United States v. David Michael Deigert, United States of Am. v. Donald Raymond Sigwart, United States of Am. v. William Scott, United States of Am. v. Anna Adolphson, 916 F.2d 916 (4th Cir. 1990). · Go Syfert
United States v. David Michael Deigert, United States of Am. v. Donald Raymond Sigwart, United States of Am. v. William Scott, United States of Am. v. Anna Adolphson, 916 F.2d 916 (4th Cir. 1990). Cases Citing This Book View Copy Cite
76 citation events (6 in the last 25 years) across 18 distinct courts.
Treatment trajectory · 1990 → 2026 · click a year to view as-of
1990 2008 2026
Top citers, strongest first. 39 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) United States v. Marius Canoy (2×) also: Cited as authority (rule)
7th Cir. · 1994 · quote attribution · 1 verbatim quote · confidence high
whether or not factors are extraordinary is a question of fact to which the clearly erroneous standard applies on appeal.
discussed Cited as authority (verbatim quote) United States v. Rios-Paz (2×) also: Cited "see, e.g."
E.D.N.Y · 1992 · quote attribution · 1 verbatim quote · confidence high
purposes of this amendment are to correct a clerical error and to clarify the operation of the guidelines
discussed Cited as authority (rule) United States v. Potes-Castillo
2d Cir. · 2011 · confidence medium
See United States v. Pando, 545 F.3d 682, 683-85 (8th Cir.2008); United States v. Thornton, 444 F.3d 1163, 1165-67 (9th Cir.), cert. denied, 549 U.S. 901 , 127 S.Ct. 222 , 166 L.Ed.2d 177 (2006); United States v. LeBlanc, 45 F.3d 192, 195 (7th Cir.1995); United States v. Deigert, 916 F.2d 916, 918 (4th Cir.1990) (decided prior to amendment to § 4A1.2(c)(l) adding “careless or reckless driving” to listed offenses).
discussed Cited as authority (rule) United States v. Pando
8th Cir. · 2008 · confidence medium
In sum, the Colorado offense of “DWAI falls into *685 the category of alcohol-related driving offenses addressed by Application Note 5.” Walling, 974 F.2d at 142 ; see United States v. Jakobetz, 955 F.2d 786, 805-06 (2d Cir.1992) (finding that district court properly considered defendant’s prior New York conviction for DWAI in calculating his criminal history category because DWAI charge was not a “minor traffic infraction! ]” within the meaning of Application Note 5 to section 4A1.2); see also United States v. Thornton, 444 F.3d 1163, 1165-67 (9th Cir.2006) (determining that defenda…
discussed Cited as authority (rule) United States v. Gabriel Pando
8th Cir. · 2008 · confidence medium
In sum, the Colorado offense of “DWAI falls into the category of alcohol-related driving offenses addressed by Application Note 5.” Walling, 974 F.2d at 142 ; see United States v. Jakobetz, 955 F.2d 786, 805-06 (2d Cir. 1992) (finding that district court properly -5- considered defendant’s prior New York conviction for DWAI in calculating his criminal history category because DWAI charge was not a “minor traffic infraction[]” within the meaning of Application Note 5 to section 4A1.2); see also United States v. Thornton, 444 F.3d 1163, 1165-67 (9th Cir. 2006) (determining that defenda…
discussed Cited as authority (rule) United States v. Nowicki
D.N.M. · 2003 · confidence medium
Several circuits, however, have held that Section 5H1.3 allows for a downward departure “in cases of extreme childhood abuse.” United States v. Rivera, 192 F.3d 81, 84 (2d Cir.1999), cert. denied sub nom., Mendez v. United States, 528 U.S. 1129 , 120 S.Ct. 965 , 145 L.Ed.2d 836 (2000) (citing United States v. Pullen, 89 F.3d 368, 372 (7th Cir.1996), cert. denied, 519 U.S. 1066 , 117 S.Ct. 706 , 136 L.Ed.2d 627 (1997); United States v. Clark, 8 F.3d 839, 845-46 (D.C.Cir.1993); United States v. Roe, 976 F.2d 1216, 1218 (9th Cir.1992); United States v. Vela, 927 F.2d 197, 199 (5th Cir.), cert…
discussed Cited as authority (rule) United States v. Bradley
N.D.W. Va. · 2000 · confidence medium
See United States v. Rybicki, 96 F.3d 754, 759 (4th Cir.1996) ("Because the record does not indicate that [family ties and responsibilities] are present to an 'exceptional' degree, they may not form the basis for a downward departure.”); United States v. Bell, 974 F.2d 537, 539 (4th Cir.1992) (“Thus, this circuit has held that in order to justify a departure on the basis of family responsibilities, a defendant must show that his situation is somehow ‘extraordinary.’ "); United States v. Deigert, 916 F.2d 916, 919 (4th Cir.1990) ("To the extent §§ 5H1.1 — 5H1.6 factors might relate …
examined Cited as authority (rule) In Re Sealed Case No. 98-3116 (4×)
D.C. Cir. · 1999 · confidence medium
Cir. 1991) (citing United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir. 1990)); United States v. Lyons, 706 F.2d 321 , 335 & n.25 (D.C.
discussed Cited as authority (rule) United States v. Loudermilk
4th Cir. · 1997 · confidence medium
More importantly, we have previously held that "all felony offenses, misdemeanors and petty offenses" are counted in arriving at a criminal history category unless specifically excluded by the Guidelines.3 Since there are no Guidelines provisions which specifi- cally exclude DUI's involving motor boats from calculation of a defendant's criminal history score, we find that the district court did not err in assessing one criminal history point for Loudermilk's 1985 DUI conviction. _________________________________________________________________ 1 U.S. Sentencing Guidelines Manual § 4A1.2, comm…
discussed Cited as authority (rule) United States v. Archuleta
10th Cir. · 1997 · confidence medium
See, e.g., United States v. Alba, 933 F.2d 1117, 1122 (2d Cir.1991) (among other factors, defendant had been married 12 years, and cared for two children, his disabled father, and his grandmother); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990) (among other factors to be considered by district court on remand, defendant was pregnant and the mother of several children). 12 .
discussed Cited as authority (rule) United States v. Amrhu A. Dyce (2×)
D.C. Cir. · 1996 · confidence medium
See, e.g., Rivera, 994 F.2d at 952-54 (three children under six); United States v. Johnson, 964 F.2d 124, 128-30 (2d Cir.1992) (departure affirmed for defendant who provided sole support for three young children and infant); United States v. Alba, 933 F.2d 1117, 1122 (2d Cir.1991) (two children, living with disabled, dependent father and grandmother; no indication that defendant's spouse cannot fulfill family responsibilities); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990) (departure authorized on grounds that, inter alia, defendant was mother of several children and pregnant w…
discussed Cited as authority (rule) United States v. Capers (2×) also: Cited "see"
4th Cir. · 1995 · confidence medium
United States v. Deigert, 916 F.2d 916, 917-18 (4th Cir.1990) (per curiam); United States v. Fells, 920 F.2d 1179, 1184 (4th Cir.1990), cert. denied, 501 U.S. 1219 , 111 S.Ct. 2831 , 115 L.Ed.2d 1000 (1991).
discussed Cited as authority (rule) United States v. Anthony J. Capers, United States of America v. Lisa A. Jackson, United States of America v. Darrol J. Harrison, A/K/A Big D, United States of America v. Gregory Overton, United States of America v. Vincent L. Robinson, A/K/A Boo Boo, United States of America v. Travyuis Doral Cokely, A/K/A Tobey, A/K/A Tobey Cokely, United States of America v. Peter Johnson, A/K/A Junior Jackson (2×) also: Cited "see"
4th Cir. · 1995 · confidence medium
United States v. Deigert, 916 F.2d 916, 917-18 (4th Cir.1990) (per curiam); United States v. Fells, 920 F.2d 1179, 1184 (4th Cir.1990), cert. denied, 501 U.S. 1219 , 111 S.Ct. 2831 , 115 L.Ed.2d 1000 (1991).
discussed Cited as authority (rule) United States v. Mustakeem
W.D. Pa. · 1995 · confidence medium
See also United States v. Restrepo, 946 F.2d 654 (9th Cir.1991) (en banc), cert. denied, 503 U.S. 961 , 112 S.Ct. 1564 , 118 L.Ed.2d 211 (1992); United States v. Deigert, 916 F.2d 916, 917 (4th Cir.1990); United States v. Guerrero, 863 F.2d 245, 250 (2d Cir.1988).
discussed Cited as authority (rule) United States v. Jones (2×) also: Cited "see"
4th Cir. · 1994 · confidence medium
Penn relies upon language in United States v. Deigert, 916 F.2d 916, 919 (4th Cir.1990), in urging that we can and should review the district court’s decision.
discussed Cited as authority (rule) United States v. Darla Denean Jones, United States of America v. Dwight Rolland Shelton, Jr., United States of America v. Charles Melvin Penn, United States of America v. Jacqueline Jones Penn (2×) also: Cited "see"
4th Cir. · 1994 · confidence medium
Penn relies upon language in United States v. Deigert, 916 F.2d 916, 919 (4th Cir.1990), in urging that we can and should review the district court's decision.
discussed Cited as authority (rule) United States v. Audley E. McKelvey Jr.
6th Cir. · 1993 · confidence medium
See United States v. Thomas, 930 F.2d 526, 529-30 (7th Cir.), cert. denied, 112 S.Ct. 171 (1991); United States v. Shortt, 919 F.2d 1325, 1328 (8th Cir.1990); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990). 59 We have suggested that a sentencing court may depart downward from the sentencing guidelines upon a specific showing of extremely unusual and burdensome family circumstances.
discussed Cited as authority (rule) United States v. Joseph Stewart
10th Cir. · 1993 · confidence medium
Similarly, the Courts of Appeals in Diegert, 916 F.2d at 917-18, and Restrepo, 903 F.2d at 656 , noted that nonsubstantive changes to the Guidelines did not constitute ex post facto alterations and could therefore be applied retroactively.
discussed Cited as authority (rule) United States v. Darryl Blalock, A/K/A Mookie
4th Cir. · 1993 · confidence medium
United States v. Deigert, 916 F.2d 916, 917-18 (4th Cir. 1990) 4 At the first sentencing hearing, the district court found "specifically that the defendant also evaded capture and when arrested in Frederick County, Maryland, provided authorities with false identifying information in order to continue evading arrest for the instant offense." 5 The district court's original finding that Blalock obstructed justice was based on both Blalock's use of an alias to evade arrest and Blalock's intent to destroy evidence.
cited Cited as authority (rule) United States v. Mirna Rivera
1st Cir. · 1993 · confidence medium
See, e.g., Merritt, slip op. at 25-26; United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir. 1990).
cited Cited as authority (rule) United States v. Mirna Rivera
1st Cir. · 1993 · confidence medium
See, e.g., Merritt, slip op. at 25-26; ___ ____ _______ United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir. _____________ _______ 1990).
discussed Cited as authority (rule) United States v. Arana
D. Colo. · 1993 · confidence medium
Similarly, the Courts of Appeals in Diegert, 916 F.2d at 917-18, and Restrepo, 903 F.2d at 656 , noted that nonsubstantive changes to the Guidelines did not constitute ex post facto alterations and could therefore be applied retroactively.
cited Cited as authority (rule) United States v. Mirna Rivera, United States v. Robert Adamo
1st Cir. · 1993 · confidence medium
See, e.g., Merritt, 988 F.2d at 1312 ; United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990).
discussed Cited as authority (rule) United States v. Ramirez
E.D.N.Y · 1992 · confidence medium
See United States v. Lopez, 938 F.2d 1293, 1296 (D.C.Cir.1991) (even where a factor is not ordinarily relevant, the court may consider it in an extraordinary case); United States v. Big Crow, 898 F.2d 1326,1331-32 (8th Cir.1990) (district court properly considered various distinctive features of defendant’s life); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990) (dicta) (downward departure proper in extraordinary circumstances); United States v. Maddalena, 893 F.2d 815, 818 (6th Cir.1989) (discretion rests with sentencing judge), cert. denied, — U.S. -, 112 S.Ct. 233 , 116 L.E…
discussed Cited as authority (rule) United States v. Newell
E.D. Wash. · 1992 · confidence medium
See, e.g., United States v. Garlich, 951 F.2d 161, 164 (8th Cir.1991); United States v. Berlier, 948 F.2d 1093, 1094 (9th Cir.1991); United States v. Floyd, 945 F.2d 1096, 1100-01 (9th Cir.1991); United States v. Pena 930 F.2d 1486, 1494-95 (10th Cir.1991); United States v. Headley, 923 F.2d 1079, 1082-83 (3d Cir.1991); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990).
discussed Cited as authority (rule) United States v. Curtis Weaver
10th Cir. · 1991 · confidence medium
See, e.g., United States v. Pena, 930 F.2d 1486, 1496 (10th Cir.1991) (upholding district court's decision to depart downward based on defendant's "long employment history, the abberational nature of her conduct, and the fact that two infants would be deprived of support if she were incarcerated"); United States v. Sklar, 920 F.2d 107, 116 (1st Cir.1990) (downward departure might be warranted by defendant's rehabilitation between arrest and sentencing if so extraordinary as to not have been taken into account by guidelines); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990) (defend…
discussed Cited as authority (rule) United States v. Mattie Lou Thomas
7th Cir. · 1991 · confidence medium
Compare United States v. Shortt, 919 F.2d 1325, 1328 (8th Cir.1990) (defendant’s family circumstances not unusual enough to support departure under § 5H1.6) with United States v. Sutherland, 890 F.2d 1042, 1043 (8th Cir.1989) (§ 5H1.6 is a “clear statement” that family considerations are not a ground for departure); United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990) (departure on basis of extraordinary family considerations permissible) with United States v. McHan, 920 F.2d 244, 248 (4th Cir.1990) (no departure authorized on basis of family *530 considerations when probation…
discussed Cited "see" United States v. Ward
E.D. Va. · 1995 · signal: see · confidence high
See United States v. Deigert, 916 F.2d 916, 918 (4th Cir.1990); see also Nichols v. United States, — U.S. —, 114 S.Ct. 1921 , 128 L.Ed.2d 745 (DUI conviction counted even if defendant unrepresented at time of conviction).
discussed Cited "see" United States v. James Edwin Walling
10th Cir. · 1992 · signal: accord · confidence high
Accord United States v. Deigert, 916 F.2d 916, 918 (4th Cir.1990) (convictions for both “driving while impaired” and “driving under the influence of alcohol” properly included in criminal history calculation). *143 IV.
cited Cited "see" United States v. Jorge F. Cazaraz and Jvier G. Cazaraz
6th Cir. · 1992 · signal: see · confidence high
See United States v. Deigert, 916 F.2d 916, 918 (4th Cir.1990) (per curiam); United States v. Lewis, 896 F.2d 246, 249-50 (7th Cir.1990).
discussed Cited "see" United States v. Travis Lawrence Page
9th Cir. · 1991 · signal: accord · confidence high
Accord United States v. Deigert, 916 F.2d 916 , 919 n. 2 (4th Cir.1990) (drug abuse “may not, under even extraordinary circumstances, individually or in combination [with personal financial difficulty], support a downward departure”); United States v. Whitehorse, 909 F.2d 316, 318-19 (8th Cir.1990) (alcoholism *536 improper grounds for downward departure); United States v. Goff, 907 F.2d 1441, 1445 (4th Cir.1990) (district court commits clear error in departing from Guidelines based in whole or in part on drug addiction); United States v. Williams, 891 F.2d 962, 965 (1st Cir.1989) (cocaine…
cited Cited "see, e.g." United States v. William E. Butner, United States of America v. William E. Butner
4th Cir. · 2002 · signal: see, e.g. · confidence medium
See, e.g., United States v. Deigert, 916 F.2d 916, 917-18 (4th Cir.1990) (per curiam).
cited Cited "see, e.g." United States v. Butner
4th Cir. · 2002 · signal: see, e.g. · confidence medium
See, e.g., United States v. Deigert, 916 F.2d 916, 917-18 (4th Cir. 1990) (per curiam).
cited Cited "see, e.g." United States v. Jorge Rivera
unknown court · 1999 · signal: see also · confidence medium
Cir. 1993); United States v. Roe, 976 F.2d 1216, 1218 (9th Cir. 1992); United States v. Vela, 927 F.2d 197, 199 (5th Cir. 1991); see also United States v. Deigert, 916 F.2d 916, 919 (4th Cir. 1990).
discussed Cited "see, e.g." United States v. Rivera
unknown court · 1999 · signal: see also · confidence medium
See United States v. Pullen, 89 F.3d 368, 372 (7th Cir.1996), cert. denied, 519 U.S. 1066 , 117 S.Ct. 706 , 136 L.Ed.2d 627 (1997); United States v. Clark, 8 F.3d 839, 845-46 (D.C.Cir.1993); United States v. Roe, 976 F.2d 1216, 1218 (9th Cir.1992); United States v. Vela, 927 F.2d 197, 199 (5th Cir.1991); see also United States v. Deigert, 916 F.2d 916, 919 (4th Cir.1990).
discussed Cited "see, e.g." United States v. Frank Dave Clark, A/K/A Tink
D.C. Cir. · 1993 · signal: see also · confidence medium
See United States v. Roe, 976 F.2d 1216, 1218 (9th Cir.1992); United States v. Vela, 927 F.2d 197, 199 (5th Cir.), cert. denied, — U.S. —, 112 S.Ct. 214 , 116 L.Ed.2d 172 (1991); see also United States v. Deigert, 916 F.2d 916, 919 (4th Cir.1990).
discussed Cited "see, e.g." United States v. Jose Lopez
D.C. Cir. · 1991 · signal: see also · confidence medium
See also United States v. Deigert, 916 F.2d 916, 918-19 (4th Cir.1990) (remanding for resentencing where the transcript did not make clear whether the sentencing judge understood that he had discretion to depart downward in an extraordinary case for “tragic personal background and family history”).
discussed Cited "see, e.g." United States v. Steven J. Sanchez
9th Cir. · 1991 · signal: see also · confidence low
See also United States v. Deigert, 916 F.2d 916 , 919 n. 2 (4th Cir.1990) (per curiam) (drug abuse “may not, under even extraordinary circumstances, ... support a downward departure”); United States v. Pharr, 916 F.2d 129, 133 (3rd Cir.1990) (“We read policy statement [§ ] 5H1.4 to mean that dependence upon drugs, or separation from such a dependency, is not a proper basis for a downward departure from the guidelines”).
discussed Cited "see, e.g." United States v. Marva Headley, A/K/A \Brenda\""
3rd Cir. · 1991 · signal: see also · confidence medium
See United States v. Sharpsteen, 913 F.2d 59, 63 (2d Cir.1990) (“The clear implication of section 5H1.6 is that if the court finds that the circumstances related to family ties and relationships are extraordinary, it is not precluded as a matter of law from taking them into account in making a downward departure.”); see also United States v. Deigert, 916 F.2d 916, 919 (4th Cir.1990).
Retrieving the full opinion text from the archive…
United States
v.
David Michael Deigert, United States of America v. Donald Raymond Sigwart, United States of America v. William Scott, United States of America v. Anna Adolphson
89-5184.
Court of Appeals for the Fourth Circuit.
Oct 12, 1990.
916 F.2d 916
Published

916 F.2d 916

UNITED STATES of America, Plaintiff-Appellee,
v.
David Michael DEIGERT, Defendant-Appellant.
UNITED STATES of America, Plaintiff-Appellee,
v.
Donald Raymond SIGWART, Defendant-Appellant.
UNITED STATES of America, Plaintiff-Appellee,
v.
William SCOTT, Defendant-Appellant.
UNITED STATES of America, Plaintiff-Appellee,
v.
Anna ADOLPHSON, Defendant-Appellant.

Nos. 89-5184 to 89-5186 and 89-5455.

United States Court of Appeals,
Fourth Circuit.

Argued June 8, 1990.
Decided Oct. 12, 1990.

Stephen Jon Cribari, Deputy Federal Defender, and Francis Samuel Brocato, Brocato, Price & Bushel, P.A., Baltimore, Md., argued (Fred Warren Bennett, Federal Public Defender, Baltimore, Md., and Richard Stolker, Rockville, Md., on brief), for defendants-appellants.

Jan Paul Miller, Asst. U.S. Atty., Baltimore, Md., for plaintiff-appellee.

Before RUSSELL and MURNAGHAN, Circuit Judges, and TILLEY, District Judge for the Middle District of North Carolina, sitting by designation.

PER CURIAM:

[*~916]1

The defendants were found guilty of various counts in an indictment alleging a drug conspiracy and substantive distribution violations transpiring from 1981 until March 1988. Each argues that his or her individual sentence violated the ex post facto clause of the constitution because it was fashioned according to the federal Sentencing Guidelines and included punishment for conduct occurring before November 1, 1987, when the Guidelines became effective. We have recently considered and rejected the ex post facto argument in this circuit. See United States v. Sheffer, 896 F.2d 842 (4th Cir.1990). The sentences of David Michael Deigert and Donald Raymond Sigwart are, therefore, affirmed.

2

William Scott and Anna Adolphson raise other questions about the sentencing process. For the reasons which follow, Scott's sentence will be affirmed and Adolphson's will be remanded to the district court for further consideration.

SCOTT

I.

3

Scott contends the district court erred by including "relevant conduct" (i.e., Scott's participation in the overall scheme or transaction as distinguished from that specifically charged in the individual count to which he pled guilty) in calculating his base offense level. This, he argues, was not permissible for offenses occurring prior to amendments of the United States Sentencing Commission Guidelines Manual, Secs. 1B1.2 and 1B1.3 (hereinafter U.S.S.G.) which became effective on January 15, 1988.

[*917]4

Prior to imposing sentence, the district court addressed this contention in a memorandum opinion, quoting the Sentencing Commission's statement that "[t]he purposes of this amendment are to correct a clerical error and to clarify the operation of the guidelines." See United States v. Ofchinick, 877 F.2d 251, 257 n. 9 (3d Cir.1989) (amendment intended to clarify the meaning of an existing guideline may be given substantial weight in determining the meaning of the existing guideline). Based upon the reasoning of United States v. Guerrero, 863 F.2d 245 (2d Cir.1988), the district court held the amendments not to be substantive and, accordingly, found "pursuant to Sections 1B1.2 and 1B1.3 that defendants involved in a conspiracy can be sentenced for all the drugs known or reasonably foreseen by them...." J.A. 76.

5

We agree with the district court and join the Tenth and Sixth Circuits in adopting the reasoning of Guerrero, supra, that the relevant January 15, 1988, amendments were not substantive changes, but clarifications of the existing principle that relevant conduct should be used to determine a defendant's base offense level. See United States v. Frederick, 897 F.2d 490, 494 (10th Cir.1990); United States v. Sailes, 872 F.2d 735 (6th Cir.1989).

II.

6

Scott also contends that the district court erred by considering two prior alcohol-related traffic offenses--driving while impaired and driving under the influence of alcohol--in calculating his criminal history. Had the offenses not been considered, Scott would have been in criminal history category I instead of II and in a Guidelines range of 51-67 months instead of 57-71 months.

7

According to U.S.S.G. Sec. 4A1.2 all felony offenses, misdemeanors and petty offenses are counted in arriving at a criminal history category unless specifically excluded by Sec. 4A1.2(c) or other specific exclusion not relevant here. See U.S.S.G. Sec. 4A1.2(e)-(j).

Guidelines Sec. 4A1.2, (n.5) provides:

8

Sentences for Driving While Intoxicated or Under the Influence. Convictions for driving while intoxicated or under the influence (and similar offenses by whatever name they are known) are counted. Such offenses are not minor traffic infractions within the meaning of Sec. 4A1.2(c).

9

Scott cites no authority to indicate the prior convictions should not have been counted. Because they are not excluded by Sec. 4A1.2(c) and are expressly included by the terms of Sec. 4A1.2, (n.5), the district judge correctly counted both in calculating the criminal history category to be II.

10

Scott contends that even if the alcohol-related convictions are properly counted, the district court erred when it failed to consider a downward departure on the ground that they "significantly over-represent[ed] the seriousness of [the] defendant's criminal history," U.S.S.G. Sec. 4A1.3.

11

In United States v. Bayerle, 898 F.2d 28 (4th Cir.1990), this Court held a refusal to depart downward not appealable by the defendant unless it is the result of the "court's mistaken view that it lacked the authority to depart." Bayerle, supra, at 31. Scott offers nothing which persuades us that the district court misunderstood its authority when it did not depart downward.

ADOLPHSON

III.

[*~918]12

At sentencing, Adolphson requested a downward departure based upon a combination of "5H factors" referred to collectively as her tragic personal background and family history. During oral argument before this Court, her attorney enumerated those as being: a traumatic and abusive upbringing, a drug addiction that was manipulated "over about a decade and a half," a money debt to her brother--a co-defendant--for having wrecked his car, being the mother of several children, and being pregnant at the time of sentencing.

13

Adolphson contends that the sentencing judge did not give consideration to her "tragic personal background and family history" as a ground for downward departure because he mistakenly interpreted the Guidelines as totally prohibiting departures based on personal history and family background. See Bayerle, supra. She cites the following statements of the court as indicating a mistaken view:

14

The Court is also not prepared to depart on the basis of the Defendant's tragic and unfortunate background. The policy statements set forth in 5H1.1 through 10 clearly establish that such considerations relate to setting a sentence within the guidelines and are not grounds for departure.

15

From the Court's experience, virtually every Defendant appearing before it has elements in his or her background which may well have led to the criminal activity and frequently can engender the sympathy of the court.

16

Such factors were clearly relevant in criminal sentencing prior to the sentencing reform act, but such policy on departures under the Act destroys the whole purpose of the Act....

17

While I recognize that judges of this Court have made such departures, as have other judges across the country, I cannot justify flying in the face of the legislative mandate in this matter.

18

J.A. 122.

[*919]19

Sentencing judges have the power to depart[1] when confronted with circumstances "of a kind or to a degree, not adequately taken into consideration by the Sentencing Commission," 18 U.S.C. Sec. 3553(b). To the extent Secs. 5H1.1-5H1.6 factors might relate to this case, the Guidelines permit departure when the circumstances are extraordinary. United States v. Brand, 907 F.2d 31 (4th Cir.1990). Whether or not factors are extraordinary is a question of fact to which the clearly erroneous standard applies on appeal. United States v. Summers, 893 F.2d 63 (4th Cir.1990), and Brand, supra. Whether or not a factor was adequately taken into consideration by the Sentencing Commission is a finding to which the de novo standard applies on appeal. See Summers, supra, at 66, 67.

[*~918]20

In the present case, it is difficult to ascertain from his remarks whether the sentencing judge declined to depart downward in the exercise of his discretion or whether he considered that the proffered bases would not allow departure under even extraordinary circumstances.[2]

21

For this reason, Adolphson's case will be remanded to the district court so that, in the event it did not perceive its original refusal to depart as being discretionary, it may reconsider Adolphson's request in light of Summers, supra, and Goff, supra, at 1447 (an unusual case is not created by viewing typical factors cumulatively).

22

While we are reluctant to formulate a rule requiring sentencing courts to express for the record whether they are exercising their discretion when refusing to depart, we believe making such an expression would be the better practice.

23

AFFIRMED IN PART AND REMANDED IN PART.

1

Departures, however, may not be based on those factors specified in Sec. 5H1.10 (race, sex, national origin, creed, religion, socio-economic status), the third sentence of Sec. 5H1.4 (drug dependence or alcohol abuse), or the last sentence of Sec. 5K2.12 (personal financial difficulties and economic pressures upon a trade or business). See U.S.S.G. Ch. 1, Part A, Introduction 4(b), (p.s.) (Departures )

2

Two of those factors proffered as grounds for departure--drug abuse and personal financial difficulty--may not, under even extraordinary circumstances, individually or in combination, support a downward departure. See United States v. Goff, 907 F.2d 1441, 1445 (4th Cir.1990) (drug abuse is not, in whole or in part, a ground for departure); U.S.S.G. Sec. 5K2.12 ("The Commission considered the relevance of economic hardship and determined that personal financial difficulties ... do not warrant a decrease in sentence.")