courts should give serious weight to the Executive Branch’s view of the case’s impact on foreign policy.” Hwang Geum Joo v. Japan, 413 F.3d 45, 49 (D.C.Cir.2005) (citing Sosa v. Alvarez-Machain, 542 U.S. 692, 733 , 124 S:Ct. 2739, 159 L.Ed.2d 718 (2004)); see also Hamdi, 542 U.S. at 531 , 124 S.Ct. 2633 (explaining that “[wjithout doubt, our Constitution recognizes that core strategic matters of warmaking belong in the hands of those who are best positioned and most politically accountable for making them”); see also INS v. Cha-dha, 462 U.S. 919, 960 , 103 S.Ct. 27…
examined Cited as authority (rule) Whiteman v. Dorotheum Gmbh & Co. Kg (6×) also: Cited "see", Cited "see, e.g."
2d Cir. · 2005 · confidence medium
More recently, the District of Columbia Circuit held that it "need not resolve the question of the district court’s subject-matter jurisdiction under 28 U.S.C. § 1330 — that is, whether Japan is entitled to sovereign immunity under the FSIA — before considering whether the complaint presents a nonjusticia-ble political question.” Hwang Geum Joo v. Japan, 413 F.3d 45, 47-48 (D.C.Cir.2005) (emphasizing that "a dismissal under the political question doctrine” is not "an adjudication on the merits”) (internal citations omitted).
cited Cited as authority (rule) Doe I v. State of Israel
D.D.C. · 2005 · confidence medium
Baker v. Carr, 369 U.S. 186, 210, 217 , 82 S.Ct. 691 , 7 L.Ed.2d 663 (1962); Hwang Geum Joo v. Japan, 413 F.3d 45, 48 (D.C.Cir.2005).
discussed Cited as authority (rule) Hwang, Geum Joo v. Japan (2×)
D.C. Cir. · 2005 · confidence medium
Hwang Geum Joo v. Japan, 332 F.3d 679, 681 (D.C.Cir.2003).
discussed Cited as authority (rule) Schneider v. Kissinger (2×) also: Cited "see, e.g."
D.D.C. · 2004 · confidence medium
See Princz, 26 F.3d at 1168 (atrocities during the Holocaust); Hwang Geum Joo, 332 F.3d at 680 (sex slaves for Japanese soldiers).
discussed Cited as authority (rule) Taiheiyo Cement Corp. v. Superior Court (2×)
Cal. Ct. App. · 2004 · confidence medium
As a matter of foreign policy it would be odd indeed for the United States, on the one hand, to waive all claims of its nationals against Japan and, on the other hand, to allow non-nationals to proceed against Japan in its courts." ( Hwang Geum Joo v. Japan (D.C.Cir.2003) 332 F.3d 679, 681, 684-685 .) 2.
discussed Cited "see" Bassem Al-Tamimi v. Sheldon Adelson
D.C. Cir. · 2019 · signal: see · confidence high
See Hwang Geum Joo v. Japan , 413 F.3d 45 , 52 (D.C.
cited Cited "see" Chaim Kaplan v. Hezbollah
D.C. Cir. · 2018 · signal: see · confidence high
See Hwang Geum Joo v. Japan, 413 F.3d 45, 47-48 (D.C.
cited Cited "see" Kaplan v. Cent. Bank of the Islamic Republic of Iran
D.C. Cir. · 2018 · signal: see · confidence high
See Hwang Geum Joo v. Japan , 413 F.3d 45 , 47-48 (D.C.
examined Cited "see" Rosalie Simon v. Republic of Hungary (4×)
D.C. Cir. · 2016 · signal: see · confidence high
After elabo rating on the contours of that obligation— including the entitlement of the Allied Powers to seize and retain certain property rights and interests of Japan and Japanese nationals — the treaty explicitly foreclosed extra-treaty claims against Japan: “Except as otherwise provided in the present Treaty, the Allied Powers waive all reparations claims of the Allied Powers [and] other claims of the Allied Powers and their nationals arising out of any actions taken by Japan and its nationals in the course of the prosecution of the war.” Id. art. 14(b); see Joo v. Japan, 413 F.3d …
discussed Cited "see" Luis Mujica v. Airscan Inc. (2×)
9th Cir. · 2014 · signal: see · confidence high
See Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.Cir.2005) (dismissing as non-justiciable ATS claims brought by Korean women in light of U.S. government’s argument that “adjudication by a domestic court not only would undo a settled foreign policy of state-to-state negotiation with Japan, but also could disrupt Japan’s delicate relations with China and Korea, thereby creating serious implications for stability in the-region” (internal quotation marks omitted)); Ungaro-Benages, 379 F.3d at 1239 (abstaining in light of strong foreign policy interest in promoting settlement of Nazi-era c…
cited Cited "see" United States v. Berkeley
D.C. Cir. · 2009 · signal: see · confidence high
See Hwang Geum Joo v. Japan, 413 F.3d 45 , 49 n. * (D.C.Cir.2005); United States v. Johnson, 216 F.3d 1162, 1168 (D.C.Cir.2000).
discussed Cited "see" Republic of Austria v. Altmann (2×)
SCOTUS · 2004 · signal: accord · confidence high
Accord, Hwang Geum Joo v. Japan, 332 F. 3d 679 (CADC 2003); Carl Marks & Co. v. Union of Soviet Socialist Republics, 841 F. 2d 26 (CA2 1988) (per curiam) ; Jackson v. People's Republic of China, 794 F. 2d 1490 (CA11 1986).
discussed Cited "see, e.g." In re Restraint of all Assets Contained
D.D.C. · 2012 · signal: see also · confidence medium
A, C-D; see also id. at 4-8 .) The Court defers to the Executive’s reasonable conclusion that the treaties have been properly invoked in this instance. 16 See Hwang Geum Joo v. Japan, 413 F.3d 45, 52 (D.C.Cir.2005) (“[T]he Executive’s interpretation of a treaty is ordinarily entitled to ‘great weight.’ ”) (quoting Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176, 184-85 , 102 S.Ct. 2374 , 72 L.Ed.2d 765 (1982)), cert. denied, 546 U.S. 1208 , 126 S.Ct. 1418 , 164 L.Ed.2d 115 (2006); Zivotofsky ex rel.
discussed Cited "see, e.g." Deirmenjian v. Deutsche Bank, A.G.
C.D. Cal. · 2007 · signal: see also · confidence low
See also Hwang Geum Joo v. Japan, 413 F.3d 45 , 49-50 (D.C.Cir.2005) ("The appellants from China, Taiwan, and South Korea argue that because their governments were not parties to the 1951 Treaty, the waiver of claims provision in Article 14 did not extinguish their claims....
discussed Cited "see, e.g." American Chemistry Council v. Department of Transportation (2×)
D.C. Cir. · 2006 · signal: see, e.g. · confidence medium
See, e.g., Hwang Geum Joo v. Japan, 413 F.3d 45, 48 (D.C.Cir.2005) (while "[t]he court must . . . `address questions pertaining to its or a lower court's jurisdiction before proceeding to the merits,'" the Supreme Court has "not dictate[d] a sequencing of jurisdictional issues") (quoting Tenet v. Doe, 544 U.S. 1 , 6 n. 4, 125 S.Ct. 1230 , 161 L.Ed.2d 82 (2005), and discussing Steel Co. v. Citizens for a Better Env't, 523 U.S. 83 , 118 S.Ct. 1003 , 140 L.Ed.2d 210 (1998)) (quotation marks omitted). 3 The declaration from Hasa states that the Violation Notice "contained alleged violations 1 and …
cited Cited "see, e.g." Bancoult, Olivier v. McNamara, Robert S.
D.C. Cir. · 2006 · signal: see also · confidence medium
Schlesinger v. Reservists Comm, to Stop the War, 418 U.S. 208, 215 , 94 S.Ct. 2925 , 41 L.Ed.2d 706 (1974); see also Hwang Geum Joo v. Japan, 413 F.3d 45, 47-48 (D.C.Cir.2005).
discussed Cited "see, e.g." Doe v. Exxon Mobil Corp.
D.D.C. · 2005 · signal: see also · confidence low
In such a case, the views of the Executive should be accorded “serious weight.” Id. at 2766; see also Joo v. Japan, 413 F.3d 45 , 52 (D.C.Cir.2005) (“The Executive’s judgment that adjudication by a domestic court would be inimical to the foreign policy interests of the United States is compelling and renders this case nonjusticiable under the political question doctrine.”).
discussed Cited "see, e.g." Alperin v. Vatican Bank (2×)
9th Cir. · 2005 · signal: see, e.g. · confidence medium
See, e.g., Hwang Geum Joo v. Japan, 332 F.3d 679, 682 (D.C.
cited Cited "see, e.g." Alperin v. Vatican
9th Cir. · 2005 · signal: see, e.g. · confidence medium
See, e.g., Hwang Geum Joo v. Japan, 332 F.3d 679, 682 (D.C.
discussed Cited "see, e.g." Simpson v. Socialist People's Libyan Arab Jamahiriya
D.D.C. · 2005 · signal: see also · confidence medium
Amerada, 488 U.S. at 439 , 109 S.Ct. 683 ; Soudavar v. Islamic Republic of Iran, 67 Fed.Appx. 618, 619-20 , 2003 WL 21401768 , *1-2 (D.C.Cir.2003); see also Hwang Geum Joo v. Japan, 332 F.3d 679, 687 (D.C.Cir.2003) (holding that “whatever else the Alien Tort Statute might do, it does not provide the courts with jurisdiction over a foreign sovereign.
discussed Cited "see, e.g." In Re: Cheney (2×)
D.C. Cir. · 2003 · signal: see also · confidence low
See also Joo v. Japan, 332 F.3d 679 , 687, 2003 WL 21473010 (D.C.Cir.
cited Cited "see, e.g." In re Cheney
D.C. Cir. · 2003 · signal: see also · confidence low
See also Joo v. Japan, 332 F.3d 679 , 687, 2003 WL 21473010 (D.C.Cir.
Retrieving the full opinion text from the archive…
HWANG GEUM JOO, Et Al., Appellants,
v.
JAPAN, Minister Yohei Kono, Minister of Foreign Affairs, Appellee
17-5236.
Court of Appeals for the D.C. Circuit.
Jun 27, 2003.
413 F.3d 45
Michael D. Hausfeld argued the cause for appellants. With him on the briefs were Agnieszka M. Fryszman, Elizabeth H. Cronise, Barry A. Fisher, David Grosz, and Bill Lann Lee., Jenny S. Martinez argued the cause for amici curiae Kelly Askin, et al., in support of appellants. With her on the brief were Michael Tigar, David A. Handzo, and Richard Heideman., Craig A. Hoover argued the cause for appellee. With him on the brief was Jonathan S. Franklin., Douglas Hallward-Driemeier, Attorney, U.S. Department of Justice, argued the cause for amicus curiae United States of America, in support of appellee. With him on the brief were Roscoe C. Howard, Jr., U.S. Attorney, and Mark B. Stem, Attorney, U.S. Department of Justice.
Ginsburg, Sentelle, Tatel.
Cited by 35 opinions  |  Published
Pinpoint authority: bottom 55%

Opinion for the Court filed by GINSBURG, Chief Judge.

GINSBURG, Chief Judge:

The appellants are 15 women from China, Taiwan, South Korea, and the Phillip-pines; they brought this suit against Japan, seeking money damages for having been subjected to sexual slavery and torture before and during World War II. The district court held Japan immune from suit pursuant to the Foreign Sovereign Immunities Act of 1976, 28 U.S.C. §§ 1330, 1602-1611, because it had not waived its immunity and the conduct alleged did not come within the commercial activity exception to the FSIA. The district court also held the suit was barred under the political question doctrine.

We affirm the judgment of the district court. Under the FSIA Japan is entitled to immunity from suit concerning the pre1952 acts alleged in this case. We reject the appellants’ argument that violation of a jtis cogens norm constitutes a waiver of sovereign immunity.

I. Background

The appellants allege that between 1931 and 1945 the Government of Japan abducted, coerced, or deceived them and a large number of other girls and women from occupied territories to serve as “comfort[*28] women,” a euphemism for sex slaves, at so-called “comfort stations” near the front lines of the war, where the women were routinely raped, tortured, beaten, mutilated, and in some cases murdered. The appellants assert that these comfort stations were operated by the Japanese Army, which charged soldiers a fee for access to the women.

Only in 1992 did the Government of Japan acknowledge having had any involvement with the comfort stations, which it had previously attributed to entrepreneurs who employed “voluntary prostitutes.” In 2000 the appellants filed a complaint in the district court invoking the Alien Tort Statute, 28 U.S.C. § 1350, and alleging that Japan had violated both positive and customary international law. Japan filed a motion to dismiss the complaint on the ground of sovereign immunity, which motion the district court granted.

The district court determined that its jurisdiction over Japan, if any, must rest solely upon the FSIA. Hwang Geum Joo v. Japan, 172 F.Supp.2d 52, 56 (D.D.C. 2001). Because that statute was not enacted until 1976, the court first considered whether the FSIA applies retroactively to the actions alleged in this case. Id. at 57-58. The district court did not reach a conclusion on that issue, however, instead holding that, even if the FSIA does govern the plaintiffs’ claims, none of the exceptions to sovereign immunity provided in the FSIA applies. Id. at 58. The district court rejected the appellants’ arguments that Japan had waived its immunity to suit in the United States, either explicitly by agreeing to the Potsdam Declaration - an argument abandoned on appeal - or implicitly by its commission of jus cogens violations, and that Japan’s activities came within the commercial activity exception to the FSIA, 28 U.S.C. § 1605(a)(2). Id. at 64. The district court held in the alternative that the case must be dismissed because it presents a nonjusticiable political question. Id. at 67.

II. Analysis

The appellants raise two potential sources of district court jurisdiction over their suit against Japan. First, they argue the commercial activity exception to the FSIA applies retroactively, and Japan’s operation of “comfort stations” was a commercial activity. Next, they contend Japan implicitly waived its sovereign immunity by violating jus cogens norms. Then, apparently assuming the courts have jurisdiction over Japan, they claim the Alien Tort Statute creates a cause of action for a violation of customary international law. Finally, the appellants argue the political question doctrine is inapplicable to this case.

We hold that the commercial activity exception does not apply retroactively to events prior to May 19,1952; we therefore do not consider whether the “comfort stations” were a “commercial activity within the meaning of the FSIA. In any event, the 1951 Treaty of Peace between Japan and the Allied Powers created a settled expectation on the part of Japan that it would not be sued in the courts of the United States for actions it took during the prosecution of World War II, and the Congress has done nothing that leads us to believe it intended to upset that expectation. As to whether a violation of jus cogens norms constitutes an implied waiver of sovereign immunity pursuant to 28 U.S.C. § 1605(a)(1), our holding in Princz v. Federal Republic of Germany, 26 F.3d 1166 (D.C.Cir.1994), is dispositive and remains good law; it therefore binds this panel of the court, as the appellants recognize.

We need not decide whether the Alien Tort Statute creates a cause of action be[*29] cause it clearly does not confer jurisdiction over a foreign sovereign. Nor, because the district court did not have jurisdiction of this case pursuant to the FSIA, need we consider whether the political question doctrine would also bar its adjudication.

A. Retroactive Application of the Commercial Activity Exception to the FSIA

The FSIA, enacted in 1976, “provides the sole basis for obtaining jurisdiction over a foreign state in federal court.” Argentine Republic v. Amerada Hess Shipping Corp., 488 U.S. 428, 439, 109 S.Ct. 683, 690, 102 L.Ed.2d 818 (1989); see Verlinden B.V. v. Central Bank of Nigeria, 461 U.S. 480, 488, 103 S.Ct. 1962, 1968-69, 76 L.Ed.2d 81 (1983) (FSIA contains “comprehensive set of legal standards governing claims of immunity in every civil action against a foreign state or its political subdivisions, agencies, or instrumentalities”). We have previously laid out at some length the history of the United States’ approach to foreign sovereign immunity in general, culminating in the passage of the FSIA, see Princz, 26 F.3d at 1169-71; here we concentrate specifically upon the commercial activity exception.

Prior to 1952, the courts of the United States generally followed the doctrine of “absolute immunity,” see Verlinden, 461 U.S. at 486, 103 S.Ct. at 1967-68; Letter from Jack B. Tate, Acting Legal Advisor, Department of State, to Acting Attorney General Philip B. Perlman (May 19, 1952), reprinted in 26 Dept, of State Bull. 984-85 (1952), and in Alfred Dunhill of London, Inc. v. Cuba, 425 U.S. 682, 711, 96 S.Ct. 1854, 1869, 48 L.Ed.2d 301 (1976) (Appendix 2 to opinion of White, J.); that is, the courts almost always held a foreign sovereign immune from suit. See Verlinden, 461 U.S. at 486, 103 S.Ct. at 1967-68 (“foreign sovereign immunity is a matter of grace and comity on the part of the United States, and not a restriction imposed by the Constitution. Accordingly, this Court consistently has deferred to the decisions of the political branches - in particular, those of the Executive Branch - on whether to take jurisdiction over actions against foreign sovereigns and their instrumentalities”). In 1952 the United States adopted the doctrine of “restrictive immunity,” as set out in the Tate Letter and later codified in the FSIA. See Verlinden, 461 U.S. at 486-88, 103 S.Ct. at 1967-69. Under that doctrine “immunity is confined to suits involving the foreign sovereign’s public acts, and does not extend to cases arising out of a foreign state’s strictly commercial acts.” Verlinden, 461 U.S. at 487, 103 S.Ct. at 1968. This distinction served as the basis for the commercial activity exception in the FSIA, which’ allows a suit against a foreign sovereign to proceed if:

the action is based [1] upon a commercial activity carried on in the United States by the foreign state; or [2] upon an act performed in the United States in connection with a commercial activity of the foreign state elsewhere; or [3] upon an act outside the territory of the United States in connection with a commercial activity of the foreign state elsewhere and that act causes a direct effect in the United States.

28 U.S.C. § 1605(a)(2). In this case the appellants invoke the first and third conditions, claiming in connection with the former that Japan operated some comfort stations in two occupied territories of the United States, namely, Guam and the Phillippines.

With this background in mind we consider whether 28 U.S.C. § 1605(a)(2) can be applied to events that occurred prior to 1952. This is a two-step inquiry. First, we must consider whether the commercial activity exception to the FSIA has retroactive effect.

[*30] A statute has retroactive effect when it takes away or impairs vested rights acquired under existing laws, or creates a new obligation, imposes a new duty, or attaches a new disability, in respect to transactions or considerations already past. As we have repeatedly counseled, the judgment whether a particular statute acts retroactively should be informed and guided by familiar considerations of fair notice, reasonable reliance, and settled expectations.

INS v. St. Cyr, 533 U.S. 289, 321, 121 S.Ct. 2271, 2290-91, 150 L.Ed.2d 347 (2001) (internal citations and quotation marks omitted). If we conclude the statute does not have a retroactive effect, then our inquiry ends and we apply the statute to events occurring prior to 1952. If, however, we determine the statute would have a retroactive effect, then we ask whether the “presumption against retroactive legislation that is deeply rooted in our jurisprudence” is overcome because the “Congress has clearly manifested its intent” to legislate retroactively. Hughes Aircraft Co. v. United States ex rel. Schumer, 520 U.S. 939, 946, 117 S.Ct. 1871, 1876, 138 L.Ed.2d 135 (1997) (internal citations and quotation marks omitted).

1. Would the commercial activity exception have retroactive effect?

With respect to the first inquiry, we agree with Japan and the United States that application of the commercial activity exception to events that occurred prior to 1952 would impose new obligations upon, come without fair notice to, and upset the settled expectations of, foreign sovereigns. We further agree with the United States that the Tate Letter shows the United States clearly changed its position in 1952 when it adopted the,doctrine of restrictive immunity. Theretofore a foreign sovereign justifiably would have expected any suit in a court in the United States-whether based upon a public or a commercial act-to be dismissed unless the foreign sovereign consented to the suit. * As the Eleventh Circuit noted in a case involving a suit against the People’s Republic of China for payment of defaulted bearer bonds issued by the Imperial Chinese Government in 1911:

[T]o give the [FSIA] retrospective application to pre-1952 events would interfere with antecedent rights of other sovereigns (and also with antecedent principles of law that the United States followed until 1952). It would be manifestly unfair for the United States to modify the immunity afforded a foreign state in 1911 by the enactment of a statute nearly three quarters of a century later.

Jackson v. People’s Republic of China, 794 F.2d 1490, 1497-98 (1986); accord Carl Marks & Co., Inc. v. Union of Soviet Socialist Republics, 841 F.2d 26, 27 (2d Cir.1988) (per curiam) (“Such a retroactive application of the FSIA would affect adversely the USSR’s settled expectation, rising to the level of an antecedent right, of immunity from suit in American[*31] courts”) (citations omitted). We conclude that, because Japan had a settled expectation in the 1930s and 1940s that its commercial activities would not be subject to suit in a court of the United States, application of the commercial activity exception of the FSIA to acts occurring then would clearly be retroactive in effect.

For the contrary implication the appellants invoke a dictum in Pñncz. There we considered the possibility that application of the FSIA to pre-1952 events might not be of “genuinely retroactive effect,” 26 F.3d at 1170 (internal citations and quotation marks omitted), because the statute is jurisdictional rather than substantive in nature and therefore “would just remove the bar of sovereign immunity to the plaintiffs vindicating his rights under [the substantive] law.” Id. at 1171. We based this suggestion upon Landgraf v. USI Film Products, 511 U.S. 244, 274, 114 S.Ct. 1483, 1501-02, 128 L.Ed.2d 229 (1994), quoting Hallowell v. Commons, 239 U.S. 506, 508, 36 S.Ct. 202, 203, 60 L.Ed. 409 (1916), in which the Supreme Court had remarked that a statute affecting jurisdiction “takes away no substantive right, but simply changes the tribunal that is to hear the case.”

The Supreme Court has since clarified the situation in Hughes Aircraft, where the issue was whether a 1986 amendment expanding the jurisdiction of the qui tarn provision of the False Claims Act, 31 U.S.C. § 3730(b), could be applied to events occurring prior to 1986. 520 U.S. at 941-42, 117 S.Ct. at 1873-74. The Court held that, although the amendment affected only jurisdiction, its application in a suit concerning pre-enactment events would still have a retroactive effect:

The 1986 amendment ... does not merely allocate jurisdiction among forums. Rather, it creates jurisdiction where none previously existed; it thus speaks not just to the power of a particular court but to the substantive rights of the parties as well. Such a statute, even though phrased in “jurisdictional” terms, is as much subject to our presumption against retroactivity as any other.

Id. at 951, 117 S.Ct. at 1878 (emphasis in original). The commercial activity exception to the FSIA, by qualifying what previously had been the absolute immunity of foreign sovereigns, also “creates jurisdiction where none previously existed” and therefore affects the substantive rights of the concerned parties.

We recognize the Ninth Circuit has recently held that the expropriation exception to the FSIA, 28 U.S.C. § 1605(a)(3), may be applied retroactively to activities of the German and Austrian governments in the 1930s and 1940s. See Altmann v. Republic of Austria, 317 F.3d 954 (2002). The Ninth Circuit reasoned “that the Austrians could not have had any expectation, much less a settled expectation, that the State Department would have recommended immunity as a matter of ‘grace and comity’ for the wrongful appropriation of Jewish property.” Id. at 965.

The decisions of the Ninth Circuit are, of course, not binding on this court. Regardless whether we would follow the Altmann decision, we do not find its reasoning applicable to this case because of the 1951 Treaty of Peace with Japan signed by Japan and the Allied Powers. 3 U.S.T. 3169. As the United States represents in its brief as amicus curiae, the Treaty “embodies the foreign policy determination of the United States that all claims against Japan arising out of its prosecution of World War II are to be resolved through intergovernmental settlements.” We agree that the Treaty manifests the parties’ intent to resolve matters arising from World War II without involving the courts[*32] of the United States (or of any signatory nation). In any event, the interpretation of the Treaty offered by the United States is a reasonable one. See Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176, 184-85, 102 S.Ct. 2374, 2379, 72 L.Ed.2d 765 (1982) (“Although not conclusive, the meaning attributed to treaty provisions by the Government agencies charged with their negotiation and enforcement is entitled to great weight”).

Article 14 of the Treaty expressly waives “all ... claims of the Allied Powers and their nationals arising out of any actions taken by Japan and its nationals in the course of the prosecution of the war” in return for a reciprocal waiver of claims by Japan and the right of the Alied Powers to seize Japanese assets within the Alies’ respective jurisdictions. The Treaty further provides that Japan would resolve the war-related claims of other United Nations member states and their nationals “on the same or substantially the same terms,” that is, through intergovernmental agreements, see A't. 26, as in fact it did. See Treaty of Peace Between the Republic of China and Japan, April 28, 1952, 138 U.N.T.S. 3; see also Agreement of the Settlement of Problems Concerning Property and Claims on the Economic Co-operation Between Japan and the Republic of Korea, June 22, 1965, 583 U.N.T.S. 173. As a result, Japan could not have expected to be sued in a court of the United States by either an Alied national or a Chinese or Korean national for a claim arising out of World War II because the Alied Powers had respectively waived the claims of their nationals and expressed a clear policy of resolving the claims of other nationals through government-to-government negotiation. As a matter of foreign policy it would be odd indeed for the United States, on the one hand, to waive all claims of its nationals against Japan and, on the other hand, to allow non-nationals to proceed against Japan in its courts. Because there was no similar treaty with Germany or Austria, and therefore no similar settled expectation, the opinion in Altmann is not relevant to the present case.

Altmann is not relevant to the present case for a second reason. In 1949 the State Department had issued a letter specifically stating that

The policy of the Executive, 'with respect to claims asserted in the United States for the restitution of identifiable property (or compensation in lieu thereof) lost through force, coercion, or duress as a result of Nazi persecution in Germany, is to relieve American courts from any restraint upon the exercise of their jurisdiction to pass upon the validity of the acts of Nazi officials.

Altmann, 317 F.3d at 966 (quoting Letter from Jack B. Tate, Acting Legal Advisor, Department of State, to the Attorneys for the plaintiff in Civil Action No. 31-555 (S.D.N.Y.), reprinted in Bernstein v. NV Nederlandsche-Amerikaansche, 210 F.2d 375, 375-76 (2d Cir.1954) (per curiam)). Appellants do not point out, and we are not aware of, any similar statement of policy regaining the alleged acts of Japan in this case. The lack of such a statement not only distinguishes this case from Altmann; it also gives us all the more reason to believe the Executive wanted to handle claims against Japan arising out of World War II solely at the level of inter-governmental negotiations.

2. Did the Congress clearly intend to legislate retroactively?

Because the commercial activity exception would, if applied to events before 1952, upset Japan’s settled expectations, we must determine whether the Congress manifested a clear intent to overcome the presumption against retroactive legislation. We find no clear indication the Con[*33] gress intended 28 U.S.C. § 1605(a)(2) to apply to events occurring prior to 1952. The appellants point out, as we observed obiter in Prinez, that the decision of the Congress, concurrent with the passage of the FSIA, to delete from 28 U.S.C. § 1332 the provision for diversity jurisdiction over a suit brought by a United States citizen against a foreign government might suggest the FSIA was intended to have retroactive effect - “[ujnless one is to infer that the Congress intentionally but silently denied a federal forum for all suits against a foreign sovereign arising under federal law that were filed after enactment of the FSIA but based upon pre-FSIA facts.” 26 F.3d at 1170. This point remains valid as applied to events occurring between 1952 and 1976. The Congress’s decision to amend 28 U.S.C. § 1332 cannot provide a basis, however, for altering sovereign immunity as it existed prior to 1952. The most that can be said is that in enacting the FSIA the Congress intended to incorporate the doctrine of restrictive immunity into federal law, not that the doctrine be applied to events that occurred before the United States first adopted it.

The appellants’ last argument for retro-activity is based upon a sentence in the preamble of the FSIA: “Claims of foreign states to immunity should henceforth be decided by courts of the United States and of the States in conformity with the principles set forth in this chapter.” 28 U.S.C. § 1602. In Prinez we observed that this statement “suggests that the FSIA is to be applied to all cases decided after its enactment, i.e. regardless of when the plaintiffs cause of action may have accrued.” 26 F.3d at 1170. The preambular sentence falls far short, however, of stating the “clear intent” of the Congress that the statute be applied retroactively to events occurring before 1952. We agree with the United States that the most probable meaning of the sentence is that the State Department would no longer consider petitions for sovereign immunity - which it had done routinely until 1952, when it issued the Tate Letter, and sometimes thereafter, see Verlinden, 461 U.S. at 487, 103 S.Ct. at 1968 - because henceforth the question of immunity would be addressed solely by the courts applying the new statute.

We conclude that the commercial activity exception of the FSIA, 28 U.S.C. § 1605(a)(2), does not apply retroactively to events that predate the Tate Letter. Therefore, we need not consider whether the acts alleged in this case constitute a “commercial activity” within the meaning of 28 U.S.C. § 1605(a)(2).

B. Violation of a Jus Cogens Norm as a Waiver of Sovereign Immunity

The appellants argue that Japan impliedly waived its sovereign immunity by violating jus cogens norms against sexual trafficking. “A jus cogens norm is a principle of international law that is accepted by the international community of States as a whole as a norm from which no derogation is permitted.” Princz, 26 F.3d at 1173 (internal citations and quotation marks omitted). In Princz, however, this court soundly rejected that argument when we construed the “intentionality requirement implicit in” the waiver provision of the FSIA, 28 U.S.C. § 1605(a)(1), to require “the foreign government’s having at some point indicated its amenability to suit.” 26 F.3d at 1174. And a sovereign cannot realistically be said to manifest its intent to subject itself to suit inside the United States when it violates a jus cogens norm outside the United States. See id.

The appellants therefore argue that we should revisit our decision in Prinez due to intervening developments in international law. There is no need to revisit Princz, [*34] however; the fundamental premise of that decision - that a court cannot create a new exception to the general rale of immunity under the guise of an “implied waiver” - remains sound. See id. at 1174 n. 1 (“something more nearly express is wanted before we impute to the Congress an intention that the federal courts assume jurisdiction over the countless human rights cases that might well be brought by the victims of all the ruthless military juntas, presidents-for-life, and murderous dictators of the world, from Idi Amin to Mao Zedong”). No Supreme Court or circuit case has questioned this court’s interpretation of 28 U.S.C. § 1605(a)(1) with respect to the violation of a jus cogens norm; indeed, two other circuit courts have since followed it, see Sampson v. Federal Republic of Germany, 250 F.3d 1145, 1156 (7th Cir.2001); Smith v. Socialist People’s Libyan Arab Jamahiriya, 101 F.3d 239 (2d Cir.1996); and this panel is in any event bound by it.

C. The Alien Tort Statute

The appellants maintain, and Japan denies, that the Alien Tort Statute, 28 U.S.C. § 1350, creates a cause of action for a violation of customary international law. Compare, e.g., Kadic v. Karadzic, 70 F.3d 232 (2d Cir.1995), with Al Odah v. United States, 321 F.3d 1134, 1145-49 (D.C.Cir.2003) (Randolph, J., concurring). We need not reach this question because, as Japan and the United States point out, whatever else the Alien Tort Statute might do, it does not provide the courts with jurisdiction over a foreign sovereign. Only the FSIA can provide such jurisdiction. See Amerada Hess, 488 U.S. at 438, 109 S.Ct. at 690 (“We think that Congress’ decision to deal comprehensively with the subject of foreign sovereign immunity in the FSIA, and the express provision in § 1604 that ‘a foreign state shall be immune from the jurisdiction of the courts of the United States and of the States except as provided in sections 1605-1607,’ preclude a construction of the Alien Tort Statute that permits the instant suit”); Verlinden, 461 U.S. at 488, 103 S.Ct. at 1968-69. The appellants, in a footnote to their reply brief, acknowledge what they could hardly deny. Having found no jurisdictional predicate under the FSIA, we have no need to determine whether the ATS creates a cause of action for a violation of customary international law.

III. Conclusion

In sum, we hold only three things: (1) the commercial activity exception to the FSIA does not apply retroactively to events, such as those alleged in this case, occurring before May 19, 1952, the date of the Tate Letter; (2) in any event, the 1951 Treaty created a settled expectation, left undisturbed by the Congress, that Japan would not face suit in the courts of the United States for its actions during World War II; and (3) a violation of jus cogens norms does not constitute an implied waiver of sovereign immunity under the FSIA. Much as we may feel for the plight of the appellants, the courts of the United States simply are not authorized to hear their case. The judgment of the district court dismissing this case is, accordingly,

Affirmed.

*

Appellants argue that absolute immunity was generally accorded only to "friendly” foreign sovereigns in the pre-1952 era, Verlinden, 461 U.S. at 486, 103 S.Ct. at 1967-68, and that the State Department and courts would not have accorded Japan such status considering its posture in World War II. The Executive Branch, however, specifically decided to resolve all war-related claims against Japan through inter-governmental negotiations, see infra pages 684-685, and pre-FSIA courts would have considered themselves bound by a recommendation to accord Japan immunity from suit. See, e.g., Republic of Mexico v. Hoffman, 324 U.S. 30, 35, 65 S.Ct. 530, 533, 89 L.Ed. 729 (1945) ("It is therefore not for the courts to deny an immunity which our government has seen fit to allow, or to allow an immunity on new grounds which the government has not seen fit to recognize”).