In Re: Mohamed Al Fayed v. United States of Am., Intervenor, 210 F.3d 421 (4th Cir. 2000). · Go Syfert
In Re: Mohamed Al Fayed v. United States of Am., Intervenor, 210 F.3d 421 (4th Cir. 2000). Cases Citing This Book View Copy Cite
“he district court did not abuse its discretion" in declining "the issuance of a subpoena for highly classified government 14 documents" so "we need not reach the government's argument”
14 citation events (13 in the last 25 years) across 5 distinct courts.
Strongest positive: Klint L. Mowrer v. DOT (cadc, 2021-09-24)
Top citers, strongest first. 13 distinct citers. How cited ↗
discussed Cited as authority (quoted) Klint L. Mowrer v. DOT
D.C. Cir. · 2021 · quote attribution · 1 verbatim quote · confidence low
he district court did not abuse its discretion" in declining "the issuance of a subpoena for highly classified government 14 documents" so "we need not reach the government's argument
cited Cited as authority (rule) In Re: Application of Maunel Campuzano-Trevino
D. Maryland · 2022 · confidence medium
Al Fayed v. United States, 210 F.3d 421, 424 (4th Cir. 2000).
discussed Cited as authority (rule) In Re: Application of Sasha Digiulian and John Charles Digiulian for an Order under 28 U.S. C. Sec. 1782 to take Discovery from the Johns Hopkins Heath System Corporation
D. Maryland · 2019 · confidence medium
These factors guide the Court in assessing Section 1782’s “twin aims of providing efficient means of assistance to participants in international litigation in our federal courts and encouraging foreign countries by example to provide similar means of assistance to our courts.” Al Fayed v. United States, 210 F.3d 421, 424 (4th Cir. 2000) (citation omitted).
discussed Cited as authority (rule) Chevron Corporation v. Aaron Page
4th Cir. · 2014 · confidence medium
“Section 1782 affords the district courts wide discretion in responding to requests for assistance in proceedings before foreign tribunals.” Al Fayed v. United States, 210 F.3d 421, 424 (4th Cir.2000) (quotation marks omitted).
discussed Cited as authority (rule) In Re Premises Located at 840 140th Ave. Ne
9th Cir. · 2011 · confidence medium
Co. v. Avery Dennison Corp., 308 F.3d 1075, 1078 (9th Cir.2002); accord In re Clerici, 481 F.3d at 1331 ; Edelman v. Taittinger (In re Edelman), 295 F.3d 171, 181 (2d Cir.2002); Al Fayed v. United States, 210 F.3d 421, 424 (4th Cir.2000).
discussed Cited as authority (rule) United States v. Global Fishing, Inc.
9th Cir. · 2011 · confidence medium
Co. v. Avery Dennison Corp., 308 F.3d 1075, 1078 (9th Cir.2002); accord In re Clerici, 481 F.3d at 1331 ; Edelman v. Taittinger (In re Edelman), 295 F.3d 171, 181 (2d Cir.2002); Al Fayed v. United States, 210 F.3d 421, 424 (4th Cir.2000).
discussed Cited "see" In re: Banco Mercantil Del Norte, S.A v. Cartograf USA, Inc.
4th Cir. · 2025 · signal: see · confidence high
“The ultimate balance remains well within the district court’s broad discretion[.]” In re Newbrook Shipping Corp., 31 F.4th at 896; see Al Fayed v. United States, 210 F.3d 421, 424 (4th Cir. 2000) (“Section 1782 affords the district courts wide discretion in responding to requests for assistance in proceedings before foreign tribunals.” (internal quotations omitted)).
discussed Cited "see" Bahrampour v. National Security Agency
D. Maryland · 2024 · signal: see · confidence high
FOIA Exemption 1 provides that an agency need not make documents available to the public that are “(A) specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy and (B) are in fact properly classified pursuant to such Executive order.” 5 U.S.C. § 552 (b)(1)(A); see Al Fayed v. U.S., 210 F.3d 421, 423 (4th Cir. 2000).
discussed Cited "see" The James Madison Project v. Department of Defense
D. Maryland · 2023 · signal: see · confidence high
Ik FOIA Exemption One The NSA first argues that the Beck Records are properly withheld pursuant to the FOIA. exemption set forth at 5 U.S.C.§ 552(b)(1), commonly referred to based on its subsection number as FOIA Exemption One, which provides that an agency need not make documents available to the public that are “(A) specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy and (B) are in fact properly classified pursuant to such Executive order.” 5 U.S.C. § 552 (b)(1)(A); see Al Fayed v. United State…
discussed Cited "see, e.g." United Kingdom v. United States
11th Cir. · 2001 · signal: see also · confidence medium
See also Al Fayed v. United States, 210 F.3d 421, 425 (4th Cir.2000) (declining to reach the question of whether the Government constituted a "person" under 1782 after finding that the district court did not abuse its discretion in denying the disclosure of material that could impact national security).
discussed Cited "see, e.g." United Kingdom v. United States
11th Cir. · 2001 · signal: see also · confidence medium
See also Al Fayed v. United States, 210 F.3d 421, 425 (4th Cir. 2000) (declining to reach the question of whether the Government constituted a “person” under § 1782 after finding that the district court did not abuse its discretion in denying the disclosure of material that could impact national security). 29
discussed Cited "see, e.g." United Kingdom v. United States
11th Cir. · 2001 · signal: see also · confidence medium
See also Al Fayed v. United States, 210 F.3d 421, 425 (4th Cir.2000) (declining to reach the question of whether the Government constituted a "person” under § 1782 after finding that the district court did not abuse its discretion in denying the disclosure of material that could impact national security).
discussed Cited "see, e.g." Al Fayed v. Central Intelligence Agency
D.C. Cir. · 2000 · signal: compare · confidence medium
Compare In re Al Fayed, 210 F.3d 421, 422-23 (4th Cir.2000) (even assuming § 1782 covered the government, the district court properly exercised its discretion to deny Al Fayed’s application for a subpoena of the National Security Agency); In re Kevork, 788 F.2d 566, 568 (9th Cir.1986) (affirming issuance of subpoena to three FBI agents under § 1782 at behest of Ontario Supreme Court, but issue of statute’s coverage of government was not raised).
Retrieving the full opinion text from the archive…
In Re Mohamed AL FAYED, Appellant,
v.
UNITED STATES of America, Intervenor
99-1268.
Court of Appeals for the Fourth Circuit.
Apr 26, 2000.
210 F.3d 421
ARGUED: Paul Christian Rauser, Williams & Connolly, Washington, D.C., for Appellant. Henry Thomas Byron, III, Appellate Staff, Civil Division, United States Department of Justice, Washington, D.C., for Intervenor. ON BRIEF: Terrence O’Donnell, Williams & Connolly, Washington, D.C., for Appellant. David W. Ogden, Acting Assistant Attorney General, Lynne A. Battaglia, United States Attorney, Mark B. Stern, Appellate Staff, Civil Division, United States Department of Justice, Washington, D.C., for Interve-nor.
Luttig, Motz, Michael, Western, Virginia.
Cited by 13 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 58%
Citer courts: D.C. Circuit (1)

Affirmed by published opinion. Judge DIANA GRIBBON MOTZ wrote the opinion, in which Judge LUTTIG and Senior Judge MICHAEL joined.

OPINION

DIANA GRIBBON MOTZ, Circuit Judge:

Seeking information related to the death of his son in a Paris car wreck that became the focus of international media attention, Mohamed A1 Fayed filed an ex parte application with the district court for the issuance of a subpoena duces tecum to the National Security Agency (NSA). A1 Fayed applied for the subpoena under 28 U.S.C. § 1782(a), which authorizes district courts, at the request of an “interested person,” to order document production for use in proceedings in a foreign or international tribunal. A1 Fayed claimed an interest in proceedings before a French magistrate judge investigating the crash that led to his son’s death. The district court declined to issue the subpoena, citing national security concerns raised by NSA in its response to a Freedom of Information Act (FOIA) request. Because the district court did not abuse its discretion under § 1782, we affirm.

I.

In February 1999, A1 Fayed asked the district court to issue a subpoena duces tecum for all NSA documents relating to two victims of a 1997 Paris car crash: Dodi Fayed and Diana, Princess of Wales. In addition, he sought all NSA documents relating to himself and to the principals in an alleged plot to sell him information supposedly originating in Central Intelligence Agency files.

[*423] Al Fayed applied for the subpoena under 28 U.S.C. § 1782(a) (1994 & Supp. Ill 1997) which provides: “The district court of the district in which a person resides or is found may order him ... to produce a document or other thing for use in a proceeding in a foreign or international tribunal, including criminal investigations conducted before formal accusation. The order may be made ... upon the application of any interested person.... ” A1 Fayed claimed to be an “interested person” in the now-closed investigation of Premier Juge destruction Herve Stephan into whether members of the press could be held criminally responsible for the crash.

A1 Fayed contended that he had learned that NSA might possess information related to the crash after reading reports in the Daily Mail and the New York Daily News of surveillance by United States intelligence of Princess Diana, and after participants in the above-mentioned plot attempted to sell him supposed United States intelligence documents. In support of his application, A1 Fayed offered a 1998 letter from NSA responding to a news agency’s FOIA request for records related to Princess Diana. In that letter NSA acknowledged the existence of 182 documents in NSA files covered by the request, denied access to 39 classified NSA documents, and forwarded the request for the remaining documents to the originating agencies.

Under FOIA, an agency need not make documents available to the public that are “(A) specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy and (B) are in fact properly classified pursuant to such Executive order.” 5 U.S.C. § 552(b)(1) (1994). The NSA response to the news agency’s FOIA request specifically cited this provision — the first exemption from FOIA’s otherwise broad commitment to government openness — in denying access to the classified documents. NSA’s letter explained that the documents “are classified because their disclosure could reasonably be expected to cause exceptionally grave damage to the national security.”

The district court assumed that the investigation by the French magistrate, then still ongoing, constituted “proceedings” to which § 1782 applied, and that A1 Fayed was an “interested person” in those proceedings. The court viewed A1 Fayed’s application under § 1782, however, as an attempt “to make an end run around FOIA.” Noting its broad discretion under § 1782, the court declined to issue a subpoena under that statute for documents that had already been identified by NSA as containing sensitive information pertinent to the national security.

A1 Fayed appeals, arguing in part that the district court erred because it assumed that his application sought the same material as the news agency’s FOIA request, when in fact it did not. The United States intervened, and in doing so informed us of a fact that A1 Fayed had failed to mention: prior to applying to the district court for a subpoena, A1 Fayed’s attorneys had submitted their own FOIA request to NSA, asking for precisely the same material as A1 Fayed now seeks under § 1782. NSA denied that FOIA request in July 1999, again citing FOIA’s first exemption, 5 U.S.C. § 552(b)(1), and the possibility of “exceptionally grave damage to the national security.”

A1 Fayed conceded at oral argument that in September 1999 Juge Stephan closed his investigation into the role members of the press may have played in causing the car crash. According to press accounts, the investigation lasted eighteen months and involved over 200 interviews and 6,000 pages of evidence, after which the magistrate concluded that the driver’s drunkenness was the “direct, immediate and certain cause of the accident.”

Apparently, A1 Fayed has exercised his right under French law to appeal the termination of the investigation, but this ap[*424] peal is all that now remains of the “proceeding in a foreign ... tribunal” that assertedly would be assisted by the issuance of a subpoena under § 1782. Although it is not clear whether a private party’s appeal from a magistrate’s decision to close a criminal investigation is the sort of “proceeding” to which Congress sought to extend the assistance of the federal courts, we do not decide the case on this ground. The question has not been briefed by the parties, and its resolution would require a somewhat detailed inquiry into a foreign body of law.

We need not undertake this inquiry, because the district court did not abuse its discretion under § 1782 in declining, on the record before it, to issue a subpoena to NSA.

II.

Section 1782 affords the district courts “wide discretion” in responding to requests for assistance in proceedings before foreign tribunals. See In re Esses, 101 F.3d 873, 876 (2d Cir.1996); Lo Ka Chun v. Lo To, 858 F.2d 1564, 1565 (11th Cir.1988). The 1964 amendments to § 1782, which expanded the range of “proceeding[s]” to which the district court might offer its assistance, were intended to enhance that discretion. See S.Rep. No. 88-1580 (1964), reprinted in 1964 U.S.C.C.A.N. 3782, 3788 (“[I]t is intended that the court have discretion to grant assistance when proceedings are pending before investigating magistrates in foreign countries.”); see also In re Letters Rogatory from the Tokyo District, Tokyo, Japan, 539 F.2d 1216, 1218 (9th Cir.1976) (“The statute ... has had a history which reflects a desire on the part of Congress to increase the power of district courts to respond to letters rogatory” from foreign officials.).

In exercising its discretion under § 1782, the district court should be guided by the statute’s “twin aims of providing efficient means of assistance to participants in international litigation in our federal courts and encouraging foreign countries by example to provide similar means of assistance to our courts.” In re Malev Hungarian Airlines, 964 F.2d 97, 100 (2d Cir.1992). A1 Fayed’s ex parte application did not make clear how the issuance of the subpoena would serve Congress’s “twin aims” in enacting and amending § 1782. A1 Fayed did not demonstrate how the information he sought would assist his “participation” in the proceedings before the French magistrate. Nor does it seem plausible that the issuance of a subpoena for highly classified government documents would set an example that would encourage foreign governments to grant “similar means of assistance” to litigants in our courts.

The arguments ^and evidence A1 Fayed did present in his application understandably elicited skepticism from the district court. A1 Fayed, a private party, asked the district court to issue a subpoena ex parte to an agency whose work involves some of the most sensitive and necessarily secretive operations of the United States government. Rather than asserting rights under FOIA, the typical route for private parties to gain access to government documents, he invoked a statutory provision typically utilized by foreign judicial officials, occasionally utilized by prosecutors, plaintiffs and defendants in foreign judicial proceedings, and almost never utilized by persons in A1 Fayed’s position. He offered scant materials in support of his application, and he only summarily explained the purpose and function the requested documents would serve in the foreign proceeding. Disclosure of the documents sought in A1 Fayed’s application had already been identified by NSA as potentially causing “exceptionally grave damage to the national security.” Under these circumstances, the district court was well within its broad discretion to deny the application. The statute explicitly commits to the district court’s discretion the determination of whether to grant a request for[*425] assistance in a foreign tribunal. The district court appropriately exercised that discretion here. See Esses, 101 F.3d at 876 (“Substantively, so long as the district court fashions its order in accordance with the ‘twin aims’ of § 1782, ... it acts within its discretion.”).

Al Fayed argues that the district court erroneously assumed that the news agency’s FOIA request asked for substantially the same material as Al Fayed’s subpoena application. To the extent that that argument had any merit, it is now foreclosed by Al Fayed’s own December 1998 FOIA request, which asked for precisely the same material for which he now invokes § 1782. NSA viewed Al Fayed’s FOIA request, like that of the news agency, as raising serious national security concerns. To the extent NSA had documents covered by the request, it refused to disclose them under FOIA’s first exemption, 28 U.S.C. § 552(b)(1). Al Fayed can seek judicial review of that determination, of course, see 5 U.S.C. § 552(a)(4)(B) (Supp. IV 1998), but in the absence of a finding that NSA improperly refused to disclose the documents, the agency’s determination should be credited.

Congress’s salutary purposes in enacting § 1782 simply do not anticipate the issuance of a subpoena for documents whose disclosure would be likely to harm the national security. Those purposes certainly do not require the release of documents properly classified as secret and therefore exempt from disclosure under FOIA’s first exemption — at least not on the basis of an ex parte application with as little supporting justification as this one.

Because we decide the matter on narrower grounds, we need not reach the Government’s argument that, based on principles of sovereign immunity and statutory construction, the United States is not a “person” from whom testimony can be required under § 1782. *

III.

The judgment of the district court denying the ex parte application is

AFFIRMED.

*

Al Fayed has also filed an application under § 1782 in Washington, D.C. for the issuance of a subpoena to the Central Intelligence Agency. The district court in that case initially issued a subpoena, and the Government moved for a protective order. The court recently held that "person” under § 1782 did "not include a federal agency, such as the CIA” and so quashed the subpoena. See In re Al Fayed, 91 F.Supp.2d 137 (D.D.C.2000).