C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 › Subpart A—Forms for Registration Statements

17 C.F.R. § 239.20

Form S-20, for standardized options

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This form may be used to register standardized options under the Securities Act of 1933 where the issuer undertakes not to issue, clear, guarantee or accept an option registered on Form S-20 unless there is a definitive options disclosure document meeting the requirements of Rule 9b-1 of the Securities Exchange Act of 1934.

[47 FR 41955, Sept. 23, 1982] Editorial Note:For Federal Register citations affecting Form S-20, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Notes of Decisions
Cited in 1 case, 1989–1989 · leading case: Mix v. EF Hutton & Co., Inc., 720 F. Supp. 8 (D.D.C. 1989).
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Mix v. EF Hutton & Co., Inc., 720 F. Supp. 8 (D.D.C. 1989). “at 41,951; 17 C.F.R. § 239.20 (Form S-20 for Standardized Options).”
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