Regina Sanford v. D. Motts, 258 F.3d 1117 (9th Cir. 2001). · Go Syfert
Regina Sanford v. D. Motts, 258 F.3d 1117 (9th Cir. 2001). Cases Citing This Book View Copy Cite
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cited 3× by 2 distinct cases, last quoted 2005 · …nothing in the record informs us what the factual basis for smith's plea ≈ altered
cited 3× by 2 distinct cases, last quoted 2005 · …would not necessarily imply the invalidity of the conviction. at p. 1119 ≈ altered
170 citation events (170 in the last 25 years) across 20 distinct courts.
Treatment trajectory · 2001 → 2026 · click a year to view as-of
2001 2013 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Bobby Lee Collins v. Kurgan, et al. (2×)
E.D. Cal. · 2025 · signal: see · quote attribution · 2 verbatim quotes · confidence high
if the 12 officer used excessive force subsequent to the time the plaintiff interfered with the officer's 13 duty, success in her section 1983 claim will not invalidate her conviction. heck is no bar.
discussed Cited as authority (verbatim quote) (PC) Warden v. Cowan
E.D. Cal. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence high
excessive force used after an arrest is made does not 15 destroy the lawfulness of the arrest
discussed Cited as authority (verbatim quote) (PC) Montgomery v. Culum
E.D. Cal. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
it was the burden of the defendants to establish their defense by showing what the 15 basis was.
examined Cited as authority (verbatim quote) (PC) Rader v. County of Placer (3×) also: Cited as authority (rule), Cited "see"
E.D. Cal. · 2025 · quote attribution · 1 verbatim quote · confidence high
it was the 24 burden of the defendants to establish their defense by showing what the basis was.
discussed Cited as authority (verbatim quote) (PC) Drumwright v. Huckleberry
E.D. Cal. · 2024 · signal: see · quote attribution · 1 verbatim quote · confidence high
if the officer used excessive force 1 subsequent to the time the plaintiff interfered with the officer's duty, success in her section 1983 2 claim will not invalidate her conviction. heck is no bar.
discussed Cited as authority (verbatim quote) Tarkett v. USAA General Indemnity Company
S.D. Cal. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
fed. r. civ. p. 15(a) gives a plaintiff one 1 opportunity to amend as of right.
discussed Cited as authority (verbatim quote) (PC) King v. Villegas
E.D. Cal. · 2023 · signal: see also · quote attribution · 1 verbatim quote · confidence high
excessive force used after an arrest is made does not 17 destroy the lawfulness of the arrest
discussed Cited as authority (verbatim quote) Rodriguez v. Zenni Optical, Inc.
S.D. Cal. · 2023 · quote attribution · 1 verbatim quote · confidence high
fed. r. civ. 25 p. 15 (a) gives a plaintiff one opportunity to amend as of right.
examined Cited as authority (verbatim quote) (PC) Correa v. Bravdrick (2×)
E.D. Cal. · 2022 · signal: see also · quote attribution · 2 verbatim quotes · confidence high
if motts used excessive force subsequent to the time sanford 24 interfered with his duty, success in her section 1983 claim will not invalidate her conviction. heck 25 is no bar
examined Cited as authority (verbatim quote) Sandoval v. Melvin (2×)
D. Or. · 2021 · signal: see also · quote attribution · 2 verbatim quotes · confidence high
if the officer used excessive force subsequent to the time sanford interfered with the officer's duty, success in her section 1983 claim will not invalidate her conviction. heck is no bar.
discussed Cited as authority (verbatim quote) (PC) Warden v. Cowan
E.D. Cal. · 2020 · signal: see also · quote attribution · 1 verbatim quote · confidence high
excessive force used after an arrest is made does not 23 destroy the lawfulness of the arrest
discussed Cited as authority (verbatim quote) (PC) Cortinas v. Huerta
E.D. Cal. · 2019 · signal: see also · quote attribution · 1 verbatim quote · confidence high
if the 9 officer used excessive force subsequent to the time sanford interfered with the officer's duty, 10 success in her section 1983 claim will not invalidate her conviction. heck is no bar.
discussed Cited as authority (quoted) Masa Nathaniel Warden v. B. Cowan; W. Williams; and N. Weaver
E.D. Cal. · 2025 · signal: see also · quote attribution · 1 verbatim quote · confidence low
excessive force used after an arrest is made does not 5 destroy the lawfulness of the arrest
discussed Cited as authority (quoted) Rubio v. City of Visalia
E.D. Cal. · 2024 · quote attribution · 1 verbatim quote · confidence low
nothing in the record informs us what the factual basis was for sanford's guilty plea for resisting
discussed Cited as authority (quoted) (PC) Rood v. Lockwood (2×) also: Cited "see"
E.D. Cal. · 2023 · quote attribution · 1 verbatim quote · confidence low
it was the burden of the defendants to establish their defense by showing 17 what the basis was.
discussed Cited as authority (quoted) (PC) Stalling v. Stinson
E.D. Cal. · 2021 · quote attribution · 1 verbatim quote · confidence low
it was the 28 burden of the defendants to establish their heck defense by showing what the basis was; they 1 failed to do so.
discussed Cited as authority (rule) Damien Marshjon McDougland v. J. Belluomini, et al.
E.D. Cal. · 2025 · confidence medium
Sanford v. 17 Motts, 258 F.3d 1117, 1119 (9th Cir. 2001). 18 Plaintiff pleaded no contest to two counts of battery by a prisoner in violation of 19 California Penal Code § 4501.5 and received a six-year sentence.
discussed Cited as authority (rule) Boyer v. City of Santa Barbara
9th Cir. · 2025 · confidence medium
See De Tie v. Orange Cnty., 152 F.3d 1109, 1111 (9th Cir. 1998) (“The dismissal of an action, even when it is without prejudice, is a final order.”); Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001). 2.
cited Cited as authority (rule) Barricks v. Wright
W.D. Va. · 2025 · confidence medium
Jarboe v. County of Orange, 293 F. App’x 520, 521 (9th Cir. 2008) (citing Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001)).10 1.
discussed Cited as authority (rule) Gomez v. Gonzalez 3965
S.D. Cal. · 2024 · confidence medium
See McBride [v. Lopez, 807 F.3d 982, 985 (9th Cir. 2015)]. 13 14 (Id. at 9–10.) 15 With respect to the Supreme Court’s bar against Plaintiff’s claims pursuant to 16 Heck, the Report and Recommendation states: 17 the Ninth Circuit holds that “[e]xcessive force used after an arrest is made 18 does not destroy the lawfulness of the arrest.” Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001).
discussed Cited as authority (rule) (PC) Bland v. Messinger
E.D. Cal. · 2024 · confidence medium
When the conviction is based on a 3 guilty plea, we look at the record to see which acts formed the basis for the plea.” Lemos v. Cnty. 4 of Sonoma, 40 F.4th 1002 , 1006 (9th Cir. 2022) (en banc) (citing Smith v. City of Hemet, 394 5 F.3d 689, 696-97 (9th Cir. 2005); Sanford v. Motts, 258 F.3d 1117, 1119-20 (9th Cir. 2001)). 6 II.
discussed Cited as authority (rule) Valentine v. Torres-Quezada
N.D. Cal. · 2024 · confidence medium
When a conviction is based on a guilty plea, a district court normally looks 1 394 F.3d 689 , 696-97 (9th Cir. 2005) and Sanford v. Motts, 258 F.3d 1117, 1119-20 (9th Cir. 2 2001)). 3 Here, the record of what transpired in Valentine’s criminal proceeding is sparse.
discussed Cited as authority (rule) Roberts v. Life Insurance Company of North America
E.D. Ky. · 2024 · confidence medium
Additionally, “[w]here the district court dismisses an action without prejudice, . . . the order is final and appealable.” Robert N. Clemens Tr. v. Morgan Stanley DW, Inc., 485 F.3d 840, 845 (6th Cir. 2007) (quoting Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir.2001)).
examined Cited as authority (rule) Alan Nimer v. Justin Broek (3×) also: Cited "see"
9th Cir. · 2024 · confidence medium
A § 1983 excessive force claim is not barred by Heck if the officers “used excessive force subsequent to the time” the plaintiff engaged in the conduct that formed the factual basis of his conviction, Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001), even if the incident involves “a single continuous chain of events lasting a very brief time,” Hooper, 629 F.3d at 1131 .2 Nimer’s conviction for two counts of aggravated assault, A.R.S. § 13- 1204(A)(8)(c), required the jury to find Nimer had (1) intentionally, knowingly, or recklessly caused a physical injury to another person; …
discussed Cited as authority (rule) (PC) Bland v. Messinger (2×) also: Cited "see"
E.D. Cal. · 2023 · confidence medium
“When 23 the conviction is based on a guilty plea, we look at the record to see which acts formed the basis 24 for the plea.” Id. (citing Smith v. City of Hemet, 394 F.3d 689, 696-97 (9th Cir. 2005) (en banc) 25 and Sanford v. Motts, 258 F.3d 1117, 1119-20 (9th Cir. 2001)). 26 V.
discussed Cited as authority (rule) Ames v. Tempe, City of
D. Ariz. · 2023 · confidence medium
There were two different phases of the 9 officers’ conduct here.”); Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001) 10 (“Excessive force used after an arrest is made does not destroy the lawfulness of the arrest. 11 Sanford’s conviction required that Motts be acting lawfully in the performance of his duties 12 ‘at the time the offense against him was committed.’ Hence, if Motts used excessive force 13 subsequent to the time Sanford interfered with his duty, success in her section 1983 claim 14 will not invalidate her conviction.
discussed Cited as authority (rule) Aguilera v. Ducart
N.D. Cal. · 2023 · confidence medium
In determining the applicability of Heck to 14 convictions arising out of nolo contendere pleas, the Court looks to the factual basis for the plea. 15 See Pittsburg, 14 F.4th at 972 (holding that Heck barred excessive force claim arising out of use of 16 police dog because dog bite was part of resisting arrest conviction’s factual basis); Sanford v. 17 Motts, 258 F.3d 1117, 1119 (9th Cir. 2001) (Section 1983 claim based on punch was not 18 necessarily barred by Heck where “[n]othing in the record informs us what the factual basis was 19 for Sanford’s plea of nolo [to resisting arrest]”…
discussed Cited as authority (rule) Watts v. Novak (2×) also: Cited "see, e.g."
D. Or. · 2023 · confidence medium
Sept. 19, 2008) (discussing Smith v. City of Hemet, 394 F.3d 689, 699 (9th Cir. 2005) (en banc) and Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001)).
discussed Cited as authority (rule) Wynne v. Audi of America
N.D. Cal. · 2022 · confidence medium
Nos. 70, 71, 72, 79, 80, 81, 83 10 AUDI OF AMERICA, et al., 11 Defendants. 12 Defendants Sanctus LLC dba Shift Digital (“Shift”) and Audi of America, LLC (“Audi”) 13 and Volkswagen Group of America, Inc. (“Volkswagen”) filed motions to dismiss Plaintiff Amy 14 Wynne’s first amended complaint. [Docket Nos. 70, 71.] They also filed a joint motion to stay 15 discovery until the court rules on the motions to dismiss on the ground that they are potentially 16 dispositive and raise only legal, not factual, issues. [Docket No. 72.] In response to the motions 17 to dismiss, Plaintiff fil…
discussed Cited as authority (rule) Gabbi Lemos v. County of Sonoma
9th Cir. · 2022 · confidence medium
The cases tend to fall into two categories: the first, where the alleged excessive force occurs after the chain of events underlying the section 148(a)(1) conviction 2, such as in Hooper v. Cnty. of San Diego, 629 F.3d 1127, 1134 (9th Cir. 2011) and Sanford v. Motts, 258 F.3d 1117, 1118 (9th Cir. 2001) (the Heck bar does not apply), and the second, where the alleged excessive force occurs during the chain of events underlying the section 148(a)(1) conviction, such as in Beets and Sanders v. City of Pittsburg, 14 F.4th 968, 970 (9th Cir. 2021) (the Heck bar applies).
discussed Cited as authority (rule) Devon King v. City of Fontana
C.D. Cal. · 2022 · confidence medium
The officer must “be 7 acting lawfully in the performance of his duties at the time the offense against [the 8 officer] was committed.” Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001) 9 (internal quotation marks omitted).
discussed Cited as authority (rule) (PC) Bivins v. Rodriguez
E.D. Cal. · 2021 · confidence medium
Additionally, 20 the Ninth Circuit has stated that “a successful section 1983 action for excessive force [does] not 21 necessarily imply the invalidity of [a plaintiff’s] arrest or conviction.” Smithart, 79 F.3d at 952 . 22 For example, “a plaintiff’s allegation of excessive force by a police officer is not barred by Heck 23 if the officer’s conduct is ‘distinct temporally or spatially from the factual basis for the 24 [plaintiff’s] conviction.’” Lemos, 5 F.4th at 983 (citing Beets v. Cty. of Los Angeles, 669 F.3d 25 1038, 1042 (9th Cir. 2012) (citing Smith v. City of Hemet…
discussed Cited as authority (rule) (PC) Hatcher v. Junes
E.D. Cal. · 2021 · confidence medium
See Smith v. City of Hemet, 394 F.3d 689, 698-99 (9th Cir.) (en banc) 19 (Heck does not bar excessive force claims arising from conduct distinguishable from the facts 20 giving rise to plaintiff’s conviction), cert. denied, 545 U.S. 1128 (2005).6 Where Heck would not 21 necessarily bar a claim after conviction, the reasoning of Wallace does not support a stay pending 22 prosecution. 23 //// 24 6 See also, Beets v. County of Los Angeles, 669 F.3d 1038, 1042 (9th Cir. 2012) (police 25 excessive force claim not Heck-barred if “distinct temporally or spatially from the factual basis 26 for the…
discussed Cited as authority (rule) Gomez v. Fachko (2×)
N.D. Cal. · 2021 · confidence medium
Thus, Defendants’ argument is that Gomez’s claims “necessarily imply the invalidity 13 of his [§ 69] conviction.” Id. at 487. 14 To prevail on this Heck argument, Defendants bear the burden of making “clear” that 15 success on Gomez’s claims “would necessarily imply or demonstrate that [Gomez]’s earlier 16 conviction was invalid.” Smith v. City of Hemet, 394 F.3d 689 , 699 & n.5 (9th Cir. 2005) (en banc) 17 (emphasis in original) (citing Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001)).
discussed Cited as authority (rule) Manriquez v. Superior, Town of (2×)
D. Ariz. · 2020 · confidence medium
Cf. Lockett v. Ericson, 656 F.3d 892, 896-97 (9th Cir. 2011) 16 (indicating that courts examine the evidence introduced at trial when applying Heck); 17 Sanford v. Motts, 258 F.3d 1117, 1119-20 (9th Cir. 2001) (indicating that the acts upon 18 which a conviction are based are a key component of the Heck analysis).
cited Cited as authority (rule) Pottorff v. City of Fresno
E.D. Cal. · 2020 · confidence medium
See 3 Smith, 394 F.3d at 698; Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001).
discussed Cited as authority (rule) Rasku v. City of Ukiah
N.D. Cal. · 2020 · confidence medium
In Smith, the Ninth 1 Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001) (when a civil-rights complaint, brought by a 2 person convicted of resisting arrest, alleges that the officer used excessive force after the arrest, 3 the complaint is not barred by Heck) with Cunningham v. Gates, 312 F.3d 1148 , 1153–55 (9th Cir. 4 2003) (where the plaintiff was convicted of felony murder for provoking police gunfire that killed 5 his associate, plaintiff’s claim that the police either started firing first or deliberately created a 6 dangerous situation that provoked the plaintiff into firing nece…
discussed Cited as authority (rule) Baranchik v. Fizulich
Cal. Ct. App. · 2017 · confidence medium
(Sanford, supra, 258 F.3d at p. 1120 [“Excessive force used after an arrest is made does not destroy the lawfulness of the arrest”].) The Smith court reasoned that “under Sanford , as long as the officers were acting lawfully at the time the violation of § 148(a)(1) took place, their alleged acts of excessive force, whether they occurred before or after [the plaintiff] committed the acts to which he pled, would not invalidate his conviction.” (Smith, supra, 394 F.3d at p. 699 .) According to Eric, his section 148, subdivision (a)(1) conviction rested solely on a failure to obey the of…
discussed Cited as authority (rule) Hitchcock v. Cumberland University 403(b) DC Plan
6th Cir. · 2017 · confidence medium
In Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001), the Ninth Circuit explained that “[w]here the district court dismisses an [entire] action without prejudice, ... the order is final and appealable.” Accord Thompson v. Mich. Dep’t of Corr., 23 Fed.Appx. 486, 487-88 (6th Cir. 2001) (explaining that “where the district court dismisses an action without prejudice, the order is final and appealable,” and that “[a] review of the judgment reflects that the district court clearly intended to dismiss the entire action” because it dismissed all of the plaintiffs’ claims without p…
cited Cited as authority (rule) Washington v. Los Angeles County Sheriff's Department
9th Cir. · 2016 · confidence medium
See Smith v. City of Hemet, 394 F.3d 689 , 699 n.5 (9th Cir. 2005) (en banc); Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001). 6 .
discussed Cited as authority (rule) Sergio Ramirez v. County of San Bernardino
9th Cir. · 2015 · confidence medium
LLC, 532 F.3d 963, 977 (9th Cir.2008) (explaining in pre-amendment context that until a responsive pleading is filed or a final judgment dismissing the case is entered, the plaintiff “had an absolute right to amend”); Shaver v. Operating Eng’rs Local 128 Pension Trust Fund, 332 F.3d 1198 , 1201 (9th Cir.2003) (before a responsive pleading was filed and before the case was dismissed, the plaintiffs “had an absolute right to amend their complaint”); Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir.2001) ([Rule 15(a) ] “gives a plaintiff one opportunity to amend as of right.
discussed Cited as authority (rule) Keischa Wilson v. City of Long Beach (2×)
9th Cir. · 2014 · confidence medium
See, e.g., Hadley v. Gutierrez, 526 F.3d 1324, 1331 (11th Cir. 2008); Bush v. Strain, 513 F.3d 492 , 498–500 (5th Cir. 2008); Dyer v. Lee, 488 F.3d 876, 882 (11th Cir. 2007); VanGilder v. Baker, 435 F.3d 689, 692 (7th Cir. 2006); Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir. 2001).
discussed Cited as authority (rule) Miguel Rodriguez v. City of Modesto
9th Cir. · 2013 · confidence medium
Plaintiffs may, consistent with Heck, pursue claims that the arresting officers used excessive force subsequent to Plaintiffs’ unlawful resistance, delay, or obstruction, such as a claim of post-arrest excessive force, see Sanford v. Motts, 258 F.3d 1117, 1119-20 (9th Cir.2001), or a claim that, though having a right to use reasonable force based on Plaintiffs’ § 148(a)(1) violations, the arresting officers responded with excessive force, see Hooper, 629 F.3d at 1133 ; Yount, 76 Cal.Rptr.3d 787 , 183 P.3d at 481-82 .
discussed Cited as authority (rule) Fenwick v. United States of America
D.D.C. · 2013 · confidence medium
See Dyer v. Lee, 488 F.3d at 882-83 (“[S]o long as the last act in the altercation was one of excessive force by the police, a § 1983 suit on that basis would not negate the underlying conviction.”); Sanford v. Motts, 258 F.3d 1117, 1120 (9th Cir.2001) (“[I]f Motts used excessive force subsequent to the time Sanford interfered with his duty, success in her section 1983 claim will not invalidate her conviction.”).
discussed Cited as authority (rule) Kristy Beets v. County of Los Angeles
9th Cir. · 2012 · confidence medium
Plaintiffs attempt to avoid this conclusion by arguing that there are several possible factual bases for Morales’ conviction and that therefore Morales’ conviction is not necessarily based on the same factual basis as the alleged civil rights violations, citing Sanford v. Motts, 258 F.3d 1117, 1118-19 (9th Cir.2001).
cited Cited as authority (rule) Beckway v. DeShong
N.D. Cal. · 2010 · confidence medium
As in Sanford v. Motts, Beckway’s case hinges on his ability to prove the kick “was delivered after []he was arrested.” 258 F.3d at 1120.
discussed Cited as authority (rule) Bustamante v. Borough of Paramus
N.J. Super. Ct. App. Div. · 2010 · confidence medium
See, e.g., Thore v. Howe, 466 F. 3d 173, 180 (1st Cir.2006) ("A § 1983 excessive force claim brought against a police officer that arises out of the officer's use of force during an arrest does not necessarily call into question the validity of an underlying state conviction [of assault on a police officer] and so is not barred by Heck. "); VanGilder v. Baker, 435 F.3d 689, 692 (7th Cir.2006) (holding that a successful § 1983 suit for excessive force would not imply the invalidity of the underlying conviction for resisting a law enforcement officer); Smith v. City of Hemet, 394 F. 3d 689, 69…
cited Cited as authority (rule) Jarboe v. County of Orange
9th Cir. · 2008 · confidence medium
Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir.2001).
examined Cited as authority (rule) Yount v. City of Sacramento (4×) also: Cited "see"
Cal. · 2008 · confidence medium
(Cf. Smith v. City of Hemet, supra, 394 F.3d at p. 698 [“Neither party . . . was able to identify the facts underlying the plea . . . .”]; Sanford v. Motts (9th Cir. 2001) 258 F.3d 1117, 1119 [“Nothing in the record informs us what the factual basis was for Sanford’s plea . . . .”].) The trial court’s implied finding that Yount’s conviction included his resistance to the officers up until the time he was shot was amply supported by substantial evidence.
discussed Cited as authority (rule) Auletta v. Ortino
6th Cir. · 2008 · confidence medium
JURISDICTION We have jurisdiction over this appeal pursuant to 28 U.S.C. § 1291 . “ Where the district court dismisses an action without prejudice, ... the order is final and appealable.’ ” Robert N. Clemens Trust v. Morgan Stanley DW, Inc., 485 F.3d 840, 845 (6th Cir.2007) (quoting Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir.2001)) (alteration omitted).
Retrieving the full opinion text from the archive…
Regina Sanford Keaira Smith, the Minor Daughter of Regina Sanford, by and Through Her Guardian Ad Litem, Regina Sanford
v.
D. Motts, Compton Police Department Officer, in His Personal and Official Capacity City of Compton, a Governmental Entity
00-56926.
Court of Appeals for the Ninth Circuit.
Jul 31, 2001.
258 F.3d 1117

258 F.3d 1117 (9th Cir. 2001)

REGINA SANFORD; KEAIRA SMITH, THE MINOR DAUGHTER OF REGINA SANFORD, BY AND THROUGH HER GUARDIAN AD LITEM, REGINA SANFORD, PLAINTIFFS-APPELLANTS,
v.
D. MOTTS, COMPTON POLICE DEPARTMENT OFFICER, IN HIS PERSONAL AND OFFICIAL CAPACITY; CITY OF COMPTON, A GOVERNMENTAL ENTITY, DEFENDANTS-APPELLEES.

No. 00-56926

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

Argued and Submitted July 11, 2001--Pasadena, California
Filed July 31, 2001

Counsel Adam Axelrad, Los Angeles, California, for the plaintiffs-appellants.

Wilmont A. Odom, Cal P. Saunders, Office of City Attorney, Compton, California, for the defendants-appellees.

D.C. No. CV-00-01363-ABC Appeal from the United States District Court for the Central District of California Audrey B. Collins, District Judge, Presiding

Before: John T. Noonan, Barry G. Silverman, and Richard A. Paez, Circuit Judges.

Noonan, Circuit Judge

[*~1117]1

Regina Sanford and Keaira Smith appeal the judgment of the district court granting summary judgment in their section 1983 action against defendants Officer David Motts and the City of Compton. Holding that the plaintiffs' case is not barred by Heck v. Humphrey, 512 U.S. 477 (1994), and that the plaintiffs should also have been allowed to amend their complaint to assert a due process claim, we reverse the judgment and remand to the district court.

FACTS

2

Reviewing de novo the motion for summary judgment, we accept the nonmoving party's statement of facts and the inferences to be drawn from them, as follows:

3

At about 8:30 on the morning of July 8, 1999, Regina Sanford (Sanford), age 23, drove to the home where her boyfriend, Anthony Love (Love), age 18, lived with his mother and his 12-year-old brother, Drequinn. Sanford had with her her children, Keaira, age 3, and Anthony, age 6 months. Officers from Los Angeles County Animal Control were in Love's yard trying to capture a dog that belonged to Drequinn. The dog had bitten one of the officers, who now sought to catch him to test for rabies. The officers called on Compton Police for assistance. Compton Police Officers Gilbert Cross and David Motts answered the call.

4

Motts arrested the 12-year-old for assaulting the animal control officers. Love went to the assistance of his brother whom Motts held in a choke-hold. Motts punched Love in the face. Sanford came to Love's support, at least vocally. Her daughter Keaira watched. Drequinn, Love, and Sanford were all handcuffed. Motts stood on Love's back and kicked him. Sanford asked him why, Motts replied rudely, Sanford retorted in kind. Motts struck Sanford in the face, knocking her to the ground. Keaira hollered, "Mama!" Sanford was taken to the hospital, then booked by the Compton Police Department and kept in jail overnight.

5

Sanford was charged with battery on an Animal Control Officer in violation of California Penal Code §§ 243(b) and with resisting, obstructing and delaying Motts in violation of California Penal Code §§ 148(a)(1). As part of a plea bargain, the battery charge was dismissed, and Sanford pleaded nolo contendere to the section 148(a)(1) charge. The court found that there was a factual basis for her plea and accepted it, sentencing her to 3 years probation.

6

Sanford suffered physical injury from Motts' punch and continued to feel its consequences for over a year after it happened. She also suffered emotional harm, as did her 3-year-old who witnessed her arrest and beating.

PROCEEDINGS

7

On February 14, 2000, Sanford in her name and as guardian of Keaira brought suit against Motts and the City of Compton. She alleged that she had been seized in violation of 42 U.S.C. §§ 1983; that her First Amendment right to speak had been violated; that she had been denied due process and equal protection; and that she had been the subject of several state torts, including assault and battery. She asserted that she was a black woman of low economic status and that Motts was a white man she believed to be motivated in part by her race and status.

8

On October 16, 2000, the district court granted the defendants' motion for summary judgment, holding that Heck v. Humphrey, 512 U.S. 477 (1994), barred all of the plaintiffs' section 1983 claims. The court declined to exercise jurisdiction over the state claims. The court noted that in her opposition to the motion for summary judgment Sanford had asserted that her incarceration overnight on a misdemeanor was a violation of her due process rights. The court declined to consider this contention as it had not been included in the complaint. The court entered the judgment that "the plaintiffs take nothing, that the action be dismissed without prejudice on the merits and that defendants City of Compton and David Motts recover their costs."

9

The plaintiffs appeal.

ANALYSIS

10

Jurisdiction. Sua sponte this court raised the question whether the dismissal without prejudice deprived the court of jurisdiction. The court's question is answered as follows: This court has construed WMX Technologies, Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997), to mean that an order is not final when a complaint is dismissed with leave to amend. Where the district court dismisses an action without prejudice, however, the order is final and appealable. See De Tie v. Orange County, 152 F.3d 1109, 1111 (9th Cir. 1998). Here, the district court ordered "that the action be dismissed without prejudice on the merits." Since the district court dismissed the entire action, the order was final and this court has jurisdiction.

11

The Effect of Sanford's Conviction. Heck, 512 U.S. at 486-87, holds that a plaintiff cannot maintain a section 1983 claim if success on that claim would necessarily imply the invalidity of a prior criminal conviction. The defendants say that Sanford's allegations "necessarily imply the invalidity" of her conviction of resisting arrest by Motts and so her section 1983 claims are barred by Heck. The defendants rely in particular on footnote 6 of Heck, id. at 486, where an example is given of a person suing for an unreasonable seizure after being convicted of resisting arrest. The defendants maintain that, according to Sanford's testimony, her only contact with Motts was his punch, and that the punch was the arrest. When she was convicted of resisting this arrest, the lawfulness of Motts' action was conceded.

[*~1117]12

The defendants' effort to turn Sanford's testimony against her is misplaced. Nothing in her testimony identifies the act of which she was convicted as being a resistance to Motts' punch. Nothing in the record identifies the punch as an arrest. Nothing in the record informs us what the factual basis was for Sanford's plea of nolo.

[*~1119]13

As plaintiffs observe, there were a variety of accusations against Sanford in the reports of the officers at the scene, among them that she hit Motts when he was arresting Drequinn and that she hit Motts when he was fighting with Love. Either one of these incidents may have been the basis for her conviction. It was the burden of the defendants to establish their defense by showing what the basis was; they failed to do so. They focus on Sanford's testimony that she was three to four feet from Motts when he came over and struck her. That testimony says nothing as to where he was when the other incidents occurred for which she may have been found guilty.

14

The defendants' own version of events undercuts their argument. According to the defendants, Sanford interfered with Motts' arrest of Love after she had already been arrested for assault on an animal control officer. The defendants state: "Officer Motts believed that it was necessary to secure the legs of Anthony Love because he had been kicked by Love, after Love had been handcuffed . . . . According to Officer Motts, as he tried to secure Love's legs, Plaintiff Regina Sanford attempted to kick him in the face." Defendants say that in response to this interference by Sanford with Motts in the performance of his duty, Motts again arrested Sanford. The arrest was effected by the punch to her face. It is of course Sanford's contention that the punch was excessive force. Accepting the defendants' position that Sanford was arrested and then convicted of interfering with Motts' securing of Love, the validity of her conviction is unaffected by her showing that Motts used excessive force.

[*~1120]15

Excessive force used after an arrest is made does not destroy the lawfulness of the arrest. Sanford's conviction required that Motts be acting lawfully in the performance of his duties "at the time the offense against him was committed." In re Joseph F., 102 Cal. Rptr. 2d 641, 646 (Cal. Ct. App. 2000). Hence, if Motts used excessive force subsequent to the time Sanford interfered with his duty, success in her section 1983 claim will not invalidate her conviction. Heck is no bar. If Motts had shot and wounded her instead of punching her while she stood handcuffed, there would be no doubt that she could sue him for violation of her civil rights. If she can prove the punch was delivered after she was arrested, she has an equally strong case.

[*~1120]16

Dismissal Without Leave To Amend. The district court dismissed the claim for overnight incarceration because the facts were not alleged in the complaint. Fed. R. Civ. P. 15(a) gives a plaintiff one opportunity to amend as of right. The district court did not afford this opportunity.

[*~1119]17

The defendants on appeal contend that amendment would have been futile, that the plaintiffs could not have alleged that Motts acted intentionally, recklessly or with deliberate indifference. That remains to be seen; already the plaintiffs have attributed a racist motive to Motts.

18

The defendants also give a reason why Sanford might have been held overnight: that she was so beaten that she required the medical care of the jail. This reason will have to be explored at trial.

19

The State Claims. The state claims were dismissed when the federal claims were dismissed. The plaintiffs may now reinstate them by amendment.

20

For the foregoing reasons, the judgment of the district court is REVERSED, and the case is REMANDED.