United States v. Gustavo Alvarado, United States of Am. v. Oscar Oqueli-Hernandez, 838 F.2d 311 (9th Cir. 1988). · Go Syfert
United States v. Gustavo Alvarado, United States of Am. v. Oscar Oqueli-Hernandez, 838 F.2d 311 (9th Cir. 1988). Cases Citing This Book View Copy Cite
115 citation events (31 in the last 25 years) across 13 distinct courts.
Strongest positive: United States v. Heredia (ca9, 2007-04-30)
Treatment trajectory · 1988 → 2026 · click a year to view as-of
1988 2007 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) United States v. Heredia
9th Cir. · 2007 · quote attribution · 1 verbatim quote · confidence high
he facts must support the inference that the defendant . . . purposely contrived to avoid learning all of the facts in order to have a defense in the event of subsequent prosecution.
discussed Cited as authority (verbatim quote) United States v. Heredia
9th Cir. · 2007 · quote attribution · 1 verbatim quote · confidence high
he facts must support the inference that the defendant . . . purposely contrived to avoid learning all of the facts in order to have a defense in the event of subsequent prosecution.
examined Cited as authority (verbatim quote) United States v. Eduardo De Francisco-Lopez (6×) also: Cited "see", Cited "see, e.g."
10th Cir. · 1991 · quote attribution · 2 verbatim quotes · confidence high
he facts must support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.
discussed Cited as authority (rule) United States v. Sean Bindranauth
11th Cir. · 2024 · confidence medium
A deliberate ignorance instruction is appropriate when the facts “support the inference that the defendant was aware of a high USCA11 Case: 22-10944 Document: 49-1 Date Filed: 10/08/2024 Page: 15 of 29 22-10944 Opinion of the Court 15 probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir. 1991) (quoting United States v. Al- varado, 838 F.2d 311, 314 (11th Cir. 1987)).
discussed Cited as authority (rule) United States v. Derrick Alfondso Morley
11th Cir. · 2024 · confidence medium
A deliberate ignorance instruction is appropriate when the facts “support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” United States v. Rivera, USCA11 Case: 22-12988 Document: 50-1 Date Filed: 04/30/2024 Page: 27 of 30 22-12988 Opinion of the Court 27 944 F.2d 1563, 1571 (11th Cir. 1991) (quoting United States v. Al- varado, 838 F.2d 311, 314 (9th Cir. 1987)).
discussed Cited as authority (rule) United States v. Balagia
5th Cir. · 2023 · confidence medium
A district court may provide a deliberate-ignorance instruction when the evidence at trial raises two inferences: “(1) the defendant was subjectively aware of a high probability of the existence of the illegal conduct; and (2) the defendant purposely contrived to avoid learning of the illegal conduct.” Id. (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1987)).
discussed Cited as authority (rule) United States v. Jose Jesus Argiz
11th Cir. · 2020 · confidence medium
Therefore, a deliberate ignorance jury instruction is appropriate if the facts “support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” Rivera, 944 F.2d at 1571 (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1987)).
discussed Cited as authority (rule) United States v. Zhaopeng Chen
9th Cir. · 2018 · confidence medium
Our Circuit has explained that the “deliberate ignorance instruction” should rarely be given “because of the risk that the jury will convict on a standard of negligence: that the defendant should have known the conduct was illegal.” United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1987) (citation omitted) (emphasis in original).
discussed Cited as authority (rule) United States v. Lazaro Enrique Mendez
11th Cir. · 2018 · confidence medium
A deliberate ignorance instruction is proper where “the facts . . . support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir. 1991) (alteration in original) (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1987)).
cited Cited as authority (rule) United States v. Estrada-Lopez
M.D. Fla. · 2017 · confidence medium
Id. at 1571 (citing United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1987)).
discussed Cited as authority (rule) Globefill Inc. v. Elements Spirits, Inc.
9th Cir. · 2016 · confidence medium
Elements also misrepresented the contents of that document, see United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.1987), and falsely implied that Globefill deliberately concealed the document from the jury, see Maricopa County v. Maberry, 555 F.2d 207 , 217-19 (9th Cir.1977).
discussed Cited as authority (rule) United States v. Manuk Karapetyan
9th Cir. · 2012 · confidence medium
Even if the district court had abused its discretion in giving the Jewell instruction, the error was harmless. • “Application of the harmless error doctrine is appropriate where the evidence of guilt is so overwhelming that a conviction is compelled.” United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.1988) (finding that an improper Jewell instruction was a harmless error).
discussed Cited as authority (rule) United States v. Juan Rene Caro
11th Cir. · 2012 · confidence medium
A deliberate ignorance instruction “is appropriate when ‘the facts ... support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.’ ” Id. (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987)).
discussed Cited as authority (rule) United States v. Quinones (2×)
2d Cir. · 2011 · confidence medium
While other circuits rarely have authorized the use of the instruction, see, e.g., United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988), we have authorized it "somewhat more readily," United States v. Rodriguez, 983 F.2d 455, 457 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Carmen Denise Heredia (2×)
9th Cir. · 2007 · confidence medium
Williams, Criminal Law: The General Part, § 57 at 159 (2d ed. 1961)) (emphasis added). 15 United States v. Sehnal, 930 F.2d 1420, 1427 (9th Cir.1991) (citing Cheek v. United States, 498 U.S. 192, 199 , 111 S.Ct. 604 , 112 L.Ed.2d 617 (1991)). 16 United States v. Murdock, 290 U.S. 389, 394 , 54 S.Ct. 223 , 78 L.Ed. 381 (1933), overruled on other grounds by Murphy v. Waterfront Commission of New York Harbor, 378 U.S. 52, 70 , 84 S.Ct. 1594 , 12 L.Ed.2d 678 (1964). 17 United States v. Jewell, 532 F.2d 697, 700 (9th Cir.1976) (en banc). 18 Liparota v. United States, 471 U.S. 419, 424 , 105 S.Ct. …
discussed Cited as authority (rule) United States v. Carmen Denise Heredia
9th Cir. · 2007 · confidence medium
Williams, Criminal Law: The General Part, § 57 at 159 (2d ed.1961)) (emphasis added). 15 United States v. Sehnal, 930 F.2d 1420, 1427 (9th Cir.1991) (citing Cheek v. United States, 498 U.S. 192, 199 , 111 S.Ct. 604 , 112 L.Ed.2d 617 (1991)). 16 United States v. Murdock, 290 U.S. 389, 394 , 54 S.Ct. 223 , 78 L.Ed. 381 (1933), overruled on other grounds by Murphy v. Waterfront Commission of New York Harbor, 378 U.S. 52, 70 , 84 S.Ct. 1594 , 12 L.Ed.2d 678 (1964). 17 United States v. Jewell, 532 F.2d 697, 700 (9th Cir.1976) (en banc). 18 Liparota v. United States, 471 U.S. 419, 424 , 105 S.Ct. 2…
examined Cited as authority (rule) United States v. Carmen Denise Heredia (4×)
9th Cir. · 2005 · confidence medium
The instruction should therefore “be rarely given because of the risk that the jury will convict on a standard of negligence: that the defendant should have known the conduct was illegal.” United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1988) (citing United States v. Garzon, 688 F.2d 607 (9th Cir.1982)).
discussed Cited as authority (rule) United States v. Heredia (2×)
9th Cir. · 2005 · confidence medium
The instruction should therefore “be rarely given because of the risk that the jury will convict on a standard of negligence: that the defendant should have known the conduct was illegal.” United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1988) (citing United States v. Garzon, 688 F.2d 607 (9th Cir. 1982)).
cited Cited as authority (rule) United States v. Robert J. Warhurst, Jr.
11th Cir. · 2005 · confidence medium
This evidence supports “the inference that the defendant was aware of a high probability of the existence of the fact in question.” Un ited States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987).
discussed Cited as authority (rule) Adams v. Adams (2×) also: Cited "see"
Alaska · 2004 · confidence medium
WILLIAMS, CRIMINAL LAW: THE GENERAL PART, § 57 at 157 (2d ed.1961)). [13] Id. at 700 n. 7. [14] See U.S. v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987); U.S. v. Murrieta-Bejarano, 552 F.2d 1323, 1325 (9th Cir.1977). [15] U.S. v. Batencort, 592 F.2d 916, 918 (5th Cir. 1979); U.S. v. Aleman, 728 F.2d 492, 494 (11th Cir.1984). [16] Higgins testified that she twice had conversations in which she stated that the lease contained an option to purchase which Don Adams wished to exercise, and that Michael Adams expressed disbelief that the lease contained such an option. [17] Adams v. Waddell, 543 P.2d…
cited Cited as authority (rule) United States v. Rojas
9th Cir. · 2003 · confidence medium
United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.1987).
discussed Cited as authority (rule) United States v. Mauricio Javier Puche
11th Cir. · 2003 · confidence medium
Defendants also challenge the district court’s inclusion of an instruction on deliberate ignorance. 5 The court instructed the *1097 jury that if the government proved beyond a reasonable doubt that defendants “deliberately and consciously tried to avoid learning that it was in order to be able to say, if apprehended, that [they] did not know the currency was from the specified unlawful activity,” the jury would be allowed to treat such deliberate ignorance as having satisfied the knowledge mens rea requirement of the crime. 6 An instruction on deliberate ignorance is appropriate only if…
discussed Cited as authority (rule) People of the Territory of Guam v. Billy Cao Cruz
9th Cir. · 1997 · confidence medium
See Burks v. Borg, 27 F.3d 1424, 1431 (9th Cir.1994); United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.1987). 20 Cruz's argument that the curative instruction was inadequate because it did not specifically instruct the jury that it could not draw negative inferences from the defendant's decision not to testify is not persuasive.
discussed Cited as authority (rule) UNITED STATES of America, Plaintiff-Appellee, v. Ronald FULBRIGHT, Defendant-Appellant (2×) also: Cited "see"
9th Cir. · 1997 · confidence medium
United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 488 U.S. 838 , 109 S.Ct. 103 , 102 L.Ed.2d 78 (1988); see also United States v. Sanchez-Robles, 927 F.2d 1070, 1075 (9th Cir.1991).
discussed Cited as authority (rule) UNITED STATES of America, Plaintiff-Appellee, v. Ronald FULBRIGHT, Defendant-Appellant (2×) also: Cited "see"
9th Cir. · 1995 · confidence medium
United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 488 U.S. 838 , 109 S.Ct. 103 , 102 L.Ed.2d 78 (1988); see also United States v. Sanchez-Robles, 927 F.2d 1070, 1075 (9th Cir.1991).
discussed Cited as authority (rule) United States v. Thomas E. Hauert
7th Cir. · 1994 · confidence medium
The facts of this case " ‘support the inference that the defendant was aware of a high probability of the existence of the fact in question [tax liability] and purposely contrived to avoid learning all of the facts.’ " United States v. de Francisco-Lopez, 939 F.2d 1405, 1409 (10th Cir.1991) (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988)). 8 .
discussed Cited as authority (rule) United States v. Hernan Francisco Perez-Tosta, Gustavo Javier Correa-Patino, Erasmo Perez-Aguilera, Luis Guillermo Rojas-Valdez (2×) also: Cited "see"
11th Cir. · 1994 · confidence medium
A “deliberate ignorance” instruction is appropriate when “the facts ... support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir.1991) (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987)). “[A] district court should not instruct the jury on ‘deliberate ignorance’ *1565 when the relevant evidence points only to actual knowledge…
cited Cited as authority (rule) United States v. Leanne Dees
9th Cir. · 1994 · confidence medium
United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.1988), cert. denied, 488 U.S. 838 , 109 S.Ct. 103 , 102 L.Ed.2d 78 (1988).
discussed Cited as authority (rule) United States v. Adeyemi Adeniji
2d Cir. · 1994 · confidence medium
See Cartwright, 6 F.3d at 301 (“Error in giving [conscious avoidance] instruction is ... harmless where there is substantial evidence of actual knowledge.”); United States v. Barbee, 968 F.2d 1026, 1033-35 (10th Cir.1992) (harmless error where instruction correctly stated legal standard, overall charge required jury to find guilt beyond a reasonable doubt as to every element and evidence overwhelmingly proved actual knowledge); United States v. Rivera, 944 F.2d 1563, 1572 (11th Cir.1991) (error was harmless where jury was instructed on theory of actual knowledge and the evidence supported …
discussed Cited as authority (rule) United States v. Henoud
4th Cir. · 1994 · confidence medium
United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir.1991) (footnote omitted) (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 (1988)); see also United States v. Beech-Nut Nutrition Corp., 871 F.2d 1181, 1195 (2d Cir.), cert. denied, 493 U.S. 933 (1989). 18 Furthermore, " 'a person can be convicted of conspiring with persons whose names are unknown as long as the indictment asserts that such other persons exist and the evidence supports their existence [and complicity].' " United States v. Price, 869 F.2d 801, 804 (5th Cir.1989) (quoting Unite…
discussed Cited as authority (rule) United States v. Carl Richard Holmes
9th Cir. · 1994 · confidence medium
United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.1987), cert. denied, 487 U.S. 1222 (1988) (government counsel's misstatements were improper but not prejudicial where the trial judge acted quickly, emphatically, and appropriately to neutralize whatever prejudicial effect the misstatements may have caused by issuing a curative instruction); United States v. Rojas, 731 F.2d 707, 710 (11th Cir.1984) (prejudice arising from improvident appeal to community interests in closing argument, i.e., "you are the conscience of the community," cured by jury instruction).
discussed Cited as authority (rule) United States v. Jim Whittington, United States of America v. Daniel Atwood, United States of America v. Claudette Collier, United States of America v. Riley Ferguson, United States of America v. Barbara June Stevens
4th Cir. · 1994 · confidence medium
Indeed, as the government concedes, Stevens, as the individual most directly related to the perpetration of the fraud, could not have been unaware of any fraud which may have been undertaken. 7 We need not determine whether the evidence against Stevens meets the standard we enunciated in Schnabel, however; we conclude that, even if the application of the willful blindness instruction to Stevens was error, given the overwhelming evidence of Stevens' guilt and the minor significance of the single paragraph willful blindness instruction in the context of the entire jury charge, such error was har…
discussed Cited as authority (rule) United States v. Whittington
4th Cir. · 1994 · confidence medium
Indeed, as the government concedes, Stevens, as the individual most directly related to the perpetration of the fraud, could not have been unaware of any fraud which may have been undertaken. 7 We need not determine whether the evidence against Stevens meets the standard we enunciated in Schnabel , however; we conclude that, even if the application of the willful blindness instruction to Stevens was error, given the overwhelming evidence of Stevens’ guilt and the minor significance of the single paragraph willful blindness instruction in the context of the entire jury charge, such error was …
discussed Cited as authority (rule) United States v. Brandon
1st Cir. · 1994 · confidence medium
First of all, unlike those cases where insufficient facts were present to support any willful blindness instruction at all, see, e.g., United States ___ ____ _____________ v. Barnhart, 979 F.2d 647, 651-53 (8th Cir. 1992); United States ________ _____________ v. Alvarado, 838 F.2d 311, 316 (9th Cir. 1987), cert. denied, 487 ________ ____ ______ U.S. 1222 (1988), this case involved an instruction that was proper for at least one defendant.
discussed Cited as authority (rule) United States v. Brandon (2×)
1st Cir. · 1994 · confidence medium
More specifically, the instruction is proper when there is evidence to "support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution." United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir. 1991) (citing United States v. Alvarado, 838 F.2d 311, 314 (9th Cir. 1987), cert. denied, 487 U.S. 1222 (1988)).
discussed Cited as authority (rule) United States v. Peter Brandon, United States of America v. Charles D. Gauvin, United States of America v. Marvin Granoff, United States of America v. Ronald R. Hagopian, United States of America v. Momi A. Kumalae, United States of America v. Owen B. Landman, United States of America v. Norman D. Reisch, United States of America v. John Ward (2×)
1st Cir. · 1994 · confidence medium
More specifically, the instruction is proper when there is evidence to "support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution." United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir.1991) (citing United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988)). 142 The core of Landman's defense as argued at trial was that he was simply doing h…
discussed Cited as authority (rule) United States v. Brandon (2×)
1st Cir. · 1994 · confidence medium
More specifically, the instruction is proper when there is evidence to “support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” United States v. Rivera, 944 F.2d 1563, 1571 (11th Cir.1991) (citing United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988)).
discussed Cited as authority (rule) United States v. Danny Ray Triplin
9th Cir. · 1994 · confidence medium
United States v. Alvarado, 838 F.2d 311, 315 (9th Cir.1987) ("[Alvarado's] nervousness and turning pale, by themselves, could support either theory--either that he knew, or was afraid to find out."), cert. denied, 487 U.S. 1222 (1988). 15 Unlike United States v. Mapelli, 971 F.2d 284 (9th Cir.1992), the evidence supported an inference of deliberate ignorance.
discussed Cited as authority (rule) Albert Ray Beam v. David Paskett, Warden, Idaho State Prison-Boise
9th Cir. · 1993 · confidence medium
Thus, while it is possible that we would disapprove such a procedure as “inappropriate” if used by a federal district court, cf. United States v. Alvarado, 838 F.2d 311, 316 (9th Cir.) (holding that the district judge committed error by using an “inappropriate” jury instruction), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988), we will affirm a state court dual jury verdict unless it violates the Constitution — specifically, we will affirm such a verdict (that does not serve as the basis for the defendant’s execution) unless the defendant can demonstrate that …
discussed Cited as authority (rule) United States v. Kenneth R. Stone
7th Cir. · 1993 · confidence medium
See Giovannetti, 919 F.2d at 1228 ; Diaz, 864 F.2d at 550 ; United States v. Alvarado, 838 F.2d 311, 315-16 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 , and cert. denied, 488 U.S. 838 , 109 S.Ct. 103 , 102 L.Ed.2d 78 (1988); United States v. Manriquez Arbizo, 833 F.2d 244, 248-49 (10th Cir.1987).
discussed Cited as authority (rule) United States v. Maritza Rodriguez
2d Cir. · 1993 · confidence medium
In the Ninth Circuit, for example, the charge is to be given “rarely.” See United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988).
cited Cited as authority (rule) United States v. D. Gary Barnhart
8th Cir. · 1992 · confidence medium
Id. (quoting United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988) (footnote omitted)).
discussed Cited as authority (rule) United States v. Charles Ellis Black, Aka: Charles Black and Donald Lee Young, Aka: Robert Wilson
9th Cir. · 1992 · confidence medium
United States v. Wauneka, 842 F.2d 1083, 1088 (9th Cir.1988). 43 The court may give a deliberate ignorance instruction only if "the defendant claims a lack of guilty knowledge and the proof at trial supports an inference of deliberate ignorance." United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 487 U.S. 1222 (1988).
discussed Cited as authority (rule) United States v. Arthur Packard Condie, United States of America v. Arthur Packard Condie
9th Cir. · 1992 · confidence medium
Not only were these remarks relatively innocuous when taken in the context of the entire trial, see id. (statement that "we are all victims," and appeal to jury that an acquittal would send a message that crime was okay were not impermissible), any prejudice which may have resulted was neutralized by the district court's curative instruction, cf. United States v. Alvarado, 838 F.2d 311, 317 (9th Cir.) (harm flowing from improper factual misstatements made during closing argument may be neutralized by a cautionary instruction), cert. denied, 487 U.S. 1222 (1988). 12 2.
discussed Cited as authority (rule) Albert Ray Beam v. David Paskett, Warden, Idaho State Prison-Boise
9th Cir. · 1992 · confidence medium
Thus, while it is possible that we would disapprove such a procedure as “inappropriate” if used by a federal district court, cf. United States v. Alvarado, 838 F.2d 311, 316 (9th Cir.) (holding that the district judge committed error by using an “inappropriate” jury instruction), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988), we will affirm a state court dual jury verdict unless it violates the Constitution — specifically, we will affirm such a verdict (that does not serve as the basis for the defendant’s execution) unless the defendant can demonstrate that …
cited Cited as authority (rule) U.S. v. Ojebode
5th Cir. · 1992 · confidence medium
United States v. Alvarado , 838 F.2d 311, 314 (9th Cir. 1987), cert. denied, 487 U.S. 1222 , 108 S. Ct. 2880 , 101 L.
cited Cited as authority (rule) United States v. Folonsho Samuel Ojebode
5th Cir. · 1992 · confidence medium
United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988).
discussed Cited as authority (rule) Desilien v. State
Fla. Dist. Ct. App. · 1992 · confidence medium
The instruction should not be given unless evidence is admitted supporting the inference that the defendant “purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution.” United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988), and cert. denied sub nom.
examined Cited as authority (rule) United States v. Johnny Rivera, Elena Vila (3×) also: Cited "see"
11th Cir. · 1991 · confidence medium
United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.1987), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988). 30 .
discussed Cited as authority (rule) United States v. Donald G. Fingado
10th Cir. · 1991 · confidence medium
The mere fact that Fingado appeared to educate himself about the tax laws does not negate the possible inference that he selectively educated himself “in order to have a defense in the event of a subsequent prosecution.” United States v. Alvarado, 838 F.2d 311, 314 (9th Cir.), cert. denied, 487 U.S. 1222 , 108 S.Ct. 2880 , 101 L.Ed.2d 915 (1988); see United States v. Glick, 710 F.2d at 641-42 (although defendant had appraised the value of codefend-ant’s properties on several occasions, other facts, including the reasonableness of the evaluations, the appraisers’ qualifications and the …
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff/Appellee,
v.
Gustavo ALVARADO, Defendant/Appellant; UNITED STATES of America, Plaintiff/Appellee, v. Oscar OQUELI-HERNANDEZ, Defendant/Appellant
85-5278, 85-5280.
Court of Appeals for the Ninth Circuit.
Jan 28, 1988.
838 F.2d 311
Marilyn E. Butler, Federal Public Defender, Joseph F. Walsh, Los Angeles, Cal., for defendants-appellants., Manuel A. Medrano, Asst. U.S. Atty., Los Angeles, Cal., for plaintiff-appellee.
Anderson, Canby, Wiggins.
Cited by 78 opinions  |  Published
Reporter's Syllabus — editorial summary, not part of the Court's opinion

Marilyn E. Butler, Federal Public Defender, Joseph F. Walsh, Los Angeles, Cal., for defendants-appellants.

Manuel A. Medrano, Asst. U.S. Atty., Los Angeles, Cal., for plaintiff-appellee.

Appeal from the United States District Court for the Central District of California.

Before J. BLAINE ANDERSON, CANBY and WIGGINS,* Circuit Judges.

AMENDED OPINION

J. BLAINE ANDERSON, Circuit Judge:

Lead Opinion

AMENDED OPINION

J. BLAINE ANDERSON, Circuit Judge:

Gustavo Alvarado (Alvarado) and Oscar Oqueli-Hernandez (Oqueli) were indicted for conspiring to import (Count I), for importing (Count II), and for possessing with the intent to distribute (Count III), 12.7 kilograms of cocaine. A jury found both guilty on all counts. Alvarado and Oqueli sought a new trial charging that: 1) the trial judge gave an erroneous jury instruction, and 2) the prosecutor in his closing argument made false representations that warranted a mistrial. The court denied the motion and both were subsequently sentenced. Alvarado and Oqueli both appeal the trial court’s denial of their motions for a new trial.

I. FACTS

On July 22, 1986, Alvarado, Oqueli, Oqueli’s son Yuri, and Roberto Katan (Ka-tan) arrived at the Los Angeles airport on a Varig Airlines flight from Brazil. At the luggage carousel, Oqueli picked up Alvarado’s suitcase and Yuri’s suitcase and proceeded through customs. Oqueli showed the customs agent a diplomatic pass, and the agent allowed Oqueli to pass through without being checked. Oqueli was General Consul for Honduras from January, 1984 to January, 1985. His diplomatic pass had expired with the termination of his post, but the customs agent was unaware of that fact.

Alvarado took Oqueli’s brown suitcase and black suitcase from the carousel and went to the customs station. As Alvarado gave the customs agent his flight ticket and other travel documents, she noticed that his hands trembled. With his flight ticket, Alvarado also handed the customs agent an unused Japan Airlines ticket from Brazil to the United States scheduled for three days earlier. Then, without prompting, Alvarado told the customs agent that he was a doctor. Also, Alvarado was well-dressed, yet was carrying a red gym-type zipper bag.

The customs agent found Alvarado’s conduct suspicious and decided to refer him to the secondary inspection station for further examination. At secondary, the agent asked to check the black suitcase. Alvarado explained that his friend, Oscar Oqueli, who was standing by the exit with his son and Katan, had the key. A customs agent escorted Alvarado to the exit, and he was given a set of keys by Katan. Upon returning to the secondary check station, Alvarado attempted to open the black suitcase, fumbled with the keys, and dropped them. He explained that these were not the keys to the black suitcase, but instead belonged to the brown suitcase, and offered to open it. The brown suitcase contained only clothes and dental equipment. Alvarado then stated that his friend had the keys to the black suitcase. When asked why he didn’t get them the first time, he stated he had forgotten to ask for them. By that time, Oqueli, his son, and Katan had left the airport and could not be located. Alvarado agreed to have the black suitcase opened with a crowbar, but he explained that the suitcase was not his, but Oscar Oqueli’s, and that he was not responsible for its contents. When the suitcase was opened, Alvarado immediately turned pale. After moving the clothing around, the customs agent found eleven packages of cocaine at the bottom of the case.

After his arrest, Alvarado told a DEA agent, through an interpreter, that Oqueli[*313] owned the black suitcase and that Alvarado did not know about the cocaine. There was conflicting evidence about whether Alvarado said he was paid for taking the suitcase. The interpreter testified that Alvarado said that Oqueli offered to give him a $5,000 gift when he returned to the United States if Alvarado would carry his suitcase. Alvarado testified that there was never any discussion of being paid to carry the suitcase.

After his arrest, Alvarado, in cooperation with the DEA agents, called Oqueli and left a message for him to come to the Marriot Hotel and pick up Alvarado and the suitcases. A few hours later, Oqueli’s sister arrived at the hotel. She found Alvarado, and without engaging him in other conversation, asked for change. When he gave it to her, she made a telephone call and left.

Alvarado again called Oqueli and arranged to meet him at the airport. Oqueli arrived at the airport in a taxi with Katan. When the taxi passed by Alvarado, he waved at the occupants. There was no acknowledgment. Oqueli exited the cab a short distance from Alvarado and motioned for Alvarado to remain there. Oqueli then walked to a nearby telephone booth and made a telephone call. At that time, the telephone in the telephone bank nearest Alvarado began to ring. Alvarado let it ring. Oqueli hung up the telephone and walked hurriedly toward Alvarado. He picked up both suitcases and walked hurriedly away. When DEA agents attempted to stop Oqueli, he resisted. Oqueli and Katan were arrested.

After his arrest, Oqueli explained that the black suitcase was his and that he had lent it to Alvarado in Rio. He also said that he was, among other things, in the import-export business in the United States. Oqueli stated that he was unaware of the cocaine in the suitcase.

Alvarado and Oqueli were tried together for importing, conspiring to import, and possessing with the intent to distribute, 12.7 kilograms of cocaine. During their closing arguments, defense counsel asserted that Katan was responsible for placing the cocaine in the suitcase. In response, government counsel asserted that the grand jury was unable to find probable cause to indict Katan. He then implied that defendants’ failure to call Katan as a witness was evidence that Katan was not the real culprit. The trial judge sustained an objection to this line of argument. The judge admonished government counsel and instructed the jury that a defendant does not have the burden of calling any witness and that “no inference could be drawn” where a defendant chooses not to call a witness.

After this argument, it was revealed that it was not the grand jury but government counsel who chose not to prosecute Katan. Because of the government’s misstatements, the judge gave the following instruction to the jury as requested by the defendants.

Now, we’re on our concluding instructions. You’ll recall that when the government was arguing that Mr. Katan was not indicted by the grand jury, he had been cleared, sort of, by the grand jury, or words to that effect, I instructed you to disregard that; but I’m going to give you an instruction in addition to that.
You are not to consider Mr. Medrano’s, the prosecutor’s, argument regarding why Mr. .Katan was not charged in this case. Mr. Medrano was wrong when he argued to you in his rebuttal argument that the grand jury did not find probable cause to believe that Mr. Katan had committed a crime. He was also wrong when he argued to you that the grand jury decided not to charge Mr. Katan.
The United States Attorney’s Office chose not to prosecute Mr. Katan. The case against Mr. Katan was never presented to the grand jury, so the grand jury was never asked whether there was probable cause to charge Mr. Katan.

After two days of deliberation, the jury asked the court to clarify the relationship between the words “know” and “intent” and the word “cocaine” in the statute. In response, the judge reread his instructions on “knowledge” and “intent” and then[*314] gave an earlier rejected Jewell instruction stating:

Now, the instruction which I originally refused but I’m going to give you now is this: The element of knowledge. It’s Devitt and Blackmar’s Volume 1, Section 14.09.
The element of knowledge may be satisfied by inferences drawn from proof that a defendant deliberately — notice I say “deliberately” — closed his eyes to what would otherwise have been obvious to him. A finding beyond a reasonable doubt of a conscious purpose to avoid enlightenment would permit an inference of knowledge.
Stated another way: A defendant’s knowledge of a fact may be inferred from willful blindness to the existence of a fact. It’s entirely up to you as to whether you find any deliberate closing of the eyes and the inference to be drawn from any such evidence. A showing of negligence or mistake alone is not sufficient to show a finding of willfulness or knowledge. If you find a defendant who you are considering believed what was in the boxes was not a controlled substance, then you must acquit.

Both defense counsel objected to this instruction. The objection was denied.

The jury deliberated for another thirty minutes and then returned a verdict against both defendants on all three counts in the indictment.

Defense counsel moved for a new trial on the ground that the prosecutor made a false misrepresentation during his closing argument, and on the ground that there was no evidence to justify a Jewell instruction and the Jewell instruction as given was deficient. The trial judge denied the motion for a new trial.

II. DISCUSSION

A. Jewell Instruction

In light of the evidence adduced at trial in this case, the district court’s decision to instruct the jury on the doctrine of deliberate avoidance was error. The relevant evidence points to actual knowledge, rather than deliberate avoidance, and therefore does not support the giving of a Jewell instruction. See United States v. Pacific Hide & Fur Depot, Inc., 768 F.2d 1096, 1098-99 (9th Cir.1985). See also United States v. Jewell, 532 F.2d 697 (9th Cir.) (en banc), cert. denied, 426 U.S. 951, 96 S.Ct. 3173, 49 L.Ed.2d 1188 (1976).

“A Jewell instruction is properly given only when [the] defendant claims a lack of guilty knowledge and the proof at trial supports an inference of deliberate ignorance.” Pacific Hide, 768 F.2d at 1098. See United States v. McAllister, 747 F.2d 1273, 1275 (9th Cir.1984), cert. denied, 474 U.S. 829, 106 S.Ct. 92, 88 L.Ed.2d 76 (1985); United States v. Henderson, 721 F.2d 276, 277-79 (9th Cir.1983). The cases in which the facts point to deliberate ignorance are relatively rare. McAllister, 747 F.2d at 1275. The instruction should, therefore, be given rarely because of the risk that the jury will convict on a standard of negligence: that the defendant should have known the conduct was illegal. United States v. Garzon, 688 F.2d 607 (9th Cir.1982). Instead, the facts must support the inference that the defendant was aware of a high probability of the existence of the fact in question and purposely contrived to avoid learning all of the facts in order to have a defense in the event of a subsequent prosecution. Pacific Hide, 768 F.2d at 1098; McAllister, 747 F.2d at 1275.

In determining whether a Jewell instruction is appropriate in this case, the government must present evidence supporting an inference that Alvarado and Oqueli purposely avoided obtaining actual knowledge that the suitcase contained the cocaine. See United States v. Nicholson, 677 F.2d 706, 711 (9th Cir.1982). If the evidence indicates that Alvarado and Oqueli had either actual knowledge or lacked any knowledge of the presence of the cocaine, then giving the Jewell instruction was inappropriate.

1. Gustavo Alvarado

Alvarado argues the facts established by the government support a finding of actual[*315] knowledge, not deliberate avoidance or lack of knowledge. We agree.

The government claims that the evidence it presented at trial “established a plethora of suspicious circumstances that represented not only conscious avoidance, but strong and persuasive proof of the existence of a conspiracy between the defendants to import cocaine which could only have been unknown to the defendants because of deliberate ignorance.” (Emphasis in original). The government points to the following evidence:

1. Alvarado and Oqueli were the last passengers off the plane and the last to pass through the prescreening and control points. The government argued at trial that defendants were hoping that the customs inspectors would be less diligent.
2. Alvarado retrieved and carried from the luggage carousel, not his luggage, but two suitcases belonging to codefendant Oqueli.
3. Alvarado appeared nervous and trembling during his contacts with customs officers.
4. Alvarado had two airplane tickets, one of which he used to fly home on Varig Airlines and was paid for with cash, and a valid, but unused, Japanese Airline ticket. Alvarado testified that Oqueli gave him the Varig ticket. Oqueli denied giving the ticket to Alvarado.
5. Alvarado made inconsistent statements to customs officials about the purpose of his trip. He told the inspector at prescreening that he was returning from Rio de Janeiro alone after a one-week vacation. After his arrest, he told DEA agents he had been on a ten-day trip to Rio for a medical conference. At trial, he testified that he went to Rio with Oqueli to price leather for a contemplated import/export business.
6. Alvarado appeared to avoid opening the black suitcase which contained the cocaine. After he was requested to obtain the keys to open the black suitcase, he presented keys that fit the brown suitcase, not the black one. He readily agreed to open the brown suitcase.
7. Alvarado made inconsistent statements regarding the ownership of the black suitcase. At the secondary search area, he claimed ownership of both the black and brown suitcases and presented the appropriate baggage claim tags. He further stated that he had set the combination on the black suitcase when he purchased it. Later, when he was given a crowbar to force open the black suitcase, he stated that the suitcase was “Oscar’s,” not his, and that he was not responsible for its contents.
8. After forcing open the black suitcase with a crowbar, Alvarado immediately turned pale even though there was no cocaine yet visible.
9. Alvarado allegedly made a post-arrest statement that he agreed to carry the black suitcase as a favor for a friend and, upon his return to the United States, his friend would give him $5,000 as a gift for carrying the suitcase.

Most, if not all of these facts, point to Alvarado’s actual knowledge of the cocaine and his attempt to prevent its discovery. Facts number three and eight, his nervousness and turning pale, by themselves, could support either theory — either that he knew, or was afraid to find out. However, when combined with the other facts, these two facts strongly support actual knowledge. The government’s strongest evidence of “conscious avoidance” is Alvarado’s alleged post-arrest statement that a friend promised him $5,000 as a gift if he delivered the black suitcase. See United States v. Suttiswad, 696 F.2d 645, 651 (9th Cir.1982) (deliberate ignorance instruction proper where defendant was given an airplane ticket, clothing, and a substantial amount of cash to deliver a suitcase to Mr. Tom upon arrival in the United States). However, the evidence on whether this statement was actually made is, at best, contradictory. Even if the statement was made, this fact alone, in light of the other evidence in the case, did not justify the Jewell [*316] instruction.[1] Because there is insufficient evidence for a trier of fact to reasonably conclude that Alvarado purposely contrived to avoid learning of the presence of the cocaine, it was inappropriate for the district court to give the Jewell instruction. See Garzon, 688 F.2d at 609.

2.Oscar Oqueli-Hernandez

Oqueli also argues that the evidence adduced by the government at trial points toward actual knowledge or guilty conscience and not deliberate avoidance. Once again, we agree.

The government relied on the following evidence to show conscious avoidance by Oqueli:

1. Oqueli carried, not his, but Alvarado’s suitcases through customs.
2. Oqueli used an invalid diplomatic passport to pass through customs. Oqueli had been General Consul to the United States from Honduras for one year but his diplomatic pass had expired.
3. Oqueli, along with his son Yuri and Katan, apparently abandoned Alvarado at the airport while Alvarado was being questioned and searched by customs. This was deemed by the government to be suspicious because Alvarado and Oqueli were close friends.
4. Oqueli failed to appear at the Marriott Hotel to retrieve his suitcases at Alvarado’s request. However, Oque-li’s sister arrived at the hotel, asked Alvarado for change, and without engaging him in any other conversation, left and made a phone call. The government claimed the sister was sent to conduct counter-surveillance on behalf of Oqueli.
5. Oqueli’s peculiar method of retrieving his suitcase. Oqueli arrived at the airport in a taxi. It passed by Alvarado. Alvarado waved. Oqueli did not acknowledge. Oqueli exited the cab a short distance from Alvarado, motioned for him to remain where he was, then walked to a nearby telephone booth and made a telephone call. A telephone near Alvarado began to ring.
Alvarado did not answer it. Oqueli hung up and walked hurriedly toward Alvarado. He picked up the suitcases, motioned for Alvarado to follow and walked hurriedly away. When DEA agents attempted to stop Oqueli, he resisted.
6. All of Alvarado’s telephone calls attempting to set up a meeting to return the suitcases emphasized Alvarado’s desire to relinquish the black suitcase to Oqueli. In one telephone call to Oqueli’s son Yuri, Alvarado threatened to throw the black suitcase away unless Oqueli appeared.
7. Oqueli, in his post-arrest statement, claimed ownership of the black suitcase, but said “he had loaned it to his friend before boarding the plane on a return trip.” However, at trial he asserted the suitcase belonged to him and that its entire contents were his.

These facts, along with the facts relating to Alvarado, point to Oqueli’s actual knowledge of the presence of cocaine in the black suitcase and tend to establish a consciousness of guilt. Because there is insufficient evidence for a trier of fact to reasonably conclude that Oqueli contrived to avoid learning of the cocaine, it was inappropriate for the district court to give the Jewell instruction. See Garzon, 688 F.2d at 609.

B. Harmless Error

While we find the district court[*317] erred in giving the Jewell instruction,[2] we hold the error was harmless. Application of the harmless error doctrine is appropriate where the evidence of guilt is so overwhelming that a conviction is compelled. See United States v. Beckett, 724 F.2d 855, 856 (9th Cir.1984) {Jewell instruction will be harmless error where the instruction is “logically harmless to [the] defendant beyond any reasonable doubt.”) (quoting United States v. Rea, 532 F.2d 147, 149 (9th Cir.1976)). As the Supreme Court in Rose v. Clark, 478 U.S. 570, 106 S.Ct. 3101, 92 L.Ed.2d 460 (1986), stated:

“[0]ur harmless error cases do not turn on whether the defendant conceded the factual issue on which the error bore. Rather, we have held that Chapman mandates consideration of the entire record prior to reversing a conviction for constitutional errors that may be harmless.”

Id. at 3109 (quoting United States v. Hastings, 461 U.S. 499 at 509 n. 7, 103 S.Ct. 1974 at 1980 n. 7, 76 L.Ed.2d 96 (1983), citing Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 828, 17 L.Ed.2d 705 (1967).

Here, it appears to us beyond any reasonable doubt that the error did not affect the verdict. The evidence lucidly demonstrates Alvarado attempted a smokescreen and a shell game to avoid having the black suitcase opened. Oqueli-Hernandez certainly exhibited a peculiar manner of returning for and picking up Alvarado after leaving him stranded at the airport. Moreover, at trial Oqueli-Hernandez admitted the contents of the black suitcase were his. Thus, it is abundantly clear the defendants were traveling together, knew of the cocaine, and joined in an attempt to import the cocaine without its detection. The jury had no choice. A guilty verdict on all counts was compelled.

C. Prosecutorial Misconduct

During his closing argument, government counsel asserted that the grand jury chose not to indict Katan. The trial court later learned that it was the United States Attorney and not the grand jury that decided not to prosecute Katan. The government concedes that the argument made by the prosecutor was factually inaccurate and hence inappropriate. The trial judge read the jury a curative instruction prepared by Alvarado and Oqueli that thoroughly discredited the government’s false assertion.

Although the government counsel’s misstatements were clearly improper, we do not find that either Alvarado or Oqueli was prejudiced. The trial judge acted quickly, emphatically, and appropriately to neutralize whatever prejudicial effect the misstatements may have caused by issuing the curative instructions. United States v. Rojas, 731 F.2d 707, 710 (11th Cir.1984) (prejudice arising from improvident appeal to community interests in closing argument cured by jury instruction); Cherry v. Jago, 722 F.2d 1296, 1300 (6th Cir.1983), cert. denied, 467 U.S. 1244, 104 S.Ct. 3518, 82 L.Ed.2d 826 (1984) (admittedly improper remarks not grounds for reversal in light of curative instructions). Consequently, the misstatements were harmless error in the context of the entire trial.

The district court is, therefore,

AFFIRMED.

1

We find this statement unpersuasive as proof of conscious avoidance because Alvarado specifically referred only to the black suitcase in his alleged post-arrest statement. He carried two of Oqueli’s suitcases, one black, one brown. If Alvarado were truly without knowledge of the presence of the cocaine, why did he refer only to the black suitcase and why was he so leary of opening it, but was unconcerned with the brown suitcase. If he had no knowledge or was trying to avoid learning about the cocaine, it would seem he would be equally leary of the brown suitcase.

2

. Because we find the district court erred in giving the Jewell instruction, we do not reach the issue whether the Jewell instruction given in this case misstated the law.

Concurrence in Part

CANBY, Circuit Judge,

concurring in part and dissenting in part:

I concur in all portions of Judge Anderson’s amended opinion except that which finds the Jewell instruction to have been harmless error with regard to defendant Alvarado. As the amended opinion correctly states, we may find the error harmless beyond a reasonable doubt only if the evidence was so overwhelming that a conviction was compelled. While there was certainly sufficient evidence for the jury to convict Alvarado, I cannot say that the evidence compelled such a result. The jury could rationally have chosen to believe Alvarado’s statements that the black bag was Oqueli’s and that he, Alvarado, did not know its contents. Indeed, something kept the jury deliberating for two days before[*318] the Jewell instruction was given. I would therefore reverse Alvarado’s conviction and remand for a new trial.

Oqueli’s behavior in picking up the suitcases after Alvarado’s arrest, on the other hand, can only be consistent with guilt. I therefore agree with the majority that his conviction should be affirmed.