Simeon Hughes v. Walter Booker, Et Al, 220 F.3d 346. · Go Syfert
Simeon Hughes v. Walter Booker, Et Al, 220 F.3d 346. Cases Citing This Book View Copy Cite
73 citation events (39 in the last 25 years) across 8 distinct courts.
Strongest positive: Doe, SORB No. 22164 v. Sex Offender Registry Board (massappct, 2023-09-28)
Treatment trajectory · 1995 → 2026 · click a year to view as-of
1995 2010 2026
Top citers, strongest first. 19 distinct citers. How cited ↗
discussed Cited as authority (rule) Doe, SORB No. 22164 v. Sex Offender Registry Board
Mass. App. Ct. · 2023 · confidence medium
Cf. Eskridge v. Washington State Bd. of Prison Terms & Paroles, 357 U.S. 214, 216 (1958) (holding that "[t]he conclusion of the trial judge that there was no reversible error in the trial cannot be an adequate substitute for the right to full appellate review available to all defendants . . . who can afford the expense of a transcript"); Hughes v. Booker, 220 F.3d 346, 353 (5th Cir. 2000) (where defendant is "denied the effective assistance of an appellate advocate," appellate court's "independent review of the record cannot remedy this denial"). 13 The majority concludes that filing for recla…
discussed Cited as authority (rule) Ronnie Payne v. Patricia Stansberry
D.C. Cir. · 2014 · confidence medium
See, e.g., Evitts, 469 U.S. at 390-91 , 105 S.Ct. 830 ; Lewis v. Johnson, 359 F.3d 646, 662 (3d Cir.2004); Hughes v. Booker, 220 F.3d 346, 348, 353 (5th Cir.2000); Mapes v. Tate, 388 F.3d 187, 195 (6th Cir.2004); Shaw v. Wilson, 721 F.3d 908, 910 (7th Cir.2013); Johnson v. Champion, 288 F.3d 1215, 1230 (10th Cir.2002).
cited Cited as authority (rule) Woodard v. Thaler
S.D. Tex. · 2010 · confidence medium
“A criminal defendant has a constitutional right to receive effective assistance of counsel in his first appeal.” Hughes v. Booker, 220 F.3d 346, 348 (5th Cir.2000).
cited Cited as authority (rule) Boykin v. State
Miss. Ct. App. · 2006 · confidence medium
Hughes v. Booker, 220 F.3d 346, 348 (5th Cir.2000).
discussed Cited as authority (rule) Gutierrez v. Dretke
W.D. Tex. · 2005 · confidence medium
See Roe v. Flores-Ortega, 528 U.S. 470, 477, 482 , 120 S.Ct. 1029, 1034, 1037 , 145 L.Ed.2d 985 (2000) (holding the dual prongs of Strickland apply to complaints of ineffective appellate counsel and recognizing in cases involving “attorney error,” the defendant must show prejudice); Smith v. Robbins, 528 U.S. at 287-89, 120 S.Ct. at 765-66 (holding petitioner who argued his appellate counsel rendered ineffective assistance by failing to file a merits brief must satisfy both prongs of Strickland); Hughes v. Booker, 220 F.3d 346, 349 (5th Cir.2000) (where a petitioner argues his appellate co…
discussed Cited as authority (rule) Townsend v. State
Miss. · 2003 · confidence medium
The Turner v. State, 818 So.2d 1186, 1189 (Miss.2001), requirements are that appellate counsel must: (1) determine that the defendant is "unlikely to prevail on appeal." Smith v. Robbins, 528 U.S. 259, 279 , 120 S.Ct. 746, 761 , 145 L.Ed.2d 756 ; (2) file a brief indicating "that he scoured the record thoroughly." Hughes v. Booker, 220 F.3d 346, 351 (5th Cir.2000), and "referring to anything in the record that might arguably support the appeal." Anders v. California, 386 U.S. 738, 744 , 87 S.Ct. 1396, 1400 , 18 L.Ed.2d 493 , and (3) advise the client of his right to file a pro se supplemental …
discussed Cited as authority (rule) Brewer v. State
Miss. · 2003 · confidence medium
Turner v. State, 818 So.2d 1186,1189 (Miss.2001), requires that appellate counsel must: (1) determine that the defendant is "unlikely to prevail on appeal." Smith v. Robbins, 528 U.S. 259, 279 , 120 S.Ct. 746, 761 , 145 L.Ed.2d 756 , (2) file a brief indicating "that he scoured the record thoroughly." Hughes v. Booker, 220 F.3d 346, 351 (5th Cir.2000), and "referring to anything in the record that might arguably support the appeal." Anders v. California, 386 U.S. 738, 744 , 87 S.Ct. 1396, 1400 , 18 L.Ed.2d 493 , and (3) advise client of his right to file a pro se supplemental brief.
discussed Cited as authority (rule) Sayles v. State
Miss. · 2002 · confidence medium
Id. at 352. [4] The listed issues are identical to the ones raised in Sayles's motion for JNOV: (1) the proof was insufficient to sustain a verdict of guilty; (2) the verdict was against the overwhelming weight of the evidence; (3) the failure of the circuit court to sustain Sayles's motion for a mistrial; (4) the circuit court erred in failing to grant Sayles's precautionary instruction regarding the use of Penny Sayles's prior statement; (5) the circuit court erred in sustaining objections of the State; (6) the circuit court erred in overruling objections by Sayles's attorney; and (7) the ci…
cited Cited as authority (rule) Hughes v. State
Miss. · 2001 · confidence medium
Hughes v. Booker, 220 F.3d 346, 353 (5th Cir.2000).
cited Cited as authority (rule) Brown v. State
Miss. · 2001 · confidence medium
Id. at 352. ¶ 17.
discussed Cited as authority (rule) Larry J. Brewer v. State of Mississippi
Miss. · 2001 · confidence medium
Turner v. State, 818 So. 2d 1186, 1189 (Miss. 2001), requires that appellate counsel must: (1) determine that the defendant is “unlikely to prevail on appeal.” Smith v. Robbins, 528 U.S. 259, 279 , 120 S.Ct. 746, 761 , (2) file a brief indicating “that he scoured the record thoroughly.” Hughes v. Booker, 220 F.3d 346, 351 (5th Cir. 2000), and “referring to anything in the record that might arguably support the appeal.” Anders v. California, 386 U.S. 738, 744 , 87 S.Ct. 1396, 1400 , and (3) advise client of his right to file a pro se supplemental brief.
discussed Cited as authority (rule) Burdine v. Johnson (2×)
5th Cir. · 2001 · confidence medium
See, e.g., Geders, 425 U.S. at 91 (court prevented defendant from consulting with counsel during overnight recess between defendant's direct and cross-examination); Davis v. Alaska, 415 U.S. 308, 318 (1974) (presumed-prejudice where defendant denied right of effective cross-examination); Hamilton, 368 U.S. at 55 (defendant denied counsel at arraignment); Hughes v. Booker, 220 F.3d 346, 352 (5th Cir. 2000) (attorney withdrew from representation of defendant on appeal without filing sufficient brief); Russell, 205 F.3d at 770-72 (testimony implicating defendant in conspiracy presented during cou…
examined Cited as authority (rule) Overstreet v. State (4×)
Miss. · 2001 · confidence medium
Id. at 348.
discussed Cited as authority (rule) Turner v. State (2×)
Miss. · 2001 · confidence medium
Id. at 352.
examined Cited as authority (rule) Calvin Jerold Burdine v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division (6×) also: Cited "see"
5th Cir. · 2000 · confidence medium
See, e.g., Geders, 425 U.S. at 91 (court prevented defendant from consulting with counsel during overnight recess between defendant’s direct and cross-examination); Hamilton, 368 U.S. at 55 , 82 S.Ct. 157 (defendant denied counsel at arraignment); Hughes v. Booker, 220 F.3d 346, 352 (5th Cir.2000) (attorney withdrew from representation of defendant on appeal without filing sufficient brief); United States v. Russell, 205 F.3d 768, 770-72 (5th Cir.2000) (testimony implicating defendant in conspiracy presented during counsel’s two-day absence due to illness); Blankenship v. Johnson, 118 F.3d…
discussed Cited as authority (rule) Kelvin Turner v. State of Mississippi
Miss. · 1999 · confidence medium
Second, counsel must file a brief indicating "that he scoured the record thoroughly," Hughes v. Booker, 220 F.3d 346, 351 (5th Cir. 2000), and include in the brief "anything in the record that might arguably support the appeal." Anders v. California, 386 U.S. 738, 744-45 , 87 S.Ct. 1396 , 18 L.Ed.2d 493 (1967).
cited Cited as authority (rule) Simeon Hughes v. State of Mississippi
Miss. · 1995 · confidence medium
Hughes v. Booker, 220 F.3d 346, 353 (5th Cir. 2000).
discussed Cited as authority (rule) Robert Lee Townsend v. State of Mississippi
Miss. · 1995 · confidence medium
The Turner v. State, 818 So. 2d 1186, 1189 (Miss. 2002), requirements are that appellate counsel must: (1) determine that the defendant is “unlikely to prevail on appeal.” Smith v. Robbins, 528 U.S. 259, 279 , 120 S. Ct. 746, 761 ; (2) file a brief indicating “that he scoured the record thoroughly.” Hughes v. Booker, 220 F. 3d 346, 351 (5th Cir. 2000), and “referring to anything in the record that might arguably support the appeal.” Anders v. California, 386 U.S. 738, 744 , 87 S.Ct. 1396, 1400 , and (3) advise the client of his right to file a pro se supplemental brief.
cited Cited "see" Ford v. Johnson
5th Cir. · 2000 · signal: see · confidence high
See Hughes v. Booker, 220 F.3d 346, 348 (5th Cir. 2000) (citing Lindh v. Murphy, 117 S. Ct. 2059 (1997)).
Retrieving the full opinion text from the archive…
Simeon Hughes
v.
Walter Booker, Et Al

UNITED STATES COURT OF APPEALS FIFTH CIRCUIT

____________

No. 98-60786 ____________

SIMEON HUGHES, Petitioner-Appellee, versus

WALTER BOOKER, et al., Respondents-Appellants.

Appeal from the United States District Court for the Southern District of Mississippi February 24, 2000 Before JOLLY, EMILIO M. GARZA, and BENAVIDES, Circuit Judges. EMILIO M. GARZA, Circuit Judge: Walter Booker, Superintendent of the Mississippi State Penitentiary at Parchman (“the State”), appeals the district court’s decision granting appellee Simeon Hughes’ (“Hughes”) motion for a writ of habeas corpus because he received ineffective assistance of appellate counsel in violation of Anders v. California, 386 U.S. 738, 87 S. Ct. 1396, 18 L. Ed.2d 493 (1967) and Penson v. Ohio, 488 U.S. 75, 109 S. Ct. 346, 102 L. Ed.2d 300 (1988). We affirm. Hughes was convicted of armed robbery in Mississippi state court and subsequently sentenced as a habitual offender to thirty-four years in prison. On direct appeal to the Mississippi Supreme Court, Hughes’ appointed counsel filed a brief alleging no specific error and arguing only that: Following a review of the transcript and record excerpt I do not believe that any substained [sic] issue evidencing reversible error exists in the trial of this cause. Nevertheless, the Defendant requests a review of the trial transcript and record excerpt by the Mississippi Supreme court for legal sufficiency of the evidence and for any substantial error committed during the course of the trial. Finally according to Kinningsworth v. State [sic] I have provided the Defendant, Simeon [H]ughes, notice of his right to appeal pro se by certificate of service. Although Hughes was granted additional time in which to file a pro se appellate brief, Hughes declined to do so. The Mississippi Court of Appeals affirmed Hughes’ conviction in an unpublished opinion.[1] Hughes’ pro se application for state post-conviction relief was denied. Hughes then filed the instant petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 in the district court. As grounds for relief, he alleged that he had been denied his constitutional right to a direct appeal and that he had received ineffective assistance of appellate counsel because his attorney had (1) filed a brief raising no specific issues, and (2) failed to object to a defective indictment. The district court—adopting a modified version of the magistrate judge’s reco mmendation— found that Hughes had been denied effective asistance of counsel and that the decision of the Mississippi Supreme Court on Hughes’ post-conviction motion was an unreasonable application of federal law. Accordingly, the district court ordered that Hughes’ habeas petition be granted unless the State afforded him an out-of-time direct appeal with the assistance of competent counsel.

[*347]

Hughes filed his habeas petition after April 24, 1996, and it therefore subject to the Anti-

Terrorism and Effective Death Penalty Act of 1996 (“AEDPA”). See Lindh v. Murphy, 521 U.S.

320, 336, 117 S. Ct 2059, 138 L. Ed.2d 481, ___ (1997). Because we agree with the district court that the Mississippi Supreme Court’s decision was “on the merits,” under AEDPA, we may not grant collateral relief unless the Mississippi Supreme Court’s opinion:

(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.

28 U.S.C. 2254(d).

A criminal defendant has a constitutional right to effective assistance of counsel in his first

appeal as of right. See Evitts v. Lucey, 469 U.S. 387, 393-95, 105 S. Ct 830, 834, 83 L. Ed.2d 821, ___ (1985). In Penson v. Ohio, the Supreme Co urt distinguished between two types of claims involving denial of assistance of appellate counsel. First, where a petitioner argues that counsel failed to assert or fully brief a particular claim, he must show t hat his attorney’s performance was both deficient and prejudicial. See Penson, 488 U.S. at 84, 109 S. Ct. 352-54, 102 L. Ed.2d 300 (citing

Strickland v. Washington, 466 U.S. 668, 689-94, 104 S. Ct. 2052, 2065-67, 80 L. Ed.2d 674, ___

(1984)). Second, where the complained-of performance of counsel constituted an actual or constructive complete denial of the assistance of counsel, prejudice is presumed. See id., 488 U.S. at 88-89, 109 S. Ct. at 354, 102 L. Ed. 2d at ___ (“the actual or constructive denial of the assistance of counsel altogether is legally presumed to result in prejudice”) (citation omitted); see also Sharp v. Puckett, 930 F.2d 450, 451-52 (5th Cir. 1991).

[*348]

Penson considered the consequences of an attorney’s withdrawal from representation without filing a sufficient brief as required by Anders v. California, 386 U.S. 738, 87 S. Ct. 1396, 18 L. Ed.

493. In Anders, the Supreme Court recognized that counsel could withdraw from representation without denying an appellant fair representation only where certain safeguards were followed.[2] See id. at 744, 87 S. Ct. at 1400, 18 L. Ed. 493 at ___.

We have previously held that a defendant is constructively denied effective assistance of counsel where counsel on direct appeal filed a brief asserting no grounds for appeal and requesting only a review of the record for patent errors. See Lofton v. Whitley, 905 F.2d 885 (5th

Cir. 1990); Lombard v. Lynaugh, 868 F.2d 1475, 1480 (5th Cir. 1989). Here, counsel did not file an Anders brief or seek to withdraw from representation. Instead, Hughes’ attorney filed a brief stating that he could find no issue “evidencing reversible error.” We agree with the district court that this was the functional equivalent of withdrawing from representation without complying with the requirements of Anders.[3] See Lofton, 905 F.2d at 888 (“Lofton may have been formally represented by counsel, but the failure to raise any grounds for appeal was the equivalent of his attorney’s withdrawal.”); see also Lombard, 868 F.2d at 1480 (finding constructive denial of counsel where attorney “did nothing to attempt to aid Lombard’s appeal beyond the initial perfecting of the appeal itself.”). Accordingly, under Penson, we apply a presumption of prejudice.

[*349]

The State contends that Hughes should nonetheless be denied relief because the only specific appellate issue that he raises —that his indictment was defective because it did not conclude with the phrase “against the peace and dignity of the state”—is without merit. Our previous cases applying Penson have indeed emphasized either that there were non-frivolous issues for direct appeal, see Lombard, 868 F.2d at 1484 (“[F]or it is in any even clear that if, as here, there are one or more indisputably nonfrivolous issues for appeal, counsel must do more than simply file a wholly conclusory ‘no merit’ brief . . . .”); Lofton, 905 F.2d at 890 (“Our review of the record without the benefit of counsel reveal at least one issue that may have not been frivolous, even if Lofton might have lost an appeal”), or that the court could not determine whether nonfrivolous issues existed, cf. Lofton, 905 F.2d at 890 (“Because we cannot determine that there would have been no nonfrivolous grounds for appeal, and because Lofton’s appellate counsel asserted no grounds for appeal yet failed to follow the Anders procedures, we hold that

Lofton is entitled to relief.”). In Lombard, we expressly left open the question of whether there

“would be any entitlement to [habeas] relief if there had been no nonfrivolous appellate issue or, assuming arguendo that the inquiries differ, if we could and did determine beyond a reasonable doubt that the conviction would have been affirmed on direct appeal had there been fully effective appellate counsel. Lombard, 868 F.2d at 1484.

Here, the district court found that, at the time that Hughes filed his appellate brief, at least one nonfrivolous issue—the form of Hughes’ indictment—existed. While we agree with the district court on this point, we also agree with the State that this is no longer a valid argument.[4]

[*350]

Nonetheless, we hold that the district court was correct in granting Hughes habeas relief. In presenting its argument, the State essentially asks us to conduct a harmless error or prejudice analysis. This ignores the clear import of Penson: Once we determine that a defendant has been

constructively denied appellate counsel — as we have here—“any discussion even flirting with the language of Strickland’s prejudice or harmless error analysis is unnecessary.” Lombard, 868 F.2d

at 1487 (Goldberg, J., specially concurring); see also Penson, 488 U.S. at 88, 109 S. Ct. at 353, ___ L. Ed.2d __ (“It is therefore inappropriate to apply either the prejudice requirement of Strickland or the harmless-error analysis of Chapman.”).5

More significantly, as the district court correctly noted, the Mississippi Court of Appeals

did not examine the record to determine if any nonfrivolous appellate issues existed. Nor did the district court make such a determination. It is not the role of this court to scour the record

—unassisted by an Anders brief or a state court ruling—in an effort to identify nonfrivolous

appellate issues. The essence of Hughes’ constitutional deprivation was that he was denied the effective assistance of an appellate advocate; our independent review of the record cannot remedy this denial. Cf. Lofton, 905 F.2d at 888 (“[W]hen a court had to consider the record without the advice of counsel, reversal was mandated.”).

[*351]

Accordingly, we find that the district court was correct in holding that the Mississippi Supreme Court’s decision was based upon an unreasonable application of Anders and Penson. The judgment of the district court is therefore AFFIRMED.

[*352]

JOLLY, Circuit Judge, concurring specially:

I agree that the result we reach today is required by Penson’s holding that an irrebuttable presumption of prejudice arises when a defendant is effectively denied the right to counsel on appeal. I write separately, however, to point out that the net effect of the relief that we grant today is zero, where, over the several years this case has been percolating through the courts, neither anyone nor any court has identified an issue of the slightest arguable merit. Hughes will be granted an opportunity to file an out-of-time direct appeal of his conviction, competent appellate counsel will file an Anders brief in Mississippi state court, a habeas petition will be filed in federal district court, and after the passage of much time and expense, our court will be placed in an almost identical situation as we are today--considering the merits of an appeal that is meritless. However, because our court is bound by the Supreme Court’s holdings in Penson and Anders, I concur in this exercise.


1 In affirming Hughes’ conviction, the Mississippi court stated: “On appeal, Hughes does not raise any specific issue before this Court. Hughes states that he can find no specific instance of reversible error in this cause. . . . Because Hughes fails to show error on the part of the trial court, we affirm his conviction. . . . This Court will not assume the burden of briefing any issue which the Appellant, aided by counsel, cannot find or claim as error. The brief filed on behalf of Hughes contains neither argument nor support authorities. Accordingly, Hughes cannot overcome the presumption of correctness accorded to the trial court’s judgment.”
2 Under Anders,counsel must conduct a“conscientious examination” of the case before seeking permission to withdraw from a case. See id. at 744, 87 S.Ct. at 1400, 18 L. Ed. 300. That request must be accompanied by a brief to the appellate court “referring to anything in the record that might arguably support the appeal.” id. The appellate court must then conduct a “full examination of all the proceeding[s] to decide whether the case is wholly frivolous.” Id.
3 The State argues that Hughes’ attorney complied with the allegedly more stringent withdrawal requirements of Killingsworth v. State, 490 So.2d 849 (Miss. 1986). We disagree. Under Killingsworth, counsel who believes his client’s appeal is without merit must (1) fully represent to the court why the case is meritless and (2) send a copy of that representation to the defendant. The defendant will then be furnished reasonable opportunity to file his own comments with the court. See id., 490 So.2d at 851. Here, while Hughes’ counsel informed Hughes o f his right to file a pro se appellate brief, he failed to fully represent to the court (or his client) why he viewed Hughes’ case as without merit.
4 Hughes’ indictment, which both mentioned and expressly incorporated a “habitual offender” exhibit, concluded with the term “against the peace and dignity of The State of Mississippi.” This satisfies the requirement of §169 of the Mississippi Constitution. See Earl v. State, 672 So.2d 1240, 1244 (Miss. 1996) (finding that indictment charging defendant with “the habitual offender allegations as set forth in the attachment hereto” satisfied § 169 as long as it concluded with the required term). Accordingly, at least following Earl, the defective-indictment issue is frivolous.
5 The State additionally argues that Hughes waived his right to raise the defective indictment issue on direct appeal and that the issue would be pro cedurally barred if raised on a subsequent direct appeal. For the reasons set forth directly above, this claim is irrelevant in light of our finding that Hughes was constructively denied appellate representation.