v.
Geneva Nursing & Rehabilitation Center, LLC
2024 IL 130042
IN THE SUPREME COURT OF THE STATE OF ILLINOIS (Docket No. 130042) DONALD JAMES, as Executor of the Estate of Lucille Helen James, Deceased, et al., Appellants, v. GENEVA NURSING AND REHABILITATION CENTER, LLC, d/b/a Bria Health Services of Geneva, Appellee. Opinion filed October 18, 2024. JUSTICE HOLDER WHITE delivered the judgment of the court, with opinion. Chief Justice Theis and Justices Neville, Overstreet, Rochford, and O’Brien concurred in the judgment and opinion. Justice Cunningham dissented, with opinion. OPINION ¶1 In this appeal, the Kane County circuit court certified the following question for interlocutory appeal pursuant to Illinois Supreme Court Rule 308 (eff. Oct. [1], 2019): “Does Executive Order 2020-19 provide blanket immunity for ordinary negligence to healthcare facilities that rendered assistance to the State during the COVID-19 pandemic?” ¶2 The appellate court considered the certified question and determined “the certified question incorrectly describe[d] the scope of the immunity at issue as well as its source.” 2023 IL App (2d) 220180, ¶ 15. The court modified the certified question as follows: “ ‘Does Executive Order No. 2020-19, which triggered the immunity provided in 20 ILCS 3305/21(c) [(West 2020)], grant immunity for ordinary negligence claims to healthcare facilities that rendered assistance to the State during the COVID-19 pandemic?’ ” Id. ¶ 21. The court answered the modified question in the affirmative. Id. This court allowed plaintiffs’ petition for leave to appeal. Ill. S. Ct. R. 315(a) (eff. Oct. [1], 2021). For the following reasons, we answer the certified question, as modified, in the affirmative, affirm the judgment of the appellate court, and remand the cause to the circuit court for further proceedings. ¶3 I. BACKGROUND ¶4 A. Governor’s Response to COVID-19 ¶5 On March 9, 2020, Illinois Governor J.B. Pritzker declared the entire state of Illinois a disaster area in response to the outbreak of the 2019 novel coronavirus (COVID-19), pursuant to section 7 of the Illinois Emergency Management Agency Act (Act) (20 ILCS 3305/7 (West 2020)). Gubernatorial Disaster Proclamation No. 2020-38, 44 Ill. Reg. 4744 (Mar. 9, 2020), https://www.illinois.gov/content/dam/ soi/en/web/illinois/documents/government/disaster-proclamations/coronavirus/ coronavirus-disaster-proc-03-12-2020.pdf [https://perma.cc/W882-CQA7]. The Governor issued subsequent 30-day disaster proclamations on April 1, 2020, April 30, 2020, and beyond, extending the statewide disaster proclamation until the final proclamation expired on May 11, 2023. See Fox Fire Tavern, LLC v. Pritzker, 2020 IL App (2d) 200623, ¶ 4; Governor Issues Disaster Proclamation, Coronavirus,
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State of Ill. Exec. & Admin. Orders, https://www.illinois.gov/government/ executive-orders.html (last visited June 26, 2024) [https://perma.cc/6JW9-4XGK].
¶6 On April 1, 2020, while the disaster proclamation was in effect, the Governor issued Executive Order No. 2020-19, directing health care facilities, including private nursing homes, to “render assistance” to the State by providing health care services in response to the COVID-19 outbreak. Exec. Order No. 2020-19, 44 Ill. Reg. 6192 (Apr. [1], 2020), https://www.illinois.gov/government/executive-orders/ executive-order.executive-order-number-19.2020.html [https://perma.cc/EKB4- HYNE]. The Governor’s purpose in issuing Executive Order No. 2020-19, one of the first directives to address the COVID-19 outbreak, was to “ensur[e] the State of Illinois ha[d] adequate bed capacity, supplies, and providers to treat patients afflicted with COVID-19, as well as patients afflicted with other maladies.” Id. Section 3 of the executive order provided immunity as follows,
“Pursuant to Sections 15 and 21(b)-(c) of the [Act], 20 ILCS 3305/15 and 21(b)- (c), I direct that during the pendency of the Gubernatorial Disaster Proclamation, Health Care Facilities, as defined in Section 1 of this Executive Order, shall be immune from civil liability for any injury or death alleged to have been caused by any act or omission by the Health Care Facility, which injury or death occurred at a time when a Health Care Facility was engaged in the course of rendering assistance to the State by providing health care services in response to the COVID-19 outbreak, unless it is established that such injury or death was caused by gross negligence or willful misconduct of such Health Care Facility, if 20 ILCS 3305/15 is applicable, or by willful misconduct, if 20 ILCS 3305/21 is applicable.” Id. § 3.
¶7 On April 30, 2020, the Governor reissued Executive Order No. 2020-19 as Executive Order No. 2020-33. Exec. Order No. 2020-33, 44 Ill. Reg. 8425 (Apr. 30, 2020), https://www.illinois.gov/government/executive-orders/executive-order. executive-order-number-33.2020.html [https://perma.cc/8XQZ-M5V2]. In this appeal, we refer to the two orders collectively as “Executive Order No. 2020-19.”
¶8 B. Procedural History
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¶9 The plaintiffs in this case are executors and an independent administrator of the estates of the decedents, former residents of defendant, Geneva Nursing and Rehabilitation Center, LLC, doing business as Bria Health Services of Geneva (Bria). Plaintiffs filed separate wrongful-death lawsuits against Bria, each alleging in a second amended complaint that Bria negligently and willfully failed to control the spread of COVID-19 in the facility, which led to the deaths of the decedents. According to the complaints, between March and May 2020, each decedent contracted COVID-19 and died from related respiratory complications or respiratory failure (acute hypoxia) while in Bria’s care. The complaints generally assert that the decedents contracted COVID-19 from Bria’s failure to properly quarantine symptomatic staff members and residents and its failure to implement effective procedures for maintaining hygiene and equipment, including personal protective equipment (PPE) such as masks and gowns, thereby exposing decedents to the virus during this period, which proximately caused the decedents’ deaths.
¶ 10 In response, Bria filed motions to dismiss plaintiffs’ negligence claims with prejudice pursuant to section 2-619 of the Code of Civil Procedure (735 ILCS 5/2- 619 (West 2020)), alleging it was “rendering assistance” to the State when plaintiffs’ decedents died and therefore it was immune from the suits for ordinary negligence. In moving to dismiss, Bria stated that, as a skilled and intermediate long-term care facility licensed under the Nursing Home Care Act (210 ILCS 45/1- 101 et seq. (West 2020); see 77 Ill. Admin. § 1130.215(c) (2016)), it fell under section 21(c) of the Act and Executive Order No. 2020-19 because it is a “corporation that rendered assistance at the request of the State *** during an actual or impending disaster.” See 20 ILCS 3305/21(c) (West 2020); Exec. Order No. 2020-19, 44 Ill. Reg. 6192. Bria asserted that, at the time of the decedents’ deaths, it was rendering assistance to the State by (1) obtaining and preserving PPE; (2) training staff in the effective and efficient use of PPE; (3) continuing to accept admissions from acute care hospitals, thereby doing its part to ensure that the pandemic would not overwhelm the Illinois health care system; and (4) taking necessary steps to prevent, contain, and treat the spread of COVID-19 in the facility. Accordingly, Bria argued it was immune from the claims of ordinary negligence and that those claims must be dismissed by virtue of Executive Order No. 2020-19 and the Act. In support of its motions to dismiss, Bria attached an affidavit from Patti Long, an administrator at Bria, who testified to various actions Bria took to render assistance to the State during the COVID-19 outbreak.
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¶ 11 The circuit court denied Bria’s motions to dismiss plaintiffs’ ordinary negligence claims but granted Bria leave to file a motion to certify a question for interlocutory appeal. Bria timely filed a motion to certify a question for interlocutory review pursuant to Illinois Supreme Court Rule 308 (eff. Oct. [1], 2019). The circuit court granted Bria’s motion to certify a question for interlocutory review, over plaintiffs’ objections, and stayed discovery proceedings. Plaintiffs filed a motion to reconsider the circuit court’s order granting Bria’s Rule 308 motion to certify a question for interlocutory review and corresponding stay of discovery pleadings. [1] The circuit court denied the motion to reconsider and certified the following question for interlocutory appeal: “Does Executive Order 2020-19 provide blanket immunity for ordinary negligence to healthcare facilities that rendered assistance to the State during the COVID-19 pandemic?”
¶ 12 The appellate court granted Bria leave to appeal. 2023 IL App (2d) 220180, ¶ 11 (citing Ill. S. Ct. R. 308 (eff. Oct. [1], 2019)). The court also granted leave for the Illinois Trial Lawyers Association to submit amicus briefs and received briefing from the Illinois Attorney General on the relevant statutory authority. Id.
¶ 13 The appellate court considered the certified question and determined the scope of its review was not limited to the language of the question as certified. Id. ¶ 13. The court found “the certified question incorrectly describes the scope of the immunity at issue as well as its source.” Id. ¶ 15. The court first explained the certified question’s use of the phrase “ ‘blanket immunity’ ” was inapt (id.), as it could be taken to “erroneously suggest that Bria could be immune from both negligence claims and claims of willful misconduct” (emphases in original) (id. ¶ 16).
¶ 14 Additionally, the court found the certified question misconceived the source of Bria’s potential immunity. Id. ¶ 17. The court stated, “[a]ny potential immunity would derive from the Act, not the executive order invoking that Act.” Id. Specifically, the court stated, “[i]t is axiomatic that an executive order, issued pursuant to statutory authority, cannot convey more than the statute that authorized it.” Id. ¶ 19. Thus, the court provided that the question “is not what the executive
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¶ 15 The court did not find any ambiguity in section 21(c) of the Act. Id. ¶ 20. Rather, it determined the statutory authority was clear that, except for willful misconduct, any “ ‘private person, firm or corporation’ who renders ‘assistance or advice at the request of the State *** during [a] *** disaster[ ] shall not be civilly liable for causing the death of, or injury to, any person.’ (Emphases added.)” Id. (quoting 20 ILCS 3305/21(c) (West 2020)). Thus, the court determined that “Bria would have immunity from negligence claims arising during the Governor’s disaster declaration if and only if it can show it was ‘render[ing] assistance’ to the State during this time.” (Emphasis in original.) Id.
¶ 16 The appellate court acknowledged that the Act does not define what it means to “ ‘render assistance’ ” but noted that Executive Order No. 2020-19 stated that, “ ‘for Health Care Facilities, “rendering assistance” in support of the State’s response must include measures such as increasing the number of beds, preserving personal protective equipment, or taking necessary steps to prepare to treat patients with COVID-19.’ ” Id. ¶ 18 (quoting Exec. Order No. 2020-19, § 2, 44 Ill. Reg. at 6195). The court agreed “with the Attorney General that the executive order’s elaboration is not inconsistent with the relevant portions of the Act.” Id. Thus, the court rejected plaintiffs’ argument that Executive Order No. 2020-19 was “unconstitutional, or ultra vires, as the executive order neither overrides nor is inconsistent with the General Assembly’s grant of authority to the Governor under the Act.” Id.
¶ 17 Ultimately, the court modified the certified question as follows:
“ ‘Does Executive Order No. 2020-19, which triggered the immunity provided in 20 ILCS 3305/21(c) [(West 2020)], grant immunity for ordinary negligence claims to healthcare facilities that rendered assistance to the State during the COVID-19 pandemic?’ ” Id. ¶ 21.
The court answered the modified question in the affirmative. Id. The court remanded the cause to the circuit court, which it found to be in the best position to evaluate the evidence and determine whether Bria qualifies for statutory immunity
130047 based on whether it was “render[ing] assistance” to the State during the pandemic. Id. ¶¶ 22, 25.
¶ 18 This court allowed plaintiffs’ petition for leave to appeal. Ill. S. Ct. R. 315(a) (eff. Oct. [1], 2021). We allowed the Attorney General to file a brief as amicus curiae. We also allowed the Illinois Trial Lawyers Association to file a brief as amicus curiae in support of plaintiffs’ position. We further allowed the American Health Care Association, Health Care Council of Illinois, Illinois Health Care Association, and LeadingAge Illinois to file a joint brief as amici curiae in support of Bria’s position. Last, we allowed the Illinois Health and Hospital Association and the Illinois State Medical Society to file a joint brief as amici curiae in support of Bria’s position. See Ill. S. Ct. R. 345 (eff. Sept. 20, 2010).
¶ 19 II. ANALYSIS
¶ 20 Initially, we note the narrow focus in this appeal. We are not called upon to resolve plaintiffs’ claims. Instead, the task before us is to answer the certified question. The circuit court certified the following question for interlocutory appeal:
“Does Executive Order 2020-19 provide blanket immunity for ordinary negligence to healthcare facilities that rendered assistance to the State during the COVID-19 pandemic?”
The appellate court determined the question certified by the circuit court “incorrectly describe[d] the scope of the immunity at issue as well as its source.” 2023 IL App (2d) 220180, ¶ 15. Accordingly, the court modified the certified question as follows:
“ ‘Does Executive Order No. 2020-19, which triggered the immunity provided in 20 ILCS 3305/21(c) [(West 2020)], grant immunity for ordinary negligence claims to healthcare facilities that rendered assistance to the State during the COVID-19 pandemic?’ ” Id. ¶ 21.
¶ 21 We find the appellate court appropriately modified the certified question. See Rozsavolgyi v. City of Aurora, 2017 IL 121048, ¶ 28 (noting this court has modified certified questions to show a proper question of law). We agree with the appellate court that the circuit court’s certified question inappropriately used the phrase
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“ ‘blanket immunity’ ” (2023 IL App (2d) 220180, ¶ 15), which could be taken to “erroneously suggest that Bria could be immune from both negligence claims and claims of willful misconduct” (emphases in original) (id. ¶ 16). During oral argument before this court, both parties agreed the appropriate question here is whether Bria is immune from ordinary negligence claims, not willful misconduct. Accordingly, the appellate court appropriately reframed the certified question to clarify that immunity applies only to ordinary negligence claims. Thus, we answer the certified question, as modified.
¶ 22 A. Standard of Review
¶ 23 A certified question under Illinois Supreme Court Rule 308 (eff. Oct. [1], 2019) presents a question of law subject to de novo review. Walton v. Roosevelt University, 2023 IL 128338, ¶ 17. “ ‘Certified questions must not seek an application of the law to the facts of a specific case.’ ” Id. (quoting Rozsavolgyi, 2017 IL 121048, ¶ 21). “ ‘This court’s scope of review is generally limited to the certified question.’ ” Id. (quoting Rozsavolgyi, 2017 IL 121048, ¶ 25). “The appellate court’s answer to a certified question is reviewed de novo.” Rozsavolgyi, 2017 IL 121048, ¶ 25 (citing Moore v. Chicago Park District, 2012 IL 112788, ¶ 9).
¶ 24 B. Immunity
¶ 25 The certified question, as modified, states that Executive Order No. 2020-19 triggered the immunity provided in section 21(c) of the Act. The appellate court determined that to mean “[a]ny potential immunity would derive from the Act, not the executive order invoking that Act.” 2023 IL App (2d) 220180, ¶ 17. Thus, the court asserted that the question “is not what the executive order says but rather what the relevant statute that the executive order invoked says.” (Emphasis in original.) Id. ¶ 19. The court did not find any ambiguity in section 21(c) of the Act. Id. ¶ 20.
¶ 26 Section 21(c) of the Act states, “Any private person, firm or corporation, and any employee or agent of such person, firm or corporation, who renders assistance or advice at the request of
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the State, or any political subdivision of the State under this Act during an actual or impending disaster, shall not be civilly liable for causing the death of, or injury to, any person or damage to any property except in the event of willful misconduct.” 20 ILCS 3305/21(c) (West 2020).
¶ 27 While we agree with the appellate court that the statutory immunity that derives from section 21(c) of the Act was triggered by the Governor issuing Executive Order No. 2020-19, we part ways with the appellate court where it analyzed the language of section 21(c) of the Act (id.), instead of Executive Order No. 2020-19.
¶ 28 Section 7 of the Act gives the Governor the authority to declare that a disaster exists and to issue executive orders during a declared disaster. Id. § 7. As a result, while the disaster proclamation was in effect, the Governor used the immunity provided in section 21(c) of the Act (id. § 21(c)), to issue Executive Order No. 2020-19, which specifically related to the COVID-19 pandemic. See Exec. Order No. 2020-19, § 3, 44 Ill. Reg. at 6195. Accordingly, the certified question, as modified, requires us to construe the language of Executive Order No. 2020-19 to determine whether it grants immunity for ordinary negligence claims to health care facilities that rendered assistance to the State during the COVID-19 pandemic.
¶ 29 When construing the language of an executive order and determining the Governor’s intent, we are guided by the same principles utilized in statutory construction. See Mosby v. Ingalls Memorial Hospital, 2023 IL 129081, ¶ 30 (“ ‘The fundamental rule of statutory construction is to ascertain and give effect to the legislature’s intent.’ ” (quoting In re E.B., 231 Ill. 2d 459, 466 (2008))). “ ‘The language of the statute is the best indication of legislative intent, and we give the language its plain and ordinary meaning.’ ” Id. (quoting E.B., 231 Ill. 2d at 466). “ ‘We construe the statute as a whole and cannot view words or phrases in isolation but, rather, must consider them in light of other relevant provisions of the statute.’ ” Id. (quoting E.B., 231 Ill. 2d at 466). “When the statutory language is plain and unambiguous, a court may not ‘depart from a statute’s plain language by reading into the law exceptions, limitations, or conditions that the legislature did not express.’ ” Id. ¶ 31 (quoting Schultz v. Illinois Farmers Insurance Co., 237 Ill. 2d 391, 408 (2010)). In construing the language, “the court may also consider the reason or purpose for the law, the problems it seeks to address, and the
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consequences of construing the statute one way or another.” Robinson v. Village of Sauk Village, 2022 IL 127236, ¶ 17.
¶ 30 Thus, we look to the plain language of Executive Order No. 2020-19 to determine whether any ambiguity exists.
¶ 31 Section 3 of Executive Order No. 2020-19 provides:
“Pursuant to Section 15 and 21(b)-(c) of the [Act], 20 ILCS 3305/15 and 21(b)- (c), I direct that during the pendency of the Gubernatorial Disaster Proclamation, Health Care Facilities, as defined in Section 1 of this Executive Order, shall be immune from civil liability for any injury or death alleged to have been caused by any act or omission by the Health Care Facility, which injury or death occurred at a time when a Health Care Facility was engaged in the course of rendering assistance to the State by providing health care services in response to the COVID-19 outbreak, unless it is established that such injury or death was caused by gross negligence or willful misconduct of such Health Care Facility, if 20 ILCS 3305/15 is applicable, or by willful misconduct, if 20 ILCS 3305/21 is applicable.” Exec. Order No. 2020-19, § 3, 44 Ill. Reg. at 6195.
¶ 32 Section 2 of Executive Order No. 2020-19 further defines “rendering assistance” where it states, “for Health Care Facilities, ‘rendering assistance’ in support of the State’s response must include measures such as increasing the number of beds, preserving [PPE], or taking necessary steps to prepare to treat patients with COVID-19.” Id. § 2.
¶ 33 The appellate court acknowledged that the Act does not define “rendering assistance” but found Executive Order No. 2020-19’s “elaboration is not inconsistent with the relevant portions of the Act.” 2023 IL App (2d) 220180, ¶ 18. We agree.
¶ 34 The plain language of Executive Order No. 2020-19 is consistent with section 21(c) of the Act. Section 3 of the executive order explicitly invokes the statutory immunity that derives from section 21(c) of the Act to make clear that, during the Governor’s disaster proclamation, except for willful misconduct, a health care facility is immune from ordinary negligence that occurred while the facility was