Alvaro Quiroga v. Hasbro, Inc. & Playskool Baby, Inc, 943 F.2d 346 (3rd Cir. 1991). · Go Syfert
Alvaro Quiroga v. Hasbro, Inc. & Playskool Baby, Inc, 943 F.2d 346 (3rd Cir. 1991). Cases Citing This Book View Copy Cite
“an appeal is frivolous if it is wholly without merit.”
30 citation events (24 in the last 25 years) across 5 distinct courts.
Strongest positive: Haddrick Byrd v. Robert Shannon (ca3, 2013-03-11)
Treatment trajectory · 1993 → 2026 · click a year to view as-of
1993 2009 2026
Top citers, strongest first. 22 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Haddrick Byrd v. Robert Shannon (4×) also: Cited as authority (rule)
3rd Cir. · 2013 · quote attribution · 1 verbatim quote · confidence high
an appeal is frivolous if it is wholly without merit.
discussed Cited as authority (rule) JENNINGS v. CARVANA LLC
E.D. Pa. · 2022 · confidence medium
To determine whether an appeal is frivolous, the court must “apply an objective standard.” Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir. 1991) (citing Hilmon Co. v. Hyatt Int’l, 899 F.2d 250, 253 (3d Cir. 1990)); see Hilmon Co., 899 F.2d at 253 (explaining that objective standard “focuses on the merits of the appeal regardless of good or bad faith.” (quoting Sun Ship, Inc. v. Matson, 785 F.2d 59, 64 (3d Cir. 1986))).
discussed Cited as authority (rule) Ressler v. Deutsche Bank Trust Co. Americas
Mass. App. Ct. · 2017 · confidence medium
Those decisions indicate that such an award may be appropriate where counsel, "'as a trained lawyer, should have known better' than to pursue a frivolous appeal, wasteful of the resources of the opposing party and the court"; counsel has "'an affirmative obligation' to prevent frivolous appeals." Id. at 73 n.6, quoting from Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir. 1991).
discussed Cited as authority (rule) Leidos Engineering, LLC v. KiOR, Inc. (In re KiOR, Inc.)
D. Del. · 2017 · confidence medium
Sanctions The Debtor argues that the appeal is “wholly without merit” and “lacks any colorable support.” (See D.I. 14 at 19 (citing Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir. 1991); Hilmon Co. v. Hyatt Int’l, 899 F.2d 250, 253 (3d Cir. 1990.)) Accordingly, the Debtor has requested that this coui’t find the appeal frivolous and reserves its rights to seek payment of fees and expenses.
cited Cited as authority (rule) Mark Hibbert, Sr. v. Bellmawr Park Mutual Housing
3rd Cir. · 2015 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991). 10 .
discussed Cited as authority (rule) William Morgan v. Township of Covington
3rd Cir. · 2014 · confidence medium
“We apply an objective standard to determine whether an appeal is frivolous.” Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991) (citing Hilmon Co. v. Hyatt Int’l, 899 F.2d 250 , 253 (3d Cir.1990)).
cited Cited as authority (rule) Miller v. Pocono Ranch Lands Property Owners Ass'n
3rd Cir. · 2014 · confidence medium
An appeal is deemed frivolous if it is “wholly without merit.” Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
cited Cited as authority (rule) Billie Jo Richards v. Centre County Transportation A
3rd Cir. · 2013 · confidence medium
An appeal is deemed frivolous if it is “wholly without merit.” Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
cited Cited as authority (rule) Joseph Agostini v. Piper Aircraft Corp
3rd Cir. · 2013 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
cited Cited as authority (rule) Premier Pork, L.L.C. v. Westin Packaged Meats, Inc.
3rd Cir. · 2011 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
cited Cited as authority (rule) City of Worcester v. AME Realty Corp.
Mass. App. Ct. · 2010 · confidence medium
Co., 814 F.2d 1192, 1200-1203 (7th Cir. 1987); Quiroga v. Hasbro, Inc., 943 F.2d 346, 347-348 (3d Cir. 1991).
discussed Cited as authority (rule) Fishkin v. Susquehanna Partners, G.P.
3rd Cir. · 2009 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991). “ ‘The test is whether, following a thorough analysis of the record and careful research of the law, a reasonable attorney would conclude that the appeal is frivolous.’ ” Id. (quoting Hilmon Co. v. Hyatt Int’l, 899 F.2d 250, 253 (3d Cir.1990)); see also Nagle v. Alspach, 8 F.3d 141, 145 (3d Cir.1993) (“[W]e move with caution and will not label an appeal frivolous unless it lacks colorable support or is wholly without merit.”).
discussed Cited as authority (rule) Fishkin v. Susquehanna Partners, G.P.
3rd Cir. · 2009 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991). “ ‘The test is whether, following a thorough analysis of the record and careful research of the law, a reasonable attorney would conclude that the appeal is frivolous.’ ” Id. (quoting Hilmon Co. v. Hyatt Int’l, 899 F.2d 250, 253 (3d Cir.1990)); see also Nagle v. Alspach, 8 F.3d 141, 145 (3d Cir.1993) (“[W]e move with caution and will not label an appeal frivolous unless it lacks colorable support or is wholly without merit.”).
cited Cited as authority (rule) Southco, Inc. v. Reell Precision Manufacturing Corp.
3rd Cir. · 2009 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
cited Cited as authority (rule) DaSilva v. Esmor Correctional Services, Inc.
3rd Cir. · 2006 · confidence medium
“An appeal is frivolous if it is wholly without merit.” Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
cited Cited as authority (rule) Dasilva v. Esmor Corr Ser Inc
3rd Cir. · 2006 · confidence medium
“An appeal is frivolous if it is wholly without merit.” Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir. 1991).
cited Cited as authority (rule) Law Office of David Staats, P.A. v. Kelly (In Re Kelly)
D. Del. · 2004 · signal: cf. · confidence medium
Cf. Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991) (“An appeal is frivolous if it is wholly without merit.”).
cited Cited as authority (rule) Kuntz v. Saul, Ewing, Remick & Saul (In Re Grand Union Co.)
D. Del. · 1996 · confidence medium
Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991).
discussed Cited as authority (rule) Prosser v. Prosser
D.V.I. · 1996 · confidence medium
"It is a hollow victory indeed for an appellee who successfully defends a frivolous appeal, if it is then further penalized by fee payments to its own attorney." Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir. 1991).
discussed Cited as authority (rule) Mary Nagle James A. Shertzer S. Enola Gochenauer Alan Shaffer Eugene C. Adams George F. Wilt Michael E. Wilt Daniel H. Shertzer and James A. Shertzer and Daniel H. Shertzer, Executors Under the Will of Elva A. Shertzer, Deceased v. David E. Alspach, Trustee in Bankruptcy for Rimar Manufacturing, Inc. Jacques H. Geisenberger, Jr. Marvin Krasny Adelman & Lavine Adelman, Lavine, Krasny, Gold & Levin and Rimar Manufacturing, Inc. v. Paul R. Rosen Spector, Cohen, Hunt & Rosen, P.C. Spector, Cohen, Gadon & Rosen Alan S. Fellheimer Fellheimer, Krakower & Eichen Fellheimer, Eichen & Goodman and Robert I. Martin, Mary Nagle, James A. Shertzer, S. Enola Gochenauer, Alan Shaffer, Eugene C. Adams, George F. Wilt, Michael E. Wilt, Dan H. Shertzer, and James A. Shertzer and Daniel H. Shertzer, Executors Under the Will of Elva A. Shertzer, Deceased and Rimar Manufacturing, Inc. (2×) also: Cited "see, e.g."
3rd Cir. · 1993 · confidence medium
Romala Corp. v. United States, 927 F.2d 1219, 1225-26 (Fed.Cir.1991); Searcy v. Houston Lighting & Power Co., 907 F.2d 562, 566 (5th Cir.), cert. denied, 498 U.S. 970 , 111 S.Ct. 438 , 112 L.Ed.2d 421 (1990); Reis v. Morrison, 807 F.2d 112, 113 (7th Cir.1986) (per curiam). 14 Damages under Rule 38 are appropriate when an appeal is "wholly without merit." E.g., Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991); Hilmon, 899 F.2d at 251 ; Sun Ship, Inc. v. Matson Navigation Co., 785 F.2d 59, 64 (3d Cir.1986).
discussed Cited as authority (rule) Nagle v. Alspach (2×) also: Cited "see, e.g."
3rd Cir. · 1993 · confidence medium
Damages under Rule 38 are appropriate when an appeal is “wholly without merit.” E.g., Quiroga v. Hasbro, Inc., 943 F.2d 346, 347 (3d Cir.1991); Hilmon, 899 F.2d at 251 ; Sun Ship, Inc. v. Matson Navigation Co., 785 F.2d 59, 64 (3d Cir.1986).
cited Cited "see" Beam v. Downey
3rd Cir. · 2005 · signal: see · confidence high
See Quiroga v. Hasbro, 943 F.2d 346, 347 (3d Cir.1991); see also Hilmon Co. v. Hyatt Int’l, 899 F.2d 250 , 253 (3d Cir.1990). 5 .
Retrieving the full opinion text from the archive…
Alvaro QUIROGA, Appellant,
v.
HASBRO, INC. and Playskool Baby, Inc.
Stephen R. Mills, Livingston, N.J., for appellant., James M. Paulson, Morgan, Brown & Joy, Boston, Mass., for appellees.
Hutchinson, Nygaard, Rosenn.
Cited by 24 opinions  |  Published

OPINION OF THE COURT

NYGAARD, Circuit Judge.

On June 11, 1991 we issued our opinion affirming the district court’s judgment in Appeal No. 90-5284 rejecting Quiroga’s claim that the Hasbro defendants unlawfully retaliated against him for asserting rights under Title VII, 42 U.S.C. §§ 2000e-2000e-17, by discharging him. In Appeal No. 90-5748 we affirmed the district court’s order awarding $10,000 in attorney’s fees to the Hasbro defendants, but remanded to the district court for it to consider whether the fee should be levied against Quiroga, his counsel, Stephen R. Mills, or both. Quiroga v. Hasbro, Inc. and Playskool Baby, Inc., 934 F.2d 497 (3d Cir.1991). On July 5, 1991 we denied Qui-roga’s Petition for In Banc Rehearing.

We are now asked by the Hasbro appel-lees, under Fed.R.App.P. 38, and Rule 27 of this court to award them attorney’s fees and double costs to be paid by Attorney Stephen R. Mills. We will award attor[*347] ney’s fees in Appeal No. 90-5284 only, plus costs.

I.

Federal Rule of Appellate Procedure 38 provides:

If a court of appeals shall determine that an appeal is frivolous, it may award just damages and single or double costs to the appellee.

We apply an objective standard to determine whether an appeal is frivolous. Hilmon Co. v. Hyatt International, 899 F.2d 250, 253 (3d Cir.1990). An appeal is frivolous if it is wholly without merit. Sauers v. Commissioner of Internal Revenue, 111 F.2d 64, 70 n. 9 (3d Cir.1985), cert. denied 476 U.S. 1162, 106 S.Ct. 2286, 90 L.Ed.2d 727 (1986). A Rule 38 damage award may be assessed against an appellant’s attorney. “The test is whether, following a thorough analysis of the record and careful research of the law, a reasonable attorney would conclude that the appeal is frivolous.” Hilmon, 899 F.2d at 254.

When the district court rejected all of Quiroga’s claims, it found them to be utterly without basis in law or in fact and entered judgment for Hasbro. When we affirmed the order we described Quiroga’s suit as “obviously frivolous,” and concluded that the parties and the court were subjected to unnecessary expense and inconvenience. Quiroga, 934 F.2d at 504.

We described Quiroga’s contentions in appeal No. 90-5284 as without support in the record. Quiroga, 934 F.2d at 500. “Quiroga presented only his subjective belief, but absolutely no supporting evidence that Hasbro’s motives [in discharging Qui-roga] were improper." Quiroga, 934 F.2d at 502. This was known to Quiroga’s attorney before he filed the appeal. Careful analysis of the record and research of the law should have led him, as it would any reasonable attorney, to conclude that he simply had no legal and factual basis for the lawsuit. A reasonable attorney would have concluded that Appeal No. 90-5248 was wholly devoid of merit.

Upon that conclusion our inquiry ends and Rule 38 Sanctions become appropriate. It would be fundamentally unfair to Hasbro if we permit Quiroga to compel Hasbro to court to defend an appeal that is wholly devoid of merit, without facing sanctions for doing so. It is a hollow victory indeed for an appellee who successfully defends a frivolous appeal, if it is then further penalized by fee payments to its own attorney. Accordingly, we will award attorney’s fees in Appeal No. 90-5284 only, plus costs, as a sanction for pursuing a frivolous appeal. [1]

Finally, Hasbro submits that Quiroga’s counsel, Stephen R. Mills, should be required to pay the award of fees and costs. We agree. We have already concluded that Rule 38 awards can be assessed against counsel. Hilmon, 899 F.2d at 253-254. Such an assessment is especially appropriate here, for we have already found that filing the action

without any foundation in law or fact was as much Attorney Mills’ fault as it was Quiroga’s. Mills, as a trained lawyer, should have known better. He proceeded with an obviously frivolous lawsuit, after putting his client’s job and future at great risk, and also subjected the parties and the court to unnecessary expense and inconvenience.

Quiroga, 934 F.2d at 504.

We concluded in Hilmon that attorneys have an affirmative obligation to research the law and to determine if a claim on appeal is utterly without merit and may be deemed frivolous. We conclude that if counsel ignore or fail in this obligation to their client, they do so at their peril and may become personally liable to satisfy a Rule 38 award.

Hilmon, 899 at 254.

As the Court of Appeals for the Seventh Circuit recently observed:

the frequency with which federal judges are imposing sanctions for abuse of federal court process has increased markedly in recent years. The reasons are systemic. As the federal courts become more and more overloaded, the costs im[*348] posed on ethical and responsible litigants when judicial resources are diverted to the processing of frivolous claims and defenses mount higher and higher. Moreover, as the bar and the judiciary both expand, the incentive for self-regulation by lawyers that comes from appearing regularly before the same judges diminishes, making judicial regulation by sanctions increasingly necessary. We are in a transitional period, and some members of the bar still do not realize that the judicial attitude toward attorney misconduct has stiffened. They had better realize it.

Hill v. Norfolk and Western Ry. Co., 814 F.2d 1192, 1203 (7th Cir.1985).

Accordingly, a judgment will be entered in favor of Hasbro, Inc. and Playskool Baby, Inc., for attorney’s fees in the amount of $11,796.00 and costs in the amount of $394.08 against Stephen R. Mills, attorney for appellant. [2]

1

. We will not impose sanctions in appeal No. 90-5748. Quiroga presented a marginal argument which, albeit poorly articulated, raised a “colorable argument.” See In Re Hall's Motor Transit Co., 889 F.2d 520, 523 (3rd Cir.1989).

2

. Attorney Mills does not challenge the amount of damages requested by Hasbro, only the propriety of the sanction.