Del. C. » Title 6 — SUBTITLE IV · Commerce and Trade · Subchapter II. Provisions Relating to the Offer, Sale, and Purchase of Securities
Delaware Code

6 Del. C. § 73-211 (2026)

Filing of sales and advertising literature

✓ current as of May 2026
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The Director may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by § 73-207 of this title or is a federal covered security.

6 Del. C. 1953, §  7312;  59 Del. Laws, c. 208, §  1;  71 Del. Laws, c. 162, §  14;  78 Del. Laws, c. 175, §§  40, 97, 118;  79 Del. Laws, c. 182, §  3;