Elena Class v. Nicholas Norton, 505 F.2d 123 (2d Cir. 1974). · Go Syfert
Elena Class v. Nicholas Norton, 505 F.2d 123 (2d Cir. 1974). Cases Citing This Book View Copy Cite
100 citation events (7 in the last 25 years) across 29 distinct courts.
Strongest positive: Lamberty v. Connecticut State Police Union (ctd, 2021-03-26) · Strongest negative: State Ex Rel. Taylor v. Johnson (nm, 1998-05-29)
Treatment trajectory · 1974 → 2026 · click a year to view as-of
1974 2000 2026
Top citers, strongest first. 50 distinct citers.
discussed Cited "but see" State Ex Rel. Taylor v. Johnson
N.M. · 1998 · signal: but see · confidence high
E.g., Ross v. Superior Court, 19 Cal.3d 899 , 141 Cal.Rptr. 133 , 569 P.2d 727, 738 (1977) (en banc) (affirming trial court decision holding members of board of supervisors individually in contempt of court and imposing a fine on each member); but see United Mine Workers v. Faerber, 179 W.Va. 77 , 365 S.E.2d 357, 359-60 (1987) (denying motion to impose damages award for contempt against an executive officer in his personal capacity due to the absence of malice or a willful, knowing disobedience of court order, relying on two cases, Class v. Norton, 505 F.2d 123, 127-28 (2d Cir.1974); Woolfolk …
discussed Cited as authority (rule) Lamberty v. Connecticut State Police Union (2×)
D. Conn. · 2021 · confidence medium
First, this line of cases holds that “the Eleventh Amendment has no application to an award of attorneys’ fees, ancillary to a grant of prospective relief, against a State.” Missouri v. Jenkins by Agyei, 491 U.S. 274, 284 (1989); see also Gagne v. Maher, 594 F.2d 336, 342 (2d Cir. 1979), aff’d, 448 U.S. 122 (1980) (“[T]he award of attorneys’ fees . . . was a permitted ‘ancillary effect’ of a proper prospective decree and therefore not barred by the Eleventh Amendment.”); Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974) (finding that where “[t]he district court made [an att…
discussed Cited as authority (rule) Tina Elizabeth Lee v. State of Iowa and Polk County Clerk of Court
Iowa · 2016 · confidence medium
Sept. 30, 2002), (rejecting the argument that only injunctive relief is permitted under Ex parte Young in the context of an action brought under the Americans with Disabilities Act of 1990 and the Rehabilitation Act of 1973), aff'd per curiam, 148 Fed.Appx. 224 (5th Cir.2005);- see also Class v. Norton, 505 F.2d 123, 127 (2d Cir.1974) (upholding an award of attorney fees in an action brought under the Social Security Act).
cited Cited as authority (rule) Paganucci v. City Of New York
2d Cir. · 1993 · confidence medium
And for the appellant, who has had one opportunity already to contest the ... order, the time to relitigate the issue has necessarily run.' Class v. Norton, 505 F.2d 123, 125 (2d Cir.1974).
cited Cited as authority (rule) Paganucci v. City of New York
2d Cir. · 1993 · confidence medium
And for the appellant, who has had one opportunity already to contest the ... order, the time to relitigate the issue has necessarily run.’ Class v. Norton, 505 F.2d 123, 125 (2d Cir.1974).
discussed Cited as authority (rule) Johnson v. Robinson
4th Cir. · 1993 · confidence medium
As I have explained above, the timetable does not expand the obligations of the 1987 Agreement; it is, rather, "a detailed implementation plan designed to eliminate possible sources of continued non-compliance...." Class v. Norton, 505 F.2d 123, 125 (2d Cir.1973).
discussed Cited as authority (rule) Johnson v. Robinson
4th Cir. · 1993 · confidence medium
As I have explained above, the timetable does not expand the obligations of the 1987 Agreement; it is, rather, “a detailed implementation plan designed to eliminate possible sources of continued non-compliance_” Class v. Norton, 505 F.2d 123, 125 (2d Cir.1973).
cited Cited as authority (rule) G. & T. Terminal Packaging Co., Inc. v. Philip A. Hawman and Hawman Farms, Inc.
2d Cir. · 1989 · signal: cf. · confidence medium
Cf. Class v. Norton, 505 F.2d 123, 125 (2d Cir.1974) (appeal from ruling which merely reiterated portion of prior order was untimely).
cited Cited as authority (rule) Evelyn Marino v. Juan U. Ortiz
2d Cir. · 1986 · confidence medium
And for the appellant, who has had one opportunity already to contest the ... order, the time to relitigate that issue has necessarily run.” Class v. Norton, 505 F.2d 123, 125 (2d Cir.1974).
discussed Cited as authority (rule) Francis J. Dwyer v. Edward v. Regan, Individually and as Trustee and Administrative Head of the New York State Employees Retirement System
2d Cir. · 1985 · confidence medium
This Court has consistently held that a claim for attorney’s fees, when brought in conjunction with a claim for prospective injunctive relief based upon a constitutional cause of action, is ancillary to the injunction claim and therefore not barred by the Eleventh Amendment, see Gagne v. Maher, 594 F.2d 336, 341 (2d Cir.1979), aff’d, 448 U.S. 122 , 100 S.Ct. 2570 , 65 L.Ed.2d 653 (1980); Fitzpatrick v. Bitzer, 519 F.2d 559, 571 (2d Cir.1975), aff’d in part and rev’d in part, 427 U.S. 445 , 96 S.Ct. 2666 , 49 L.Ed.2d 614 (1976); Class v. Norton, 505 F.2d 123, 126 (2d Cir.1974); Jordan v…
discussed Cited as authority (rule) Sierra Club v. United States Army Corps Of Engineers
2d Cir. · 1985 · confidence medium
We subsequently affirmed that position in Class v. Norton, 505 F.2d 123, 126-27 (2d Cir.1974), and Fitzpatrick v. Bitzer, 519 F.2d 559, 571 (2d Cir.1975), aff'd in part, rev'd in part, 427 U.S. 445 , 96 S.Ct. 2666 , 49 L.Ed.2d 614 (1976).
discussed Cited as authority (rule) Sierra Club v. United States Army Corps of Engineers
2d Cir. · 1985 · confidence medium
We subsequently affirmed that position in Class v. Norton, 505 F.2d 123, 126-27 (2d Cir.1974), and Fitzpatrick v. Bitzer, 519 F.2d 559, 571 (2d Cir.1975), aff'd in part, rev’d in part, 427 U.S. 445 , 96 S.Ct. 2666 , 49 L.Ed.2d 614 (1976).
discussed Cited as authority (rule) Dreiling v. Peugeot Motors of America, Inc.
10th Cir. · 1985 · confidence medium
Hutto v. Finney, 437 U.S. 678 , 689 n. 14, 691, 98 S.Ct. 2565 , 2573 n. 14, 2574, 57 L.Ed.2d 522 (1978); Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. [240] at 258-59, 95 S.Ct. [1612] at 1622 [ 44 L.Ed.2d 141 ]; Vaughan v. Atkinson, 369 U.S. 527, 530-31 , 82 S.Ct. 997, 999-1000 , 8 L.Ed.2d 88 (1962); Doe v. Poelker, 515 F.2d 541, 547 (8th Cir.1975), rev’d on other grounds, 432 U.S. 519 , 97 S.Ct. 2391 , 53 L.Ed.2d 528 (1977); Class v. Norton, 505 F.2d 123, 127 (2d Cir.1974).
discussed Cited as authority (rule) Dreiling v. Peugeot Motors Of America
10th Cir. · 1985 · confidence medium
Hutto v. Finney, 437 U.S. 678 , 689 n. 14, 691, 98 S.Ct. 2565 , 2573 n. 14, 2574, 57 L.Ed.2d 522 (1978); Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. at 258-59, 95 S.Ct. [1612] at 1622 [ 44 L.Ed.2d 141 ]; Vaughan v. Atkinson, 369 U.S. 527, 530-31 , 82 S.Ct. 997, 999-1000 , 8 L.Ed.2d 88 (1962); Doe v. Poelker, 515 F.2d 541, 547 (8th Cir.1975), rev'd on other grounds, 432 U.S. 519 , 97 S.Ct. 2391 , 53 L.Ed.2d 528 (1977); Class v. Norton, 505 F.2d 123, 127 (2d Cir.1974). 72 Excess costs and attorney fees may also be assessed against an attorney personally.
cited Cited as authority (rule) Arminio v. Commissioner of Motor Vehicles (In Re Arminio)
Bankr. D. Conn. · 1984 · confidence medium
Class v. Norton, 505 F.2d 123, 127 (2d Cir.1974), citing Hall v. Cole, 412 U.S. 1 , 93 S.Ct. 1943 , 36 L.Ed.2d 702 (1973).
discussed Cited as authority (rule) Jaquette v. Black Hawk County
8th Cir. · 1983 · confidence medium
Hutto v. Finney, 437 U.S. 678 , 689 n. 14, 691, 98 S.Ct. 2565 , 2573 n. 14, 2574, 57 L.Ed.2d 522 (1978); Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. at 258-59, 95 S.Ct. at 1622; Vaughan v. Atkinson, 369 U.S. 527, 530-31 , 82 S.Ct. 997, 999-1000 , 8 L.Ed.2d 88 (1962); Doe v. Poelker, 515 F.2d 541, 547 (8th Cir.1975), rev’d on other grounds, 432 U.S. 519 , 97 S.Ct. 2391 , 53 L.Ed.2d 528 (1977); Class v. Norton, 505 F.2d 123, 127 (2d Cir.1974).
discussed Cited as authority (rule) Jaquette v. Black Hawk County
8th Cir. · 1983 · confidence medium
Hutto v. Finney, 437 U.S. 678 , 689 n. 14, 691, 98 S.Ct. 2565 , 2573 n. 14, 2574, 57 L.Ed.2d 522 (1978); Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. at 258-59, 95 S.Ct. at 1622; Vaughan v. Atkinson, 369 U.S. 527, 530-31 , 82 S.Ct. 997, 999-1000 , 8 L.Ed.2d 88 (1962); Doe v. Poelker, 515 F.2d 541, 547 (8th Cir.1975), rev'd on other grounds, 432 U.S. 519 , 97 S.Ct. 2391 , 53 L.Ed.2d 528 (1977); Class v. Norton, 505 F.2d 123, 127 (2d Cir.1974). 34 Excess costs and attorney fees may also be assessed against an attorney personally.
discussed Cited as authority (rule) Alexander v. Hill
4th Cir. · 1983 · confidence medium
Smith v. Miller, 665 F.2d 172, 175 (7th Cir.1981) (“As the Department points to no explicit provision within the Act and no ground in the Constitution which restricts the district court’s authority to award equitable relief, the district court had authority to exercise its full powers of equity to effectuate the purposes of the Act.”); Class v. Norton, 505 F.2d 123, 125 (2d Cir.1974) (“... the court eschewed the requested contempt sanctions in favor of a detailed implementation plan designed to eliminate possible sources of continued non-compliance ... ”); cf. Rodriguez v. Swank, 496…
discussed Cited as authority (rule) Alexander v. Hill
4th Cir. · 1983 · confidence medium
Smith v. Miller, 665 F.2d 172, 175 (7th Cir.1981) ("As the Department points to no explicit provision within the Act and no ground in the Constitution which restricts the district court's authority to award equitable relief, the district court had authority to exercise its full powers of equity to effectuate the purposes of the Act."); Class v. Norton, 505 F.2d 123, 125 (2d Cir.1974) ("... the court eschewed the requested contempt sanctions in favor of a detailed implementation plan designed to eliminate possible sources of continued non-compliance ..."); cf. Rodriguez v. Swank, 496 F.2d 1110 …
discussed Cited as authority (rule) Visser v. Magnarelli
N.D.N.Y. · 1982 · confidence medium
In Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974), the Second Circuit measured personal liability for counsel fees by the qualified immunity test, but added that [w]here the defendant is insulated from liability by a qualified executive immunity of the scope witnessed here, however, “bad faith” alone in the sense used here as illuminated by the facts found would not appear to be enough.
discussed Cited as authority (rule) Visser v. Magnarelli
N.D.N.Y. · 1982 · confidence medium
In Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974), the Second Circuit measured personal liability for counsel fees by the qualified immunity test, but added that [w]here the defendant is insulated from liability by a qualified executive immunity of the scope witnessed here, however, "bad faith" alone in the sense used here as illuminated by the facts found would not appear to be enough.
discussed Cited as authority (rule) Smith v. La Cote Basque (2×) also: Cited "see, e.g."
S.D.N.Y. · 1981 · confidence medium
In Class v. Norton, 505 F.2d 123, 126-27 (2d Cir. 1974), for example, the court of appeals affirmed an award of attorneys’ fees against a state officer, sued in his official capacity, for the willful and unreasonable failure to comply with certain orders issued in connection with the district court’s decision in the underlying dispute.
discussed Cited as authority (rule) Smith v. Fussenich
D. Conn. · 1980 · confidence medium
Gagne v. Maher, supra, 594 F.2d at 341-43; Class v. Norton, 505 F.2d 123, 126 (2 Cir. 1974); Jordan v. Fusari, 496 F.2d 646, 651 (2 Cir. 1974); see also Hutto v. Finney, 437 U.S. 678, 689-693 , 98 S.Ct. 2565, 2573-2575 , 57 L.Ed.2d 522 (1978).
discussed Cited as authority (rule) Gagne v. Maher
2d Cir. · 1979 · confidence medium
Fitzpatrick v. Bitzer, 519 F.2d 559, 571-72 (2d Cir. 1975), affirmed in part, reversed in part, 427 U.S. 445 , 96 S.Ct. 2666 , 49 L.Ed.2d 614 (1976); Class v. Norton, 505 F.2d 123, 126 (2d Cir. 1974); Jordan v. Fusari, 496 F.2d 646, 651 (2d Cir. 1974). 4 In addition, the Supreme Court in a pre-Edelman summary decision, affirmed a three-judge court award of attorneys' fees against a state.
discussed Cited as authority (rule) Gagne v. Maher
2d Cir. · 1979 · confidence medium
Fitzpatrick v. Bitzer, 519 F.2d 559, 571-72 (2d Cir. 1975), affirmed in part, reversed in part, 427 U.S. 445 , 96 S.Ct. 2666 , 49 L.Ed.2d 614 (1976); Class v. Norton, 505 F.2d 123, 126 (2d Cir. 1974); Jordan v. Fusari, 496 F.2d 646, 651 (2d Cir. 1974). 4 In addition, the Supreme Court in a pre-Edelman summary decision, affirmed a three-judge court award of attorneys’ fees against a state.
cited Cited as authority (rule) Broadhurst v. DIRECTOR OF THE DIVISION OF EMP. SEC.
Mass. · 1977 · signal: cf. · confidence medium
Cf. Class v. Norton, 505 F.2d 123, 126-127 (2d Cir.1974).
cited Cited as authority (rule) Broadhurst v. Director of the Division of Employment Security
Mass. · 1977 · signal: cf. · confidence medium
Cf. Class v. Norton, 505 F.2d 123, 126-127 (2d Cir. 1974).
cited Cited as authority (rule) Abney v. Ward
S.D.N.Y. · 1977 · confidence medium
E. g., Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974); Stolberg v. Members of Board of Trustees, 474 F.2d 485, 490 (2d Cir. 1973).
cited Cited as authority (rule) Kulkarni v. Nyquist
N.D.N.Y. · 1977 · confidence medium
Finally, in Class v. Norton, supra at 126-28, the Court examined the appellant’s liability for fees and costs based upon his official as distinguished from his individual capacity.
cited Cited as authority (rule) Prate v. Freedman
W.D.N.Y. · 1977 · signal: cf. · confidence medium
Cf. Class v. Norton, 505 F.2d 123, 125 (2d Cir. 1974).
discussed Cited as authority (rule) Hupart v. Bd. of Higher Ed. of City of New York
S.D.N.Y. · 1976 · confidence medium
See, e. g., Runyon v. McCrary, - U.S. -, 96 S.Ct. 2586 , 49 L.Ed.2d 415 (1976); Class v. Norton, 505 F.2d 123, 126, 127 (2d Cir. 1974); Stolberg v. Members of the Board of Trustees, 474 F.2d 485, 490 (2d Cir. 1973).
cited Cited as authority (rule) Samuel v. University Of Pittsburgh
3rd Cir. · 1976 · confidence medium
P., Inc. v. Beecher, 504 F.2d 1017, 1029 (1st Cir. 1974), cert. denied, 421 U.S. 910 , 95 S.Ct. 1561 , 43 L.Ed.2d 775 (1975); Class v. Norton, 505 F.2d 123, 126-27 (2d Cir. 1973).
cited Cited as authority (rule) Samuel v. University of Pittsburgh
3rd Cir. · 1976 · confidence medium
P., Inc. v. Beecher, 504 F.2d 1017, 1029 (1st Cir. 1974), cert. denied, 421 U.S. 910 , 95 S.Ct. 1561 , 43 L.Ed.2d 775 (1975); Class v. Norton, 505 F.2d 123, 126-27 (2d Cir. 1973).
discussed Cited as authority (rule) Dr. Joseph T. Skehan v. Board of Trustees of Bloomsburg State College (2×)
3rd Cir. · 1976 · confidence medium
See Bond v. Stanton, 528 F.2d 688 (7th Cir. 1976), cert. granted, - U.S. -, 96 S.Ct. 2224 , 48 L.Ed.2d 829 , 44 U.S.L.W. 3685 (1976) (No. 75-1413); Thonen v. Jenkins, 517 F.2d 3, 6 (4th Cir. 1975); Handler v. San Jacinto Junior College, 519 F.2d 273, 280 (5th Cir. 1975); Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974); Taylor v. Perini, 503 F.2d 899, 904 (6th Cir. 1974), vacated on other grounds, 421 U.S. 982 , 95 S.Ct. 1985 , 44 L.Ed.2d 474 (1975); Comment, Court Awarded Attorney’s Fees and Equal Access to the Courts, 122 U.Pa.L.Rev. 636, 689 (1974); Note, Attorneys’ Fees and the Eleven…
discussed Cited as authority (rule) Schrank v. Bliss (2×)
M.D. Fla. · 1976 · confidence medium
Edelman v. Jordan, supra, 415 U.S. at 668, 677, 94 S.Ct. at 1358, 1372 , 39 L.Ed.2d at 675, 680 ; Ex parte Young, 209 *39 U.S. 123, 28 S.Ct. 441 , 52 L.Ed. 714 (1908); McAuliffe v. Carlson, supra, at 1308; Hander v. San Jacinto Jr. College, supra, at 278; Sarteschi v. Burlein, supra, at 113; Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974).
discussed Cited as authority (rule) 11 Fair empl.prac.cas. 161, 10 Empl. Prac. Dec. P 10,325 Barbara R. Hutchison, Cross-Appellant v. Lake Oswego School District No. 7, Cross-Appellees (2×)
9th Cir. · 1975 · confidence medium
See also Jordan v. Fu- sari, 496 F.2d 646 , 651 (2 Cir. 1974); Class v. Norton, 505 F.2d 123, 126 (2 Cir. 1974). .
discussed Cited as authority (rule) Jordan v. Fusari
D. Conn. · 1975 · confidence medium
In view of the principles enunciated in Class v. Norton, 505 F.2d 123, 126 (2 Cir. 1974), and Jordan v. Fusari, supra at 651, the defendant’s claim that an award of attorneys’ fees is barred by the Eleventh Amendment is rejected. 3 .
discussed Cited as authority (rule) ca2 1975
2d Cir. · 1975 · confidence medium
In order to invoke the court's power to enjoin such future illegal conduct, it was necessary to incur costs and attorneys' fees which, as we recently held in Class v. Norton, 505 F.2d 123, 126-27 (2d Cir. 1974), may be assessed as having a permissible " ancillary effect" on the state treasury, see Edelman v. Jordan, 415 U.S. at 667-68 , 94 S.Ct. 1347 , of a prospective order.
discussed Cited as authority (rule) Fitzpatrick v. Bitzer
2d Cir. · 1975 · confidence medium
In order to invoke the court’s power to enjoin such future illegal conduct, it was necessary to incur costs and attorneys’ fees which, as we recently held in Class v. Norton, 505 F.2d 123, 126-27 (2d Cir. 1974), may be assessed as having a permissible “ancillary effect” on the state treasury, see Edelman v. Jordan, 415 U.S. at 667 — 68, 94 S.Ct. 1347 , of a prospective order.
cited Cited as authority (rule) Robert R. Thonen and William Schell, Jr. v. Leo W. Jenkins, President of East Carolina University
4th Cir. · 1975 · signal: cf. · confidence medium
Cf. Class v. Norton, 505 F.2d 123, 126 (2d Cir. 1974).
cited Cited as authority (rule) Jones v. Manson
D. Conn. · 1975 · signal: cf. · confidence medium
Cf. Class v. Norton, 505 F.2d 123, 126-127 (2d Cir. 1974).
discussed Cited as authority (rule) Saffioti v. Wilson
S.D.N.Y. · 1975 · confidence medium
See also, Wood v. Strickland, - U.S. -, -, 95 S.Ct. 992 , 43 L.Ed.2d 214 (1975); Class v. Norton, 505 F.2d 123, 127-28 (2 Cir. 1974) ; Note, 24 Catholic U.L.Rev. 164, 168-74 (1974) ; and the cases cited in note 9, supra. Given the broad discretionary nature of the executive veto, the scope of the immunity accorded to its exercise should be considerable under the formulation adopted by the Court in Scheuer . *1344 Lastly, in view of the settled principle that “[i]n exercising the veto power . . . the executive is exercising a legislative power,” Fitzsimmons v. Leon, 141 F.2d at 888 , that i…
discussed Cited "see" American Civil Liberties Union v. Department of Defense
S.D.N.Y. · 2011 · signal: see · confidence high
See Class v. Norton, 376 F.Supp. 496, 501-03 (D.Conn.) (denying motion to hold defendant state official in contempt, but awarding plaintiffs their attorneys’ fees for prosecution of motion nonetheless), ajfd in part and rev’d in part on other grounds, 505 F.2d 123 (2d Cir.1974); see also Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 164 , 59 S.Ct. 777 , 83 L.Ed. 1184 (1939).
discussed Cited "see" Lyons v. Cunningham
S.D.N.Y. · 1983 · signal: accord · confidence high
While a recent decision of the Seventh Circuit arguably lends credence to this argument, see Pigeaud v. McLaren, 699 F.2d 401 (7th Cir.1983), the majority of cases and the more reasoned view in the Court’s opinion supports defendants’ contention that in a civil rights action attorneys’ fees are costs for the purposes of Rule 68, see Chesny v. Marek, 547 F.Supp. 542 (N.D.Ill.1982); Waters v. Heublein, Inc., 485 F.Supp. 110 (N.D.Cal. 1979); Scheriff v. Beck, 452 F.Supp. 1254 (D.Colo.1978); Perkins v. New Orleans Athletic Club, 429 F.Supp. 661 (E.D.La. 1976). 17 First, while as a general ru…
discussed Cited "see" Republic of Cape Verde v. A & A Partners (2×) also: Cited "see, e.g."
S.D.N.Y. · 1980 · signal: accord · confidence high
Accord, Class v. Norton, 505 F.2d 123, 127 (2d Cir. 1974) (where a class of welfare applicants were forced to sue the Connecticut State Welfare Commissioner to compel compliance with a court order calling for timely processing of applications for welfare assistance).
discussed Cited "see" ca5 1977
5th Cir. · 1977 · signal: see · confidence high
See Class v. Norton, 505 F.2d 123 (2d Cir. 1974); Doe v. Poelker, 515 F.2d 541 (8th Cir. 1975) 36 Cases so holding have relied on Congress' power under the enforcement clause of the fourteenth amendment as construed in Fitzpatrick v. Bitzer, 427 U.S. 445 , 96 S.Ct. 2666 , 49 L.Ed.2d 614 (1976).
cited Cited "see" Universal Amusement Co. v. Vance
5th Cir. · 1977 · signal: see · confidence high
See Class v. Norton, 505 F.2d 123 (2d Cir. 1974); Doe v. Poelker, 515 F.2d 541 (8th Cir. 1975). .
cited Cited "see" Zarcone v. Perry
E.D.N.Y · 1977 · signal: see · confidence high
See Class v. Norton, 505 F.2d 123 (2d Cir. 1974); Doe v. Poelker, 515 F.2d 541 (8th Cir. 1975).
cited Cited "see" King v. Carey
W.D.N.Y. · 1975 · signal: see · confidence high
See Class v. Norton, 505 F.2d 123, 127-28 (2d Cir. 1974); Scheuer, supra, 416 U.S. at 247-48 , 94 S.Ct. 1683 .
discussed Cited "see, e.g." Amended April 22, 2016 Tina Elizabeth Lee v. State of Iowa and Polk County Clerk of Court
Iowa · 2016 · signal: see also · confidence medium
Tex. Sept. 30, 2002), (rejecting the argument that only injunctive relief is permitted under Ex parte Young in the context of an action brought under the Americans with Disabilities Act of 1990 and the Rehabilitation Act of 1973), aff’d per curiam, 148 F. App’x 224 (5th Cir. 2005); see also Class 18 v. Norton, 505 F.2d 123, 127 (2d Cir. 1974) (upholding an award of attorney fees in an action brought under the Social Security Act).
Elena CLASS Et Al., Plaintiffs-Appellees,
v.
Nicholas NORTON Et Al., Defendants-Appellants
138, Docket 74-1702.
Court of Appeals for the Second Circuit.
Oct 10, 1974.
505 F.2d 123
Edmund C. Walsh, Asst. Atty. Gen. (Robert K. Killian, Atty. Gen., State of Conn., Hartford, Conn.), for defendants-appellants., James C. Sturdevant, Tolland-Wind-ham Legal Assistance, Inc., Rockville, Conn., Marilyn Katz, Fairfield County Legal Services, Inc., Bridgeport, Conn., for plaintiffs-appellees., Armand Derfner, Charleston, S. C. (Epstein & McClain, Charleston, S. C.), J. Harold Flannery, Lawyers’ Committee for Civil Rights Under Law, Washington, D. C., and Martha G. Bannerman, New York City, on the brief for Lawyers’ Committee for Civil Rights Under Law, as amicus curiae.
Smith, Timbers, Gurfein.
Cited by 81 opinions  |  Published
J. JOSEPH SMITH, Circuit Judge:

Nicholas Norton, Commissioner of Welfare for Connecticut, appeals from the ruling on a motion for contempt rendered by then Chief Judge M. Joseph Blumenfeld of the District of Connecticut on March 22, 1974. 376 F.Supp. 496. The court declined to hold appellant in contempt for his alleged failure to comply with orders entered in 1972 calling for timely processing of applications for welfare assistance under the state program of Aid to Families with Dependent Children (AFDC). 42 U.S.C. § 601 et seq.; 45 C.F.R. § 206.10. The court did find significant non-compliance with its prior orders, however, and accordingly: reaffirmed its earlier relief; required that the appellant undertake specified additional measures to ensure compliance with the orders in the future; and assessed a liability of $1,000 against the appellant, in both his individual and official capacities, to cover the appellees’ attorneys’ fees and costs in bringing the contempt charges. With the exception of the assessment of individual liability, we affirm.

In December, 1971, the appellees, AFDC applicants and recipients, brought a class action against the Connecticut State Welfare Commissioner to compel compliance with federal AFDC regulations requiring a determination of applicant eligibility for assistance within 30 days of making application. Judge Blumenfeld’s two orders granting the plaintiffs relief basically required: processing of applications within the 30-day limit; providing assistance to all applicants whose eligibility is not determined within this period; making retroactive payments to eligible persons dating from the date of their application; and issuing bimonthly reports on the number of applications not timely processed. The defendant Commissioner did not appeal from this order.

[*125] In January, 1974, the appellees initiated the contempt proceeding presently under review, alleging that the appellant had failed to comply satisfactorily with the terms of the orders. Finding “substantial and widespread” non-compliance, 376 F.Supp. at 498, the court eschewed the requested contempt sanctions in favor of a detailed implementation plan designed to eliminate possible sources of continued non-compliance, id. at 501-502. The court accompanied these prophylactic directives, moreover, with a reiteration of its earlier orders. Finally, commending appellees’ counsel for their persistence “in the face of unjustified non-compliance with this Court’s prior orders,” id. at 502, Judge Blumenfeld awarded $1,000 for counsels’ fees and costs to the movants; liability for this amount was found against the Commissioner in his official and individual capacities.

The appellant does not take issue with the prospective relief granted by the court. He does question the validity of the $1,000 award against him as well as the court’s reaffirmation of its 1972 order to pay retroactive benefits (to date of application) to applicants determined eligible for assistance between the dates of plaintiffs’ filing the initial claim and the court’s rendering judgment on it.

I. RETROACTIVE PAYMENTS

The appellant seizes upon the recently decided case of Edelman v. Jordan, 415 U.S. 651, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974), as a basis for overturning Judge Blumenfeld’s ruling with regard to retroactive payments. In Edelman, the Supreme Court held that a federal court order requiring state officials to pay retroactive benefits ran afoul of the Eleventh Amendment. Although Edelman does figure prominently in the resolution of this appeal, see II infra, we need not consider its force in the context of the retroactive payment order: the validity of the order is settled by the appellant’s failure to make a timely appeal of this order when rendered in June, 1972. The doctrine of res judicata, therefore, bars the appellant from securing review of the payment order in this appeal from a proceeding collateral to that one determinative of the merits of the order.

In Federal Trade Commission v. Minneapolis-Honeywell Co., 344 U.S. 206, 211-212, 73 S.Ct. 245, 248, 97 L.Ed. 245 (1952), the Supreme Court elaborated on this principle of finality:

Thus, the mere fact that a judgment previously entered has been reentered or revised in an immaterial way does not toll the time within which review must be sought. Only when the lower court changes matters of substance, or resolves a genuine ambiguity, in a judgment previously rendered should the period within which an appeal must be taken or a petition for certio-rari filed begin to run anew. The test is a practical one. The question is whether the lower court, in its second order, has disturbed or revised legal rights and obligations which, by its prior judgment, had been plainly and properly settled with finality, [footnotes omitted]

Having allowed the time for a direct appeal of the 1972 order to expire, the Commissioner may not relitigate the substance of that order merely because the court, in its 1974 ruling, saw fit to reiterate that prior order. The 1974 ruling in no sense altered the earlier payment order. See also Oriel v. Russell, 278 U.S. 358, 363, 49 S.Ct. 173, 73 L.Ed. 419 (1929); National Labor Relations Board v. Local 282, International Brotherhood of Teamsters, 428 F.2d 994, 999 (2d Cir. 1970).

We do not comment on the merits of the appellant’s contention were it now properly before this court. See, United States v. Secor, 476 F.2d 766, 770 (2d Cir. 1973). The efficient and fair administration of justice requires that litigation of an issue at some point come to an end. And for the appellant, who has had one opportunity already to contest the payment order, the time to relitigate that issue has necessarily run.

[*126] II. THE AWARD OF COSTS AND ATTORNEYS’ FEES

The Eleventh Amendment to the Constitution, “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State,” relates only to the appellant’s liability in his official capacity as an agent of the State of Connecticut. See, Scheuer v. Rhodes, 416 U.S. 232, 237, 94 S.Ct. 1683, 1687, 40 L.Ed.2d 90 (1974); Moor v. County of Alameda, 411 U.S. 693, 700, 93 S.Ct. 1785, 36 L.Ed.2d 596 (1973). Considerations peculiar to official liability raised by the Eleventh Amendment, therefore — or, more particularly by the Eleventh Amendment as recently construed in Edelman v. Jordan, supra — indicate the appropriateness of analyzing separately the official and personal liabilities imposed by the court on the Commissioner. The two forms of liability must also be distinguished in terms of the degree of recalcitrance warranting their imposition.

A. Liability of Appellant in his Official Capacity

The appellant contends that Edelman’s proscription against federal courts ordering state officials to pay retroactive benefits immunizes him from liability to the appellees as an agent of the state. He seeks to characterize the $1,000 assessed against him for attorneys’ fees and costs as an award akin to retroactive benefits — a drain on the state treasury to compensate for alleged official improprieties in the past.

The district court made this award incident to granting prospective relief: a multiple injunctive order to issue certain regulations, withdraw specified departmental directives, and make designated reports. Of critical importance, then, is the discussion in Edelman, supra, 415 U.S. 651 at 667-668, 94 S.Ct. 1347, at 1357-1358, of “ancillary effects” on the state treasury deriving from compliance with prospective orders of a federal court:

But the fiscal consequences to state treasuries in these cases [Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908); Graham v. Richardson, 403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971); Goldberg v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970)] were the necessary result of compliance with decrees which by their terms were prospective in nature. State officials, in order to shape their official conduct to the mandate of the Court’s decrees, would more likely have to spend money from the state treasury than if they had been left free to pursue their previous course of conduct. Such an ancillary effect on the state treasury is a permissible and often an inevitable consequence of the principle announced in Ex parte Young, supra.

We have recently commented on the applicability of this “ancillary effect” exception to an award of attorneys’ fees:

Moreover, it appears to us that the allowance [of attorneys’ fees] awarded here, as part of an order granting in-junctive relief, has at most the “ancillary effect on the state treasury,” which Edelman v. Jordan, supra, 415 U.S. 651 at 668, 94 S.Ct. 1347 at 1358, 39 L.Ed.2d 662 characterizes as a “permissible and often inevitable consequence of the principle announced in Ex parte Young, . . . ”

Jordan v. Fusari, 496 F.2d 646, 651 (2d Cir. 1974). Admittedly, that statement was not necessary to our holding in Jordan v. Fusari, because we had already held Edelman inapplicable by reason of the state’s Eleventh Amendment waiver in making a settlement for retroactive unemployment benefits. Nonetheless, we are no less persuaded of this position when squarely presented with the issue today. We reaffirm our statement in Jordan v. Fusari, supra, and extend its application to include an award of costs, which in this context is analytically indistinguishable from one of attorneys’ fees.

[*127] In finding that the Eleventh Amendment does not immunize the Commissioner from liability in his official capacity, we underline the forward-looking, deterrent nature of this award. Indeed, even without regard to the “ancillary effect” exception of Edelman, we would have no difficulty reconciling the award with the retrospective thrust of Edelman as a “necessary result of attempts to gain compliance with a decree which by its terms was prospective in nature.” Rodriguez v. Swank, 496 F.2d 1110, 1113 (7th Cir. 1974) (affirming a lower court order that the state pay $100 to any AFDC applicant whose application is not timely processed in the future.)

Once the state immunity issue is resolved against the appellant, the step to affirming his official liability follows easily. For although the award of costs and attorneys’ fees against a defendant may be an extraordinary measure, it is warranted where “ ‘bringing of the action should have been unnecessary and was compelled by ; unreasonable, obdurate obstinacy.’ ” Stolberg v. Members of the Board of Trustees for the State Colleges of the State of Connecticut, 474 F.2d 485, 490 (2d Cir. 1973), quoting Bradley v. School Board of City of Richmond, 345 F.2d 310, 321 (4th Cir.), vacated on other grounds, 382 U.S. 103, 86 S.Ct. 224, 15 L.Ed.2d 187 (1965). Moreover, insofar as this standard for awarding costs and attorneys’ fees [1] has been assimilated to bad faith, Hall v. Cole, 412 U.S. 1, 5, 93 S.Ct. 1943, 36 L.Ed.2d 702 (1973); Newman v. Piggie Park Enterprises, Inc., 390 U.S. 400, 402 n. 4, 88 S.Ct. 964, 19 L.Ed.2d 1263 (1968) (per curiam), the evidence marshaled by the court sufficiently supports such a finding.

The award of costs and attorneys’ fees against the Commissioner in his official capacity was thus an act neither in conflict with the Eleventh Amendment nor outside the court’s sound discretion as a court of equity.

B. Liability of Appellant in his Individual Capacity

Although possible Eleventh Amendment immunity does not bear on the appellant’s individual liability for attorneys’ fees and costs, he does enjoy the qualified immunity traditionally accorded executive officers. See, Scheuer v. Rhodes, supra, 416 U.S. at 246-249, 94 S.Ct. at 1692-1693; Barr v. Matteo, 360 U.S. 564, 569-574, 79 S.Ct. 1335, 3 L.Ed.2d 1434 (1959) (plurality opinion of Harlan, J.); Gregoire v. Biddle, 177 F.2d 579, 581 (2d Cir. 1949). Since this immunity varies in breadth with the “scope of discretion and responsibilities of the office,” Scheuer v. Rhodes, supra, 416 U.S. at 247, 94 S.Ct. at 1692, the appellant-Commissioner, one vested with considerable policy-making powers, is cloaked in his individual capacity with a broad immunity for honest mistake.

Proof of bad faith ordinarily suffices to justify an assessment of attorneys’ fees and costs against a defendant. See, A, supra. Where the defendant is insulated from liability by a qualified executive immunity of the scope witnessed here, however, “bad faith” alone in the sense used here as illuminated by the facts found would not appear to be enough. In the absence of malice or a clear abuse of discretion, this punitive award does not lie against[*128] the Commissioner. Cf. Jordan v. Weaver, 472 F.2d 985, 999 (7th Cir. 1973), rev'd on other grounds, sub nom. Edel-man v. Jordan, 415 U.S. 651, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974).

In the light of the court’s findings, this award against the appellant personally must be reversed. The court specifically declined to infer “willful disobedience” of its prior order, 376 F.Supp. at 498, or any “deliberate design” to nullify that order, id. at 500. In addition, “much of the failure of compliance” could be attributed to insufficient clarification of department policies, id. at 501 — a lamentable state of affairs to be sure, but hardly the stuff of which a case for malice or abuse of discretion may be made. Thus, without in any way condoning the appellant’s conduct in failing properly to implement the court’s order, we find ourselves unable to agree with the court below that his conduct was sufficiently reprehensible to warrant assessing $1,000 against him individually. On this issue alone, we reverse.

Reversed as to award against the Commissioner individually. Otherwise affirmed.

1

. An award on this basis essentially rests on a jmnitive rationale. Similar awards have been justified as shifting the costs of litigation from a plaintiff benefiting the members of the body which he is suing as an entity. See, e. g., Hall v. Cole, 412 U.S. 1, 93 S.Ct. 1943, 36 L.Ed.2d 702 (1973); Mills v. Electric Auto-Lite Co., 396 U.S. 375, 90 S.Ct. 616, 24 L.Ed.2d 593 (1970). Alternatively a private attorney general theory for making such an award has received ápprobation where the litigant “(1) furthers the interests of a significant class of persons by (2) effectuating a strong congressional policy.” Brandenburger v. Thompson, 494 F.2d 885, 888 (9th Cir. 1974). See also, Sims v. Amos, 340 F.Supp. 691 (M.D.Ala.) (three-judge court), aff’d mem. 409 U.S. 942, 93 S.Ct. 290, 34 L.Ed.2d 215 (1972).