Dep't of Corr. v. Kraus, 759 P.2d 539 (Alaska 1988). · Go Syfert
Dep't of Corr. v. Kraus, 759 P.2d 539 (Alaska 1988). Cases Citing This Book View Copy Cite
45 citation events (25 in the last 25 years) across 3 distinct courts.
Strongest positive: State of Alaska, Department of Corrections v. Trevor Stefano (alaska, 2022-09-02)
Treatment trajectory · 1990 → 2026 · click a year to view as-of
1990 2008 2026
Top citers, strongest first. 15 distinct citers. How cited ↗
examined Cited as authority (rule) State of Alaska, Department of Corrections v. Trevor Stefano (4×)
Alaska · 2022 · confidence medium
However, we have held that administrative appeal of a DOC decision is proper “even when not authorized by statute” if the challenged decision implicates a “fundamental constitutional right[]” and is made “in an adjudicative proceeding producing a record capable of review.”5 We therefore consider whether DOC’s decision to terminate Stefano from the electronic monitoring program meets these criteria. 5 Brandon v. State, Dep’t of Corr., 938 P.2d 1029, 1031-32 (Alaska 1997) (citing Owen v. Matsumoto, 859 P.2d 1308, 1309 (Alaska 1993); Hertz v. Carothers, 784 P.2d 659, 660 (Alaska 1…
discussed Cited as authority (rule) Welton v. State, Department of Corrections (2×) also: Cited "see, e.g."
Alaska · 2014 · confidence medium
McGinnis, 543 P.2d at 1236 . 20 . 759 P.2d at 540 (citations omitted).
discussed Cited as authority (rule) James v. State, Department of Corrections
Alaska · 2011 · confidence medium
Dep't of Corr. v. Kraus, 759 P.2d 539, 540 (Alaska 1988); see also AS 33.30.295(b)(1) (providing that a disciplinary decision "may not be reversed ... unless the court finds that the prisoner's fundamental constitutional rights were violated in the course of the disciplinary process, and that the violation prejudiced the prisoner's right to a fair adjudication"). 8 .
discussed Cited as authority (rule) Mat-Su Valley Medical Center, LLC v. Advanced Pain Centers of Alaska, Inc.
Alaska · 2009 · confidence medium
Carlson v. Renkes, 113 P.3d 638, 641 (Alaska 2005) (internal citations and quotation marks omitted) (quoting Haynes v. State, Commercial Fisheries Entry Comm'n, 746 P.2d 892, 893 (Alaska 1987); Dep't of Corr. v. Kraus, 759 P.2d 539, 540 (Alaska 1988)). 28 .
discussed Cited as authority (rule) Carlson v. Renkes
Alaska · 2005 · confidence medium
Dist., 853 P.2d 518, 523-24 (Alaska 1993) (affirming superior court’s conversion of request to review school board decision to administrative appeal); Diedrich v. City of Ketchikan, 805 P.2d 362, 365-66 (Alaska 1991) (holding superior court did not err in treating lawsuit challenging utility board's decision not to fund plaintiffs position as administrative appeal); Dep't of Corr. v. Kraus, 759 P.2d 539, 540 (Alaska 1988) (holding review of prisoner disciplinary proceedings should be brought as administrative appeal); Ballard v. Stick, 628 P.2d 918, 920 (Alaska 1981) (affirming dismissal of …
discussed Cited as authority (rule) Brandon v. State, Department of Corrections (2×)
Alaska · 1997 · confidence medium
For example, “an inmate [has] a right to judicial review of major disciplinary proceedings when issues of constitutional magnitude are raised.” Id. at 660 ; Department of Corrections v. Kraus, 759 P.2d 539, 540 (Alaska 1988); McGinnis v. Stevens, 543 P.2d 1221 , 1236 n. 45 (Alaska 1975).
examined Cited as authority (rule) Higgins v. Briggs (3×) also: Cited "see"
Alaska Ct. App. · 1994 · confidence medium
The Agency argued that, under Department of Corrections v. Kraus, 759 P.2d 539, 540 (Alaska 1988), Higgins could pursue neither a petition for writ of habeas corpus nor a petition for post-conviction relief.
examined Cited as authority (rule) Brandon v. Department of Corrections (4×) also: Cited "see, e.g."
Alaska · 1993 · confidence medium
Department of Corrections v. Kraus, 759 P.2d 539, 540 (Alaska 1988).
cited Cited as authority (rule) Owen v. Matsumoto
Alaska · 1993 · confidence medium
Kraus, 759 P.2d at 540 (citations and footnotes omitted).
cited Cited as authority (rule) Hertz v. Moses
Alaska · 1992 · confidence medium
Department of Corrections v. Kraus, 759 P.2d 539, 540 (Alaska 1988).
discussed Cited as authority (rule) Olson v. State, Department of Natural Resources
Alaska · 1990 · confidence medium
A distinctly different although related constitutional principle is that when an agency decision is purportedly based upon a record, “[ajgency reliance on evidence not in the record is a fundamental defect amounting to a failure of due process.” Department of Corrections v. Kraus, 759 P.2d 539, 541 (Alaska 1988) (citing Fairbanks, 611 P.2d at 495 ).
discussed Cited as authority (rule) Hertz v. Carothers
Alaska · 1990 · confidence medium
In Department of Corrections v. Kraus, 759 P.2d 539, 540 (Alaska 1988) we reaffirmed the holding in McGinnis and determined that the judicial review of inmate disciplinary proceedings, when constitutionally required, must be conducted as an appeal rather than any other type of proceeding.
discussed Cited "see" Al-Shabazz v. State
S.C. · 2000 · signal: see · confidence high
See Owen v. Matsumoto, 859 P.2d 1308 (Alaska 1993) and Department of Corrections v. Kraus, 759 P.2d 539 (Alaska 1988) (inmate may obtain judicial review of major prison disciplinary actions under APA, but must challenge sentence calculations in PCR); Armistead v. Phelps, 365 So.2d 468 (La.1978) (inmate may obtain judicial review of disciplinary proceeding under APA); Bryant v. Department of Pub.
discussed Cited "see, e.g." Welton v. State, Dept. of Corrections (2×)
Alaska · 2014 · signal: see also · confidence medium
Here, the limited paper record produced by the DOC’s informal grievance process is inadequate for appellate review, and the grievance process itself lacks several 15 See Owen v. Matsumoto, 859 P.2d 1308, 1308-10 (Alaska 1993). 16 Id. at 1308 . 17 Id. at 1310 . 18 543 P.2d 1221, 1236 (Alaska 1975); see also Dep’t of Corr. v. Kraus, 759 P.2d 539, 540 (Alaska 1988). 19 McGinnis, 543 P.2d at 1236 . 20 759 P.2d at 540 (citations omitted). -6- 6861 important hallmarks of an adjudication.
discussed Cited "see, e.g." DeRemer v. State, Department of Corrections
Alaska · 2013 · signal: see also · confidence medium
AS 33.30.295 (judicial review of prisoner disciplinary decisions); see also Dep't of Corr. v. Kraus, 759 P.2d 539, 540 (Alaska 1988) (holding that judicial review of major disciplinary proceedings should be conducted as appeals). .
Retrieving the full opinion text from the archive…
DEPARTMENT OF CORRECTIONS, Petitioner,
v.
Bill KRAUS, Respondent; Roger ENDELL, Petitioner, v. Gary M. WINTER, Respondent
S-2128, S-2196.
Alaska Supreme Court.
Aug 26, 1988.
759 P.2d 539
J. Frank Prewitt, Asst. Atty. Gen., Anchorage, Larry A. McKinstry, Asst. Atty. Gen., and Grace Berg Schaible, Atty. Gen., Juneau, for petitioners Dept, of Corrections and Roger Endell., Gary M. Winter, Anchorage, pro se., Sen K. Tan, Asst. Public Defender, Anchorage, and Dana Fabe, Public Defender, amicus curiae.
Matthews, Witz, Burke, Compton, Moore.
Cited by 22 opinions  |  Published

OPINION

MATTHEWS, Chief Justice.

Bill Kraus and Gary Winter were Alaskan prisoners who were sanctioned for violating prison rules. A prison disciplinary committee punished Kraus by imposing a sentence of ten days in punitive segregation and ninety days loss of good time [1] for striking another prisoner. Winter lost fifteen days of good time for lying to a prison official. Kraus and Winter unsuccessfully appealed to the prison Superintendent, and then to the Regional Director of the Department of Corrections. They then filed administrative appeals in the superior court pursuant to Appellate Rule 602. The state moved to dismiss each case, contending that the agency action was not appealable and that the court lacked jurisdiction.[*540] These motions were denied and we granted the state’s petition for review.

In McGinnis v. Stevens, 543 P.2d 1221, 1236 (Alaska 1975), we had occasion to review in detail the constitutional and statutory rights of Alaska prisoners in prison discipline proceedings, and the judicial review of such proceedings. We concluded that while “the inmate has no automatic right of appeal to the courts of Alaska,” id. at 1236, judicial review is available where “fundamental constitutional rights are alleged to be abridged in disciplinary proceedings.” Id. at n. 45. [2]

The state acknowledges that McGinnis requires that prisoners have a right to judicial review of major [3] disciplinary proceedings where issues of constitutional magnitude are raised, but argues that such review should not be conducted as an appeal but rather in another type of proceeding. They suggest Criminal Rule 35.1 (request for post-conviction relief), Civil Rule 86 (petition for writ of habeas corpus), 42 U.S.C. § 1983 (civil rights action), or some other kind of civil action.

We reject the state’s argument for several reasons. First, in McGinnis we referred to the judicial review of major disciplinary proceedings as an appeal. Id. at 1236. Second, we agreed with that aspect of the superior court decision in McGinnis which stressed that the review would be based on the tape recording of the disciplinary proceedings. Id. at 1235 n. 43, 1236. A review on the record, as distinct from the de novo reception of evidence, is a characteristic of appeals. Southeast Alaska Conservation Council, Inc. v. State, 665 P.2d 544, 549 (Alaska 1983); State v. Lundgren Pac. Constr. Co., 603 P.2d 889, 898 (Alaska 1979) (Matthews, J., concurring); cf. Appellate Rule 609. [4] Third, this court has consistently shown a preference for reviewing adjudicative decisions of an administrative agency by means of an appeal. In Winegardner v. Greater Anchorage Area Borough, 534 P.2d 541, 545 (Alaska 1975), we stated:

Whether Appellate Rule 45 [now Appellate Rules 601-609] applies is not determined by labeling a case an appeal or a new proceeding. The essential question is a functional one: does the claim before the superior court challenge a prior administrative decision? If the answer is affirmative, Appellate Rule 45 applies.

This functional test is plainly met in the present case. See also Owsichek v. State, Guide Licensing and Control Board, 627 P.2d 616, 619 (Alaska 1981); Lundgren Pac. Constr., 603 P.2d at 896;, Keiner v. City of Anchorage, 378 P.2d 406 (Alaska 1963). Fourth, appellate review should be less expensive and time consuming than the proceedings suggested by the state, each of which entails discovery and eviden-tiary hearings.

On appeal to the superior court, Kraus raised only one point, namely, that the sanctions imposed by the disciplinary committee were excessive. Mere exces-[*541] siveness of a sanction is not a constitutional violation. Thus Kraus’ appeal should have been dismissed.

Winter, on the other hand, claimed that the disciplinary committee had relied on evidence which was not presented in the disciplinary proceeding. Agency reliance on evidence not in the record is a fundamental defect amounting to a failure of due process. [5] The trial court did not err in refusing to dismiss Winter’s appeal.

AFFIRMED as to Winter, REVERSED as to Kraus.

1

. A prisoner is entitled to a deduction of one-third of his term of imprisonment if he follows prison rules. AS 33.20.010. Violating prison rules can lead to a loss of this deduction. 22 AAC 05.470 (Eff. 9/10/77).

2

. In McGinnis we cited K & L Distributors, Inc. v. Murkowski, 486 P.2d 351 (Alaska 1971) for the proposition that limited review was available. In Murkowski, review of fundamental constitutional questions was held to be required even though Aere was an applicable statute which explicitly precluded judicial review. The Murkowski court distinguished constitutional rights review from "the broad form of review required under Ae Alaska Administrative Procedure Act.” Id. at 357. It is clear Aat review of prison disciplinary proceedings is not covered by the Alaska Administrative Procedure Act, AS 44.62.010 — .650. Such review is not explicitly precluded by any statute.

3

. No question is raised in these cases concerning whether Ae disciplinary proceedings at issue are “major.” Under the Department’s regulations, Kraus’ and Wmter’s infractions were classified as neiAer "major” nor “minor," but as “high moderate" (in the case of Kraus) and "low moderate" (as to Winter). 22 AAC 05.040. Their infractions, however, are major in the sense of the term employed in McGinnis, because the punishment which each received included loss of statutory good time which we described as one "of the most severe punishments possible at an administrative level.” Id. at 1225 n. 6.

4

.Appellate Rule 609 provides in relevant part:

After notice of appeal to the superior court has been given, Ae superior court shall have power to make such orders as are necessary and proper to aid its appellate jurisdiction. In its discretion Ae superior court may in lieu of an appeal, grant a trial de novo in whole or in part.
5

. City of Fairbanks v. Alaska Public Utilities Commission, 611 P.2d 493, 495 (Alaska 1980).