United States v. Ronald Haynes, & Jahmal Rose, Willie Goldwire, Ronald Duran, & Natasha White, 985 F.2d 65 (2d Cir. 1993). · Go Syfert
United States v. Ronald Haynes, & Jahmal Rose, Willie Goldwire, Ronald Duran, & Natasha White, 985 F.2d 65 (2d Cir. 1993). Cases Citing This Book View Copy Cite
104 citation events (41 in the last 25 years) across 13 distinct courts.
Strongest positive: Puente Arizona v. Arpaio (azd, 2015-01-05)
Treatment trajectory · 1993 → 2026 · click a year to view as-of
1993 2009 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (rule) Puente Arizona v. Arpaio
D. Ariz. · 2015 · confidence medium
See United States v. Singleterry, 29 F.3d 733, 740-41 (1st Cir.1994); United States v. Thompson, 27 F.3d 671, 678 (D.C.Cir.1994) (collecting cases); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Anderson
3rd Cir. · 2009 · confidence medium
As several of our sister circuits have observed, "[ajdjusting federal sentences to conform to those imposed by the states where the offenses occurred would not serve the purposes of § 3553(a)(6), but, rather, would create disparities within the federal system, which is what § 3553(a)(6) is designed to discourage." United States v. Branson, 463 F.3d 1110, 1112 (10th Cir.2006); see, e.g., Jeremiah, 446 F.3d at 807-08 ("the 'Commission's goal of imposing uniformity upon federal sentences for similarly situated defendants would be impeded, not furthered,' if potential federal/state sentencing di…
discussed Cited as authority (rule) United States v. Anderson
3rd Cir. · 2009 · confidence medium
As several of our sister circuits have observed, "[ajdjusting federal sentences to conform to those imposed by the states where the offenses occurred would not serve the purposes of § 3553(a)(6), but, rather, would create disparities within the federal system, which is what § 3553(a)(6) is designed to discourage." United States v. Branson, 463 F.3d 1110, 1112 (10th Cir.2006); see, e.g., Jeremiah, 446 F.3d at 807-08 ("the 'Commission's goal of imposing uniformity upon federal sentences for similarly situated defendants would be impeded, not furthered,' if potential federal/state sentencing di…
discussed Cited as authority (rule) United States v. Santiago
2d Cir. · 2008 · confidence medium
The District Court’s reasons for refusing to consider ¿pg federal-state sentencing disparity were similar to those given in Johnson , namely that such a consideration “would make federal sentences dependent on the law of the state in which the sentencing court was located, resulting in federal sentencing that would vary from state to state [contrary to the intent of the Guidelines].” Id. at 123 (quoting United States v. Haynes, 985 F 2d 65, 70 (2d Cir.1993)).
discussed Cited as authority (rule) United States v. Johnson
2d Cir. · 2007 · confidence medium
We have also observed that requiring district courts to reduce a defendant’s sentence whenever he “might have been subjected to different penalties had he been prosecuted in state court would make federal sentences dependent on the law of the state in which the sentencing court was located, resulting in federal sentencing that would vary from state to state.” United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993).
cited Cited as authority (rule) United States v. Ticas
2d Cir. · 2007 · confidence medium
See Appellant Br. at 15 (citing United States v. Monk, 15 F.3d 25, 28-29 (2d Cir.1994); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993)).
discussed Cited as authority (rule) United States v. Dowdy
3rd Cir. · 2007 · confidence medium
See United States v. Searcy, 132 F.3d 1421, 1422 (11th Cir.1998) (following other circuits that “have ruled that a prosecutor’s choice of federal rather than state jurisdiction is not a permissible circumstance to consider for departing downward”); United States v. Haynes, 985 F.2d 65, 69 (2d Cir.1993); United States v. Dockery, 965 F.2d 1112, 1117 (D.C.Cir.1992).
discussed Cited as authority (rule) United States v. Branson
10th Cir. · 2006 · confidence medium
See United States v. Snyder, 136 F.3d 65, 70 (1st Cir.1998) (“federal/state sentencing disparity is not a feature that can justify a departure”); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993) (“Allowing departure because a defendant might have been subjected to different penalties had he been prosecuted in state court would make federal sentences dependent on the law of the state in which the sentencing court was located, resulting in federal sentencing that would vary from state to state.
discussed Cited as authority (rule) United States v. Juan Castillo
2d Cir. · 2006 · confidence medium
Separately, a panel of the Second Circuit also held that “the harsher penalties for crack crimes present no basis for downward departure.” United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993) (rejecting defendants’ argument that “because most crack users are African-Ameri- *351 cans — while most cocaine users are white — the enhanced crack penalties unfairly punish African-Americans and should be a ground for downward departure” on the ground that “the enhanced penalties for crack reflect a rational and specific congressional aim of deterring drug transactions involving crack…
discussed Cited as authority (rule) State v. Cromwell
Wash. · 2006 · confidence medium
The Second Circuit analyzed the sentencing scheme to determine whether it was rationally related to a government purpose, Stevens, 19 F.3d at 96 , and quoted United States v. Haynes, 985 F.2d 65, 70 (2d Cir. 1993): “A downward departure may not be predicated on the fact that penalties for cocaine crack are more severe than those involving cocaine.
discussed Cited as authority (rule) State v. Cromwell
Wash. · 2006 · confidence medium
The Second Circuit analyzed the sentencing scheme to determine whether it was rationally related to a government purpose, Stevens, 19 F.3d at 96 , and quoted United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993): "A downward departure may not be predicated on the fact that penalties for cocaine crack are more severe than those involving cocaine.
discussed Cited as authority (rule) United States v. Brian Fay Jeremiah
8th Cir. · 2006 · confidence medium
Id. at 447 ; see also United States v. Snyder, 136 F.3d 65, 69 (1st Cir.1998) (declining to consider federal/state sentencing disparity as a valid basis for downward departure under the Guidelines); United States v. Searcy, 132 F.3d 1421, 1422 (11th Cir.1998) (per curiam) (stating that consideration of state penalties would “undermine the goal of uniformity” in federal sentences); United States v. Haynes, 985 F.2d 65, 69-70 (2d Cir.1993) (noting that departure from Guidelines sentence based on federal/state sentencing disparity would “surely undermine Congress’ stated goal of uniformit…
cited Cited as authority (rule) United States v. Felix Valdez
2d Cir. · 2005 · confidence medium
Id.; Bonner, 313 F.3d at 112 ; United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993); United States v. Mickens, 977 F.2d 69, 72 (2d Cir.1992).
discussed Cited as authority (rule) United States v. Roberts
2d Cir. · 2004 · confidence medium
Finally, we dismiss for lack of jurisdiction the portion of Roberts’ appeal claiming that the district court erred in refusing to grant him a downward departure under the sentencing guidelines. “[A] district court’s refusal to depart downwardly is not appealable unless the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993); accord United States v. Aponte, 235 F.3d 802, 803 (2d Cir.2000) (per curiam).
discussed Cited as authority (rule) United States v. Rodriguez-Cruz
2d Cir. · 2004 · confidence medium
Moreover, a district court’s refusal to downwardly depart is not appealable “unless the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993) (citations omitted).
discussed Cited as authority (rule) United States v. Denjen
2d Cir. · 2004 · confidence medium
Such a decision may be appealed “only where ‘the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.’ ” United States v. Brown, 98 F.3d 690, 692 (2d Cir.1996) (quoting United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993)).
discussed Cited as authority (rule) United States v. Bryan
2d Cir. · 2004 · confidence medium
The record shows no such reservation. 3. “[A] district court’s refusal to depart downwardly is not appealable unless the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Charles Belk
2d Cir. · 2003 · confidence medium
If the Court had actually considered a vertical departure, but rejected such a departure on the ground that it lacked the authority to depart on account of defendant’s young age at the time of his predicate offenses, such a legal conclusion would be subject to de novo review on appeal. 7 See United States v. Aponte, 235 F.3d 802, 803 (2d Cir.2000) (“A district court’s decision not to depart downward is ordinarily not reviewable, unless the refusal is due to an erroneous interpretation of law, or an erroneous view of the extent of its departure authority.” (internal quotation marks omit…
discussed Cited as authority (rule) United States v. Barnett
unknown court · 2003 · confidence medium
Finally, we review a district court’s denial of a motion for a downward departure only where “the guidelines were misapplied” or “the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Bernstein
2d Cir. · 2002 · confidence medium
We review district court’s denial of a motion for a downward departure only where “the guidelines were misapplied” or “the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Genao
2d Cir. · 2002 · confidence medium
See, e.g., United States v. Brown, 98 F.3d 690, 692 (2d Cir.1996) (per curiam); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Gil
2d Cir. · 2002 · confidence medium
See, e.g., United States v. Clark, 128 F.3d 122, 124 (2d Cir.1997); United States v. Brown, 98 F.3d 690, 692 (2d Cir.1996) (per curiam); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Villafana
2d Cir. · 2002 · confidence medium
See, e.g., United States v. Brown, 98 F.3d 690, 692 (2d Cir.1996) (per curiam); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Napoli
unknown court · 2002 · confidence medium
The district court’s denial of a motion for a downward departure may be reviewed on appeal where the refusal to depart resulted from an erroneous interpretation of law, see 18 U.S.C. § 3742 (a)(1), or was based on the court’s erroneous view of the extent of its departure authority, see generally United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993); United States v. Richardson, 923 F.2d 13, 15 (2d Cir.1991).
cited Cited as authority (rule) United States v. Husenaj
2d Cir. · 2001 · confidence medium
See, e.g., United States v. Clark, 128 F.3d 122, 124 (2d Cir.1997); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Korman
2d Cir. · 2001 · confidence medium
See, e.g., United States v. Clark, 128 F.3d 122, 124 (2d Cir.1997); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Noguera
2d Cir. · 2001 · confidence medium
See, e.g., United States v. Clark, 128 F.3d 122, 124 (2d Cir.1997); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Seethaler
2d Cir. · 2001 · confidence medium
See, e.g., United States v. Clark, 128 F.3d 122, 124 (2d Cir.1997); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
cited Cited as authority (rule) United States v. Collins
2d Cir. · 2001 · confidence medium
See, e.g., United States v. Clark, 128 F.3d 122, 124 (2d Cir.1997); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Richardson
2d Cir. · 2001 · confidence medium
“A sentencing judge’s decision to depart [is] appealable only where ‘the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.’ ” United States v. Brown, 98 F.3d 690, 692 (2d Cir.1996) (quoting United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993)) (further citation omitted).
discussed Cited as authority (rule) United States v. Luis Felipe, Also Known as King Blood, Also Known as Inka, and Zulma Andino, Also Known as Queen Zulma, Jose Melendez, Also Known as King Epic Jose Gabriel, Also Known as King Teardrop Jose Cruz, Also Known as King Blaze Francisco Soto, Also Known as King Assassin Samuel Santiago, Also Known as King Sammy Michael Antonio Sanchez, Also Known as King Bishop Milton Soto, Also Known as King Tee Luis Toledo, Also Known as King Zer Mario Quinones, Also Known as King Bosco Nelson Torres, Also Known as King Nell Michael Irizarry, Also Known as King Riot Raymond Maldonado, Also Known as King Chino Carmelo Garcia, Also Known as King Mello Reynaldo Perez, Also Known as King Lil Rey Jose Torres, Also Known as King Chino Ali Fares, Also Known as King Tattoo Elquiades Morales, Also Known as King Apollo Fidel Ayala-Mercado, Also Known as King Ito Ulysses Campos, Also Known as King Puti Felix Cordero, Also Known as King Bear Daniel Navarro, Also Known as King Scarface Gilberto Rivera, Also Known as King Cano Richard Rivera, Also Known as King Oreo Wilson Cortez, Also Known as King Chino Carlos Donis, Also Known as King Mousey Angel Feliciano, Also Known as King Angel, Also Known as King a Alberto Figueroa, Also Known as King Drac Francisco Torres, Also Known as King Bollo Roberto Puente, Also Known as King Manole Michael Gonzalez, Also Known as King Wolfie Antonio Delestre, Also Known as King Tome Sammy Fonseca, Also Known as King Green Eyes and Richard Acevedo, Also Known as King Richie, United States of America v. Jose Manual Melendez, AKA \King Epic\" Jose Gabriel
unknown court · 1998 · confidence medium
Because Andino does not suggest that the district court misapplied the Guidelines, misunderstood its authority to depart, or imposed an illegal sentence, see United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993), she is entitled to no relief.
discussed Cited as authority (rule) United States v. Felipe
unknown court · 1998 · confidence medium
Because Andino does mot suggest that the district court misapplied the Guidelines, misunderstood its authority to depart, or imposed an illegal sentence, see United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993), she is entitled to no relief.
discussed Cited as authority (rule) United States v. Snyder
1st Cir. · 1998 · confidence medium
See ___ United States v. Searcy, ___ F.3d ___, ___ (11th Cir. 1998) [1998 _____________ ______ WL 10237, at *2]; United States v. Deitz, 991 F.2d 443 , 447-48 _____________ _____ (8th Cir. 1993); United States v. Haynes, 985 F.2d 65, 69-70 (2d ______________ ______ Cir. 1993); United States v. Sitton, 968 F.2d 947, 962 (9th Cir. _____________ ______ 1992); United States v. Dockery, 965 F.2d 1112, 1117-18 (D.C. ______________ _______ Cir. 1992).
discussed Cited as authority (rule) United States v. Snyder
1st Cir. · 1998 · confidence medium
See United States v. Searcy, 132 F.3d 1421 , 1422 (11th Cir.1998); United States v. Deitz, 991 F.2d 443, 447-48 (8th Cir.1993); United States v. Haynes, 985 F.2d 65, 69-70 (2d Cir.1993); United States v. Sitton, 968 F.2d 947, 962 (9th Cir.1992); United States v. Dockery, 965 F.2d 1112, 1117-18 (D.C.Cir. 1992).
discussed Cited as authority (rule) United States v. Rafael A. Fernandez, AKA \Rafa\""
2d Cir. · 1997 · confidence medium
See, e.g., United States v. Brown, 98 F.3d 690, 692 (2d Cir.1996) (per curiam); United States v. Williams, 23 F.3d 629, 636 (2d Cir.), cert. denied, 513 U.S. 1045 , 115 S.Ct. 641 , 130 L.Ed.2d 547 (1994); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Miller
unknown court · 1997 · confidence medium
A district court has no power to depart based on the sentencing disparity between offenses involving crack and non-crack cocaine.... [T]he 1995 Report has no effect on this Circuit's precedent...."); United States v. Jimenez, 68 F.3d 49, 51 (2d Cir.1995) (rejecting equal protection challenge); United States v. Jackson, 59 F.3d 1421, 1424 (2d Cir.1995) (per curiam) (rejecting equal protection and Eighth Amendment challenges), cert. denied, --- U.S. ----, 116 S.Ct. 1428 , 134 L.Ed.2d 551 (1996); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993) (crack-cocaine ratio is not a basis for downwa…
discussed Cited as authority (rule) United States v. Miller
unknown court · 1997 · confidence medium
A district court has no power to depart based on the sentencing disparity between offenses involving crack and non-crack cocaine. ... [T]he 1995 Report has no effect on this Circuit’s precedent....”); United States v. Jimenez, 68 F.3d 49 , 51 (2d Cir.1995) (rejecting equal protection challenge); United States v. Jackson, 59 F.3d 1421, 1424 (2d Cir.1995) (per curiam) (rejecting equal protection and Eighth Amendment challenges), cer t. denied, - U.S.-, 116 S.Ct. 1428 , 134 L.Ed.2d 551 (1996); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993) (crack-cocaine ratio is not a basis for downw…
discussed Cited as authority (rule) United States v. Fermin (2×)
2d Cir. · 1996 · confidence medium
See United States v. Moore, 54 F.3d 92, 96-99 (2d Cir.1995), cert. denied, 116 S.Ct. 793 (1996); United States v. Stevens, 19 F.3d 93, 96-97 (2d Cir.1994); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Douglas Brown
2d Cir. · 1996 · confidence medium
A sentencing judge’s decision to depart remains appealable only where “the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993) (citing United States v. Sharpsteen, 913 F.2d 59, 62-63 (2d *693 Cir.1990)); see also United States v. Ekhator, 17 F.3d 53, 55 (2d Cir.1994) (citing cases), B.
cited Cited as authority (rule) United States v. Norman Teague
2d Cir. · 1996 · confidence medium
We rejected this argument in United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993).
cited Cited as authority (rule) United States v. Peter M. Resnik
2d Cir. · 1996 · confidence medium
United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Terrell Scott Booker
7th Cir. · 1996 · confidence medium
See United States v. Alton, 60 F.3d 1065, 1070-1 (3d Cir.1995), cert. denied, — U.S. -, 116 S.Ct. 576 , 133 L.Ed.2d 500 (1995) (collecting cases); United States v. Maxwell, 25 F.3d 1389, 1400-01 (8th Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 610 , 130 L.Ed.2d 519 (1994); United States v. Bynum, 3 F.3d 769, 774-75 (4th Cir.1993), cert. denied, — U.S. -, 114 S.Ct. 1105 , 127 L.Ed.2d 416 (1994); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Robert Arrington, Jacqueline K. Burch, A/K/A Jacqueline Sullivan, and Howard \Moose\" Baker"
7th Cir. · 1996 · confidence medium
See United States v. Alton, 60 F.3d 1065, 1071 (3d Cir.1995), cert. denied, — U.S. -, 116 S.Ct. 576 , 133 L.Ed.2d 500 (1995); United States v. Lewis, 40 F.3d 1325, 1345-46 (1st Cir.1994); United States v. Thompson, 27 F.3d 671, 679 (D.C.Cir.), cert. denied, — U.S. -, 115 S.Ct. 650 , 130 L.Ed.2d 554 (1994); United States v. Maxwell, 25 F.3d 1389, 1400-01 (8th Cir.), cert. denied, — U.S. -, 115 S.Ct. 610 , 130 L.Ed.2d 519 (1994); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993); United States v. Pickett, 941 F.2d 411, 418 (6th Cir.1991). 1 Rather, departures are reserved for special …
discussed Cited as authority (rule) United States v. Buchanon
N.D.N.Y. · 1995 · confidence medium
See United States v. Stevens, 19 F.3d 93, 96 (2d Cir.1994); United States v. Jackson, 968 F.2d 158 (2d Cir.1992) cert. denied, 506 U.S. 1024 , 113 S.Ct. 664 , 121 L.Ed.2d 589 (1992) (rejecting a void for vagueness challenge); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993) (rejecting a discriminatory impact—Equal Protection challenge); United States v. Jackson, 59 F.3d 1421 (2d Cir.1995) (rejecting both an Equal Protection and Eighth Amendment challenge and stating that the enhanced penalties and mandatory mínimums for cocaine base offenses are rationally related to a legitimate gove…
cited Cited as authority (rule) United States v. Alexander Schwartz
2d Cir. · 1995 · confidence medium
United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. DeGrandis
1st Cir. · 1995 · signal: cf. · confidence medium
Cf. United States v. Haynes, 985 F.2d 65, 68-69 (2d Cir.1993) (rejecting lack of youthful guidance as grounds for departure and stating that defendant failed in any event to make out its elements (abandonment by parents, lack of education, and imprisonment as a minor), citing Floyd, 945 F.2d at 1099 ).
discussed Cited as authority (rule) United States v. DeGrandis
1st Cir. · 1995 · signal: cf. · confidence medium
Cf. United States v. _____ ___ _____________ Haynes, 985 F.2d 65, 68-69 (2d Cir. 1993) (rejecting lack of ______ youthful guidance as grounds for departure and stating that defendant failed in any event to make out its elements -4- 4 (abandonment by parents, lack of education, and imprisonment as a minor), citing Floyd, 945 F.2d at 1099 ).
cited Cited as authority (rule) United States v. Naugle
E.D.N.Y · 1995 · confidence medium
See, e.g., United States v. Hurtado, 47 F.3d 577, 585-86 (2d Cir.1995); United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993).
discussed Cited as authority (rule) United States v. Manuel Hurtado, Also Known as Jorge Vega, Also Known as Manolo
2d Cir. · 1995 · confidence medium
A district court’s refusal to depart downward is not appealable “unless the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence.” United States v. Haynes, 985 F.2d 65, 68 (2d Cir.1993) (citation omitted).
cited Cited as authority (rule) United States v. Chevalier Thompson, A/K/A Bumpy
D.C. Cir. · 1994 · confidence medium
See United States v. Bynum, 3 F.3d 769, 774-75 (4th Cir.1993); United States v. Haynes, 985 F.2d 65, 70 (2d Cir.1993); United States v. Pickett, 941 F.2d 411, 417-18 (6th Cir.1991).
Retrieving the full opinion text from the archive…
UNITED STATES of America, Appellee,
v.
Ronald HAYNES, and Jahmal Rose, Defendants-Appellants. Willie Goldwire, Ronald Duran, and Natasha White, Defendants
244, 23, Dockets 92-1075, 92-1102.
Court of Appeals for the Second Circuit.
Feb 3, 1993.
985 F.2d 65
Christine E. Yaris, New York City, for defendant-appellant Ronald Haynes., Alan G. Polak, New York City, for defendant-appellant Jahmal Rose., Robert Feinberg, Asst. U.S. Atty., E.D.N.Y., Brooklyn, NY (Andrew J. Malo-ney, U.S. Atty., Emily Berger, Asst. U.S. Atty., E.D.N.Y., Brooklyn, NY, of counsel), for appellee U.S.
Meskill, Lumbard, Cardamone.
Cited by 87 opinions  |  Published
CARDAMONE, Circuit Judge:

Appellants, Ronald Haynes and Jahmal Rose, each pleaded guilty to one count of conspiracy to distribute crack cocaine. Both contend that special mitigating circumstances exist that should have resulted in a downward departure from the sentencing guildeines’ range. Haynes and Rose appeal their sentences imposed on February 7 and 11, 1992 respectively in the United States District Court for the Eastern District of New York (Glasser, J.) on the grounds that the sentencing court improperly refused to grant such a downward departure.

Congress has mandated that federal judges follow the guidelines of the United States Sentencing Commission, which establishes an applicable range of punishment for a given offense. Departure from the sentencing guidelines’ range is permitted only where special mitigating factors, not adequately considered by the Sentencing Commission, are present. These appellants serve as a sad reminder of the terrible toll in lost lives exacted on our nation’s youth by illegal drugs, because even though they are both from good families, they were unable to resist the allure of the drug culture. Their circumstances, though unfortunate, fail to present factors that were not addressed by the guidelines.

BACKGROUND

Haynes and Rose, two African-American males in their early 20s, grew up in poor neighborhoods in the boroughs of New York City. Haynes, a high school star athlete, received a basketball scholarship from a private preparatory school in North Carolina at the age of 18. Unfortunately, after a brief stay he dropped out of this school. Returning to New York, he became romantically involved with Natasha White and later joined her in a crack cocaine distribution network. Jahmal Rose graduated from public high school in 1987 where he was an average student and pursued several odd jobs until December 1989, when he too joined the same drug distribution organization.

According to the government, both appellants occupied positions of significant authority within the 18-member drug network. They coordinated the production and distribution of crack on a large scale: the organization vended narcotics 12 hours a day, seven days a week, and earned thousands of dollars each week. Haynes allegedly often carried an Uzi submachine gun on his person, and in the area where both were arrested, police found a nine millimeter gun with a laser aiming device designed to ensure hits on targets.

In December 1990 appellants, together with two co-defendants, were charged in a two-count indictment with conspiring to distribute in excess of 50 grams of a substance containing cocaine base (or crack) and possession with intent to distribute in excess of five grams of a substance containing cocaine base in violation of 21 U.S.C. §§ 841 and 846 (1988 & Supp. Ill 1991). At the end of the second day of their trial Haynes and Rose entered guilty pleas to a lesser included count of conspiracy to distribute in excess of five grams of crack cocaine.

[*67] A pre-sentencing report proposed a guideline offense level of 50 for Haynes and 46 for Rose. These levels meant a life sentence in each case. Appellants objected and reached agreement with the government that resulted in lower levels: Haynes securing an offense level of 42, with a sentence range of 360 months to life; Rose obtaining a 41 level, with a sentence range of 324 to 405 months of incarceration.

On December 10, 1991 they submitted letters to Judge Glasser asking him to depart downward from the sentencing guidelines. Haynes argued that he was entitled to such departure because: 1) he was a young minority male who grew up in a poor socio-economic environment; 2) he was recruited into the drug conspiracy by Natasha White’s sexual blandishments, which as a youth he was too inexperienced to resist; 3) he played a lesser role in the enterprise; and 4) prosecution in state court would have resulted in a lesser sentence. Rose contended that downward departure for him was appropriate because: 1) he had been the victim of unrelated random violence; 2) he grew up without a father, which caused deep psychological trauma; 3) he had been denied all contact with his infant daughter by the child’s mother; and 4) prosecution in federal court would result in a longer sentence than he would have received in state court.

The sentencing court flatly declined to depart from the guidelines on the grounds asserted. Referring to Haynes, the district court ruled it was inappropriate for appellant to blame those around him for his personal vices, noting that “to suggest ... that the neighborhood^] in which [he] grew up [are] responsible for what Mr. Haynes is today is in effect to condemn every person who lives in those neighborhoods^] and the fact of the matter is ... that the overwhelming majority of persons who live in those neighborhoods are victims of the Ronald Hayneses who live in those communities.” Apparently moved by Haynes’ personal history, Judge Glasser nevertheless continued:

What I do feel badly about ... what really troubles me very deeply, more deeply than I am really able to express, is the fact that I don’t have any discretion in this case_ [Congress has] taken it away from [judges]. The guidelines are very, very rigid and Draconian in many respects, particularly in this one. I think they’re Draconian. There isn’t a legitimate basis which I’ve been able to find to depart.

(emphasis added). With respect to Rose, the sentencing court was critical of the defendant’s conduct, but stated again that were it within his discretion, “the sentence would be less than the sentence I am required to impose.” In both cases, the district court imposed the minimum sentence within the guidelines’ range, sentencing Haynes to 360 months (30 years) and Rose to 324 months (27 years), plus five years of supervised release and a $50 special assessment in each case.

Haynes and Rose appeal their sentences, stating the district court mistakenly believed it did not have the power to depart downward. According to appellants, the court had authority to depart from the guidelines’ range based on their “youthful lack of guidance,” the prosecution’s choice of federal over state jurisdiction for initiation of the instant prosecution, and the discriminatory impact of the enhanced sentence for cocaine base offenses. We affirm and in the discussion that follows analyze each of the three issues raised.

DISCUSSION

Congress enacted the Sentencing Reform Act of 1984 and established a Sentencing Commission charged with promulgating sentencing guidelines in an attempt to avoid sentencing disparity of those found guilty of similar criminal conduct. See 28 U.S.C. § 991(b)(1)(B) (1988). The legislature recognized that departure from the sentencing range would still be necessary. Thus, the guidelines permit a court to depart from the normal range when “there exists an aggravating or mitigating circumstance of a kind, or to a degree not adequately taken into consideration by the Sentencing Commission in formulating the guidelines....” 18 U.S.C. § 3553(b); Unit[*68] ed States Sentencing Commission, Guidelines Manual, § 5K2.0 (Nov. 1992) (U.S.S.G.).

The Sentencing Commission enumerates specific factors a sentencing court may consider in departing, see U.S.S.G. § 5K2.1-.16, but this inventory is neither exclusive nor exhaustive and a sentencing court retains discretion to consider other factors. U.S.S.G. § 5K2.0; United States v. Lara, 905 F.2d 599, 602 (2d Cir.1990); United States v. Correa-Vargas, 860 F.2d 35, 37-39 (2d Cir.1988). On the other hand, departure has generally been precluded based on certain factors the Commission designated as “not ordinarily relevant.” U.S.S.G. § 5H1.1-.6 (e.g., age, educational level, family or community ties). As a matter of policy, a departure is not supposed to be a frequent occurrence, but is to be employed only in an unusual case. See U.S.S.G., Ch. 1, Pt. A, H 4(b); United States v. Uca, 867 F.2d 783, 787 (3d Cir.1989).

We have ruled that a district court’s refusal to depart downwardly is not appeal-able unless the guidelines were misapplied, the court misapprehended its authority or imposed an illegal sentence. See United States v. Sharpsteen, 913 F.2d 59, 62-63 (2d Cir.1990). Hence, when refusal to depart downwardly rests on a sentencing court’s misapprehension of its power to do so, an appeal will lie. United States v. Richardson, 923 F.2d 13, 15 (2d Cir.1991). In such a case we review de novo the legal question of whether a particular factor may be an appropriate ground for departure, see United States v. Alba, 933 F.2d 1117, 1121 (2d Cir.1991), and subject the findings of fact that establish the existence of that factor to the clearly erroneous standard of review.

A. Youthful Lack of Guidance

Haynes and Rose believe that the sentencing court incorrectly assumed that it lacked authority to depart downwardly. They maintain that it had the power to reduce their sentences below the guidelines’ range based on their “youthful lack of guidance,” which they note was recognized as a grounds for departure by the Ninth Circuit in United States v. Floyd, 945 F.2d 1096 (9th Cir.1991). Floyd affirmed a district court’s departure from the guidelines’ range of 360 months to life imprisonment. The district court sentenced defendant — convicted for involvement in a cocaine conspiracy — instead to 194 months in prison. Floyd held the guidelines “fail to adequately take into consideration the effect that a person’s youthful lack of guidance ha[s] on that person’s criminality.” Id. at 1099. It defined the term “youthful lack of guidance” as a lack of guidance and education, abandonment by parents and imprisonment as a minor. Id. at 1098-99. For several reasons, we do not adopt a youthful lack of guidance factor as a reason for downward departure in this case.

We begin by noting that youthful lack of guidance has not been adopted as the law in this Circuit. Further, as a result of Floyd the Sentencing Commission on May 11, 1992 amended the guidelines, effective November 1, 1992. In particular, it amended § 5H1.12 to provide, “Lack of guidance as a youth and similar circumstances indicating a disadvantaged upbringing are not relevant grounds for imposing a sentence outside the applicable guideline range.”

Next, even were youthful lack of guidance a relevant factor to be considered for downward departure, appellants have failed to make out any of its elements. Neither demonstrated that parental supervision or education was absent from their lives. Ronald Haynes declares he was never given the guidance to enable him to resist the sexual blandishments of co-conspirator Natasha White. This contention ignores the facts. Haynes was raised in a nurturing environment by his mother, who described him as her “favorite” child. Far from abandoning Haynes and his siblings, Haynes’ mother stayed at home from work until her children were old enough to care for themselves. That she provided a constructive home environment is evident from how Haynes’ two siblings have prospered: His sister is currently a college pre-med student and his brother attends the University of Nevada-Las Vegas on a basketball scholarship. Haynes attended school until the tenth grade and had an excellent opportunity to advance himself by attending a prep school outside of New York.

[*69] Jahmal Rose rests his appeal for departure on his abandonment by his father. This assertion also fails. The Rose household was apparently no less caring than that of Haynes. Although Rose did not know his father, he evidently had other role models, such as the family’s minister, who wrote a letter on Rose’s behalf at sentencing. His siblings were successful; both his brothers are currently serving in the U.S. Navy. Rose did not lack education; he graduated from high school. Again, neither appellant served prison time as a minor,' a requirement under the third prong of the “youthful lack of guidance” test. These facts stand in stark contrast to those involving Floyd, who suffered from a lack of education, was abandoned by both parents, and was imprisoned for a manslaughter conviction at age 17. See Floyd, 945 F.2d at 1098.

Because of the vast number of varying circumstances reflecting human conduct it is not possible to synthesize those cases where downward departure has been held permissible. In this Circuit we have sustained downward departure based on extraordinary family circumstances, see United States v. Johnson, 964 F.2d 124, 128-30 (2d Cir.1992) (sole responsibility for raising four young children); Alba, 933 F.2d at 1122 (twelve-year marriage, two children, living with disabled, dependent father and grandmother), extreme vulnerability, see United States v. Gonzalez, 945 F.2d 525, 526-27 (2d Cir.1991) (defendant susceptible to homophobic attacks); Lara, 905 F.2d at 603-04 (same), and outstanding employment history, see United States v. Jagmohan, 909 F.2d 61, 65 (2d Cir.1990) (inter alia, solid employment record, naivete displayed in committing offense).

Here, because of their intelligence and family, these appellants could have led constructive lives. Instead, having set out on a path of criminality and inevitably being caught, each of them would like to portray themselves as “victims” of youthful lack of guidance. While we express — as did the district court — sympathy for their families, we are unable to accept youthful lack of guidance generally as a reason for downward departure, particularly, in the instant case where its elements were not present.

B. Disparity Between Federal and State Sentences

Appellants next challenge the prosecution’s decision to bring this case in federal — rather than state — court, asserting that the decision is a sound reason for departure from the guidelines. They think that federal law provides for stiffer sentences than state law for drug crimes, and there is a public perception that sentences actually imposed in federal court are heavier than those imposed in state court. Acknowledging that due process is not violated by choice of forum, appellants nonetheless contend that the result of the charging decision to bring them before a federal forum causes an enhanced sentence under the guidelines. They conclude that the choice of forum should be considered as an aggravating circumstance, not adequately considered of a kind or to a degree by the guidelines. We find this argument unpersuasive.

Although a question of first impression in this Circuit, a sister circuit had this precise issue before it in United States v. Dockery, 965 F.2d 1112, 1117-18 (D.C.Cir.1992). There it was held that departure based on a prosecutor’s choice of federal rather than state jurisdiction was not a permissible circumstance to consider. Dockery correctly noted that the guidelines do not address the question of prosecutorial forum choice because the Sentencing Commission recognized that decisions on choice of forum are an exclusive function of a prosecutors’ discretion. Obviously, the guidelines written against the background of an existing criminal justice system were not so ambitious as to take those matters traditionally confided to executive action — for example, who to charge, with what, and when — and make them subject to judicial oversight. We adopt this reasoning, which meets appellants’ argument.

Additional reasons strongly counsel against departure based on the disparity between state and federal sentencing regimes. It has been often stated that the sentencing guidelines were adopted by Congress to achieve uniformity in federal sentencing for similarly situated defendants.[*70] See, e.g., United States v. Restrepo, 936 F.2d 661, 671 (2d Cir.1991); United States v. Joyner, 924 F.2d 454, 460-61 (2d Cir.1991). Allowing departure because a defendant might have been subjected to different penalties had he been prosecuted in state court would make federal sentences dependent on the law of the state in which the sentencing court was located, resulting in federal sentencing that would vary from state to state. To adopt this rationale for departure would surely undermine Congress’ stated goal of uniformity in sentencing. See 28 U.S.C. § 991; United States v. Vilchez, 967 F.2d 1351, 1355 (9th Cir.1992) (district court had no authority to depart downward to equate the sentence of defendant with that of co-defendant sentenced to shorter term in state court).

Moreover, divergence from the guidelines’ range is generally permitted only in the “atypical” case. U.S.S.G., Ch. 1, Pt. A, ¶ 4(b); accord United States v. Sitton, 968 F.2d 947, 961-62 (9th Cir.), cert. denied, — U.S. -, 113 S.Ct. 478, 121 L.Ed.2d 384 (1992). Since defendants charged with controlled substance violations often face different state and federal sentences on equivalent charges, this disparity is not the sort of atypical or unusual factor meriting departure. Consequently, a prosecutor’s choice of forum is not a reason for downward departure.

C. Discriminatory Impact on African-Americans for Crack Crimes

Haynes and Rose further insist that the harsher penalties for crack cocaine— compared to simple cocaine — crimes is a proper basis for displacement of the guidelines. Expressly disavowing an equal protection challenge to the underlying statute and guidelines — recognizing it would be futile, see United States v. Pineda, 847 F.2d 64, 65 (2d Cir.1988) (per curiam); United States v. Cyrus, 890 F.2d 1245, 1248 (D.C.Cir.1989) — they insist nevertheless that because most crack users are African-Americans — while most cocaine users are white — the enhanced crack penalties unfairly punish African-Americans and should be a ground for downward departure. This speculative contention is merit-less.

A downward departure may not be predicated on the fact that penalties for cocaine crack are more severe than those involving cocaine. A departure on such basis is not permitted because the enhanced penalties for crack reflect a rational and specific congressional aim of deterring drug transactions involving crack. The purpose is obvious — crack cocaine is the most addictive and destructive form of cocaine, and because it is also cheaper it is more widely available and has had therefore a corresponding increase in usage. See United States v. Reina, 905 F.2d 638, 640 (2d Cir.1990); United States v. Collado-Gomez, 834 F.2d 280, 281 (2d Cir.1987) (p er curiam), cert. denied, 485 U.S. 969, 108 S.Ct. 1244, 99 L.Ed.2d 442 (1988). Hence, the harsher penalties for crack crimes present no basis for downward departure.

CONCLUSION

We have carefully considered the other points raised by appellants and find them to be without merit. For the reasons stated the judgment of the district, court is affirmed.