J-A07036-14
2015 PA Super 32
IN RE: ADOPTION OF: M.R.D. AND IN THE SUPERIOR COURT OF T.M.D., MINOR CHILDREN PENNSYLVANIA
APPEAL OF: M.C., NATURAL FATHER No. 1728 MDA 2013 Appeal from the Decree dated August 19, 2013 In the Court of Common Pleas of Lycoming County Orphans' Court at No: 6365 BEFORE: GANTMAN, P.J., DONOHUE, and STABILE, JJ. OPINION BY STABILE, J.: FILED FEBRUARY 13, 2015 Appellant, M.C. (Father), appeals from the decree of the Court of Common Pleas of Lycoming County, Orphans’ Court Division (trial court), which granted the petition filed by Appellees, M.D. (Mother) and M.D. (Maternal Grandfather), to involuntarily terminate Father’s parental rights to his twin boys, M.R.D. and T.M.D. (Children), pursuant to Section 2511(a)(1) and (b) of the Adoption Act (Act).1 For the reasons set forth below, we reverse. On January 29, 2013, Mother and Maternal Grandfather petitioned the trial court to terminate Father’s parental rights. In their petition, they averred that Father, “for a period of [six] years has evidenced a settled
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child with one parent retaining custody “upon good cause shown”.3 Trial Court Opinion, 8/19/13, at 2. Using E.M.I. as a framework for guiding its decision, the trial court viewed the cause standard under Section 2901 of the Act as one requiring it to determine whether Children would be placed in a new parent-child relationship that would foster the creation of a family unit and further the best interests of Children. Id. In concluding that Mother demonstrated good cause to permit adoption by the Maternal Grandfather to proceed, the trial court found: Mother and Maternal Grandfather have shared parental duties of [Children] since [Children’s] birth on October 14, 2004. . . . After leaving the hospital [Children] and Mother returned to [Maternal] Grandfather’s home where he took on a regular role in diapering and feeding. [Maternal] Grandfather regularly held [one of the boys] to help him fall asleep. Maternal Grandfather got up with [C]hildren in the night. [Children] lived at Maternal Grandfather’s home until they were 22 months old. Thereafter, Maternal Grandfather provided housing for the boys while they lived in Jersey Shore. Maternal 3 Although the trial court did not provide the citation for the statutory reference for “good cause,” we observe that Section 2901 of the Act provides, in part, “[u]nless the court for cause shown determines otherwise, no decree of adoption shall be entered unless the natural parent or parents’ rights have been terminated . . . .” See 23 Pa.C.S. § 2901. Section 2903 of the Act permits retention of parental rights by a parent when adoption of the child is by the spouse. See 23 Pa.C.S. § 2903. Otherwise, Section 2711(d)(1) requires the termination of a living parent’s rights in order for adoption of a child under the age of eighteen to proceed. 23 Pa.C.S. § 2711(d)(1). In R.B.F., which decided two cases involving same sex couples wishing to have one partner adopt the other partner’s legal children, our Supreme Court held that Section 2901 permitted a petitioner to show cause why in a particular case he or she cannot meet the statutory requirements under the Act. See R.B.F., 803 A.2d at 1201-1202. Upon a showing of cause by clear and convincing evidence that the exception sought clearly outweighs the considerations behind Section 2711(d), a court is afforded discretion to determine if the adoption should nevertheless be granted. See id. at 1203. Here, adoption of Children was proposed to be by Maternal Grandfather, a non-spouse.
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Grandfather continues to provide significantly for [Children] through groceries and other assistance. Maternal Grandfather has requested certain work hours around his need to be available to pick [Children] up after school. [Maternal] Grandfather has picked [Children] up regularly from daycare, preschool, kindergarten and first grade. [Maternal] Grandfather knows [Children’s] interests and participates in their activities[.] This involvement in [Children’s] lives has continued and developed at [Children’s] various stages from pretending to be pirates to learning football skills. [Maternal] Grandfather stated that [Children] depend on him. [Maternal] Grandfather has played a regular role in decision making in [Children’s] lives. [Maternal] Grandfather attended school conferences and has dealt with discipline issues as a team with Mother. [Maternal] Grandfather has traveled to doctor’s appointments with Mother. [Maternal] Grandfather and Mother have co-parented [Children]. [Maternal] Grandfather vacations with [Children]. [Maternal] Grandfather assists in homework. [Maternal] Grandfather has disciplined [Children]. [Maternal] Grandfather attends school functions with [Children]. [Maternal] Grandfather has taken [Children] to his place of employment and regularly along on jobs. [Maternal] Grandfather testified that he “raised” his other children the same way he is raising [Children]. [Maternal] Grandfather has been [Children’s] de facto father since birth. It is clear from the testimony presented that Maternal Grandfather and Mother together have raised [Children]. [Maternal] Grandfather’s role in [Children’s] lives extends far beyond the role of a typical grandparent. [Maternal] Grandfather is clearly one half of the parental unit that has raised [Children]. [Maternal] Grandfather’s authority, control and influence over [Children] is equal to that of Mother. Maternal Grandfather has been in the role of parent for [Children] on a nearly daily basis and will continue to do. Maternal Grandfather expressed concern of providing for [Children’s] education and financial future. [Maternal] Grandfather’s present job as an instructor at Pennsylvania College of Technology will provide free tuition for the boys if they are legally adopted by [Maternal] Grandfather.
Id. at 3-5. Based on these facts, the trial court concluded that “[a]doption by Maternal Grandfather in this case would simpl[y] memorialize [the] status quo of [Children’s] lives[, i.e.,] Maternal Grandfather will continue to raise them as his children.” Id. at 5.
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With the threshold question decided, the trial court next addressed Mother’s termination petition under Section 2511(a)(1) and (b), and made the following relevant findings: 1. [Children] were born on October 14th, 2004, in Williamsport, Lycoming County, Pennsylvania. [Children] currently reside with [Mother] [in] Montoursville, Lycoming County, Pennsylvania. [Mother] . . . was born on May 4th, 1979. Mother is currently unmarried. [Maternal Grandfather] . . . was born on April 8th, 1958. He currently resides [in] South Williamsport, Lycoming County, Pennsylvania. Maternal Grandfather is currently married to [M.D.], Maternal Grandmother. 2. . . . [Father] resides [in] Pierre, South Dakota. Mother and Father met while Mother was teaching in South Dakota in 2002. 3. Mother and Father lived together in South Dakota until Mother returned to Pennsylvania in October 2003. 4. Father moved to Pennsylvania briefly in January 2004, but returned to South Dakota.
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.... 17. The parties’ communication became extremely infrequent. 18. Mother received the last written correspondence sent by Father in January of 2007. 19. In the Spring of 2007, Father contacted Mother. Mother felt Father was drunk during this phone call. 20. Mother changed her phone number to an unlisted number following the Spring 2007 phone call. Mother’s address remained unchanged until 2010. Maternal Grandfather’s address remained the same from the time of [Children’s] birth until the hearing on August 13th, 2013. 21. At the time of the hearing on the [p]etition for [t]ermination of parental rights, Father had not seen [Children] since January 2006. 22. At the time of the hearing on the [p]etition for [t]ermination of parental rights, Father had not sent [Children] written correspondence since January 2007. 23. Father did not send cards or gifts to [Children] because he was unsure if Mother’s address had changed. 24. Father contacted an attorney in 2009 to discuss custody. 25. Father knows how to contact Mother’s parents in Pennsylvania. Father had no contact with Mother’s parents. 26. Father has provided little support for [Children] during the first few years of their lives. Father sent Mother money on one occasion and bought gifts on his January 2006 visit. Father has provided no further support. 27. Father has sent little more correspondence than six greeting cards to [Children] throughout their lives. 28. In the [sic] November of 2012, Father called and left a voicemail at Mother’s place of employment, Williamsport Area School District. Mother did not return Father’s phone call. 29. Father filed for custody in December 2012[.] Mother received [n]otice of the proceeding in January 2013. 30. Mother filed her [p]etition for [t]ermination of [p]arental [r]ights on February 5th, 2013. 31. [Children] did not learn of the existence of [Father] until the summer of 2013. 32. Mother informed [Children] of the existence of [Father] due to the pending termination hearing and the fact that [Children] would be speaking with the [g]uardian [a]d [l]item regarding [Father]. 33. When Mother, or the [g]uardian [a]d [l]item, discussed Father with the children, they listed either “Pa Pa”, Maternal Grandfather or “God” as their father. 34. The children have no bond with Father.
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35. Father’s intention is to become more involved with the children and form a relationship with the children.
Id. at 5-9. Based on the foregoing findings, the trial court concluded that as of the date of the termination petition, “Father has failed to perform his parental duties for a period of time in excess of six (6) months and has evidenced a settled purpose of relinquishing his parental claim.” Id. at 10.
Specifically, the trial court held that “[f]rom the Spring of 2007, to the date
of the filing of the [p]etition in February 2013[,] almost six years of the 8-year-old children’s life, Father has failed to show even a passive interest in his [Children],” and “Father does not have a bond with [Children],” who embrace only Maternal Grandfather as a “father-figure.” Id. at 11-12.
Father appealed to this Court. Following Father’s filing of a concise statement of errors complained of on appeal, the trial court issued an
opinion in accordance with Pa.R.A.P. 1925(a). For its Rule 1925(a) opinion, the trial court relied upon its opinion and order of August 19, 2013, except to correct a typographical error and to address Father’s contention that
termination of his parental rights was not in the best interest of Children, because Mother and Maternal Grandfather sought only to terminate his parental rights because he filed for custody. In addressing this latter
contention, the trial court found: Maternal Grandfather testified to adoption being contemplated for years before Father contacted Mother. This testimony was credible. [See N.T., 8/13/13, at 16-25.] Maternal Grandfather testified that he had not proceeded with adoption earlier because he “didn’t see a need.” [See id. at 3, 27.] “There was no threat of this happening and then all of a sudden it does . . . .” [See id. at 3-4, 27.] In the case at hand, termination of parental
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rights only became necessary once Father contacted Mother in 2012. Maternal [G]randfather, Mother and the minor children acted as a family with little involvement from Father from the time of the children’s birth on October 14th, 2004. Father had not contacted Mother from Spring 2007 until December 2012. There were no indications from Father that necessitated Maternal Grandfather and Mother formalizing their family through Termination of Parental rights and adoption.
Trial Court Rule 1925(a) Opinion, 10/17/13, at 2. On appeal,4 Father
raises several issues for our review. First, the trial court erred in determining that Mother showed good cause under Section 2901 of the Act to proceed with the adoption when adoption by Maternal Grandfather would
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not create a new, genuine, parent-child relationship and would not foster the creation of a new family unit. Second, the trial court erred in terminating
Father’s parental rights under Section 2511(a)(1) based upon its finding
Father evidenced a settled purpose of relinquishing his parental rights and failed to perform his parental duties. Lastly, the trial court abused its
discretion in terminating Father’s parental rights under Section 2511(b) of the Act because there was insufficient evidence to demonstrate that
Children’s best interest would be advanced by the proposed adoption by
Maternal Grandfather.
In support of his first issue, Father relates that Mother moved back
home with her family when pregnant and remained there with Children for the first two years of Children’s lives. Father’s Brief at 15-16. Mother
moved with Children to a rental property owned by Maternal Grandparents in August 2006. Id. Thereafter, in 2010, Mother and Children moved to their current residence, which Mother is purchasing. Id. at 18. Mother pays her mortgage, utilities and other home expenses, but Maternal Grandfather helps financially by providing food on occasion. Id. Maternal Grandfather
“picks up the slack” by purchasing items like sports equipment for Children.
Id. Maternal Grandfather and Maternal Grandmother live in an intact relationship in the same household. Id. at 24. Father maintains that
because Mother and Children live apart from Maternal Grandfather, and Maternal Grandfather lives with and remains married to Maternal
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Grandmother, good cause was not established under Section 2901 of the Act, as no new, genuine, parent-child relationship and creation of a new family unit will exist to permit the proposed adoption to proceed.
This Court long has held that the complete and irrevocable termination of parental rights is one of the most serious and severe steps a court can take, carrying with it great emotional impact for the parent and the children.
In re Bowman, 647 A.2d 217, 218-19 (Pa. Super. 1994), aff’d by an equally divided court, 666 A.2d 274 (Pa. 1995). For one parent to
petition for the involuntary termination of another parent’s paternal rights, the petitioning parent must meet the requirements of Section 2512 of the Act.[5] Under Section 2512, a petition to involuntarily terminate a natural parent’s rights filed by an individual (as opposed to an agency) is only cognizable when it is accompanied by a prospective stepparent’s intention to adopt the child. In re Adoption of L.J.B., 18 A.3d 1098, 1107 (Pa. 2011)
5 Section 2512 of the Act provides, in relevant part: (a) Who may file.--A petition to terminate parental rights with respect to a child under the age of 18 years may be filed by any of the following: (1) Either parent when termination is sought with respect to the other parent. .... (b) Contents.--The petition shall set forth specifically those grounds and facts alleged as the basis for terminating parental rights. The petition filed under this section shall also contain an averment that the petitioner will assume custody of the child until such time as the child is adopted. If the petitioner is an agency it shall not be required to aver that an adoption is presently contemplated nor that a person with a present intention to adopt exists. 23 Pa.C.S. § 2512.
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(plurality); In re Adoption of J.F., 572 A.2d 223, 225 (Pa. Super. 1990)
(noting “a parent may not petition to terminate the parental rights of the other parent unless it is established that there is an adoption contemplated
by the spouse of the petitioner”). Thus, in a private termination petition, the petitioning parent must identify a qualified person willing and able to adopt the children under Section 2512(b) of the Act if termination of the other parent’s rights are to be granted.6 E.M.I., 57 A.3d at 1287. If a parent files
a petition to terminate the other parent’s rights to their child or children, involuntary termination is not permitted when no adoption or “new parent- child relationship” is contemplated, because the sole purpose of termination is to further adoption and establish a “new family unit.” L.J.B., 18 A.3d at
1108 (noting “where a prospective stepparent, due to separation or pending divorce with the other natural parent, will no longer complete the family unit, the termination of a natural parent’s rights due to abandonment must be vacated”). As our Supreme Court explained:
[T]he legislative purpose behind permitting involuntary termination of parental rights is not to punish an ineffective or negligent parent, or provide a means for changing the surname of the child. Rather, the purpose of involuntary termination of parental rights is to dispense with the need for parental consent to an adoption when, by choice or neglect, a parent has failed to meet the continuing needs of the child. Once a natural parent’s rights are terminated, the concomitant adoption fosters a new parent-child relationship. Such a rule is sound because termination of the natural parent’s rights prior to adoption and allowance of stepparent adoption is
6 A mere averment of a contemplated adoption, however, could “be sufficient to obtain a hearing on the termination petition.” E.M.I., 57 A.3d at 1287.
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for purposes of protecting the integrity and stability of the new family unit. . . . Thus, where no new parent-child relationship is contemplated, the involuntary termination of parent rights is not permitted under the Adoption Act. (Emphasis added).
Id. (internal quotation marks and citation omitted).7 In In re T.R., 465
A.2d 642 (Pa. 1983), our Supreme Court determined that trial courts “should consider, and not merely accept on its face, [the prospective adoptive
parent’s] and [petitioning biological parent’s] Declaration of Intent to Adopt, so that the issue of whether they genuinely seek termination ‘solely as an
aid to adoption’ to thereby establish a new ‘parent-child relationship,’ the ‘singular concern’ of the Adoption Act, may properly be determined.” Id. at
644 n.10. In fact, the court has stated that “the public policy behind this requirement is simple: Pennsylvania will not countenance state-created
orphans.” L.J.B., 18 A.3d at 1108 n.11. The court further noted: [T]he idea that the state should create orphans is inimical to our family-centered society. Moreover, the creation of parental termination absent stepparent adoption would provide parents with a new, and in our view dangerous, tactic in heated custody disputes; indeed, one can imagine routine cross-petitions for termination as part of custody battles under the Dissent’s suggestion that termination may occur without a ready stepparent.
Id. at 1110. Thus, as here, when a biological parent seeks to terminate the parental rights of the other biological parent, the parent seeking termination must produce a qualified adoptive parent so that the contemplated adoption