James McDaniel Jr. v. John Blust, 668 F.3d 153 (4th Cir. 2012). · Go Syfert
James McDaniel Jr. v. John Blust, 668 F.3d 153 (4th Cir. 2012). Cases Citing This Book View Copy Cite
79 citation events (79 in the last 25 years) across 25 distinct courts.
Strongest positive: In Re Christensen (utb, 2019-02-27)
Treatment trajectory · 2012 → 2026 · click a year to view as-of
2012 2019 2026
Top citers, strongest first. 35 distinct citers. How cited ↗
examined Cited as authority (quoted) In Re Christensen
Bankr. D. Utah · 2019 · signal: see also · quote attribution · 1 verbatim quote · confidence low
to determine whether a complained-of act falls under the barton doctrine, courts consider the nature of the function that the trustee or his counsel was performing during commission of the actions for which liability is sought.
examined Cited as authority (quoted) In re Jankauskas
Bankr. N.D. Ga. · 2018 · quote attribution · 1 verbatim quote · confidence low
the supreme court established in barton that before another court may obtain subject-matter jurisdiction over a suit filed against a receiver for acts committed in his official capacity, the plaintiff must obtain leave of the court that appointed the receiver.
examined Cited as authority (quoted) Fluharty v. Peoples Bank, NA (6×) also: Cited as authority (rule), Cited "see"
S.D.W. Va · 2018 · signal: see · quote attribution · 1 verbatim quote · confidence high
the supreme court established in barton that before another court may obtain subject-matter jurisdiction over a suit filed against a receiver for acts committed in his official capacity, the plaintiff must obtain leave of the court that appointed the receiver.
discussed Cited as authority (rule) Dam v. Waldron
9th Cir. · 2026 · confidence medium
Lankford v. Wagner, 853 F.3d 1119, 1122 (10th Cir. 2017); McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir. 2012); Lawrence v. Goldberg, 573 F.3d 1265 , 1269–70 (11th Cir. 2009); Lowenbraun v. Canary (In re Lowenbraun), 453 F.3d 314, 321 (6th Cir. 2006).
discussed Cited as authority (rule) In re: Prehired LLC, et al. v. Don A. Beskrone, In His Capacity As Chapter 7 Trustee (2×) also: Cited "see"
D. Del. · 2026 · confidence medium
Those acts are presumed to be part of the duties of the trustee or his counsel “unless Plaintiff initially alleges at the outset facts demonstrating otherwise.” McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir. 2012) (internal quotation marks omitted).
cited Cited as authority (rule) Milligan v. May
D. Maryland · 2025 · confidence medium
The Barton doctrine is a question of a court’s subject matter jurisdiction, See McDaniel v. Blust, 668 F.3d 153, 156 (4th Cir. 2012).
discussed Cited as authority (rule) Prehired, LLC (2×)
Bankr. D. Del. · 2025 · confidence medium
Del. 2012) (granting motion to dismiss where complaint was filed without leave of court in violation of Barton Doctrine and citing cases holding that such complaints are void ab initio). 43 In re DeLorean Motor Co., 991 F.2d 1236, 1240 (6th Cir. 1993) (holding that the Barton doctrine applies to the trustee and to “court appointed officers who represent the estate, [because they] are the functional equivalent of a trustee, [when] they act at the direction of the trustee and for the purpose of administering the estate or protecting its assets.”); McDaniel v. Blust, 668 F.3d 153, 157 (4th Ci…
discussed Cited as authority (rule) Jordan v. Don A Beskrone (2×)
Bankr. D. Del. · 2025 · confidence medium
Del. 2012) (granting motion to dismiss where complaint was filed without leave of court in violation of Barton Doctrine and citing cases holding that such complaints are void ab initio). 43 In re DeLorean Motor Co., 991 F.2d 1236, 1240 (6th Cir. 1993) (holding that the Barton doctrine applies to the trustee and to “court appointed officers who represent the estate, [because they] are the functional equivalent of a trustee, [when] they act at the direction of the trustee and for the purpose of administering the estate or protecting its assets.”); McDaniel v. Blust, 668 F.3d 153, 157 (4th Ci…
examined Cited as authority (rule) Peter Protopapas v. Travelers Casualty and Surety Company (4×)
4th Cir. · 2024 · confidence medium
See Conway v. Smith Dev., Inc., 64 F.4th 540, 545 (4th Cir. 2023) (noting that “Barton concerns subject-matter jurisdiction” (emphasis added)); McDaniel v. Blust, 668 F.3d 153, 156 (4th Cir. 2012) (noting that the “Supreme Court established in Barton that before another court may obtain subject-matter jurisdiction over a suit filed against a receiver for acts committed in his official capacity, the plaintiff must obtain leave of the court that appointed the receiver” (emphasis added)).
discussed Cited as authority (rule) Martin Conway v. Smith Development, Inc. (2×) also: Cited "see"
4th Cir. · 2023 · confidence medium
In Barton v. Barbour, 104 U.S. 126 (1881), the Supreme Court held that “before another court may obtain subject-matter jurisdiction over a suit filed against a receiver for acts committed in his official capacity, the plaintiff must obtain leave of the court that appointed the receiver.” McDaniel v. Blust, 668 F.3d 153, 156 (4th Cir. 2012).
cited Cited as authority (rule) Retail Group, Inc.
Bankr. E.D. Va. · 2022 · confidence medium
McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir. 2012).
cited Cited as authority (rule) Patterson v. Mahwah Bergen Retail Group, Inc.
E.D. Va. · 2022 · confidence medium
McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir. 2012).
discussed Cited as authority (rule) Rodriguez v. Smith
Bankr. S.D. Tex. · 2021 · confidence medium
Co. v. Barrois, 533 F.3d 321, 327 (5th Cir. 2008)). 26 Barton v. Barbour, 104 U.S. 126, 128 (1881). 27 Villegas v. Schmidt, 788 F.3d 156, 158 (5th Cir. 2015); McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir. 2012). 28 Providence Hall Assocs.
cited Cited as authority (rule) Highland Capital Management, L.P.
Bankr. N.D. Tex. · 2021 · confidence medium
Fla. 2008). 47 McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir. 2012) (citing In re Linton, 136 F.3d 544, 545 (7th Cir. 1998)).
discussed Cited as authority (rule) Foster
Bankr. N.D. Tex. · 2020 · confidence medium
Appx. 918, 921 (11th Cir. 2015); McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir. 2012); Lowenbraun v. Canary (In re Lowenbraun), 453 F.3d 314, 321 (6th Cir. 2006). may pursue litigation against the receiver or estate fiduciary in his or her personal, as opposed to official, court-appointed or court-approved, capacity.111 Predicated upon the Debtor’s belief that the Properties could never legally have become part of the bankruptcy estate, the Debtor claims that the Property Ownership Judgment, the Commercial Property Sale Order and the Powell Property Sale Order are all void orders of the C…
cited Cited as authority (rule) Foster
Bankr. N.D. Tex. · 2020 · confidence medium
Appx. 918, 921 (11th Cir. 2015); McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir. 2012); Lowenbraun v. Canary (In re Lowenbraun), 453 F.3d 314, 321 (6th Cir. 2006).
cited Cited as authority (rule) Tshiani v. Monahan
D. Maryland · 2015 · confidence medium
McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir.2012) (footnotes omitted).
discussed Cited as authority (rule) William Carroll, Jr. v. Samera Abide (2×)
5th Cir. · 2015 · confidence medium
Alexander v. Hedback, 718 F.3d 762, 767 (8th Cir.2013); Satterfield v. Malloy, 700 F.3d 1231, 1234-35 (10th Cir.2012); In re VistaCare Grp., LLC, 678 F.3d 218, 224 (3d Cir.2012); McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir.2012); Beck v. Fort James Corp. (In re Crown Vantage, Inc.), 421 F.3d 963, 970 (9th Cir.2005); Muratore v. Darr, 375 F.3d 140, 143, 147-48 (1st Cir.2004); Carter v. Rodgers, 220 F.3d 1249 , 1252 (11th Cir.2000); In re Linton, 136 F.3d at 545 ; Lebovits v. Scheffel (In re Lehal Realty Assocs.), 101 F.3d 272 , 276 (2d Cir.1996); Allard v. Weitzman (In re DeLorean Motor Co…
discussed Cited as authority (rule) Carroll v. Abide (2×)
5th Cir. · 2015 · confidence medium
Alexander v. Hedback, 718 F.3d 762, 767 (8th Cir.2013); Satterfield v. Malloy, 700 F.3d 1231, 1234-35 (10th Cir.2012); In re Vista-Care Grp., LLC, 678 F.3d 218, 224 (3d Cir. 2012); McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir.2012); Beck v. Fort James Corp. (In re Crown Vantage, Inc.), 421 F.3d 963, 970 (9th Cir.2005); Muratore v. Darr, 375 F.3d 140, 143, 147-48 (1st Cir.2004); Carter v. Rodgers, 220 F.3d 1249 , 1252 (11th Cir.2000); In re Linton, 136 F.3d at 545 ; Lebovits v. Scheffel (In re Lehal Realty Assocs.), 101 F.3d 272 , 276 (2d Cir. 1996); Allard v. Weitzman (In re DeLorean Motor…
cited Cited as authority (rule) John Villegas v. Michael Schmidt
5th Cir. · 2015 · confidence medium
See Anderson v. United States, 520 F.2d 1027, 1029 (5th Cir.1975); McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir.2012) (collecting cases).
cited Cited as authority (rule) Villegas v. Schmidt
5th Cir. · 2015 · confidence medium
See Anderson v. United States, 520 F.2d 1027, 1029 (5th Cir.1975); McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir. 2012) (collecting cases).
cited Cited as authority (rule) SunTrust Bank v. Matson (In re CHN Construction, LLC)
Bankr. E.D. Va. · 2015 · confidence medium
May 30, 2012) (“[A] bankruptcy trustee ‘is an officer of the court that appoints him.’ ”) (quoting McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir.2012)) (alteration in original).
discussed Cited as authority (rule) Morris Healthcare & Rehabilitation Center, LLC v. Berish (In re Morris Senior Living, LLC)
N.D. Ill. · 2014 · confidence medium
As a matter of law, counsel for trustee .... are the functional equivalent of a trustee....”); McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir.2012) (“for the Barton doctrine to apply to a suit against a bankruptcy trustee’s attorneys, we know of no reason why the trustee must have directed counsel to take the specific actions that are the subject of the suit.”). 2.
discussed Cited as authority (rule) CERx Pharmacy Partners, LP v. RPD Holdings, LLC (In re Provider Meds, LP)
Bankr. N.D. Tex. · 2014 · confidence medium
See, e.g., Satterfield, 700 F.3d at 1234-35 (“We now hold that Barton precludes suit against a bankruptcy trustee for claims based on alleged misconduct in the discharge of a trustee’s official duties absent approval from the appointing bankruptcy court.”); VistaCare, 678 F.3d at 232 (“[W]e hold that the Barton doctrine remains valid, and therefore ... a party must first obtain leave of the bankruptcy court before it brings an action in another forum against a bankruptcy trustee for acts done in the trustee’s official capacity.”); McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir.2012)…
discussed Cited as authority (rule) Behrmann v. National Heritage Foundation, Inc. (In re National Heritage Foundation, Inc.)
E.D. Va. · 2014 · confidence medium
The Exculpation Provision of the Plan is modelled in part after the Supreme Court's decision in Barton v. Barbour, 104 U.S. 126 , 26 L.Ed. 672 (1881), which held "that before another court may obtain subject-matter jurisdiction over a suit filed against a receiver for acts committed in his official capacity, the plaintiff must obtain leave of the court that appointed the receiver." McDaniel v. Blust, 668 F.3d 153, 156 (4th Cir.2012).
discussed Cited as authority (rule) Kaliner v. Antonoplos (In re DMW Marine, LLC)
Bankr. E.D. Pa. · 2014 · confidence medium
See, e.g., Satterfield, 700 F.3d at 1236 ; McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir.2012); Lawrence v. Goldberg, 573 F.3d 1265, 1269 (11th Cir.2009); Crown Vantage, 421 F.3d at 974; Muratore, 375 F.3d at 147 . .Other policy considerations support limitations on the scope of the "ultra vires” exception in this case.
examined Cited as authority (rule) Blixseth v. Brown (3×) also: Cited "see", Cited "see, e.g."
D. Mont. · 2012 · confidence medium
See Beck v. Fort James Corp., 421 F.3d 963 , 970 (9th Cir.2005) (observing that the Barton Doctrine is jurisdictional); McDaniel v. Blust, 668 F.3d 153, 155-57 (4th Cir.2012) (same); Gonzalez v. Thaler, - U.S. -, 132 S.Ct. 641, 648-49 , 181 L.Ed.2d 619 (2012) (observing that courts must sua sponte address their subject matter jurisdiction). 3 .
cited Cited "see" Siomkos v. Beckerman
S.D.N.Y. · 2025 · signal: see · confidence high
See McDaniel v. Blust, 668 F.3d 153, 156-58 (4th Cir. 2012).
cited Cited "see" Myers v. McNamee Hosea Jernigan Kim Greenan & Lynch, P.A.
D. Maryland · 2020 · signal: see · confidence high
See id. at 156–57.
examined Cited "see" Hutchins v. Shatz, Schwartz & Fentin, P.C. (3×) also: Cited "see, e.g."
D. Mass. · 2013 · signal: see · confidence high
See McDaniel v. Blust, 2010 WL 144352 , at *4 (M.D.N.C.2005) (“Because trustee Ivey employed that law firm as his counsel, the individual Defendants and the law firm itself are persons or entities to which the Barton doctrine may apply.”), aff'd 668 F.3d 153 (4th Cir.2012).
cited Cited "see, e.g." In Re Se. Eye Ctr. (Ebw Judgment)
N.C. Bus. Ct. · 2017 · signal: see, e.g. · confidence low
See, e.g., McDaniel v. Blust, 668 F.3d 153 , 156–57 (4th Cir. 2012).
discussed Cited "see, e.g." Lankford v. Wagner
10th Cir. · 2017 · signal: see, e.g. · confidence medium
See, e.g., McDaniel v. Blust, 668 F.3d 153, 156-57 (4th Cir. 2012); Lawrence v. Goldberg, 573 F.3d 1265, 1269-70 (11th Cir. 2009); Allard v. Weitzman (In re DeLorean Motor Co.), 991 F.2d 1236, 1241 (6th Cir. 1993).
discussed Cited "see, e.g." McIntire v. China Mediaexpress Holdings, Inc.
S.D.N.Y. · 2015 · signal: see also · confidence medium
See In re Summit Metals, 477 B.R. 484, 503 (Bankr.D.Del.2012) (finding-complaint “void ab initio for viola tion of the Barton Doctrine”); see also McDaniel v. Blust, 668 F.3d 153, 156 (4th Cir.2012); Crown Vantage, 421 F.3d at 970; Blixseth v. Brown, 470 B.R. 562, 573 (D.Mont.2012); In re Biebel, 2009 WL 1451637 , at *4; In re Kids Creek Partners, L.P., 248 B.R. 554, 558-59 (Bankr.N.D.Ill.2000).
discussed Cited "see, e.g." Grant, Konvalinka & Harrison, PC v. Banks
6th Cir. · 2013 · signal: see also · confidence medium
However, a showing that the Trustee’s actions were wrongful or improper “does not equate to a transgression of his authority.” Cutright, 2012 WL 1945703 , at *8; see also McDaniel v. Blust, 668 F.3d 153, 157 (4th Cir.2012) (holding Barton applied to claims that counsel for the trustee sought court orders to obtain irrelevant personal income tax records because the actions even if wrongful were taken in the context of attempting to prove the adversary action); Satterfield, 700 F.3d at 1236 (refusing to recognize a general tort exception to the Barton doctrine).
Retrieving the full opinion text from the archive…
James Mark McDANIEL, Jr.; Dr. C. Richard Epes, Plaintiffs-Appellants,
v.
John M. BLUST; Edwin Ray Gatton; Dirk W. Siegmund; Ivey, McClellan, Gatton and Talcott, LLP, Defendants-Appellees, and William Stanaland, III, Defendant
10-1776.
Court of Appeals for the Fourth Circuit.
Feb 9, 2012.
668 F.3d 153
ARGUED: Douglas Stephen Harris, Greensboro, North Carolina, for Appellants. Jeffrey Edward Oleynik, Brooks, Pierce, McLendon, Humphrey & Leonard, Greensboro, North Carolina, for Appellees. ON BRIEF: John W. Ormand III, Julia C. Ambrose, Brooks, Pierce, McLendon, Humphrey & Leonard, Raleigh, North Carolina, for Appellees.
Traxler, Gregory, Wynn.
Cited by 38 opinions  |  Published
2 passages pin-cited by 3 cases
Pinpoint authority: bottom 90%
Citer courts: N.D. Georgia (1) · D. Utah (1) · S.D. West Virginia (1)

Affirmed by published opinion. Chief Judge TRAXLER wrote the opinion, in which Judge GREGORY and Judge WYNN joined.

OPINION

TRAXLER, Chief Judge:

James Mark McDaniel, Jr. and C. Richard Epes (“Appellants”) appeal a district court order dismissing several of their claims in a suit regarding conduct that occurred during bankruptcy proceedings. Finding no error, we affirm.

I.

Appellants filed this suit in Guilford County Superior Court, alleging several causes of action. Their complaint alleges that they are former officers of EBW Laser, Inc., a company that entered bankruptcy in 2005 in the Middle District of North Carolina. After the case was converted to Chapter 7, the court appointed attorney Charles Ivey as trustee. Ivey subsequently retained his firm, Ivey, McClellan, Gatton, Talcott, LLP (“IMGT”), to serve as his counsel and to prosecute an adversary proceeding (“the adversary proceeding”) he had filed against Appellants. The adversary proceeding complaint alleged that Appellants had preferentially transferred or fraudulently conveyed property belonging to EBW Laser worth hundreds of thousands of dollars and had also engaged in breaches of fiduciary duty and unfair and deceptive trade practices.

Named as defendants in the present action are IMGT attorneys John M. Blust, Edwin R. Gatton, and Dirk Siegmund, as well as IMGT itself and CPA William Stanaland, III. The complaint alleges that during discovery for the adversary proceeding, Gatton presented documents to certain deponents that he claimed were tax returns of EBW Laser, Inc., when Gatton in fact knew or should have known that the documents were not EBW Laser’s returns. The complaint further alleges that Gatton allowed expert witnesses to rely on these documents to conclude that Appellants had committed fraud in their capacity as EBW Laser’s officers. On the basis of these allegations, Appellants asserted a cause of action for civil obstruction of justice.

The complaint also alleges that IMGT sought court orders to obtain McDaniel’s personal income tax records twice during the adversary proceeding and that both times the bankruptcy court denied IMGT’s request, ruling that the returns had no relevance to the proceeding. The complaint alleges that IMGT nevertheless was able to obtain McDaniel’s returns for the 1997 through 2001 tax years without McDaniel’s knowledge or permission and that Gatton refused McDaniel’s request to return them. On this basis, the complaint asserts a cause of action for conversion.

Finally, the complaint alleges that IMGT’s source for the aforementioned returns was Stanaland, who had himself ob[*156] tained them from McDaniel to assist him in preparing McDaniel’s 2002 tax returns. This allegation is the basis of claims for invasion of privacy, breach of fiduciary duty, and civil conspiracy.

Defendants Blust, Gatton, Siegmund, and IMGT (“the IMGT Defendants”) removed the case to federal district court based on federal-question and bankruptcy jurisdiction. See 28 U.S.C. §§ 1331, 1334. They subsequently moved - to dismiss the claims against them, see Fed.R.Civ.P. 12(b)(1), contending that, under the Barton doctrine, the district court lacked subject-matter jurisdiction since Appellants had failed to obtain leave of the bankruptcy court that appointed Ivey to be trustee. See Barton v. Barbour, 104 U.S. 126, 26 L.Ed. 672 (1881). Appellants opposed the motion, denying that the Barton doctrine barred their action. Appellants further asked that the court remand the action to state court or abstain from. hearing the case.

Defendant Stanaland also sought dismissal of the claims against him, asserting that the Barton doctrine barred the claims against him and that the claims failed to state a claim upon which relief could be granted. See Fed.R.Civ.P. 12(b)(1), (6).

These motions were referred to a United States magistrate judge, who recommended granting the motion to dismiss the claims against the IMGT Defendants and remanding the claims against Stanaland to state court. Regarding the allegedly false returns, the magistrate judge' concluded that “[i]t was within the context of the adversary proceeding which the trustee filed against [Appellants], and for which the IMGT firm and its attorneys were hired to represent the trustee, that the allegedly false corporate tax returns of EBW Laser, Inc. were presented and improperly relied upon to implicate [Appellants] in alleged wrongdoing.” J.A. 300. Given that “[t]he prosecution of the trustee’s adversary proceeding was a function properly within the scope of duties of the trustee’s counsel,” the judge determined that the Barton doctrine applied. J.A. 300.

Regarding the acts relating to the alleged improper receipt and possession of McDaniel’s personal income tax returns, the judge noted that the “motive according to [Appellants] was to establish tax fraud by ... McDaniel to bolster the trustee’s contention that ... McDaniel had created and engaged in the fraudulent scheme outlined in the complaint in the adversary proceeding.” J.A. 301. The judge concluded that because “[p]roving the adversary action was a function within the scope of duties of the trustee’s counsel,” the Barton doctrine applied to those actions as well. J.A. 301.

The district court adopted the magistrate judge’s recommendation over Appellants’ objections.

II.

Appellants argue that the district court erred in dismissing their claims against the IMGT Defendants under the Barton doctrine. We disagree. See JTH Tax, Inc. v. Frashier, 624 F.3d 635, 637 (4th Cir.2010) (stating that we review de novo a district court’s dismissal of a complaint for lack of subject-matter jurisdiction).

The Supreme Court established in Barton that before another court may obtain subject-matter jurisdiction over a suit filed against a receiver for acts committed in his official capacity, the plaintiff must obtain leave of the court that appointed the receiver. [1] See Muratore v. [*157] Darr, 375 F.3d 140, 143 (1st Cir.2004). This principle has been extended to suits against bankruptcy trustees, see id.; Beck v. Fort James Corp. (In re Crown Vantage, Inc.), 421 F.3d 963, 971 (9th Cir. 2005) , and to suits against trustees’ attorneys, see Lowenbraun v. Canary (In re Lowenbraun), 453 F.3d 314, 321 (6th Cir. 2006) . To determine whether a complained-of act falls under the Barton doctrine, courts consider the nature of the function that the trustee or his counsel was performing during commission of the actions for which liability is sought. See Heavrin v. Schilling (In re Triple S Rests., Inc.), 519 F.3d 575, 578 (6th Cir. 2008). When trustees act “within the context” of their role of “recovering assets for the estate,” leave must be obtained. Id. Acts are presumed to be part of the duties of the trustee or his counsel “unless Plaintiff initially alleges at the outset facts demonstrating otherwise.” In re Lowenbraun, 453 F.3d at 322 (internal quotation marks omitted). [2]

The Barton doctrine serves' the principle that a bankruptcy trustee “is an officer of the court that appoints him,” and therefore that court “has a strong interest in protecting him from unjustified personal liability for acts taken within the scope of his official duties.” Lebovits v. Scheffel (In re Lehal Realty Assocs.), 101 F.3d 272, 276 (2d Cir.1996). ‘Without the requirement [of obtaining leave], trusteeship w[ould] become a more irksome duty, arid so it w[ould] be harder for courts to find competent people to appoint as trustees. Trustees w[ould] have to pay higher malpractice premiums, and this w[ould] make the administration of the bankruptcy laws more expensive.” In re Linton, 136 F.3d 544, 545 (7th Cir.1998). The doctrine also enables bankruptcy courts to monitor the work of the trustees they have appointed so that the courts may be fully informed when they make future appointments. See id.

A.

Appellants argue that the Barton doctrine does not apply to their claims because Ivey did not specifically direct the challenged actions and because the allegedly wrongful actions exceeded the scope of the IMGT Defendants’ authority.

Initially, for the Barton doctrine to apply to a suit against a bankruptcy trustee’s attorneys, we know of no reason why the trustee must have directed counsel to take the specific actions that are the subject of the suit. Nor do Appellants point to any case imposing such a requirement.

Regarding the scope of the IMGT Defendants’ authority, Ivey employed the IMGT Defendants to prosecute the adversary proceeding. Even assuming that the challenged actions were wrongful, Appellants do not seriously dispute that the actions were taken in the context of attempting to prove the adversary action. The allegations that the challenged conduct was wrongful, certainly not unexpected in a lawsuit, do not preclude application of the Barton doctrine. Such allegations can be considered by the bankruptcy court both in its role as gatekeeper, see In re Lehal Realty Assocs., 101 F.3d at 276, and in the context of gathering information[*158] that may shape its future appointments, see In re Linton, 136 F.3d at 545.

We note that the result we reach in this ease is similar to one reached by the Sixth Circuit on similar facts. See In re Triple S Rests., Inc., 519 F.3d at 578. In that case, Schilling was appointed trustee when a company went bankrupt. He sought to obtain through the bankruptcy court some money from Heavrin and threatened to report Heavrin to the United States Attorney for particular criminal charges if he did not pay the money in settlement. Heavrin filed suit against Schilling in state court asserting state-law claims; the case was removed to federal bankruptcy court under the Barton doctrine. Schilling moved to dismiss and for sanctions under Rule 11. The bankruptcy court granted both motions, and the district court affirmed.

On appeal to the Sixth Circuit, Heavrin contended “that Schilling was not acting in his official capacity when he stated he would refer the matter for criminal investigation if Heavrin would not agree to the settlement, and therefore the Barton doctrine does not apply.” Id. at 578. The Sixth Circuit acknowledged that Heavrin was suggesting that “Schilling necessarily acted outside the scope of his authority as a trustee” by wrongfully “suggesting he might breach his duty to report a criminal violation relating to the bankruptcy” if Heavrin agreed to the settlement. Id. However, “[b]ecause the negotiations were within the context of recovering assets for the estate,” the Sixth Circuit concluded that the bankruptcy court’s determination that Schilling acted within the scope of his authority as trustee was not clearly erroneous. Id.

B.

Appellants offer an additional argument for their position that the Barton doctrine does not bar their claim regarding the allegedly false tax returns of EBW Laser. They contend that their allegations of intentional misconduct, and fraud in particular, necessarily make the Barton doctrine inapplicable. [3] However, bankruptcy trustees and their counsel require protection against suits that are based on unfounded allegations regardless of whether there is a claim that the alleged wrongdoing was intentional. See, e.g., In re Linton, 136 F.3d at 544-46 (holding leave was required for malicious prosecution suit against trustee alleging that trustee “had known from the outset that the adversary proceeding had no merit”). And, the need for bankruptcy courts to be “kept in the loop” so that they make appropriate appointments in the future is arguably even greater when intentional misconduct has occurred. We therefore conclude that the district court properly dismissed this claim as well.

III.

In sum, because we conclude that the district court properly applied the Barton doctrine, we affirm the district court’s order.

AFFIRMED

1

. “[W]hile permission to prosecute an action against a trustee can involve discretion, such[*157] permission ordinarily should be granted unless it is clear that the claim is without foundation.” Anderson v. United States, 520 F.2d 1027, 1029 (5th Cir. 1975).

2

. 28 U.S.C. § 959(a) provides a statutory exception to the Barton doctrine for suits challenging actions of trustees in "carrying on business connected with” the property of the estate. Appellants do not argue that this exception applies in this case.

3

. Many of the cases Appellants cite in support of their argument actually pertain to the question of whether trustees are entitled to immunity, a question not before us today.