United States v. Pettus, 303 F.3d 480 (2002). · Go Syfert
United States v. Pettus, 303 F.3d 480 (2002). Cases Citing This Book View Copy Cite
“violation of the conditions of supervised release does not constitute a new crime, and the revocation of supervised release is not properly considered a new punishment.”
78 citation events (78 in the last 25 years) across 18 distinct courts.
Strongest positive: Crystal Mason v. State (texapp, 2020-03-19)
Treatment trajectory · 2002 → 2026 · click a year to view as-of
2002 2014 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Crystal Mason v. State
Tex. App. · 2020 · signal: see · quote attribution · 1 verbatim quote · confidence high
upervised release is part of the whole matrix of punishment arising out of the original offense . . . .
discussed Cited as authority (verbatim quote) United States v. William Cook, Sr. (2×) also: Cited as authority (rule)
3rd Cir. · 2019 · signal: see also · quote attribution · 1 verbatim quote · confidence high
violation of the conditions of supervised release does not constitute a new crime, and the revocation of supervised release is not properly considered a new punishment.
examined Cited as authority (verbatim quote) State v. Haagenson (4×) also: Cited "see"
Mont. · 2010 · signal: see also · quote attribution · 2 verbatim quotes · confidence high
the requirement that a defendant only be punished once for a particular crime does not mean that this punishment cannot be modified.. . .
discussed Cited as authority (rule) United States v. Marshall
2d Cir. · 2024 · confidence medium
We have repeatedly emphasized that “Section 3583(e)(3) is a backward-looking statute, which focuses on the underlying offense, and the governing law for the post-revocation sentence is the law in effect at the time of the underlying offense.” United States v. Ortiz, 779 F.3d 176, 182 (2d Cir. 2015); see also United States v. Leon, 663 F.3d 552, 554 (2d Cir. 2011) (“A post- revocation sentence is governed by the law prevailing at the time of the defendant’s original offense.”); United States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002) (“[T]he revocation of supervised release and the…
discussed Cited as authority (rule) United States v. Mark Russell
D.C. Cir. · 2022 · confidence medium
This decision is consistent with our sister circuits.” (citing United States v. Pettus, 303 F.3d 480, 484-85 (2d Cir. 2002); United States v. Cade, 236 F.3d 463, 467 (9th Cir. 2000)); cf. 18 U.S.C. § 3583 (e)(3). 12 * * * We affirm the district court’s decision to require GPS monitoring for the first two years of Russell’s new term of supervised release, and we remand for the district court to clarify the length of that term.
discussed Cited as authority (rule) United States v. Delano
10th Cir. · 2020 · confidence medium
See United States v. Maturin, 488 F.3d 657 , 660 n.1 (5th Cir. 2007) (opining that 18 U.S.C. § 3583 (d) is also a statutory basis for restitution but suggesting “section 3583(d) cannot be used to circumvent otherwise applicable substantive limitations on an award of restitution”); see also Johnson v. United States, 529 U.S. 694, 700-01 (holding that all sanctions imposed for violations of supervised release are “part of the penalty for the initial offense”); United States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002) (“[A] violation of the conditions of supervised (continued...) -7- c…
discussed Cited as authority (rule) United States v. Mark Henry (2×) also: Cited "see, e.g."
2d Cir. · 2018 · confidence medium
VI ; 28 U.S.C. § 1827 (d)(1). 56 See United States v. Quinones , 313 F.3d 49 , 60 (2d Cir. 2002) (constitutional interpretation); Pettus , 303 F.3d at 483 (constitutionality of federal statute). 57 United States ex rel.
discussed Cited as authority (rule) United States v. Chambers
2d Cir. · 2017 · confidence medium
In reviewing that challenge de novo, see United States v. Pettus, 303 F.3d 480, 483 (2d Cir. 2002), we are mindful that facial challenges to a legislative enactment are “the most difficult ... to mount successfully” because the challenger “must establish that no set of circumstances exists under which the Act would be valid.” United States v. Salerno, 481 U.S. 739, 745 , 107 S.Ct. 2095 , 95 L.Ed.2d 697 (1987); accord New York State Rifle & Pistol Ass’n, Inc. v. Cuomo, 804 F.3d 242, 265 (2d Cir. 2015).
discussed Cited as authority (rule) United States v. Johnson
2d Cir. · 2015 · confidence medium
See Johnson v. United States, 529 U.S. 694 , 700‐01 12 (2000) (noting that double jeopardy is not implicated in revocation 13 proceedings, even if the defendant is separately prosecuted for the 14 conduct triggering the revocation, because “postrevocation 15 sanctions [are] part of the penalty for the initial offense”); United 16 States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002) (noting that, although 11 1 the initial period of incarceration and the supervised release term 2 are authorized by separate statutes, they constitute a “single 3 sentence for a single offense” such that “…
discussed Cited as authority (rule) United States v. Johnson
2d Cir. · 2015 · confidence medium
See Johnson v. United States, 529 U.S. 694, 700-01 , 120 S.Ct. 1795 , 146 L.Ed.2d 727 (2000) (noting that double jeopardy is not implicated in revocation proceedings, even if the defendant is separately prosecuted for the conduct triggering the revocation, because “postrevocation sanctions [are] part of the penalty for the initial offense”); United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002) (noting that, although the initial period of incarceration and the supervised release term are authorized by separate statutes, they constitute a “single sentence for a single offense” such t…
discussed Cited as authority (rule) United States v. Johnson
2d Cir. · 2015 · confidence medium
See Johnson v. United States, 529 U.S. 694 , 700‐01 12 (2000) (noting that double jeopardy is not implicated in revocation 13 proceedings, even if the defendant is separately prosecuted for the 14 conduct triggering the revocation, because “postrevocation 15 sanctions [are] part of the penalty for the initial offense”); United 16 States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002) (noting that, although 11 1 the initial period of incarceration and the supervised release term 2 are authorized by separate statutes, they constitute a “single 3 sentence for a single offense” such that “…
cited Cited as authority (rule) United States v. Pierce
2d Cir. · 2015 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir. 2002).
cited Cited as authority (rule) United States v. Pierce
2d Cir. · 2015 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
discussed Cited as authority (rule) United States v. Ahmed
E.D.N.Y · 2015 · confidence medium
Moreover, “the proper interpretation of a statute should [not] be dismissed for a more dubious one just because the proper interpretation potentially raises constitutional questions.” United States v. Pettus, 303 F.3d 480, 486 (2d Cir.2002) (citing Harris v. United States, 536 U.S. 545 , 122 S.Ct. 2406 , 153 L.Ed.2d 524 (2002) (overruled on other grounds by Alleyne v. United States, — U.S. —, 133 S.Ct. 2151, 2163 , 186 L.Ed.2d 314 (2013))).
discussed Cited as authority (rule) Catskill Mountains Chapter of Trout Unlimited, Inc. v. United States Environmental Protection Agency
S.D.N.Y. · 2014 · confidence medium
See Hillman v. Maretta, — U.S. -, 133 S.Ct. 1943, 1953 , 186 L.Ed.2d 43 (2013) (“[W]here Congress explicitly enumerates certain exceptions to a general prohibition, additional exceptions are not to be implied, in the absence of evidence of a contrary legislative intent.” (internal quotation marks omitted)); United States v. Pettus, 303 F.3d 480, 485 (2d Cir.2002) (same); cf. Mich. Citizens for an Indep.
examined Cited as authority (rule) United States v. Gregory Polydore (3×) also: Cited "see"
5th Cir. · 2012 · confidence medium
The Second Circuit has held that the language of § 3583(h) “plainly indicates that courts are only required to credit time spent in prison.” United States v. Pettus, 303 F.3d 480, 484-85 (2d Cir.2002) (holding that, for the purposes of § 3583(h), a defendant is not entitled to a credit against his reimposed term of supervised release for any time he previously spent on supervised release).
discussed Cited as authority (rule) King v. Cuomo (2×)
2d Cir. · 2012 · confidence medium
Multiple Punishment Plaintiffs argue that the district court erred in dismissing their double jeopardy claim that the administrative imposition of a PRS term following a judicially imposed determinate prison term constitutes “multiple punishments for the same offense.” United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002) (internal quotation marks omitted). “[I]n the multiple punishments context!,] the interest that the Double Jeopardy Clause seeks to protect is limited to ensuring that the total punishment did not exceed that authorized by the legislature.” Id. at 488 (internal quo…
cited Cited as authority (rule) United States v. Al Kassar
2d Cir. · 2011 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
cited Cited as authority (rule) United States v. Hotaling
2d Cir. · 2011 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
cited Cited as authority (rule) United States v. Cirineo
2d Cir. · 2010 · confidence medium
United States v. Williams, 551 F.3d 182, 185 (2d Cir.2009) (citing United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002)).
discussed Cited as authority (rule) United States v. Vargas
2d Cir. · 2009 · confidence medium
Additionally, the Double Jeopardy Clause’s “requirement that a defendant only be punished once for a particular crime does not mean that this punishment cannot be modified or extended.” United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002); see also United States v. DiFrancesco, 449 U.S. 117, 137 , 101 S.Ct. 426 , 66 L.Ed.2d 328 (1980) (“The Double Jeopardy Clause does not provide the defendant with the right to know at any specific moment in time what the exact limit of his punishment will turn out to be.”).
discussed Cited as authority (rule) United States v. Vargas
2d Cir. · 2009 · confidence medium
Additionally, the Double Jeopardy Clause’s “requirement that a defendant only be punished once for a particular crime does not mean that this punishment cannot be modified or extended.” United States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002); see also United States v. DiFrancesco, 449 U.S. 117, 137 (1980) (“The Double Jeopardy Clause does not provide the defendant with the right to know at any specific moment in time what the exact limit of his punishment will turn out to be.”).
cited Cited as authority (rule) United States v. Williams (Lewis)
2d Cir. · 2009 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir. 2002).
cited Cited as authority (rule) United States v. Williams
2d Cir. · 2009 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
discussed Cited as authority (rule) United States v. Fonteneau
4th Cir. · 2008 · confidence medium
United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002); see also United States v. Evans, 159 F.3d 908, 913 (4th Cir.1998) *295 (“[T]he term of supervised release, the revocation of that term, and any additional term of imprisonment imposed for violating the terms of the supervised release are all part of the original sentence.”) (citation omitted).
discussed Cited as authority (rule) United States v. Wilks
3rd Cir. · 2007 · confidence medium
See also United States v. Cenna, 448 F.3d 1279, 1281 (11th Cir.2006) (concluding that it is a “well-settled rule that a term of supervised release may be imposed in addition to the statutory maximum term of imprisonment”) (citing Work, 409 F.3d at 489-91 ) (citations omitted); United States v. Hinson, 429 F.3d 114, 115-16 (5th Cir.2005); United States v. Pettus, 303 F.3d 480, 487 (2nd Cir.2002) (declaring that “punishment for a violation of supervised release, when combined with punishment for the original offense, may exceed the statutory maximum for the underlying substantive offense�…
cited Cited as authority (rule) Ehrenfeld v. Mahfouz
2d Cir. · 2007 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir. 23 2002).
cited Cited as authority (rule) Rachel Ehrenfeld v. Khalid Salim Bin Mahfouz, Docket No. 06-2228-Cv
2d Cir. · 2007 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
cited Cited as authority (rule) United States v. Victoria L. Ray
9th Cir. · 2007 · confidence medium
Id. at 116 n. 7 (citing Work, 409 F.3d at 489 ; United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002); United States v. Wirth, 250 F.3d 165 , 170 n. 3 (2d Cir.2001)).
cited Cited as authority (rule) United States v. Ray
9th Cir. · 2007 · confidence medium
Id. at 116 n.7 (citing Work, 409 F.3d at 489 ; United States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002); United States v. Wirth, 250 F.3d 165 , 170 n.3 (2d Cir. 2001)).
discussed Cited as authority (rule) United States v. Rasheim Carlton
2d Cir. · 2006 · confidence medium
The double jeopardy problem is avoided by “[tjreating postrevocation sanctions as part of the penalty for the initial offense.” See id. at 700-01 , 120 S.Ct. 1795 ; United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002) (“[A] violation of the conditions of supervised release does not constitute a new crime and the revocation of supervised release is not properly considered a new punishment.”).
discussed Cited as authority (rule) United States v. Hinson
5th Cir. · 2005 · confidence medium
In the judgment imposing a 30-month term of imprisonment, the district court stated that it was departing from the Guidelines, concluding that Hinson’s criminal history category of VI did not adequately 4 Id.; see also United States v. Work, 409 F.3d 484, 489 (1st Cir. 2005) (noting that the “reference to supervised release as being ‘part of the sentence’ [in section 3583(a)] . . . means that the sentence contains distinct aspects [, which] include the incarcerative term imposed for the crime of conviction (derived from the statute delineating the penalties applicable to that particula…
discussed Cited as authority (rule) United States v. Pepper Sue Hinson
5th Cir. · 2005 · confidence medium
Id.; see also Work, 409 F.3d at 489 (observing that "courts routinely have held that the combined sentence of years of imprisonment plus years of supervised release may exceed the statutory maximum number of years of imprisonment authorized by the substantive statute applicable to the crime of conviction”); United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002) (explaining that imprisonment for violation of supervised release coupled with initial imprisonment for the conviction may exceed the statutory maximum prescribed for that offense and that "post-revocation sanctions are properly con…
discussed Cited as authority (rule) Lopez-Sanchez v. State (2×)
Md. · 2005 · confidence medium
If, however, there is some circumstance which undermines the legitimacy of that expectation, then a court may permissibly increase the sentence." See also United States v. Pettus, 303 F.3d 480, 487-88 (2d Cir.2002) (noting that "[t]he requirement that a defendant only be punished once for a particular crime does not mean that this punishment cannot be modified or extended" and involves "the reasonable expectations of the defendant"); United States v. Bello, 767 F.2d 1065, 1070 (4th Cir.1985) (" DiFrancesco directs the Court's inquiry to whether the defendant had a legitimate expectation of fin…
discussed Cited as authority (rule) United States v. Darwin McNeil Germaine Robinson
2d Cir. · 2005 · confidence medium
Though supervised release is “part of the penalty for the initial offense,” Johnson v. United States, 529 U.S. 694, 700 , 120 S.Ct. 1795 , 146 L.Ed.2d 727 (2000), the imposition of supervised release and the sanctions for violation are authorized by a statute and Guidelines scheme that is separate from the regime that governs incarceration for the original offense, see 18 U.S.C. § 3583 , and the supervised release scheme serves purposes distinct from the goals of the original punishment, United States v. Pettus, 303 F.3d 480, 486 (2d Cir.2002).
cited Cited as authority (rule) United States v. Fato
4th Cir. · 2005 · confidence medium
United States v. Pettus, 303 F.3d 480, 487 (2d Cir.2002); see also United States v. Johnson, 138 F.3d 115, 118-19 (4th Cir.1998).
discussed Cited as authority (rule) Empire Healthchoice Assurance, Inc. v. McVeigh
2d Cir. · 2005 · confidence medium
This canon of statutory construction, known as “constitutional avoidance,” is grounded in “respect for Congress, which we assume legislates in the light of constitutional limitations.” United States v. Pettus, 303 F.3d 480, 486 (2d Cir.2002) (citation and internal quotation marks omitted).
discussed Cited as authority (rule) Empire Healthchoice Assurance, Inc. v. Finn
2d Cir. · 2005 · confidence medium
This canon of statutory construction, known as "constitutional avoidance," is grounded in "respect for Congress, which we assume legislates in the light of constitutional limitations." United States v. Pettus, 303 F.3d 480, 486 (2d Cir.2002) (citation and internal quotation marks omitted).
discussed Cited as authority (rule) Krohn v. New York City Police Department
2d Cir. · 2003 · confidence medium
ANALYTICAL FRAMEWORK A. Standard of Review 8 This court reviews questions of statutory interpretation de novo, United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002), but defers to state court interpretations of state and local laws.
discussed Cited as authority (rule) Krohn v. New York City Police Department
2d Cir. · 2003 · confidence medium
ANALYTICAL FRAMEWORK A. Standard of Review This court reviews questions of statutory interpretation de novo, United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002), but defers to state court interpretations of state and local laws.
cited Cited as authority (rule) United States v. Chaudhry
2d Cir. · 2002 · confidence medium
United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
discussed Cited "see" Keith v. United States
S.D.N.Y. · 2022 · signal: see · confidence high
However, Keith’s argument is foreclosed by Second Circuit precedent. “[T]he maximum term of imprisonment that the defendant can face for [a] conviction is the maximum term of imprisonment for the underlying crime plus the maximum term of his supervised release authorized by statute for the underlying offense.. ..” United States v. Peguero, 34 F.4th 143 , 160 (2d Cir. 2022); see United States v. Pettus, 303 F.3d 480, 487 (2d Cir. 2002) (Sotomayor, J.) (“[It is] well-settled . . . that punishment for a violation of supervised release, when combined with punishment for the original offens…
cited Cited "see" United States v. Mingo
2d Cir. · 2020 · signal: see · confidence high
See United States v. Pettus, 303 F.3d 480, 483 (2d Cir. 2002).
cited Cited "see" United States v. Mingo
2d Cir. · 2020 · signal: see · confidence high
See United States v. Pettus, 303 F.3d 480, 483 (2d Cir. 2002).
cited Cited "see" In re Trilegiant Corp.
D. Conn. · 2014 · signal: see · confidence high
See United States v. Pettus, 303 F.3d 480, 488 (2d Cir.2002); Conn. Pipe Trades Health Fund v. Philip Morris, Inc., 153 F.Supp.2d 101, 110-112 (D.Conn.2001).
discussed Cited "see" United States v. Decastro (2×)
2d Cir. · 2012 · signal: see · confidence high
See United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002).
cited Cited "see" United States v. Mungin
2d Cir. · 2012 · signal: see · confidence high
See United States v. Williams, 551 F.3d 182, 185 (2d Cir.2009) (citing United States v. Pettus, 303 F.3d 480, 483 (2d Cir.2002)).
discussed Cited "see" United States v. Broncheau
E.D.N.C. · 2010 · signal: see · confidence high
See United States v. Pettus, 303 F.3d 480, 486 (2nd Cir.2002) (recognizing the virtue of supervised release in protecting “the public from further crimes by easing the reentry of a convicted defendant into society through the provision of necessary educational or vocational training and other correctional treatment”); see also United States v. Wilkinson, 626 F.Supp.2d 184, 193 (D.Mass.2009) (addressing section 4248 and recognizing the regular use of conditions of supervised release tailored to control the behavior of released sex offenders).
discussed Cited "see" Blair v. CLINTON CORRECTIONAL FACILITY
W.D.N.Y. · 2007 · signal: accord · confidence high
And it protects against multiple punishments for the same offense.” North Carolina v. Pearce, 395 U.S. 711, 717 , 89 S.Ct. 2072 , 23 L.Ed.2d 656 (1969) (footnotes omitted); accord, e.g., United States v. Pettus, 303 F.3d 480, 486-87 (2d Cir.2002).
cited Cited "see" United States v. Lawrence Peterson
2d Cir. · 2005 · signal: see · confidence high
See United States v. Pettus, 303 F.3d 480, 485 (2d Cir.2002).
Retrieving the full opinion text from the archive…
United States
v.
James Pettus, Also Known as \Mark Williams

303 F.3d 480

UNITED STATES of America, Appellee,
v.
James PETTUS, also known as "Mark Williams," also known as "James Williams," also known as "David Williams," also known as "Frank Davis," also known as "Wayne Davis," Appellant.

No. 01-1250.

United States Court of Appeals, Second Circuit.

Submitted April 24, 2002.

Decided September 09, 2002.

COPYRIGHT MATERIAL OMITTED Anthony N. Iannarelli, Jr., New York, NY, for Appellant.

James B. Comey, United States Attorney for the Southern District of New York, (Marc A. Weinstein, John M. McEnany, Assistant United States Attorneys, of Counsel, on the brief) for Appellee.

Barry D. Leiwant, Attorney-in-Charge, Appeals Bureau, The Legal Aid Society, New York, NY, for Amicus Curiae, The Legal Aid Society.

Before F.I. PARKER, STRAUB, and SOTOMAYOR, Circuit Judges.

SOTOMAYOR, Circuit Judge.

[*~482]1

This appeal was brought by a convicted felon following the revocation of his term of supervised release. Appellant claims that the sentence of six months of imprisonment and thirty months of supervised release imposed by the United States District Court for the Southern District of New York (Wood, J.) exceeded the maximum term permitted under 18 U.S.C. § 3583(b) & (h) because the court did not give him credit for the time he had served under his first term of supervised release ("street time") before it was revoked. Appellant argues that the proper reading of § 3583(h) requires courts to grant defendants this credit.[1] Further, he argues that § 3583(h), as interpreted by the district court, violates the Double Jeopardy Clause of the Fifth Amendment. We reject both of these arguments. Section 3583(h) plainly permits judges to impose renewed terms of supervised release without crediting street time. Moreover, this interpretation of the statute does not run afoul of the Double Jeopardy Clause; supervised release is part of the whole matrix of punishment arising out of the original offense, and, as such, Congress has the power to define its length and terms. We affirm the sentence imposed by the district court.

BACKGROUND

2

Appellant, James Pettus, pleaded guilty to violating 18 U.S.C. § 641, Theft of Government Property, on December 17, 1999. During the two years preceding his arrest, Pettus opened bank accounts under a number of different aliases and used them to buy $14,407 worth of postage stamps, despite the fact that there were insufficient funds in the accounts. The district court ordered Pettus to provide full restitution and sentenced him to eighteen months' imprisonment and three years of supervised release — the maximum amount of supervised release that can be imposed for a Class C felony. 18 U.S.C. § 3583(b)(2).

3

On October 6, 2000, Pettus's prison term ended and he began his term of supervised release. On February 5, 2001, the United States Probation Office submitted a petition requesting a warrant for Pettus's arrest for violating three conditions of his supervised release. Judge Wood granted the warrant and Pettus was re-arrested on April 2, 2001. On April 23, the district court found that Pettus had violated two conditions and sentenced him under § 3583(h) to six months of imprisonment, thirty months of supervised release, and a $100 special assessment. The court also reimposed the previously ordered restitution of $14,407. The court did not give Pettus credit for the time he had previously served on supervised release. Pettus appeals from this sentence.

STANDARD OF REVIEW

4

Our review of this question of statutory interpretation and of the constitutionality of 18 U.S.C. § 3583(h) is de novo. See United States v. Sanchez, 225 F.3d 172, 175 (2d Cir.2000).

DISCUSSION

5

The Sentencing Reform Act of 1984, Pub.L. No. 98-473 tit. II, § 212(a)(2), 98 Stat. 1837, 1987, replaced most forms of parole with supervised release overseen by the sentencing court. See Johnson v. United States, 529 U.S. 694, 696-97, 120 S.Ct. 1795, 146 L.Ed.2d 727 (2000). Courts are permitted to impose a term of supervised release whenever sentencing a defendant to a term of imprisonment. 18 U.S.C. § 3583(a). When the defendant has committed a Class C felony, as in the instant case, the court may impose up to three years of supervised release. Id. § 3583(b)(2).

6

The imposition of a term of supervised release is not necessarily final. A court may terminate a term of supervised release for good behavior after at least one year has been served, or may lengthen a term up to the maximum authorized amount. § 3583(e)(1), (2). If a defendant violates the conditions set during sentencing, a court can "revoke a term of supervised release, and require the defendant to serve in prison all or part of the term of supervised release authorized by statute for the offense that resulted in such term of supervised release without credit for time previously served on postrelease supervision...." Id. § 3583(e)(3).[2]

[*~483]7

Most circuit courts originally interpreted subsection (e)(3) as prohibiting the reimposition of a term of supervised release following the revocation of the original term. See Strong v. U.S. Parole Comm'n, 141 F.3d 429, 432 & n. 3 (2d Cir.1998) (citing cases).[3] In 1994, however, Congress amended § 3583 to clarify that courts could reimpose supervised release after revocation. See id. The amended language, contained in subsection (h), reads:

8

Supervised release following revocation — When a term of supervised release is revoked and the defendant is required to serve a term of imprisonment that is less than the maximum term of imprisonment authorized under subsection (e)(3), the court may include a requirement that the defendant be placed on a term of supervised release after imprisonment. The length of such a term of supervised release shall not exceed the term of supervised release authorized by statute for the offense that resulted in the original term of supervised release, less any term of imprisonment that was imposed upon revocation of supervised release.

9

Id. § 3583(h). This text clearly authorizes courts to impose sentences that include both new prison time and new supervised release terms. Any time served in prison after revocation, though, must be credited against the length of the new term of supervised release. See United States v. Merced, 263 F.3d 34, 37-38 (2d Cir.2001) (holding that all prison terms after the first revocation of supervised release must be subtracted from the maximum possible term of supervised release, even if there has been more than one revocation). Pettus maintains that § 3583(h) also requires that defendants be credited for time previously served on supervised release when sentenced to a post-revocation term or else violates the Double Jeopardy Clause.

I. Statutory Interpretation

[*~484]10

The Legal Aid Society, as amicus curiae, notes that subsection (h), unlike subsection (e)(3), does not contain language that explicitly tells courts to deny credit for street time when considering a post-revocation sentence. Its amicus brief argues that this Court should read Congress's decision not to add this term to subsection (h) as intentional. The difference between the language of these two subsections, it maintains, suggests that subsection (h) requires courts to credit street time when assigning a new term of supervised release. The amicus brief also invokes the canon of constitutional avoidance. United States v. Delaware & Hudson, 213 U.S. 366, 408, 29 S.Ct. 527, 53 L.Ed. 836 (1909) ("[W]here a statute is susceptible of two constructions, by one of which grave and doubtful constitutional questions arise and by the other of which such questions are avoided, our duty is to adopt the latter."); see also Triestman v. United States, 124 F.3d 361, 377 (2d Cir. 1997). Not giving credit for street time, according to the amicus brief, is constitutionally dubious in light of the Double Jeopardy Clause and, as such, the ambiguous text of subsection (h) should be interpreted to avoid this problem.

11

We find no such ambiguity in the statute and, as discussed infra Part II, no looming constitutional infirmity meriting avoidance. Members of Congress clearly expressed their intent that courts should not give credit to defendants for time previously served on supervised release when assigning new terms of supervised release, and the text of the statute reflects this intent.

12

We start, as always, with the language of the statute, which explicitly states that the maximum term of post-revocation supervised release that can be imposed must be reduced by "any term of imprisonment that was imposed upon revocation of supervised release." 18 U.S.C. § 3583(h) (emphasis added). This language plainly indicates that courts are only required to credit time spent in prison. "Where Congress explicitly enumerates certain exceptions to a general prohibition, additional exceptions are not to be implied, in the absence of evidence of a contrary legislative intent." United States v. Smith, 499 U.S. 160, 167, 111 S.Ct. 1180, 113 L.Ed.2d 134 (1991) (quoting Andrus v. Glover Constr. Co., 446 U.S. 608, 616-17, 100 S.Ct. 1905, 64 L.Ed.2d 548 (1980)) (internal quotation marks omitted); see also In re Bell, 225 F.3d 203, 214 (2d Cir.2000).

13

The amicus correctly notes that when "Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion." Barnhart v. Sigmon Coal Co., 534 U.S. 438, 448, 122 S.Ct. 941, 151 L.Ed.2d 908 (2002) (quoting Russello v. United States, 464 U.S. 16, 23, 104 S.Ct. 296, 78 L.Ed.2d 17 (1983) (quoting United States v. Wong Kim Bo, 472 F.2d 720, 722 (5th Cir.1972))) (internal quotation marks omitted). It fails to note, however, that the text of subsection (h) directly refers to subsection (e)(3) for its definition of the maximum term of imprisonment. See 18 U.S.C. § 3583(h). The restrictions of subsection (e)(3) were thus incorporated into subsection (h) and, because subsection (e)(3) eliminates the possibility that credit must be given for time already served on supervised release, any statement in subsection (h) that credit should not be given would have been repetitive. There is no rule of statutory construction that requires Congress to resort to redundancy in order to effectuate its intentions.

[*~485]14

Our conclusion here is consistent with other courts that have addressed this issue. The Ninth Circuit examined subsection (h) and held that courts are not required to give credit for time previously served on supervised release. United States v. Cade, 236 F.3d 463, 467 (9th Cir.2000). In rejecting a due process challenge, the Cade court explained that "if a defendant repeatedly violates the conditions of supervised release, the court may repeatedly impose new terms of supervised release without credit for time served on supervised release." Id. Scholarly analyses have reached the same conclusion. See Hon. Harold Baer, Jr., The Alpha & Omega of Supervised Release, 60 Alb. L.Rev. 267, 294-96 (1996); Bryan R. Diederich, Note, Risking Retroactive Punishment: Modifications of the Supervised Release Statute and the Ex Post Facto Prohibition, 99 Colum. L.Rev. 1551, 1557-59 (1999).

15

Moreover, this interpretation is consistent with legislative intent. Subsection (h) was drafted by the United States Sentencing Commission and proposed by letter to Senator Strom Thurmond in 1990. See 136 Cong. Rec. S14,892-97 (1990) (letter from Hon. William W. Wilkins, Jr., Chairman of the U.S. Sentencing Commission, to Sen. Strom Thurmond).[4] The letter explicitly rejected the "extreme" proposal that defendants be credited with time served on supervised release, instead favoring the "middle-ground" solution that defendants receive credit only for time spent in prison. Id. Senator Thurmond then described how the proposed subsection (h) would work, stating that "the defendant would not be credited for actual time spent on supervision (i.e., `street-time') prior to a violation or revocation." 137 Cong. Rec. S7769, 7772 (1991). The Senator explained that denying credit for street time "reflects the need to provide strong incentives to encourage compliance with applicable supervision conditions throughout a required period of supervised release." Id.

16

Our conclusion that § 3583(h) does not require courts to give credit for street time when imposing new terms of supervised release is consistent with the policy concerns animating the supervised release program. While courts have acknowledged that supervised release is technically a punishment, see United States v. Lominac, 144 F.3d 308, 318 (4th Cir.1998), it is primarily intended to protect the public from further crimes by easing the re-entry of a convicted defendant into society through the provision of necessary educational or vocational training and other correctional treatment. 18 U.S.C § 3553(a)(2)(B)-(D); see also United States v. Balogun, 146 F.3d 141, 146 (2d Cir. 1998); Cade, 236 F.3d at 466. Realizing this goal requires that the defendant serve his term of supervised release continuously, rather than in short intervals between prison stays. Otherwise, those who repeatedly violate the terms of their release will never receive the tools or the extended period of guidance necessary to make the change from felon to law-abiding citizen.

[*~486]17

Furthermore, we reject the amicus's argument that the canon of constitutional avoidance mandates a reading of subsection (h) that forces courts to give credit to defendants for time previously served on supervised release or else violates the Double Jeopardy Clause of the Fifth Amendment. In Harris v. United States, the Supreme Court recently rejected the suggestion that the proper interpretation of a statute should be dismissed for a more dubious one just because the proper interpretation potentially raises constitutional questions. ___ U.S. ___, ___, 122 S.Ct. 2406, 2413, 153 L.Ed.2d 524 (2002). The canon of constitutional avoidance "rests upon our `respect for Congress, which we assume legislates in the light of constitutional limitations.'" Id. (quoting Rust v. Sullivan, 500 U.S. 173, 191, 111 S.Ct. 1759, 114 L.Ed.2d 233 (1991)). In Harris, the Court explained that "if we stretched the text [of a statute] to avoid the [constitutional] question ..., the canon would embrace a dynamic view of statutory interpretation, under which the text might mean one thing when enacted yet another if the prevailing view of the Constitution later changed. We decline to adopt that approach." Id. Moreover, the Court has previously noted that "[s]tatutes should be interpreted to avoid serious constitutional doubts, not to eliminate all possible contentions that the statute might be unconstitutional." Reno v. Flores, 507 U.S. 292, 314 n. 9, 113 S.Ct. 1439, 123 L.Ed.2d 1 (1992) (internal citation omitted). In this case the statute is clear, and, as discussed below, we find no constitutional infirmity with its clear meaning.

II. Double Jeopardy Clause

[*487]18

Pettus further argues that § 3583(h), interpreted to deny defendants credit for time previously served on supervised release, runs afoul of the Double Jeopardy Clause of the Fifth Amendment. We disagree. The Supreme Court has outlined the different types of protection that the Double Jeopardy Clause affords: "The Fifth Amendment guarantee against double jeopardy ... has been said to consist of three separate constitutional protections. It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense." North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969) (footnotes omitted). Pettus maintains that this case implicates the third of these protections. However, a violation of the conditions of supervised release does not constitute a new crime, and the revocation of supervised release is not properly considered a new punishment. See Johnson, 529 U.S. at 700, 120 S.Ct. 1795 ("[P]ostrevocation sanctions [are] part of the penalty for the initial offense...."); United States v. Amer, 110 F.3d 873, 884 (2d Cir.1997). The requirement that a defendant only be punished once for a particular crime does not mean that this punishment cannot be modified or extended. As the Supreme Court has held, "[t]he Double Jeopardy Clause does not provide the defendant with the right to know at any specific moment in time what the exact limit of his punishment will turn out to be." United States v. DiFrancesco, 449 U.S. 117, 137, 101 S.Ct. 426, 66 L.Ed.2d 328 (1980).

19

Moreover, in United States v. Wirth, this Court noted the well-settled rule that "punishment for a violation of supervised release, when combined with punishment for the original offense, may exceed the statutory maximum for the underlying substantive offense." 250 F.3d 165, 170 n. 3 (2d Cir.2001). Though this may seem inconsistent with Amer's holding that post-revocation sanctions are properly considered part of the penalty for the initial offense, Wirth is, in fact, wholly consistent with this notion. A defendant who is sentenced to supervised release is only punished once for his crime. Wirth merely notes that the length and type of that punishment are governed by two different statutes: the underlying criminal statute and § 3583. Id. There is no constitutionally imposed limit on how long a supervised release term can be. The only question is whether the Double Jeopardy Clause forces courts to sentence a defendant to less than a full term of supervised release after the defendant has violated the conditions of his previous, partially served term.

20

The cases cited by Pettus are inapposite. Each case in which the Double Jeopardy Clause required courts to give defendants credit for time served involved a new conviction for the same offense. In Pearce, the defendants had successfully appealed their convictions. 395 U.S. at 717, 89 S.Ct. 2072. On remand, the lower court re-sentenced the defendants without giving them credit for the time served while the first case was on appeal. Id. The Supreme Court reversed, holding that "the constitutional guarantee against multiple punishments for the same offense absolutely requires that punishment already exacted must be fully credited in imposing sentence upon a new conviction for the same offense." Id. at 718-19, 89 S.Ct. 2072 (Internal quotation marks and footnotes omitted). Lominac involved a similar scenario. 144 F.3d at 318. In that case, an appeal resulted in a finding that a term of supervised release was unconstitutionally imposed upon a defendant and the court found that the time spent on supervised release pending the appeal had to be credited against any new punishment for the same offense. Id. In contrast to these cases, the instant case did not involve a new conviction for the same crime; rather, the revocation of supervised release and the post-revocation sanctions were "part of the whole matrix of punishment which arises out of a defendant's original crime." Amer, 110 F.3d at 884 (internal quotation marks and citation omitted). It is a single sentence for a single offense, and hence the cases cited by Pettus do not govern.

21

Furthermore, double jeopardy jurisprudence relies extensively on legislative intent. "The Fifth Amendment guarantee against double jeopardy embodies ... simply one aspect of the basic principle that within our federal constitutional framework the legislative power, including the power to define criminal offenses and to prescribe the punishments to be imposed upon those found guilty of them, resides wholly with the Congress." Whalen v. United States, 445 U.S. 684, 689, 100 S.Ct. 1432, 63 L.Ed.2d 715 (1980); see also Jones v. Thomas, 491 U.S. 376, 381, 109 S.Ct. 2522, 105 L.Ed.2d 322 (1989) ("Our cases establish that in the multiple punishments context [the interest that the Double Jeopardy Clause seeks to protect] is `limited to ensuring that the total punishment did not exceed that authorized by the legislature.'" (quoting United States v. Halper, 490 U.S. 435, 450, 109 S.Ct. 1892, 104 L.Ed.2d 487 (1989))). Neither the Supreme Court nor this Court has ever restricted the legislature's ability to create a two-pronged punishment, such as a fine and a prison sentence for the same crime. In the instant case, it is undisputed that Congress could make Class C felons subject to a longer term of supervised release and give judges discretion over whether to give defendants (including those who have violated previous terms of supervised release) longer or shorter terms. The effect of subsection (h) is merely to build into the current system an incentive scheme for defendants not to violate the conditions of their supervised release near the end of their term. As noted above, Congress wanted to create this incentive system, see 137 Cong. Rec. S7769, 7772 (1991), and the Double Jeopardy Clause does not disturb this clearly stated legislative intent.

22

A final concern raised in the double jeopardy jurisprudence involves the reasonable expectations of the defendant. DiFrancesco, 449 U.S. at 138-39, 101 S.Ct. 426. So long as the legislature speaks directly so that criminal defendants are put on notice of the potential sentences they could receive, those expectations are not violated. Id. (concluding that re-sentencing dangerous special offenders after successful government appeal did not constitute a forbidden second punishment for the same offense where specifically authorized by Congress). In this case, the language of subsection (h), coupled with the legislative history, scholarly interpretation, and case law (specifically Cade), foreclosed any reasonable expectation that credit would be given for prior supervised release service.

23

We thus reject Pettus's arguments and hold that subsection (h) does not violate the Double Jeopardy Clause.

Conclusion

24

For the reasons stated, we affirm the judgment of the district court.

Notes:

1

Though appellant does not make this argument directly, we read his supplemental brief as challenging the district court's interpretation of § 3583(h), while primarily advancing the double jeopardy claim. The Legal Aid Society, invited to submit a brief asamicus curiae, thoroughly argued the statutory question.

2

The full text of § 3583(e)(3) reads:

The Court may ... revoke a term of supervised release, and require the defendant to serve in prison all or part of the term of supervised release authorized by statute for the offense that resulted in such term of supervised release without credit for time previously served on postrelease supervision, if the court, pursuant to the Federal Rules of Criminal Procedure applicable to the revocation of probation or supervised release, finds by a preponderance of the evidence that the defendant violated a condition of supervised release, except that a defendant whose term is revoked under this paragraph may not be required to serve more than 5 years in prison if the offense that resulted in the term of supervised release is a class A felony, more than 3 years in prison if such offense is a class B felony, more than 2 years if such offense is a class C or D felony, or more than one year in any other case.

3

The Supreme Court later clarified that subsection (e)(3) did allow courts to impose renewed supervised release following the revocation of a term of supervised releaseJohnson v. United States, 529 U.S. 694, 712, 120 S.Ct. 1795, 146 L.Ed.2d 727 (2000).

4

The proposed changes to § 3583 passed both Houses during the 102nd Congress but were not signed into lawSee 139 Cong. Rec. S2150 (1993). Senator Thurmond introduced the exact same revisions in the 103rd Congress, id., and they were added to the Violent Crime Control and Law Enforcement Act of 1994, Pub.L. No. 103-322, 108 Stat. 1796, § 110505. It is fair to assume that the legislative intent did not change over the four years between introduction and passage.