Rogoff v. San Juan Racing Ass'n, 77 A.D.2d 831 (N.Y. App. Div. 1980). · Go Syfert
Rogoff v. San Juan Racing Ass'n, 77 A.D.2d 831 (N.Y. App. Div. 1980). Cases Citing This Book View Copy Cite
40 citation events (16 in the last 25 years) across 5 distinct courts.
Treatment trajectory · 1981 → 2026 · click a year to view as-of
1981 2003 2026
Top citers, strongest first. 14 distinct citers. How cited ↗
discussed Cited as authority (rule) Atlantic Chiropractic, P.C. v. Utica Mut. Ins. Co.
N.Y. App. Term. · 2019 · confidence medium
Co. , 84 AD2d 555 , 556 [1981], affd 56 NY2d 830 [1982]) or surprise ( see CPLR 3018 [b]; Rogoff v San Juan Racing Assn. , 77 AD2d 831, 832 [1980], affd 54 NY2d 883 [1981]; Renelique v State-Wide Ins.
discussed Cited as authority (rule) US Bank N.A. v. Nelson
N.Y. App. Div. · 2019 · confidence medium
Lerwick v Kelsey , 24 AD3d 918, 919-920 [3d Dept 2005]; Sheils v County of Fulton , 14 AD3d 919, 921 [3d Dept 2005]; Allen v Matthews , 266 AD2d 782, 784 [3d Dept 1999]; Rogoff v San Juan Racing Assn. , 77 AD2d at 832 [1st Dept 1980], affd 54 NY2d 883 ) and cannot be reconciled with the scholarly commentary about the nature of affirmative defenses and the pleading requirements of the CPLR.
discussed Cited as authority (rule) US Bank N.A. v. Nelson
N.Y. App. Div. · 2019 · confidence medium
Lerwick v Kelsey , 24 AD3d 918, 919-920 [3d Dept 2005]; Sheils v County of Fulton , 14 AD3d 919, 921 [3d Dept 2005]; Allen v Matthews , 266 AD2d 782, 784 [3d Dept 1999]; Rogoff v San Juan Racing Assn. , 77 AD2d at 832 [1st Dept 1980], affd 54 NY2d 883 ) and cannot be reconciled with the scholarly commentary about the nature of affirmative defenses and the pleading requirements of the CPLR.
discussed Cited as authority (rule) Sullivan v. American Airlines, Inc.
N.Y. App. Div. · 2011 · confidence medium
Although the defendants failed to plead as an affirmative defense that the plaintiffs relinquished their claims (see CPLR 3018 [b]), an unpleaded defense may serve as the basis for granting summary judgment in the absence of surprise or prejudice to the opposing party (see Lerwick v Kelsey, 24 AD3d 918, 919 [2005]; Sheils v County of Fulton, 14 AD3d 919, 921 [2005]; Allen v Matthews, 266 AD2d 782 [1999]; Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 [1980], affd 54 NY2d 883 [1981]).
cited Cited as authority (rule) Kaneb v. Lamay
N.Y. App. Div. · 2009 · confidence medium
City, 12 AD3d 58, 61 [2004]; Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 [1980], affd 54 NY2d 883 [1981]).
discussed Cited as authority (rule) Kuhl v. Piatelli
N.Y. App. Div. · 2006 · confidence medium
In finding that Supreme Court properly considered the statute of frauds and that plaintiffs’ failure to have properly memorialized their agreement warranted a dismissal of the complaint on this ground, we further find that in the absence of a contract, the remaining claims must be dismissed as they arise out of the alleged breach of this contract (see Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 [1980], affd 54 NY2d 883 [1981]; Andrews v Cerberus Partners, 271 AD2d 348 [2000]).
discussed Cited as authority (rule) People v. Applied Card Systems, Inc.
N.Y. App. Div. · 2005 · confidence medium
This contention was not waived by respondents’ failure to raise it as an affirmative defense in the answer (see generally CPLR 3018 [b]) since it was used as a defensé in the summary judgment motion (see Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 [1980], affd 54 NY2d 883 [1981]).
discussed Cited as authority (rule) Sheils v. County of Fulton
N.Y. App. Div. · 2005 · confidence medium
Inasmuch as plaintiffs compliance with the facility’s grievance procedures was explored during his examination before trial and the issue was fully opposed in his response to defendants’ motion for summary judgment, defendants’ failure to plead the defense prior to making their motion bars neither its consideration nor a grant of affirmative relief (see Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 [1980], affd 54 NY2d 883, 885 [1981]).
discussed Cited as authority (rule) Love v. Spector
N.Y. App. Div. · 1995 · confidence medium
Funds Corp., 18 NY2d 521, 527 , cert denied 389 US 820 ; Rogoff v San Juan Racing Assn., 77 AD2d 831, 832, affd 54 NY2d 883 ; see also, Gee v CBS, Inc., 471 F Supp 600 , affd 612 F2d 572; CPLR 3211 [a] [2], [5], [7]).
discussed Cited as authority (rule) Bazak International Corp. v. Mast Industries, Inc.
N.Y. App. Div. · 1988 · confidence medium
In other words, the second cause of action for fraud "is but an attempt to allege the first cause of action [for breach of contract] in a different form” (Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 [1st Dept 1980], affd 54 NY2d 883 [1981]).
cited Cited "see, e.g." Metro Health Prods., Inc. v. Nationwide Ins.
N.Y. App. Term. · 2016 · signal: see also · confidence low
Olean Urban Renewal Agency v Herman , 101 AD2d 712, 713 [1984]; see also Rogoff v San Juan Racing Assn. , 77 AD2d 831 [1980], affd 54 NY2d 883 [1981]).
cited Cited "see, e.g." Renelique v. State-Wide Ins. Co.
N.Y. App. Term. · 2016 · signal: see also · confidence low
Olean Urban Renewal Agency v Herman , 101 AD2d 712, 713 [1984]; see also Rogoff v San Juan Racing Assn. , 77 AD2d 831 [1980], affd 54 NY2d 883 [1981]).
discussed Cited "see, e.g." Syracuse Equipment Co. v. Lebis Contracting, Inc.
N.Y. App. Div. · 1998 · signal: see also · confidence low
The court properly granted plaintiffs motion to dismiss the counterclaim even though the motion was based on a defense not pleaded in plaintiffs reply; defendant may not cláim surprise by plaintiffs reliance upon the terms of the lease between the parties as a defense to the counterclaim (see, Siegel, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C3212:ll, at 319-320; see also, Rogoff v San Juan Racing Assn., 77 AD2d 831, 832 , affd 54 NY2d 883 ; ATN Marts v Ireland, 195 AD2d 959, 960 ; Olean Urban Renewal Agency v Herman, 101 AD2d 712, 713 ).
cited Cited "see, e.g." In re the Estate of O'Rourke
N.Y. Sur. Ct. · 1994 · signal: see also · confidence low
Group, 172 AD2d 582 ; see also, Rogoff v San Juan Racing Assn., 77 AD2d 831 , affd 54 NY2d 883 ).
Retrieving the full opinion text from the archive…
Arthur H. Rogoff
v.
San Juan Racing Association, Inc.
Appellate Division of the Supreme Court of the State of New York.
Aug 7, 1980.
77 A.D.2d 831
Cited by 35 opinions  |  Published

Order, Supreme Court, New York County, entered October 23, 1979, denying the motion of defendants for summary judgment or, in the alternative, to dismiss the complaint, reversed, on the law, and the motion to dismiss granted, without costs and without disbursements. This is an action to recover money allegedly due plaintiff under a contract or, in the alternative, to recover a finder’s fee for bringing to defendant certain business opportunities. There are two causes of action, one for breach of contract, and the second for compensatory and punitive damages caused by defendants’ fraudulent conduct. Robert S. Taplinger Associates, Inc. (RSTA), is a corporate and financial public relations firm which had as one of its clients defendant San Juan Racing Association, Inc. (SJRA). RSTA was authorized by written agreement dated February 15, 1968, to generate and structure proposed new corporate development activities for SJRA. Plaintiff, who had become associated with RSTA in May of 1968, had participated in some dealings on this account before submitting the proposal at issue on July 24, 1968. Plaintiff claims he presented a proposal to SJRA and its president, defendant Glickstein, to establish a communications company, with defendants Cossman and Sylvan Taplinger as managers, in which he, RSTA, Cossman, and Sylvan Taplinger would have participating stock interests. Plaintiff also claims that, as part of the proposal, he identified three radio stations which SJRA later acquired and for which he claims finders’ fees for himself and for RSTA. Such a communications company was formed thereafter in 1968, and the defendants-appellants did reap financial benefits therefrom. In denying the motion, Special Term ruled first that the motion papers were fatally defective[*832] because they were supported only by an affidavit of defendants’ attorney, who was without personal knowledge of the facts. The substance of that affidavit was not to allege facts, but to provide commentary to the documentary evidence submitted by plaintiff, and to submit exhibits. In addition, there was also submitted a reply affidavit of defendant Glickstein, a party with personal knowledge of the facts. This affidavit alone would suffice for . the purpose of this motion. The motion, then, was properly before the court. Special Term also ruled that there existed factual issues, such as whether defendants had agreed and acted upon plaintiff’s proposal, and whether plaintiff was an independent contractor or a representative of ESTA. We hold that these issues need not be reached inasmuch as plaintiff’s claims are effectively barred' by a provision of the Statute of Frauds (General Obligations Law, § 5-701, subd a, par 10). This portion of the Statute of Frauds requires a writing subscribed by the party to be charged in instances in which the agreement is to pay compensation for services rendered in negotiating the purchase or sale of a business opportunity, a business or an interest therein, including the creation of a partnership interest. " 'Negotiating’ includes procuring an introduction to a party to the transaction or assisting in the negotiation or consummation of the transaction.” (General Obligations Law, § 5-701, subd a, par 10.) These provisions "apply to a contract implied in fact or in law to pay reasonable compensation” (General Obligations Law, § 5-701, subd a, par 10). This provision has been held to apply to finder’s fee agreements. (Freedman v Chemical Constr. Corp., 43 NY2d 260.) There has not been found in the record any writing or series of writings construed as a whole, which could even arguably satisfy this statutory requirement. The Statute of Frauds thus bars not only plaintiff’s first cause of action sounding in contract, but also his second cause of action alleging fraud, conspiracy and seeking quantum meruit, since this latter cause of action is but an attempt to allege the first cause of action in a different form. (Roberts v Champion Int., 52 AD2d 773, mot for lv to app dsmd 40 NY2d 805; Intercontinental Planning v Daystrom, Inc., 24 NY2d 372.) " 'Whatever the form of the action at law may be, if the proof of a promise or contract, void by statute [of Frauds], is essential to maintain it, there can be no recovery.’ ” (Roberts v Champion Inc., supra, p 773 quoting Dung v Parker, 52 NY 494, 497.) Plaintiff maintains that defendants cannot prevail on the Statute of Frauds defense because it was not raised in their answer, citing CPLR 3018 (subd [b]). That subsection requires a party in its responsive pleadings to "plead all matters which if not pleaded would be likely to take the adverse party by surprise or would raise issues of fact not appearing on the face of the prior pleading”. Here, there was no surprise. There was, in fact, ample opportunity to address the Statute of Frauds issue in plaintiff’s examination before trial. There, the issue of a written contract was indeed explored and, in addition, numerous documents were submitted with the purpose of meeting the Statute of Frauds requirements. Allowing this defense in such circumstances comports with the practice advocated in the commentary accompanying this statute. (See Seigel, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR 03212:11.) Concur— Kupferman, J. P., Birns, Markewich and Yesawich, JJ.