C.F.R. » Title 17 » CHAPTER I—COMMODITY FUTURES TRADING COMMISSION › PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS › Subpart A—General Provisions

17 C.F.R. § 171.14

Waiver of rules

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To prevent undue hardship on any party or for other good cause shown, the Commission may waive any rule in this part in a particular case and may order proceedings in accordance with its direction. Such an order shall be based upon a determination that no party will be prejudiced thereby and that the ends of justice will be served. Reasonable notice will be given to all parties of any action taken pursuant to this paragraph.

Notes of Decisions
Cited in 2 cases, 2018–2019 · leading case: Effex Capital, LLC v. Nat'l Futures Ass'n, 933 F.3d 882 (7th Cir. 2019).
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Effex Capital, LLC v. Nat'l Futures Ass'n, 933 F.3d 882 (7th Cir. 2019). · cites it 3× “" 17 C.F.R. § 171.14 . An order under this provision "shall be based upon a determination that no party will be prejudiced thereby and that the ends of justice will be served," and "[r]easonable notice" shall be "given to all parties of any action taken.”
Effex Capital, LLC v. Nat'l Futures Ass'n (N.D. Ill. 2018). · cites it 2× “” 17 C.F.R. § 171.14 (emphasis added). The regulation further provides that such an order must be based “upon a determination that no party will be prejudiced thereby and that the ends of justice will be 5 In particular, the CFTC treated the request as a motion to intervene…”
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