United States v. Theodore Roosevelt Wallace, 368 F.2d 537 (4th Cir. 1966). · Go Syfert
United States v. Theodore Roosevelt Wallace, 368 F.2d 537 (4th Cir. 1966). Cases Citing This Book View Copy Cite
53 citation events (2 in the last 25 years) across 15 distinct courts.
Strongest positive: United States v. James Matheny (ca4, 2013-05-02)
Treatment trajectory · 1967 → 2026 · click a year to view as-of
1967 1996 2026
Top citers, strongest first. 12 distinct citers. How cited ↗
cited Cited as authority (rule) United States v. James Matheny
4th Cir. · 2013 · confidence medium
We have held that § 111 “does not proscribe reasonable force employed in a justifiable belief that it is exerted in self-defense.” United States v. Wallace, 368 F.2d 537, 538 (4th Cir.1966).
discussed Cited as authority (rule) United States v. Reuben Alvarez, Jr.
4th Cir. · 2011 · confidence medium
Section 111 “does not proscribe reasonable force employed in a justifiable belief that it is exerted in self-defense.” United States v. Wallace, 368 F.2d 537, 538 (4th Cir.1966). “[T]he quantum of force which one may use in self-defense is proportional to the threat which he reasonably apprehends.” United States v. Black, 692 F.2d 314, 318 (4th Cir.1982). “[Wjhere a defendant charged with violating § 111 claims that he was unaware that the victim was a federal officer, the question becomes: would the defendant have been justified, because of the agent’s actions, in using force aga…
discussed Cited as authority (rule) State v. Bradley
Wash. · 2000 · confidence medium
See, e.g., Staats v. Brown, 139 Wash.2d 757 , 991 P.2d 615 (2000). [1] Justice Oliver Wendell Holmes, Brown v. United States, 256 U.S. 335, 343 , 41 S.Ct. 501 , 65 L.Ed. 961 , 18 A.L.R. 1276 (1921). [2] Fourth Circuit— United States v. Stotts, 113 F.3d 493, 496-97 (4th Cir.1997) (approving instruction, which stated "If the Correctional Officer uses more force than appears reasonably necessary, the person stopped may defend against the excessive force ....") (emphasis added); United States v. Wallace, 368 F.2d 537, 538 (4th Cir.1966) (federal statute governing assault on an officer "does not p…
discussed Cited as authority (rule) State v. Bradley
Wash. · 2000 · confidence medium
Fourth Circuit— United States v. Stotts, 113 F.3d 493, 496-97 (4th Cir. 1997) (approving instruction, which stated “If the Correctional Officer uses more force than appears reasonably necessary, the person stopped may defend against the excessive force .. ..” (emphasis added)); United States v. Wallace, 368 F.2d 537, 538 (4th Cir. 1966) (federal statute governing assault on an officer “does not proscribe reasonable force employed in a justifiable belief that it is exerted in self-defense” (emphasis added)); Fifth Circuit —Hudson v. Hughes, 98 F.3d 868 , 873 n.2 (5th Cir. 1996) (quo…
discussed Cited as authority (rule) United States v. Jerry Span, United States of America v. Darlene Span
9th Cir. · 1992 · confidence medium
See, e.g., United States v. Frizzi, 491 F.2d 1231 , 1232 n. 2 (1st Cir.1974) (‘‘We of course do not suggest that self defense against unreasonable 'standing up’ for [the officer's own] authority ... would subject the resister to liability under 18 U.S.C. § 111 .”); United States v. Wallace, 368 F.2d 537, 538 (4th Cir.1966) (section 111 “does not proscribe reasonable force employed in a justifiable belief that it is exerted in self-defense”), cert. denied, 386 U.S. 976 , 87 S.Ct. 1169 , 18 L.Ed.2d 136 (1967); Dag E.
discussed Cited as authority (rule) United States v. Juan Ramon Fernandez
9th Cir. · 1974 · signal: cf. · confidence medium
(See United States v. McKenzie (2d Cir. 1969) 409 F.2d 983, 986 ; United States v. Rybicki (6th Cir. 1968) 403 F.2d 599, 601-602 ; Burke v. United States (5th Cir. 1968) 400 F.2d 866, 868 ; cf. United States v. Wallace, supra, 368 F.2d at 538.) 7 Thus, while the word “assault” in a criminal law generally does not imply that knowledge is an element of the offense, the word “assault” in section 111 must be viewed in light of its context.
discussed Cited as authority (rule) United States v. Louis Irving Perkins (2×)
1st Cir. · 1973 · confidence medium
United States v. Goodwin, 440 F.2d 1152, 1156 (3d Cir. 1971); United States v. Ganter, 436 F. 2d 364, 367 (7th Cir. 1970); United States v. Wallace, 368 F.2d 537, 538 (4th Cir. 1966), cert. denied, 386 U.S. 976 , 87 S.Ct. 1169 , 18 L.Ed.2d 136 (1967); see Morissette v. United States, 342 U.S. 246 , 72 S.Ct. 240 , 96 L.Ed. 288 (1952).
discussed Cited as authority (rule) United States v. Willie Goodwin, Jr.
3rd Cir. · 1971 · confidence medium
This distinction is dictum in the following cases: United States v. McKenzie, 409 F.2d 983, 986 (2d Cir. 1969) ; Burke v. United States, 400 F.2d 866, 868 (5th Cir. 1968), cert. denied, 395 U.S. 919 , 89 S.Ct. 1771 , 23 L.Ed.2d 237 (1969) ; United States v. Wallace, 368 F.2d 537, 538 (4th Cir. 1966), cert. denied, 386 U.S. 976 , 87 S.Ct. 1169 , 18 L.Ed.2d 136 (1967).
discussed Cited as authority (rule) United States v. Steven Ganter
7th Cir. · 1970 · confidence medium
United States v. Wallace, 368 F.2d 537, 538 (4th Cir. 1966); United States v. Lomardozzi, 335 F.2d 414, 416 , 10 A.L.R.3d 826 (2nd Cir. 1964); see also Burke v. United States, 400 F.2d 866, 868 (5th Cir. 1968).” (Footnotes omitted).
examined Cited as authority (rule) United States v. Edwin Affron Kartman (4×)
9th Cir. · 1969 · confidence medium
United States v. Wallace, 368 F.2d 537, 538 (4th Cir. 1966); United States v. Lomardozzi, 335 F.2d 414, 416 , 10 A.L.R.3d 826 (2d Cir. 1964); see also Burke v. United States, 400 F.2d 866, 868 (5th Cir. 1968). 4 Acceptance of this conclusion, however, establishes the premise of defendant’s alternative argument, namely, that the inclusion in the indictment of an allegation of specific knowledge was error.
discussed Cited as authority (rule) United States v. Colin Emanuel McKenzie (2×)
2d Cir. · 1969 · confidence medium
See also Burke v. United States, 400 F.2d 866 (5th Cir. 1968); United States v. Heliczer, 373 F.2d 241, 248 (2d Cir.), cert. denied 388 U.S. 917 , 87 S.Ct. 2133 , 18 L.Ed.2d 1359 (1967); United States v. Wallace, 368 F.2d 537, 538 (4th Cir. 1966).
discussed Cited "see, e.g." United States v. Carlos Marcello (2×)
5th Cir. · 1970 · signal: see also · confidence low
See also United States v. Wallace, 4 Cir., 1966, 368 F.2d 537, 1967 , cert. denied, 386 U.S. 976 , 87 S.Ct. 1169 , 18 L.Ed.2d 136 ; United States v. Lombardozzi, 2 Cir., 1964, 335 F.2d 414 , 10 A.L.R.3d 826 , cert. denied, 379 U.S. 914 , 85 S.Ct. 261 , 13 L.Ed.2d 185 . 11.
Retrieving the full opinion text from the archive…
UNITED STATES of America, Appellee,
v.
Theodore Roosevelt WALLACE, Appellant
10712_1.
Court of Appeals for the Fourth Circuit.
Oct 27, 1966.
368 F.2d 537
Donald R. Taylor, Williamsburg, Va. (Court-appointed counsel), for appellant., Roger T. Williams, Asst. U. S. Atty. (C. V. Spratley, Jr., U. S. Atty., on brief), for appellee.
Haynsworth, Boreman, Craven.
Cited by 39 opinions  |  Published
HAYNSWORTH, Chief Judge.

Wallace complains of his conviction of a violation of 18 U.S.C.A. § 111 as a result of an assault committed by him upon an agent of the Alcohol and Tobacco Tax Division. His complaint is that the District Court, to whom the case was tried without a jury, did not specifically resolve the factual question of the defendant’s knowledge, at the time of the assault, that the victim was a federal agent. Even if that knowledge was absent at the time, we think the statutory offense was committed and the defendant properly convicted.

The defendant was working in an illicit still when it was raided by law enforcement officials, among them, an agent of the Alcohol and Tobacco Tax Division. According to the officers, the federal agent announced and identified himself, but the defendant claimed that he heard no such announcement and did not recognize the intruder. He struck at and hit the federal agent with a heavy stick or club before he was subdued.

Though the record would have abundantly justified a specific finding that the defendant did know that the man who approached him was a federal revenue agent, the District Court, nevertheless, declined to make that specific finding upon the ground that such knowledge was not an essential element of the offense. .

In this posture of the case, we would be required to remand the case for additional findings of fact, unless we accept the District Court’s theory of the reach of the statute. We do agree with it on that score, and, accordingly, affirm.

Title 18, § 111 prescribes a penalty for a forcible assault upon or interference with a federal official as defined in § 1114 while the official is "engaged in or on account of the performance of his official duties.” The statute contains no words which can reasonably be said to require that the actor know at the time that the victim of the assault, or the person with whom he interferes, is a federal officer engaged in his official duty.

In many cases it has been assumed that the requirement of scienter was implicit in the statute. The assumption prob[*538] ably sprang from Pettibone v. United States, 148 U.S. 197, 13 S.Ct. 542, 37 L.Ed. 419, dealing with a different statute of somewhat similar purpose. Such an assumption was made by this Court in Owens v. United States, 4 Cir., 201 F.2d 749, where the issue tendered was the sufficiency of the record to support the finding that the defendant did know the official status of the victim. More recently, in United States v. Chunn, 4 Cir., 347 F.2d 717, we noted the difference of opinion on the subject, but felt it unnecessary to take a firm stand one way or another, since, in that case, it clearly appeared that the defendant did have such knowledge. There is no other case referring to the question in this Court, so that, in this jurisdiction, it is unresolved.

Elsewhere there have been a number of cases holding or assuming that actual knowledge of the federal official status of the victim was a necessary element of the offense. [1]

In McNabb v. United States, 6 Cir., 123 F.2d 848, reversed on other grounds, 318 U.S. 332, 63 S.Ct. 608, 87 L.Ed. 819, it was held that scienter is not a necesesary element of an offense under 18 U.S.C.A. § 1114. That Section makes it unlawful to kill an officer of the United States while engaged in the performance of his official duties or on that account, and, with respect to the legal issue before us, it is indistinguishable from the related § 111. Nonfatal wounding of a federal officer engaged in his official duty requires no more specific intention than § 1114 requires upon a fatal wounding. This was recognized by the Fifth Circuit in Bennett v. United States, 5 Cir., 285 F.2d 567, in which it was held that specific knowledge of the official position of the victim was not an essential element of an offense under § 111.

More recently, the same position has been taken by the Second Circuit in United States v. Lombardozzi, 2 Cir., 335 F.2d 414, and that position was quite recently reaffirmed in United States v. Montanaro, 2 Cir., 362 F.2d 527.

As the Court of Appeals for the Second Circuit observed in Lombardozzi, “the meager legislative history suggests that in section 111 Congress merely sought to provide a federal forum for the trial of cases involving various offenses against federal officers in the performance of official duties.” An attack which would constitute a common law offense of battery, for which the actor could be prosecuted and convicted in a state court, was made by the statute triable and punishable in a federal court if the victim was, in fact, a federal official engaged in the performance of his official duties. Insofar as the statute proscribes resistance, opposition, and intimidation of a federal official or interference with his performance of his official duties, an intentional and unlawful invasion of the rights of the victim is certainly contemplated and the statute does not proscribe reasonable force employed in a justifiable belief that it is exerted in self-defense. So long as the conduct is intended as an unlawful interference with a victim who, in fact, is a federal official engaged in his official duties, the conduct is within the reach of § 111.

Early in the history of this country, the Congress found it necessary to grant customs collectors and others the right to remove state prosecutions against them arising out of the performance of their official duties to a federal court for trial there. [2] It was but a corollary of such statutes that the antecedents of §§ 111 and 1114 were enacted to assure that those who unlawfully attacked or interfered with federal officials engaged[*539] in their official duties were triable in a federal court and were not left to the possibly grave uncertainties of retribution in a state court in which the juries might be quite unsympathetic to the federal purpose. Knowledge that the victim was a federal official engaged in the performance of his official duties is critical at the time of trial, of course, but the underlying considerations of the Congress in the adoption of the statutes do not make such specific knowledge on the part of the defendant at the time the defendant acted an essential element of the offense.

We think the statute was properly construed in Bennett, Lombardozzi and Montanaro. With them, we agree that the offense was made out when it was proven that the defendant struck the revenue agent with the club without the necessity of a specific finding that he heard and understood the declarations of his identity and purpose.

Affirmed.

1

. See, Hargett v. United States, 5 Cir., 183 F.2d 859; United States v. Bell, E.D.N.Y., 219 F.Supp. 260; United States v. Miller, D.Vt., 17 F.R.D. 486; United States v. Page, W.D.Va., 277 F. 459; United States v. Taylor, C.C.E.D.Va., 57 F. 391.

2

. See, for instance, the Act of February 4, 1815, Chap. 31, § 8, 3 Stat. 195-198; the Act of March 2, 1833, Chap. 57, § 3, 4 Stat. 632, 633; Civil Rights Act of 1866, Act of April 9, 1866, 14 Stat. 27.