v.
Dietrich
2020 IL 124318
IN THE SUPREME COURT OF THE STATE OF ILLINOIS (Docket No. 124318) COLLIN CRIM, a Minor, by His Parents and Next Friends, Kristopher Crim and Teri Crim, Appellees, v. GINA DIETRICH, Appellant. Opinion filed April 2, 2020. JUSTICE KARMEIER delivered the judgment of the court, with opinion. Justices Garman, Theis, and Neville concurred in the judgment and opinion. Chief Justice Anne M. Burke specially concurred, with opinion. Justice Kilbride dissented, with opinion. Justice Michael J. Burke took no part in the decision. OPINION ¶1 In this appeal, the circuit court of Adams County certified the following question for interlocutory appeal pursuant to Illinois Supreme Court Rule 308 (Ill. S. Ct. R. 308 (eff. July 1, 2017)): “Whether the ruling of the appellate court, 2016 IL App (4th) 150843, reversing the judgment and remanding this case for a new trial requires a trial de novo on all claims.” The appellate court answered this question in the affirmative. 2018 IL App (4th) 170864-U. We granted defendant’s petition for leave to appeal. Ill. S. Ct. R. 315 (eff. July 1, 2018). We also granted motions by the Illinois Association of Defense Trial Counsel to file an amicus curiae brief in support of defendant and the Illinois Trial Lawyers’ Association (ITLA) to file an amicus curiae brief in support of plaintiffs. Ill. S. Ct. R. 345 (eff. Sept. 20, 2010). For the reasons that follow, we reverse the judgments of the appellate court and circuit court and remand the matter to the circuit court for further proceedings consistent with this opinion. ¶2 BACKGROUND ¶3 Because our resolution of this appeal concerns a narrow certified question, we summarize here only those facts pertinent to our disposition. The underlying litigation is more fully set forth in the appellate court’s initial opinion, Crim v. Dietrich, 2016 IL App (4th) 150843 (Crim I). ¶4 In August 2015, plaintiffs, Kristopher Crim and Teri Crim, acting on behalf of their biological son, Collin Crim (born June 17, 2005), filed a fourth amended medical malpractice claim against defendant, Gina Dietrich, D.O., alleging two claims: (1) Defendant failed to obtain Teri’s informed consent to perform a natural birth despite possible risks associated with Collin’s large size, and (2) defendant negligently delivered Collin, causing him injuries. The allegations supporting the informed consent claim are found in subparagraphs (a) thru (j) of plaintiffs’ fourth amended complaint, while subparagraphs (k) and (l) concern the allegations related to professional negligence during the delivery of the child. ¶5 As to the informed consent claim, plaintiffs alleged, among other things, that prior to birth, defendant failed to diagnose Collin with fetal macrosomia because she failed to recognize the significance of Teri’s fundal heights, failed to assess the fetal weight, and failed to order an ultrasound prior to inducing labor. As a result, plaintiffs claim that defendant failed to inform Teri of the risks and benefits of vaginal birth as opposed to Caesarean section, failed to inform her of the high risk of shoulder dystocia and brachial plexus injury in the event of a vaginal birth, and
124319 failed to offer Teri the option of delivering Collin by Caesarean section, given Collin’s large size.
¶6 The negligence claim, under subparagraphs (k)-(l), alleged negligent professional conduct during the birth of Collin. During Collin’s June 17, 2005, natural delivery, Collin suffered shoulder dystocia, which is an obstructed labor whereby, after the delivery of the head, one or both shoulders of an infant cannot pass or requires significant manipulation. As a result, Collin suffered a broken clavicle and extensive nerve damage in his right shoulder, arm, and hand.
¶7 In September 2015, the matter proceeded to a jury trial. Following the presentation of the plaintiffs’ case, defendant moved for a partial directed verdict on the issue of informed consent, arguing that the appellate court’s decision in St. Gemme v. Tomlin, 118 Ill. App. 3d 766 (4th Dist.1983), requires plaintiffs to present expert testimony that a reasonable patient would have pursued a different form of treatment. Defendant argued that plaintiffs failed to proffer an expert to satisfy St. Gemme’s holding. The circuit court agreed, granting defendant’s motion for a directed verdict on the issue of informed consent. Thereafter, following additional evidence and argument, the jury returned a verdict in defendant’s favor and against plaintiffs on their remaining claim of professional negligence.
¶8 After the circuit court entered the judgment on the jury’s verdict, the plaintiffs did not file any post-trial motions. Instead, on October 15, 2015, plaintiffs filed a timely notice of appeal.
¶9 Relevant to the appeal before this court, plaintiffs argued in Crim I that the circuit court erred by granting a directed verdict on the issue of informed consent. In the introductory paragraph of their opening brief, plaintiffs framed their appeal as a review only on whether the circuit court erred in issuing a directed verdict on the informed consent claim, expressly stating: “While this case was tried to verdict, this appeal is not based upon the verdict of a jury. This appeal reviews the trial court’s order granting a partial directed verdict in favor of the Defendant on the Plaintiffs’ theory of negligence based upon the doctrine of informed consent.”
¶ 10 Plaintiffs asserted that expert testimony was not required to show what a reasonable patient would have done. Instead, plaintiffs contended that they sufficiently presented a claim on informed consent by offering Teri’s testimony that
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she would have had a Caesarean section, had she known about Collin’s size and the risks associated with the natural birth of a macrosomic baby. Consistent with their introductory paragraph, plaintiffs presented no argument in either their opening brief or reply brief addressing the jury’s verdict regarding professional negligence. Rather, plaintiffs asked the appellate court to “reverse each and every decision and order entered in the trial court which were further steps in the procedural progression of enforcing or otherwise remaining consistent with the Court’s Order granting the Defendant’s Motion for Directed Verdict.”
¶ 11 On November 7, 2016, the appellate court issued its opinion in Crim I, reversing the circuit’s court’s judgment and remanding the case to the circuit court. 2016 IL App (4th) 150843, ¶ 51. The appellate court limited its decision to an analysis of the partial directed verdict on the issue of informed consent, stating it need not address the subsequent proceedings following the directed verdict “because it is not pertinent to the resolution of this case.” Id. ¶ 29. The appellate court’s mandate stated, “the order on appeal from the circuit court be REVERSED and the cause be remanded to the Circuit Court for the Eighth Judicial Circuit Adams County, for such other proceedings as required by order of this court.”
¶ 12 Upon remand, the parties disagreed on what issues and facts could be retried. Defendant filed a motion in limine to exclude the presentation of any evidence relating to plaintiffs’ negligent delivery claim, thereby requesting the new trial be conducted solely on the issue of informed consent. Defendant argued that the appellate court’s opinion addressed only the informed consent claim and, therefore, the only issue and facts that should be retried are those related to plaintiffs’ informed consent claim. Defendant further noted that plaintiffs forfeited their right to have a new trial on their professional negligence claim because they failed to file a post-trial motion as required by section 2-1202 of the Code of Civil Procedure. 735 ILCS 5/2-1202 (West 2016). 1 Therefore, according to defendant, the circuit court was barred from relitigating the jury’s verdict.
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¶ 13 In response, plaintiffs claimed that a new trial on all issues was necessary because the appellate court issued a general mandate and the appellate court reversed the circuit court’s judgment in its entirety and did not limit the issues the new trial could address. In regard to defendant’s claim of forfeiture, plaintiffs asserted they preserved all issues for review by including in their notice of appeal and appellate brief a general request for a new trial. Plaintiffs additionally argued for the first time that they were not required to file a post-trial motion challenging a directed verdict, given the directed verdict changed the “tenor” of the remaining trial, thus making a new trial on all issues appropriate.
¶ 14 Following a hearing on defendant’s motion in limine, the circuit court denied the motion but invited the parties to propose a certified question pursuant to Rule 308. The circuit court certified the following question for immediate appeal: “Whether the ruling of the Appellate Court, 2016 IL App (4th) 150843, reversing the judgment and remanding this case for a new trial requires a trial de novo on all claims.”
¶ 15 The appellate court granted defendant’s application for an interlocutory appeal and answered the certified question in the affirmative. 2018 IL App (4th) 170864- U, ¶ 54 (Crim II). Defendant filed her notice of appeal to this court, which we granted.
¶ 16 ANALYSIS
¶ 17 Based on the language of the certified question at issue, plaintiffs initially argue that defendant’s appeal to this court is an impermissible attempt at relitigating the merits of Crim I by requesting this court to go beyond the specific question and determine whether a new trial de novo is proper. Plaintiffs argue that our review of the certified question should be limited to only the question certified by the circuit court, which, according to plaintiffs, asks the appellate court to provide “guidance as to the meaning of its ruling in Crim I.” In other words, plaintiffs consider the certified question to be a request for the appellate court to interpret its prior decision in order to clarify for the parties what Crim I “intended” or “meant” when it
2015 IL 117242, ¶ 37 (“While waiver is the voluntary relinquishment of a known right, forfeiture is the failure to timely comply with procedural requirements.”).
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remanded the case. Based on their reading of the certified question, plaintiffs claim that this court has “no legal basis” to substitute its judgment for that of the appellate court.
¶ 18 Plaintiffs acknowledge, however, that the scope of our review is broad and not limited to determining how the circuit court’s question should be decided. This is so because, when this court accepts an appeal involving a question of law identified under Rule 308, “the scope of our review is not limited to determining whether the appellate court answered the certified questions correctly.” Schrock v. Shoemaker, 159 Ill. 2d 533, 537 (1994). Moreover, under Rule 366, this court may “enter any judgment and make any order that ought to have been given or made, and make any other and further orders and grant any relief *** that the case may require.” Ill. S. Ct. R. 366 (eff. Feb. [1], 1994).
¶ 19 Bearing these principles in mind, we initially consider the question that the circuit court certified to the appellate court. A certified question under Rule 308 permits the discretionary appeal of an otherwise unappealable interlocutory order of the circuit court where the court “finds that the order involves a question of law as to which there is a substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litigation.” Ill. S. Ct. R. 308(a) (eff. July 1, 2017). Our review of a certified question under Rule 308 is de novo. Rozsavolgyi v. City of Aurora, 2017 IL 121048, ¶ 21.
¶ 20 The certified question asks whether the ruling of Crim I “requires a trial de novo on all claims” as a result of the appellate court reversing and remanding the matter “for such other proceedings as required by the order of [the] court.” The language of the certified question is purely legal in nature, as it presents a question that can only be answered by applying relevant legal principles and interpretation of the law to the legal effect of Crim I’s holding. See Black’s Law Dictionary 1366 (9th ed. 2009) (defining the term “question of law” as an issue “concerning the application or interpretation of the law” that the court must decide).
¶ 21 Unlike in cases involving improper certified questions, our answer to the certified question neither depends on the resolution of a host of factual predicates, nor does answering the certified question depend on an application of the law to the facts of a specific case, nor does addressing the certified question result in an
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answer that is advisory or provisional. See Rozsavolgyi, 2017 IL 121048, ¶ 21 (citing various cases). In fact, there is no dispute regarding the underlying facts of the case. Additionally, the certified question does not make an improper request for a new interpretation as to the meaning or intent of Crim I. If that were the situation, the certified question would indeed be improper given that, once Crim I issued its mandate, the appellate court was divested of jurisdiction to take any further action in that appeal. See PSL Realty Co. v. Granite Investment Co., 86 Ill. 2d 291, 304 (1981) (“The mandate of a court of review is the transmittal of the judgment of that court to the circuit court, and revests the circuit court with jurisdiction.”). It would be absurd to permit a certified question to revest the appellate court with jurisdiction to reexamine the merits of a case previously decided. Rather, the certified question seeks a legal analysis regarding whether Crim I’s holding “requires a new trial de novo.” (Emphasis added.) The certified question is no different than a certified question involving statutory construction (see, e.g., Rosenbach v. Six Flags Entertainment Corp., 2019 IL 123186, ¶ 14; Rozsavolgyi, 2017 IL 121048, ¶ 6; Bowman v. Ottney, 2015 IL 119000, ¶ 8) and requests no more of this court, or the appellate court below, than what reviewing courts are regularly tasked to perform: Resolve legal questions regarding the effects a prior decision has on a pending case. See, e.g., Hampton v. Metropolitan Water Reclamation District of Greater Chicago, 2016 IL 119861, ¶ 6 (answering a certified question concerning the legal effects a recent United States Supreme Court decision has on Illinois law and the pending case). It is without doubt that answering the certified question will establish the necessary parameters of the new trial and, therefore, materially advance the termination of the litigation, resulting in a reduction of protracted litigation and unnecessary legal fees if the question goes unanswered. Accordingly, we conclude that the certified question is a question of law properly certified under Rule 308, and we will proceed to answer it.
¶ 22 Reviewing the ruling in Crim I, the appellate court in Crim II determined that, because Crim I issued a general remand without specific instructions, a new trial should be held on all issues, including the issue of professional negligence. Crim II, 2018 IL App (4th) 170864-U, ¶ 43. The Crim II court found that the “decisive” wording of Crim I’s opinion and mandate implied that the entire judgment was abrogated and the circuit court was to proceed de novo. Id. The appellate court explained:
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“Our mandate [in Crim I] reversed the trial court’s judgment, and our opinion ordered a new trial based on the first issue we considered: the directed verdict on informed consent. We did not limit the issue in the new trial, and we did not address relevant issues presented to us on appeal. Based on our review of the mandate and prior opinion, we conclude that a new trial on all issues was required.” Id. ¶ 52.
For these reasons, the appellate court answered the certified question in the affirmative. Id. ¶ 44.
¶ 23 In her appeal before this court, defendant takes issue with Crim II’s answer to the certified question. According to defendant, Crim II’s answer ignores the general rule that the failure to file a post-trial motion following a jury trial prevents review of the jury’s verdict, and no new trial could be conducted as to the issue that went to a jury. Defendant notes that plaintiffs abandoned their statutory right to challenge the jury’s verdict by failing to file a post-trial motion pursuant to section 2-1202(e), which requires a party to raise issues in a post-trial motion before raising those issues on appeal when requesting a new trial. As a result, defendant argues that the holding in Crim I, which reversed and remanded “for such other proceedings as required” by the appellate court, could not have encompassed the jury’s verdict because the only issue before the appellate court was the partial directed verdict on plaintiffs’ informed consent claim. Therefore, defendant contends that Crim I could not have revived the professional negligence claim after the 30-day deadline for filing post-trial motions passed. As such, defendant requests that this court consider whether the appellate court in Crim II erred in determining that Crim I required a new trial de novo on all claims.
¶ 24 We find merit in defendant’s argument that the ruling in Crim I could not require a new trial de novo on all claims due to plaintiffs’ failure to challenge the jury’s verdict pursuant to the requirements of section 2-1202 of the Code of Civil Procedure (735 ILCS 5/2-1202 (West 2016)).
¶ 25 Section 2-1202 governs “[p]ost-trial motions in jury cases” and sets out strict rules for filing such motions in jury trials, stating that “[r]elief desired after trial in jury cases, *** must be brought in a single post-trial motion.” (Emphasis added.) 735 ILCS 5/2-1202(b) (West 2016). Section 2-1202 further requires that post-trial motions in jury cases be filed within 30 days after the entry of judgment, and the
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motion “must contain the points relied upon, particularly specifying the grounds in support thereof, and must state the relief desired, as for example, the entry of a judgment, the granting of a new trial or other appropriate relief.” 735 ILCS 5/2- 1202(c), (b) (West 2016). Section 2-1202(e) specifies what happens if a party in a jury case fails to file a post-trial motion:
“(e) Any party who fails to seek a new trial in his or her post-trial motion, either conditionally or unconditionally, as herein provided, waives the right to apply for a new trial, except in cases in which the jury has failed to reach a verdict.” 735 ILCS 5/2-1202(e) (West 2016).
¶ 26 There are two exceptions where a litigant need not file a post-trial motion to preserve his or her appeal following a jury trial. First, under section 2-1202(e), forfeiture does not occur where the jury has failed to reach a verdict. In this case, the jury reached a verdict, so this statutory exception does not apply. Second, interpreting this statutory exception, appellate courts have also carved out a “narrow exception” for directed verdicts, so that it is also not necessary for a party to file a post-trial motion after the circuit court directs a verdict on all issues. See, e.g., Arient v. Shaik, 2015 IL App (1st) 133969, ¶ 29; Garcia v. Seneca Nursing Home, 2011 IL App (1st) 103085, ¶ 21 (it is not “necessary to file a posttrial motion following entry of a directed verdict in a jury case to preserve issues for appeal” (citing Keen v. Davis, 38 Ill. 2d 280, 281-82 (1967)).
¶ 27 The second exception to section 2-1202(e) originated in Keen, 38 Ill. 2d at 281, where this court resolved a dispute among the appellate districts regarding whether it is necessary to file a post-trial motion and preserve issues for appeal following an entry of a directed verdict in a jury case. The Keen court held that a post-trial motion need not be filed following a directed verdict as a prerequisite to appeal. Id. at 282. The Keen court reasoned:
“ ‘When a judge directs a verdict at any stage of the trial, in effect, he has removed the case from the realm of the rules relating to jury cases and the rules applicable to bench trials should apply. It seems illogical to require a party to address the same arguments to the same judge on the identical questions before proceeding to review by an appellate tribunal.’ ” Id. at 281-82 (quoting Larson v. Harris, 77 Ill. App. 2d 430, 434 (1966)).
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¶ 28 Citing Keen’s exception, plaintiffs argue that, since the circuit court entered a directed verdict on their informed consent claim, “they were under no obligation to file a futile and ultimately meaningless post-trial motion” as to the jury’s verdict on their remaining claim. Therefore, plaintiffs contend that the circuit court did not err in denying defendant’s motion in limine based on Crim II’s holding.
¶ 29 Plaintiffs misinterpret this court’s holding in Keen. In Keen, the circuit court entered a directed verdict that resolved the entire case. A jury’s verdict was not at issue. For this reason, we found that it was illogical for the circuit court to consider the same arguments it had heard prior to issuing its directed verdict. As stated above, when the circuit court removed the entire case from the jury, the rules governing jury cases ceased to control. Id. Here, unlike in Keen, after the circuit court entered a partial directed verdict, the trial on the remaining issue regarding professional negligence continued, resulting in a jury’s verdict in favor of defendant. Thus, at no time did the circuit court remove the entire case from the jury and enter judgment on its own. Instead, the rules relating to jury cases continued to control after the circuit court’s partial directed verdict.
¶ 30 Post-Keen decisions from this court in Robbins v. Professional Construction Co., 72 Ill. 2d 215, 224 (1978), and in Mohn v. Posegate, 184 Ill. 2d 540 (1998), provide further support for our interpretation of section 2-1202 that, when a case proceeds to a jury’s verdict, a litigant must file a post-trial motion pursuant to section 2-1202 in order to challenge the jury’s verdict on appeal.
¶ 31 In Robbins, this court dealt with a circuit court order that set aside in part a general verdict and granted the plaintiff a new trial on the question of damages. Robbins, 72 Ill. 2d at 219. In that case, the jury returned a verdict for the plaintiff in the amount of $25,000. Id. The defendants filed a post-trial motion requesting judgment notwithstanding the verdict but did not alternatively request a new trial if their motion for judgment notwithstanding the verdict were denied. Id. The plaintiff filed a motion for a new trial on damages only or, alternatively, for a new trial on all issues. Id. The circuit court granted the plaintiff’s motion for a new trial on damages only and denied the defendants’ motion. Id. In the second trial for damages, the jury awarded plaintiff $120,000. Id. at 220. The circuit court entered judgment on the verdict. Id. The defendants then filed a post-trial motion requesting