Marvin McClain v. United States, 643 F.2d 911 (2d Cir. 1981). · Go Syfert
Marvin McClain v. United States, 643 F.2d 911 (2d Cir. 1981). Cases Citing This Book View Copy Cite
42 citation events across 10 distinct courts.
Strongest positive: United States of America, Appellee-Cross-Appellant v. Benjamin Gary Triestman, Defendant-Appellant-Cross-Appellee (ca2, 1999-06-02)
Treatment trajectory · 1981 → 2026 · click a year to view as-of
1981 2003 2026
Top citers, strongest first. 20 distinct citers. How cited ↗
discussed Cited as authority (rule) United States of America, Appellee-Cross-Appellant v. Benjamin Gary Triestman, Defendant-Appellant-Cross-Appellee
2d Cir. · 1999 · confidence medium
We explained more recently, however, that Miller "was based upon the then generally accepted rule that a valid sentence could not be set aside and a new sentence of greater severity imposed after the expiration of the term.” McClain v. United States, 643 F.2d 911, 913 (2d Cir.1981).
discussed Cited as authority (rule) United States v. Jose Ramon Gordils and Nicholas Mpounas, Gregory Melendez and Francisco Bastar
2d Cir. · 1997 · confidence medium
See, e.g., United States v. Vasquez, 85 F.3d 59, 61 (2d Cir.1996); United States v. Bermudez, 82 F.3d 548, 550 (2d Cir.1996) (per curiam), appeal after remand, 112 F.3d 505 (2d Cir.), cert. denied, — U.S. -, 117 S.Ct. 2525 , 138 L.Ed.2d 1026 (1997); see also United States v. Versaglio, 85 F.3d 943, 949 (2d Cir.1996) (stating that we have allowed re-sentencing only “where the revised sentence would be imposed on a count that was the same as, or related to, the count on which a component of the sentence was invalidated ...”) Defendants concede that such an approach is proper on direct appe…
discussed Cited as authority (rule) United States v. Tayman
E.D. Va. · 1995 · confidence medium
See Chambers v. United States, 22 F.3d 939, 942-43 (9th Cir. 1994), opinion vacated on other grounds, 47 F.3d 1015 (9th Cir.1995); United States v. Sood, 969 F.2d 774, 775 (9th Cir.1992); United States v. McClelland, 941 F.2d 999, 1001 (9th Cir.1991); Callanan v. United States, 881 F.2d 229 , 231-3 2 (6th Cir.1989), cert. denied, 494 U.S. 1083 , 110 S.Ct. 1816 , 108 L.Ed.2d 946 (1990); Belt v. United States, 868 F.2d 1208 , 1210-11 n. 2 (11th Cir.1989), aff'g 679 F.Supp. 1088, 1090-91 (M.D.Fla.1988); United States v. Osser, 864 F.2d 1056, 1058-59 (3d Cir.1988); United States v. Shelton, 848 F.…
discussed Cited as authority (rule) United States v. Fred A. Shelton, United States of America v. Marvin James
10th Cir. · 1988 · confidence medium
See Ingber, 841 F.2d at 454 n. 1 (criminal procedure cases have no bearing on retroactivity of new rule of substantive law); McClain v. United States, 643 F.2d 911, 913 (2d Cir.1981) (Linkletter test not appropriate where defendant convicted for acts subsequently held not criminal), cert. denied, 459 U.s. 879, 103 S.Ct. 174 , 74 L.Ed.2d 143 (1982).
discussed Cited as authority (rule) United States v. Alion Andersson, United States of America v. Charles W. Hinck
9th Cir. · 1987 · signal: cf. · confidence medium
Cf. McClain v. United States, 643 F.2d 911, 913-14 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981); United States v. Busic, 639 F.2d 940, 947-48 (3d Cir.), cert. *1461 denied, 452 U.S. 918 , 101 S.Ct. 3055 , 69 L.Ed.2d 422 (1981).
discussed Cited as authority (rule) Thorne v. United States
D.C. · 1983 · confidence medium
See Franklin v. United States, 392 A.2d 516, 519-20 (D.C.1978), cert. denied, 440 U.S. 948 , 99 S.Ct. 1428 , 59 L.Ed.2d 637 (1979); United States v. Busic, 639 F.2d 940, 947 (3d Cir.), cert. denied, 452 U.S. 918 , 101 S.Ct. 3055 , 69 L.Ed.2d 422 (1981); cf. McClain v. United States (McClain II), 676 F.2d 915, 917-18 (2d Cir.), cert. denied, — U.S. —, 103 S.Ct. 174 , 74 L.Ed.2d 143 (1982); McClain v. United States (McClain I), 643 F.2d 911, 913-14 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981), after remand, 676 F.2d 915 (2d Cir.1982).
examined Cited as authority (rule) United States v. Henry (3×) also: Cited "see"
5th Cir. · 1983 · confidence medium
Kitt v. United States, 138 F.2d 842 (4th Cir.1943) (cited with approval in McClain v. United States, 643 F.2d 911, 914 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981)), supports this construction of the mandate.
examined Cited as authority (rule) United States v. Richard Bullock Henry, A/K/A Imari Abubakari Obadele, United States of America v. Wayne James, A/K/A Offoga Quaddus, and Thomas Norman, A/K/A Hekima Ana (3×) also: Cited "see"
5th Cir. · 1983 · confidence medium
United States v. Vasquez, 504 F.2d at 556 . 114 Kitt v. United States, 138 F.2d 842 (4th Cir.1943) (cited with approval in McClain v. United States, 643 F.2d 911, 914 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981)), supports this construction of the mandate.
discussed Cited as authority (rule) McClain v. United States
S.D.N.Y. · 1981 · confidence medium
However, the validity of the Sacco decision which “was based upon the ‘general rule that increasing a sentence after the defendant has commenced to serve it is a violation of the constitutional guaranty against double jeopardy,’ ” McClain v. United States, 643 F.2d 911, 913 (2d Cir. 1981) (citation omitted), has been questioned (as has the Miller decision) by our Circuit.
cited Cited "see" United States v. Subir Chaklader
2d Cir. · 2000 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911 (2d Cir.1981).
discussed Cited "see" United States v. Edward Bohn and Maxine Heckroth
2d Cir. · 1992 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911, 913-14 (2d Cir.1981) (remanded to permit Government to argue to District Court that the option, later recognized in Diaz , should be available with respect to sentence “underneath” invalidated mandatory sentence); McClain v. United States, 676 F.2d 915, 917-19 (2d Cir.) (approving District Court’s exercise of option to increase sentence), cert. denied, 459 U.S. 879 , 103 S.Ct. 174 , 74 L.Ed.2d 143 (1982).
discussed Cited "see" United States v. Michael Ahuja
2d Cir. · 1991 · signal: see · confidence high
On the other hand, the courts of appeals have statutory authority to remand any matter within their appellate jurisdiction and “require such further proceedings to be had as may be just under the circumstances.” 28 U.S.C. § 2106 (1988); see McClain v. United States, 643 F.2d 911, 914 (2d Cir.) (“we may vacate appellant’s entire sentence under the general supervisory powers granted us by 28 U.S.C. § 2106”), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981); see also United States v. Blackmon, 839 F.2d 900, 916-17 (2d Cir.1988) (remanding for resen-tencing where som…
cited Cited "see" Stewart v. Scully
2d Cir. · 1991 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981).
cited Cited "see" Stewart v. Scully
2d Cir. · 1991 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981).
cited Cited "see" Cooper v. United States
M.D. Fla. · 1986 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911, 913 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981).
discussed Cited "see" United States v. Thomas
2d Cir. · 1985 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911 (2d Cir.) (remand for resentencing when less than maximum sentence imposed and sentence on another count improperly added), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981).
discussed Cited "see" United States v. Thomas
2d Cir. · 1985 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911 (2d Cir.) (remand for resentencing when less than maximum sentence imposed and sentence on another count improperly added), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981).
cited Cited "see" United States v. Tamer Trad Mourad, Joseph Hargrave, and Adnan Yacteen
2d Cir. · 1984 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911 (2 Cir.1981) (Van Graafeiland, J.).
cited Cited "see" United States v. Peter A. Hagler
9th Cir. · 1982 · signal: see · confidence high
See McClain v. United States, 643 F.2d 911, 913-14 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981).
discussed Cited "see, e.g." United States v. Bermudez
C.D. Cal. · 1990 · signal: see also · confidence low
See also McClain v. United States, 643 F.2d 911 (2d Cir.), cert. denied, 452 U.S. 919 , 101 S.Ct. 3057 , 69 L.Ed.2d 424 (1981), which applied Simpson v. United States, 435 U.S. 6 , 98 S.Ct. 909 , 55 L.Ed.2d 70 (1978), retroactively.
Retrieving the full opinion text from the archive…
Marvin McCLAIN, Petitioner-Appellant,
v.
UNITED STATES of America, Respondent-Appellee
1393, Docket 80-2021.
Court of Appeals for the Second Circuit.
Mar 2, 1981.
643 F.2d 911
Phylis Skloot Bamberger, New York City (The Legal Aid Society, Federal Defender Services Unit, New York City, of counsel), for petitioner-appellant., Benito Romano, Asst. U. S. Atty., New York City (John S. Martin, Jr., U. S. Atty., S.D.N.Y., New York City, of counsel, Gregory L. Diskant, Asst. U. S. Atty., New York City, on the brief), for respondent-appellee.
Van Graafeiland, Newman, Neaher.
Cited by 28 opinions  |  Published
VAN GRAAFEILAND, Circuit Judge:

This is an appeal from an order of Judge Cooper of the United States District Court for the Southern District of New York which denied appellant’s petition for vacation of an allegedly illegal sentence. For reasons hereafter expressed, we vacate the sentence in its entirety and remand for resentencing.

There is no dispute as to the facts. In July 1975 appellant participated in an armed bank robbery during which he shot a guard. Appellant was arrested shortly after the robbery and indicted for bank robbery, 18 U.S.C. § 2113(a), and armed bank robbery, 18 U.S.C. § 2113(d). Subsequently, a superseding indictment was handed down adding a count under 18 U.S.C. § 924(c) for commission of a felony while armed.

Appellant had indicated a willingness to plead guilty to the original indictment, which carried a maximum term of twenty-five years, but balked when the section 924(c) count was added, thereby increasing the possible maximum sentence by ten years. He pled guilty only after receiving assurances from the court that it would not sentence him for longer than twenty-five years, the maximum under the original indictment. Judge Cooper then imposed a sentence of fifteen years on the charges under sections 2113(a) and 2113(d), which were merged for sentencing, and a ten-year consecutive sentence on the section 924(c) charge.

In 1978 the Supreme Court decided Simpson v. United States, 435 U.S. 6, 98 S.Ct. 909, 55 L.Ed.2d 70 (1978), in which it held that a defendant convicted under 18 U.S.C. § 2113(d), which contains its own enhancement provisions for armed robbery, could not be sentenced also under section 924(c). This Circuit followed with Grimes v. United States, 607 F.2d 6 (2d Cir. 1979), in which we held that the Government could not even prosecute a defendant under section 924(c) when the underlying felony was prosecutable under section 2113(d).

In a decision handed down three weeks after Grimes, Judge Cooper denied appellant’s petition for vacation of his sentence, finding that neither Simpson nor Grimes should be given retroactive effect. Judge[*913] Cooper’s decision is reported in 478 F.Supp. at 732, and familiarity with it is assumed.

After the appeal from Judge Cooper’s order was filed, petitioner’s cause received added support from the Supreme Court’s decision in Busic v. United States, 446 U.S. 398, 100 S.Ct. 1747, 64 L.Ed.2d 381 (1980). There the Court held that “prosecution and enhanced sentencing under § 924(c) is simply not permissible where the predicate felony statute contains its own enhancement provision.” Id. 446 U.S. at 402,100 S.Ct. at 1751. The Court said that this was the intent of Congress when it enacted section 924(c). That being so, we conclude that the Government did not have authority to prosecute appellant for violating section 924(c), and his conviction on that count cannot stand.

Neither Busic nor Grimes is a proper case for the three-pronged retroactivity test of Linkletter v. Walker, 381 U.S. 618, 629, 85 S.Ct. 1731, 1737, 14 L.Ed.2d 601 (1965). The issue in Busic and Grimes was whether the defendants’ conviction and punishment under section 924(c) were for acts that the law did not make criminal. If they were, there was a “complete miscarriage of justice.” Davis v. United States, 417 U.S. 333, 346, 94 S.Ct. 2298, 2305, 41 L.Ed.2d 109 (1974), quoting Hill v. United States, 368 U.S. 424, 428, 82 S.Ct. 468, 471, 7 L.Ed.2d 417 (1962). Indeed, since “[o]ne may be subjected to punishment for crime in the federal courts only for the commission or omission of an act defined by statute,” Viereck v. United States, 318 U.S. 236, 241, 63 S.Ct. 561, 563, 87 L.Ed. 734 (1943), some cases hold that federal courts are without subject matter jurisdiction to try a defendant for acts which a federal statute does not proscribe. United States v. Rider, 282 F.2d 476, 478 (9th Cir. 1960); Martyn v. United States, 176 F.2d 609, 610 (8th Cir. 1949); see Grimes v. United States, supra, 607 F.2d at 11; United States v. Loschiavo, 531 F.2d 659, 662 (2d Cir. 1976).

We need not consider the issue of jurisdiction. Whatever reasoning is employed, the Linkletter test for retroactivity is not appropriate. See Robinson v. Neil, 409 U.S. 505, 506-11, 93 S.Ct. 876, 879, 35 L.Ed.2d 29 (1973). Under the simpler and less complicated tests of fundamental fairness and due process, see United States v. Loschiavo, supra, 531 F.2d at 665-67; United States v. Liguori, 438 F.2d 663, 668-69 (2d Cir. 1971), a defendant who has been convicted under section 2113(d) could not also be convicted under section 924(c).

Having determined that appellant is entitled to relief, the question remains what relief he should have. Relying upon Miller v. United States, 147 F.2d 372 (2d Cir. 1945), and United States v. Sacco, 367 F.2d 368 (2d Cir. 1966), appellant contends that this Court can do no more than vacate the portion of his sentence that was imposed under section 924(c). We disagree. The decision in Miller was based upon the then generally accepted rule that a valid sentence could not be set aside and a new sentence of greater severity imposed after the expiration of the term. 147 F.2d at 372. The decision in Sacco was based upon the “general rule that increasing a sentence after the defendant has commenced to serve it is a violation of the constitutional guaranty against double jeopardy.” 367 F.2d at 368. The Supreme Court’s recent decision in United States v. DiFrancesco, - U.S. -,-, 101 S.Ct. 426, 433, 66 L.Ed.2d 328 (1980), sheds new light on these rules and may perhaps have made Miller and Sacco less authoritative precedents than they theretofore had been.

We need not, however, concern ourselves with that question at the present time. If we vacate appellant’s entire sentence and remand for resentencing on only the section 2113(d) charge, the district court may or may not increase the fifteen-year sentence already imposed. If the District Court intends to consider the imposition of an increased sentence, it should afford an opportunity to have the propriety of such an increase briefed and argued; if such an increase is imposed, its propriety will of course be subject to consideration in this Court upon appeal. See Busic v. United States, supra, 446 U.S. at 412 n. 19, 100 S.Ct. at 175 n. 19.

[*914] We limit our decision on this appeal to holding that we may vacate appellant’s entire sentence under the general supervisory powers granted us by 28 U.S.C. § 2106. See Johnson v. United States, 619 F.2d 366, 368-69 (5th Cir. 1980); United States v. Moore, 540 F.2d 1088, 1091 (D.C.Cir.1976); Kitt v. United States, 138 F.2d 842, 843 (4th Cir. 1943); Phillips v. Biddle, 15 F.2d 40, 41 (8th Cir. 1926).

The sentence imposed upon appellant for violation of both the merged charge under sections 2113(a) and 2113(d) and the charge under section 924(c) is vacated in its entirety, and the matter is remanded to the district court for sentencing under section 2113(d) only.