United States v. Philip Kostoff, Paul Kostoff, Ronald Rossi, John R. Dubos, Kenneth L. Stevenson, 585 F.2d 378 (9th Cir. 1978). · Go Syfert
United States v. Philip Kostoff, Paul Kostoff, Ronald Rossi, John R. Dubos, Kenneth L. Stevenson, 585 F.2d 378 (9th Cir. 1978). Cases Citing This Book View Copy Cite
64 citation events (11 in the last 25 years) across 11 distinct courts.
Strongest positive: United States v. Robert Collazo (ca9, 2021-01-14)
Treatment trajectory · 1979 → 2026 · click a year to view as-of
1979 2002 2026
Top citers, strongest first. 35 distinct citers. How cited ↗
discussed Cited as authority (rule) United States v. Robert Collazo
9th Cir. · 2021 · confidence medium
COLLAZO 17 dependent upon the success of the entire venture.”8 United States v. Lapier, 796 F.3d 1090, 1095 (9th Cir. 2015) (quoting United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978) (per curiam)).
discussed Cited as authority (rule) United States v. Robert Collazo
9th Cir. · 2020 · confidence medium
At minimum, the government must “show that each defendant knew or had a reason to know of the scope of the conspiracy and that each defendant had reason to believe that their own benefits were dependent upon the success of the entire venture.”8 United States v. Lapier, 796 F.3d 1090, 1095 (9th Cir. 2015) (quoting United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978) (per curiam)).
discussed Cited as authority (rule) State v. Sultaana
Ohio Ct. App. · 2016 · confidence medium
Clermont No. CA2012-02-015, 2013-Ohio-3312, ¶ 55 , the court found sufficient evidence to support the defendant’s RICO conviction based on drug possession and trafficking conduct because the defendant and a codefendant had a purpose to sell heroin on at least three occasions, they formed relationships to engage in that conduct, and there was longevity because the transactions occurred over the course of a month. {¶22} At first, the series of transactions involving Sultaana and each individual codefendant appears to have “wheel and spoke” structure, with Sultaana at the hub and the indi…
discussed Cited as authority (rule) United States v. Leland Lapier, Jr.
9th Cir. · 2015 · confidence medium
“It is sufficient to show that each defendant knew or had a reason to know of the scope of the conspiracy and. that each defendant had reason to believe that their own benefits were dependent upon the success • of the entire venture.” United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978) (per cu-riam).
discussed Cited as authority (rule) United States v. Pantelis Antonakeas, AKA Alexx Antaeus
9th Cir. · 2001 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that [his] own benefits were dependent on the success of the entire venture.” United States v. Montgomery, 150 F.3d 983, 999 (9th Cir.1998) (quoting United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978)).
discussed Cited as authority (rule) 98 Cal. Daily Op. Serv. 5379, 98 Daily Journal D.A.R. 7551 United States of America v. Bernard Vincent Montgomery, United States of America v. Lloyd Raymond Buxton
9th Cir. · 1998 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that [his] own benefits were dependent on the success of the entire venture. 99 Id. at 380 (emphasis added). 100 Appellants rely on our decision in United States v. Aguilar, 80 F.3d 329 (9th Cir.1996), to support their contention that the district court's instruction was erroneous.
cited Cited as authority (rule) United States v. Montgomery
9th Cir. · 1998 · confidence medium
Id. at 380 (emphasis added).
discussed Cited as authority (rule) United States v. John Maldonado, Ramon Alberto Leyva Osuna, Jose Arnolda Landeros, and Jamie Nevarez
9th Cir. · 1996 · confidence medium
Reavley, Senior United States Circuit Judge for the United States Court of Appeals, Fifth Circuit, sitting by designation ** This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as provided by 9th Cir.R. 36-3 1 United States v. Arias-Villanueva, 998 F.2d 1491, 1503 (9th Cir.), cert. denied, 510 U.S. 937 , 1001 (1993) 2 United States v. Castaneda, 16 F.3d 1504, 1510 (9th Cir.1994) 3 Pinkerton v. United States, 328 U.S. 640, 646-47 (1946) 4 United States v. Hegwood, 977 F.2d 492, 498 (9th Cir.1992), cert. denied, 508 U.S. 913 (1993);…
discussed Cited as authority (rule) United States v. Keith A. Harris
9th Cir. · 1995 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that [his] own benefits were dependent upon the success of the entire venture. 21 Id. at 1458-59 (quoting United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978)).
discussed Cited as authority (rule) United States v. Jose Meranda-Paniagua
9th Cir. · 1994 · confidence medium
This amounts to a single conspiracy because all members of the ring " 'had reason to believe that their own benefits were dependent on the success of the entire venture.' " Id. (quoting United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978)). 3 B.
discussed Cited as authority (rule) United States v. Carlos Javier Marulanda
9th Cir. · 1992 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that their own benefits were dependent upon the success of the entire venture." United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978).
discussed Cited as authority (rule) United States v. Carlos Javier Marulanda
9th Cir. · 1991 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that their own benefits were dependent upon the success of the entire venture." United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978) "Evidence of only a slight connection is necessary." United States v. Kenny, 645 F.2d at 1335 . 9 Simply put, even under these liberal standards of proof, the government failed to show that the appellant had any link to the other transactions.
discussed Cited as authority (rule) United States v. Taylor (2×)
N.D. Cal. · 1988 · confidence medium
Id. at 1008 (citing Valdez, 594 F.2d at 729 ; United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978)).
discussed Cited as authority (rule) United States v. Ruben Rodriguez-Pando (2×)
10th Cir. · 1988 · confidence medium
See also United States v. Shepherd, 739 F.2d 510, 514 (10th Cir.1984); United States v. Wright, 783 F.2d 1091, 1098 (D.C.Cir.1986); United States v. Rubin, 591 F.2d 278, 283 (5th Cir.), cert. denied, 444 U.S. 864 , 100 S.Ct. 133 , 62 L.Ed.2d 87 (1979); United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978) (per curiam); United States v. Cline, 570 F.2d 731, 734-35 (8th Cir.1978); United States v. Pate, 543 F.2d 1148, 1149 (5th Cir.1976); United States v. DeCarlo, 458 F.2d 358, 363-64 (3d Cir.) (en banc), cert. denied, 409 U.S. 843 , 93 S.Ct. 112 , 34 L.Ed.2d 83 (1972); United States v. Sca…
discussed Cited as authority (rule) United States v. Gilberto Arbelaez, United States of America v. Ralph Rojas, United States of America v. Eduardo Garrido Ponce De Leon, United States of America v. Eduardo Arcila
9th Cir. · 1983 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that [his] own benefits were dependent upon the success of the entire venture. 27 United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978); see also United States v. Baxter, 492 F.2d 150 (9th Cir.1973), cert. denied, 416 U.S. 940 , 94 S.Ct. 1945 , 40 L.Ed.2d 292 (1974). 28 All the appellants were involved in supplying Beron with cocaine, either directly or indirectly.
cited Cited as authority (rule) United States v. Arbelaez
9th Cir. · 1983 · confidence medium
United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978); see also United States v. Baxter, 492 F.2d 150 (9th Cir.1973), cert. denied, 416 U.S. 940 , 94 S.Ct. 1945 , 40 L.Ed.2d 292 (1974).
discussed Cited as authority (rule) United States v. John E. Kenny, Trenton P. Oelberg, and William L. Parker, Defendants
9th Cir. · 1981 · confidence medium
It is sufficient to show that each defendant knew or had reason to know of the scope of the conspiracy and that each defendant had reason to believe that their own benefits were dependent upon the success of the entire venture.” United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978).
discussed Cited as authority (rule) United States v. RETAIL CREDIT MEN'S ASS'N, ETC.
M.D. Fla. · 1980 · confidence medium
The Ninth Circuit has commented that “[the] argument that a Grand Jury subpoena is not a ‘court order’ is specious, United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978), while the Third Circuit has stated that “... for all practical purposes [Grand Jury subpoenas] are exactly analogous to subpoenas issued by a federal administrative agency on the authority of a statute, without any prior judicial control”.
discussed Cited as authority (rule) In Re Grand Jury Proceedings
D.N.J. · 1980 · confidence medium
The Court of Appeals for the Ninth Circuit, on an appeal from bank fraud and mail fraud convictions, has said: “Defendants’ argument that a grand jury subpoena is not a ‘court order’ is specious.” U. S. v. Kostoff, 585 F.2d 378, at 380 (CA 9, 1978). *12 Considerable reliance was placed on an FTC brief amicus, dated December, 1978, in No. 78-1665 before that same court.
discussed Cited as authority (rule) United States v. Arden Lee Smith AKA Alfredo Lama, United States of America v. Leroy Jones, United States of America v. John Doe Curley, AKA Ernest Crayton
9th Cir. · 1979 · confidence medium
Jones argues that Baxter set up a test for judging the sufficiency of the evidence in conspiracy cases, in which the government must show (1) that the defendant knew or should have known of other retailers, and (2) that the defendant had reason to believe his benefits "were probably dependent upon the success of the entire venture." 15 Although this circuit has purportedly applied the quoted language from Baxter in succeeding cases, See, e. g., United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978); United States v. Perry, 550 F.2d 524, 528-29 (9th Cir.), Cert. denied, Ware v. U. S., 431 …
discussed Cited as authority (rule) United States v. Smith
9th Cir. · 1979 · confidence medium
Jones argues that Baxter set up a test for judging the sufficiency of the evidence in conspiracy cases, in which the government must show (1) that the defendant knew or should have known of other retailers, and (2) that the defendant had reason to believe his benefits “were probably dependent upon the success of the entire venture.” Although this circuit has purportedly applied the quoted language from Baxter in succeeding cases, see, e. g., United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978); United States v. Perry, 550 F.2d 524 , 528 — 29 (9th Cir.), cert. denied, Ware v. U. S.…
discussed Cited as authority (rule) United States v. Javier Vargas-Rios (2×)
9th Cir. · 1979 · confidence medium
To the same effect are United States v. Noah, 594 F.2d 1303, 1309-10 (9th Cir. 1979); United States v. Thomas, 586 F.2d 123, 127 (9th Cir. 1978); United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978); United States v. Weiner, 578 F.2d 757, 769 (9th Cir.), Cert. denied, 439 U.S. 981 , 99 S.Ct. 568 , 58 L.Ed.2d 651 (1978); and United States v. Contreras-Diaz, 575 F.2d 740, 745 (9th Cir.) Cert. denied, 439 U.S. 855 , 99 S.Ct. 167 , 58 L.Ed.2d 161 (1978).
cited Cited as authority (rule) United States v. Hernandez
9th Cir. · 1979 · confidence medium
United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978).
cited Cited as authority (rule) United States v. Joseph Jackson McGill
9th Cir. · 1979 · confidence medium
See United States v. Valdez, *1255 594 F.2d 725, 729 (9th Cir. 1979); United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978).
cited Cited "see" United States v. Bernal-Jimenez
9th Cir. · 2007 · signal: see · confidence high
See United States v. Kostoff, 585 F.2d 378, 379-80 (9th Cir.1978).
cited Cited "see" United States v. Jaimes
9th Cir. · 2006 · signal: see · confidence high
See United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978).
discussed Cited "see" United States v. Ken Lee Lam
9th Cir. · 2001 · signal: see · confidence high
See id. at 380 (finding plain error where trial judge “never read the text of [the mail fraud statute] nor did it summarize the essential elements” to the jury where defendant was charged with conspiracy to commit mail fraud).
discussed Cited "see" State v. Jones
S.C. · 2001 · signal: see · confidence high
See United States v. Kostojf, 585 F.2d 378 (9 th Cir.1978); compare State v. McWee, 322 S.C. 387 , 472 S.E.2d 235 (1996)(no fundamental unfairness where judge declined to give charge originally agreed to because there was no reliance upon original charge); see also State v. Woomer, 277 S.C. 170 , 284 S.E.2d 357 (1981) subsequent history omitted (where defendant was induced to take stand under promise of limited questioning, reversible error to subject him to full examination because he relied upon limitation); cf. State v. Day, 341 S.C. 410 , 535 S.E.2d 431 (2000) (judge’s refusal to charge …
discussed Cited "see" United States v. Joseph Gironda, John Heckens, John Speiss, and John Balzano (2×)
7th Cir. · 1985 · signal: see · confidence high
See United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978); United States v. Pate, 543 F.2d 1148, 1149 (5th Cir.1976). 70 Defendant Gironda's final objection to the admissibility of Ruiz' testimony concerning the phone call is that the Government violated his Sixth Amendment right to confront witnesses by failing to put Nichols on the stand.
cited Cited "see" United States v. Albert Escalante
9th Cir. · 1980 · signal: see · confidence high
See United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978).
cited Cited "see" United States v. Luz Elena Valdez, United States of America v. Maria Guadalupe Lomeli-Lomeli
9th Cir. · 1979 · signal: see · confidence high
See United States v. Kostoff, 585 F.2d 378, 380 (9th Cir. 1978); United States v. East, 416 F.2d 351, 355 (9th Cir. 1969).
discussed Cited "see, e.g." United States v. Gayle Meshawn Brown
9th Cir. · 1993 · signal: see also · confidence medium
Failure to give an adequate instruction on mens rea also has been found to be plain error, United States v. Aguon, 851 F.2d 1158, 1167-68 (9th Cir.1988) (en banc), overruled on other grounds, Evans v. United States, 112 S.Ct. 1881, 1884 (1992); see also United States v. Kostoff, 585 F.2d 378, 379-80 (9th Cir.1978) (failure to instruct on mail fraud in a conspiracy to commit mail fraud case was plain error). 31 Here, the challenged instruction overemphasized greed as one of the factors of entrapment.
discussed Cited "see, e.g." United States v. Santiago Teran, Eladio Soto Bouza, and Geronimo Teran
9th Cir. · 1993 · signal: see also · confidence medium
See also Kenny, 645 F.2d at 1334-35 (single conspiracy established where each defendant knew or had reason to know of the conspiracy's scope and "had reason to believe that their own benefits were dependent upon the success of the entire venture") ( quoting United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978)).
discussed Cited "see, e.g." United States v. Horton
E.D. Va. · 1989 · signal: see, e.g. · confidence medium
See, e.g., United States v. Kostoff, 585 F.2d 378, 380 (9th Cir.1978) ("in giving instructions that were materially different from those proposed, counsel was misled by the court to the defendants’ prejudice”); United States v. Mendoza, 473 F.2d 697, 700-01 (5th Cir.1973) (new trial granted because no "reasonable certainty that the outcome would be the same if the defense had argued before the jury with accurate information about the Trial Judge’s proposed action upon the requested jury instructions”); United States v. Harvill, 501 F.2d 295 (9th Cir.1974) (conviction reversed where tri…
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellee,
v.
Philip KOSTOFF, Paul Kostoff, Ronald Rossi, John R. Dubos, Kenneth L. Stevenson, Defendants-Appellants
76-3496 to 76-3500.
Court of Appeals for the Ninth Circuit.
Apr 21, 1978.
585 F.2d 378
Gerald Utti (argued), of Kurilich, Utti, Curran & Watson, Fullerton, Cal., Patricia Benson (argued), Mitchell, Sibesky & Knupp, Los Angeles, Cal., Robert E. Hiner-feld (argued), Los Angeles, Cal., for defendants-appellants., J. Stephen Czuleger, Asst. U. S. Atty. (argued), Los Angeles, Cal., for plaintiff-ap-pellee.
Browning, Anderson, Nielsen.
Cited by 47 opinions  |  Published
PER CURIAM:

Defendants were charged, along with Sean Shanahan, [1] with conspiracy to violate 18 U.S.C. § 1014, bank credit fraud, and 18 U.S.C. § 1341, mail fraud, in violation of 18 U.S.C. § 371. There were also six additional substantive counts charging violations of 18 U.S.C. § 1014 and 18 U.S.C. § 2, aiding and abetting. The jury found against all appellants on Count I, the conspiracy count; against Philip Rostoff on Counts II through VII; against Paul Rostoff on Counts II and III; against Stevenson on Count II; against Rossi on Count VI; and against Dubos on Count VII. All defendants appeal based on the jury instructions, contending that there was error resulting 1) from the lack of jury instructions as to mail fraud, and 2) from changing jury instructions after counsel’s closing arguments. They also object to the failure to allow evidence or instructions as to materiality.

Other issues include whether or not there was sufficient evidence to support a single conspiracy theory; whether the admission of the death threat was prejudicial error; whether it was error to deny suppression motions; and whether certain overt acts should have been stricken from the indictment. Stevenson also contends that there was insufficient evidence to support his conviction on Count II.

We agree that the total lack of instructions on mail fraud and changing the instructions after closing argument makes the convictions on Count I fatally defective, and we therefore reverse and remand for a new trial as to that count only. We also agree with the claim that the evidence in Count II is insufficient as to Stevenson, and as to that defendant only, we reverse and remand for the entry of a dismissal. We disagree with the appellants as to the remaining issues and therefore affirm as to the remaining substantive counts.

The total lack of jury instructions on mail fraud is plain error. The indictment charged a two-pronged conspiracy, bank credit fraud and mail fraud. The indictment was given to the jury during its deliberations. In the opening statements of counsel and throughout final arguments both sides presented the mail fraud issue to the jury. Much of the evidence presented[*380] dealt exclusively with the mail fraud issue. The court never read the text of 18 U.S.C. § 1341 nor did it summarize the essential elements, so that the defendants could have been convicted of conspiracy to commit a crime that was never defined for the jury.

The judge also committed prejudicial error on Count I as to defendants Dubos and Philip Kostoff when he accepted defense counsel’s jury instruction and changed it after counsel for Dubos and Philip Kostoff had given closing argument. The judge approved the proposed Kotteakos -based conspiracy instruction and never indicated that he would not submit it to the jury until after Dubos’ closing argument, which had relied heavily upon Kotteakos type “wagonwheel” analogies and other related examples and analogies that became meaningless in light of the new instruction. Therefore, in giving instructions that were materially different from those proposed, counsel was misled by the court to the defendants’ prejudice.

In accord with the government’s virtual concession at oral argument, we find the evidence insufficient to sustain Stevenson’s conviction on Count II and order it reversed and dismissed.

Defendants also contend that while the indictment alleged only one conspiracy, the evidence at trial showed several different unconnected conspiracies. Kotteakos v. United States, 328 U.S. 750, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946). However, examining the law in this circuit and the evidence presented, we come to a different conclusion:

“Once the existence of a conspiracy is established, evidence establishing beyond a reasonable doubt a connection of a defendant with the conspiracy, even though the connection is slight, is sufficient to convict him with knowing participation in the conspiracy.” United States v. Dunn, 564 F.2d 348, 357 (9th Cir. 1977).

Viewing the evidence in the light most favorable to the government, all of the defendants reportedly met several times together and discussed “cleaning” credit records at several local watering holes. The government need not show direct contact or explicit agreement between the defendants. It is sufficient to show that each defendant knew or had a reason to know of the scope of the conspiracy and that each defendant had reason to believe that their own benefits were dependent upon the success of the entire venture. United States v. Perry, 550 F.2d 524, 528-29 (9th Cir. 1977). We conclude that the government satisfied this test.

Defendants also contend that while the indictment alleged failure to instruct the jury that materiality is an essential element under 18 U.S.C. § 1014. They also claim error because the trial court precluded the introduction of any evidence as to materiality.

The trial judge determined, as a matter of law, that the TRW credit profile was material to the extension of credit, and if false, that the document would be materially false. We conclude that under the circumstances the materiality of the representations was clearly established from the evidence. United States v. East, 416 F.2d 351 (9th Cir. 1969). Therefore, failure to instruct the jury as to materiality was not error.

Defendants’ arguments as to the death threat have little merit. We find the statement not to be hearsay, as it was not used to prove the truth of the matter asserted. Also, in light of the context in which the statement was admitted, we accept the trial court’s determination that any possible prejudicial effect was outweighed by the statement’s probative value.

Defendants finally contend that prejudicial error resulted when overt acts 34 through 36 were not stricken from the indictment. Though failure to strike act 34 might be error due to the absence of supporting testimony, it would be at most harmless error. The other objections have little merit, since some independent supporting evidence was introduced for each of those acts. Defendants’ argument that a grand jury subpoena is not a “court order” is specious.

[*381] In sum, we reverse the convictions of all defendants on Count I and remand for a new trial. With respect to defendant Stevenson, we reverse his conviction on Count II and remand for an order of dismissal on this count. With respect to the remaining defendants, we affirm their convictions on all other counts.

1

. Shanahan was found not guilty on the substantive count. All charges were then dismissed against him.