Florida Statutes

Fla. Stat. § 475.42 (2025)

Violations and penalties.

✓ 2025 Florida Statutes — current through the 2025 Regular Session
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475.42 Violations and penalties.
(1) VIOLATIONS.
(a) A person may not operate as a broker or sales associate without being the holder of a valid and current active license therefor. Any person who violates this paragraph commits a felony of the third degree, punishable as provided in s. 775.082 or s. 775.083, or, if a corporation, as provided in s. 775.083.
(b) A person licensed as a sales associate may not operate as a broker or operate as a sales associate for any person not registered as her or his employer.
(c) A broker may not employ, or continue in employment, any person as a sales associate who is not the holder of a valid and current license as sales associate; but a license as sales associate may be issued to a person licensed as an active broker, upon request and surrender of the license as broker, without a fee in addition to that paid for the issuance of the broker’s active license.
(d) A sales associate may not collect any money in connection with any real estate brokerage transaction, whether as a commission, deposit, payment, rental, or otherwise, except in the name of the employer and with the express consent of the employer; and no real estate sales associate, whether the holder of a valid and current license or not, shall commence or maintain any action for a commission or compensation in connection with a real estate brokerage transaction against any person except a person registered as her or his employer at the time the sales associate performed the act or rendered the service for which the commission or compensation is due.
(e) A person may not commit any conduct or practice set forth in s. 475.25(1)(b), (c), (d), or (h).
(f) A person may not make any false affidavit or affirmation intended for use as evidence by or before the commission or a member thereof, or by any of its authorized representatives, nor may any person give false testimony under oath or affirmation to or before the commission or any member thereof in any proceeding authorized by this chapter.
(g) A person may not fail or refuse to appear at the time and place designated in a subpoena issued with respect to a violation of this chapter, unless because of facts that are sufficient to excuse appearance in response to a subpoena from the circuit court; nor may a person who is present before the commission or a member thereof or one of its authorized representatives acting under authority of this chapter refuse to be sworn or to affirm or fail or refuse to answer fully any question propounded by the commission, the member, or such representative, or by any person by the authority of such officer or appointee; nor may any person, so being present, conduct herself or himself in a disorderly, disrespectful, or contumacious manner.
(h) A person may not obstruct or hinder in any manner the enforcement of this chapter or the performance of any lawful duty by any person acting under the authority of this chapter or interfere with, intimidate, or offer any bribe to any member of the commission or any of its employees or any person who is, or is expected to be, a witness in any investigation or proceeding relating to a violation of this chapter.
(i) A broker or sales associate may not place, or cause to be placed, upon the public records of any county, any contract, assignment, deed, will, mortgage, affidavit, or other writing which purports to affect the title of, or encumber, any real property if the same is known to her or him to be false, void, or not authorized to be placed of record, or not executed in the form entitling it to be recorded, or the execution or recording whereof has not been authorized by the owner of the property, maliciously or for the purpose of collecting a commission, or to coerce the payment of money to the broker or sales associate or other person, or for any unlawful purpose. However, nothing in this paragraph shall be construed to prohibit a broker or a sales associate from recording a judgment rendered by a court of this state or to prohibit a broker from placing a lien on a property where expressly permitted by contractual agreement or otherwise allowed by law.
(j) A person may not operate as a broker under a trade name without causing the trade name to be noted in the records of the commission and placed on the person’s license, or so operate as a member of a partnership or as a corporation or as an officer or manager thereof, unless such partnership or corporation is the holder of a valid current registration.
(k) A person may not knowingly conceal any information relating to violations of this chapter.
(l) A person may not undertake to list or sell one or more timeshare periods per year in one or more timeshare plans on behalf of any number of persons without first being the holder of a valid and current license as a broker or sales associate pursuant to this chapter, except as provided in s. 475.011 and chapter 721.
(m) A broker or sales associate may not enter into any listing or other agreement regarding her or his services in connection with the resale of a timeshare period unless the broker or sales associate fully and fairly discloses all material aspects of the agreement to the owner of the timeshare period. Further, a broker or sales associate may not use any form of contract or purchase and sale agreement in connection with the resale of a timeshare period unless the contract or purchase and sale agreement fully and fairly discloses all material aspects of the timeshare plan and the rights and obligations of both buyer and seller. The commission is authorized to adopt rules pursuant to chapter 120 as necessary to implement, enforce, and interpret this paragraph.
(n) A person may not disseminate or cause to be disseminated by any means any false or misleading information for the purpose of offering for sale, or for the purpose of causing or inducing any other person to purchase, lease, or rent, real estate located in the state or for the purpose of causing or inducing any other person to acquire an interest in the title to real estate located in the state.
(2) PENALTIES.Any person who violates any of the provisions of subsection (1) is guilty of a misdemeanor of the second degree, punishable as provided in s. 775.082 or s. 775.083, or, if a corporation, it is guilty of a misdemeanor of the second degree, punishable as provided in s. 775.083, except when a different punishment is prescribed by this chapter. Nothing in this chapter shall prohibit the prosecution under any other criminal statute of this state of any person for an act or conduct prohibited by this section; however, in such cases, the state may prosecute under this section or under such other statute, or may charge both offenses in one prosecution, but the sentence imposed shall not be a greater fine or longer sentence than that prescribed for the offense which carries the more severe penalties. A civil case, criminal case, or a denial, revocation, or suspension proceeding may arise out of the same alleged state of facts, and the pendency or result of one such case or proceeding shall not stay or control the result of either of the others.
History.s. 45, ch. 12223, 1927; CGL 8134; s. 11, ch. 24090, 1947; s. 11, ch. 25035, 1949; s. 10, ch. 26484, 1951; s. 22, ch. 63-129; s. 418, ch. 71-136; s. 3, ch. 76-168; s. 1, ch. 77-457; s. 48, ch. 78-95; ss. 25, 42, 43, ch. 79-239; ss. 2, 3, ch. 81-318; ss. 26, 38, ch. 82-1; ss. 22, 45, ch. 82-179; s. 1, ch. 85-90; s. 1, ch. 85-101; ss. 17, 28, 30, ch. 88-20; s. 3, ch. 89-76; s. 3, ch. 89-368; s. 16, ch. 90-228; s. 16, ch. 90-341; s. 19, ch. 90-345; ss. 6, 10, ch. 91-89; s. 254, ch. 91-224; s. 7, ch. 91-289; s. 4, ch. 91-429; s. 14, ch. 93-261; s. 375, ch. 97-103; s. 40, ch. 2003-164; s. 3, ch. 2005-275; s. 6, ch. 2006-210; s. 11, ch. 2012-61.

Arrestable Offenses under F.S. 475.42

M = misdemeanor · F = felony · degree: F=1st S=2nd T=3rd
§475.42(1a)PUBLIC ORDER CRIMESUNLICENSED REAL ESTATE BROKER SALESMANF · 3rd
§475.42(1b)PUBLIC ORDER CRIMESLIC REAL ESTATE SALESMAN OPERATE AS BROKERM · 2nd
§475.42(1c)PUBLIC ORDER CRIMESEMPLOY UNLICENSED REAL ESTATE SALESMANM · 2nd
§475.42(1d)FRAUDCOLLECT ILLEGAL REAL ESTATE BROKER FEESM · 2nd
§475.42(1e)PUBLIC ORDER CRIMESREPEALED BY CH 2012-61M · 2nd
§475.42(1e)PUBLIC ORDER CRIMESILLEGAL REAL ESTATE PRACTICES CONDUCTM · 2nd
§475.42(1f)PUBLIC ORDER CRIMESRENUMBERED. SEE REC # 8106M · 2nd
§475.42(1f)PERJURYFALSE TESTIFY IN REAL ESTATE PROCEEDINGM · 2nd
§475.42(1g)PERJURYRENUMBERED. SEE REC # 8077M · 2nd
§475.42(1g)OBSTRUCTFAIL ANSWER SUBPOENA REAL ESTATE PROCEEDINGM · 2nd
§475.42(1h)OBSTRUCTRENUMBERED. SEE REC # 8078M · 2nd
§475.42(1h)INTIMIDATIONREAL ESTATE COMMISSION MEMBER OR EMPLOYEEM · 2nd
§475.42(1h)OBSTRUCTING JUSTICEINTIMIDATE REAL ESTATE COMMISSION WITNESSM · 2nd
§475.42(1h)OBSTRUCTREAL ESTATE COMMISSION MEMBER ENFORCE RULESM · 2nd
§475.42(1h)BRIBE-OFFERINGOFFER BRIBE TO REAL ESTATE COMMISS MBR/WITNESSM · 2nd
§475.42(1i)BRIBE-OFFERINGRENUMBERED. SEE REC # 8082M · 2nd
§475.42(1i)EXTORTCOERCE PAYMENT FALSE TRANSACTION PUB RECORDM · 2nd
§475.42(1i)FRAUDRECORD IN PUBLIC RECORDS FALSE TRANSACTIONM · 2nd
§475.42(1i)OBSTRUCTING JUSTICERENUMBERED. SEE REC # 8080M · 2nd
§475.42(1i)INTIMIDATIONRENUMBERED. SEE REC # 8079M · 2nd
§475.42(1i)OBSTRUCTRENUMBERED. SEE REC # 8081M · 2nd
§475.42(1j)EXTORTRENUMBERED. SEE REC # 8083M · 2nd
§475.42(1j)FRAUDRENUMBERED. SEE REC # 8084M · 2nd
§475.42(1j)PUBLIC ORDER CRIMESILLEGALLY OPERATE AS REAL ESTATE BROKERM · 2nd
§475.42(1k)PUBLIC ORDER CRIMESRENUMBERED. SEE REC # 8085M · 2nd
§475.42(1k)PUBLIC ORDER CRIMESCONCEAL INFO RE REAL ESTATE LICENSE VIOLATIONSM · 2nd
§475.42(1l)PUBLIC ORDER CRIMESSELL TIMESHARE W/O LICM · 2nd
§475.42(1l)PUBLIC ORDER CRIMESRENUMBERED. SEE REC # 8086M · 2nd
§475.42(1m)PUBLIC ORDER CRIMESRENUMBERED. SEE REC # 8087M · 2nd
§475.42(1m)PUBLIC ORDER CRIMESFAIL DISCLOSE DETAILS OF TIMESHARE CONTRACTM · 2nd
§475.42(1n)PUBLIC ORDER CRIMESRENUMBERED. SEE REC # 8088M · 2nd
§475.42(1n)FRAUD-FALSE STATEMENTDISSEMINATE FALSE INFO INDUCE PURCHASE LEASEM · 2nd
§475.42(1o)FRAUD-FALSE STATEMENTRENUMBERED. SEE REC # 8089M · 2nd
Notes of Decisions
Cited in 65 cases (1 in the last 5 years), 1951–2026 · leading case: Futch v. Head, 511 So. 2d 314 (Fla. 1st DCA 1987).
Futch v. Head, 511 So. 2d 314 (Fla. 1st DCA 1987). · cites it 6× “We disagree with Futch's final assertion that section 475.42(1)(d), Florida Statutes, indicates that Head cannot assert a claim against anyone except his employer.”
Schickedanz Bros.-Riviera, Ltd. v. Harris, 800 So. 2d 608 (Fla. 2001). · cites it 8× “The sole issue we address here is whether a cause of action based upon a contract for certain marketing budget oversight services in connection with real estate which contains a provision for an incentive bonus based on maintaining marketing expenses below a certain percentage…”
Peebles v. Puig, 223 So. 3d 1065 (Fla. 3d DCA 2017). “We need not, and do not, reach the issue of whether Puig's fraud claim is precluded by the application of section 475.42(l)(d) of the Florida Statutes.”
Harris v. Florida Real Est. Com'n, 358 So. 2d 1123 (Fla. 1st DCA 1978). · cites it 4× “Petitioner Harris and Respondent Childers applied to FREC to change their corporate names in accordance with Florida Statute § 475.42(1)(k), and their franchise agreements.”
Alamagan Corp. v. Daniels Grp., Inc., 809 So. 2d 22 (Fla. 3d DCA 2002). · cites it 7× “42, which added the final sentence permitting a broker to record a judgment.”
In Re Vilsack, 356 B.R. 546 (Bankr. S.D. Florida 2006). · cites it 5× “The Campbell court determined that the attempted collection of a note made payable to both a licensed broker and a licensed salesman as co-payees for commissions for services rendered in connection with the sale of real property violated Fla. Stat. § 475.42 (1)(d). Section…”
Hucke v. Kubra Data Transfer Ltd., 160 F. Supp. 3d 1320 (S.D. Fla. 2015). · cites it 2× “§ 475.42, Fla. Stat.” Id. at 774 (emphasis added).”
Trafalgar Developers, Ltd. v. GENEVA INVEST. LTD., 285 So. 2d 593 (Fla. 1973). · cites it 5× “" Petitioner herein argues that the respondents did by entering into these contracts, agree to negotiate the sale, exchange and rental of Florida real property and that therefore all of the officers and directors of Geneva were deemed to be acting as brokers without sanction of…”
Llera Realty, Inc. v. BD. OF REAL Est., 385 So. 2d 1131 (Fla. 3d DCA 1980). · cites it 6× “25, Florida Statutes (1977), through the onus of revocation or suspension of registration, demands an exemplary level of behavior within the profession; Section 475.42, Florida Statutes (1977), enumerates various violations and the consequent penalties to be exacted against…”
Rogers v. King, 161 So. 2d 258 (Fla. 1st DCA 1964). · cites it 7× “As conclusions of law, the examiner held: (1) That a real estate salesman who operates as a real estate broker without being the holder of a valid current registration certificate as such from the Commission is guilty of violating Section 475.42, Florida Statutes, F.S.A. (2)…”
Cooper v. Paris, 413 So. 2d 772 (Fla. 1st DCA 1982). · cites it 2× “§ 475.42, Fla. Stat. While we certainly do not condone the actions of Cooper or his attorney, the statute prescribes punishment against only one party to the agreement, Paris.”
Lake Placid Holding Co. v. Paparone, 414 So. 2d 564 (Fla. 2d DCA 1982). · cites it 2× “In its order, the trial court specifically found that the relief sought by Paparone was not in her capacity as a broker to collect a commission and that a lis pendens was proper because the relief sought by Paparone (regarding her claims to a vested interest in the subject…”
— 475.42(1) — 15 cases
Williams v. Florida Real Est. Comm'n, 232 So. 2d 239 (Fla. 4th DCA 1970).
Rogers v. King, 161 So. 2d 258 (Fla. 1st DCA 1964). “As conclusions of law, the examiner held: (1) That a real estate salesman who operates as a real estate broker without being the holder of a valid current registration certificate as such from the Commission is guilty of violating Section 475.42, Florida Statutes, F.S.A. (2)…”
Brod v. Jernigan, 188 So. 2d 575 (Fla. 2d DCA 1966).
Sherman v. Lynch, 242 So. 2d 799 (Fla. 3d DCA 1970).
Campbell v. Romfh Bros., Inc., 132 So. 2d 466 (Fla. 2d DCA 1961).
— 475.42(1)(a) — 3 cases
Trafalgar Developers, Ltd. v. GENEVA INVEST. LTD., 285 So. 2d 593 (Fla. 1973). “" Petitioner herein argues that the respondents did by entering into these contracts, agree to negotiate the sale, exchange and rental of Florida real property and that therefore all of the officers and directors of Geneva were deemed to be acting as brokers without sanction of…”
METEOR MOTORS v. Thompson Halbach & Assocs., 914 So. 2d 479 (Fla. 4th DCA 2005).
Quisenberry (M.D. Fla. 2026).
— 475.42(1)(b) — 1 case
Marks v. M.S.F. Mgmt. Corp., 540 So. 2d 138 (Fla. 5th DCA 1989).
— 475.42(1)(c) — 1 case
Walker v. Ocean Mile Ltd., 349 So. 2d 628 (Fla. 1977).
— 475.42(1)(d) — 7 cases
Futch v. Head, 511 So. 2d 314 (Fla. 1st DCA 1987). “We disagree with Futch's final assertion that section 475.42(1)(d), Florida Statutes, indicates that Head cannot assert a claim against anyone except his employer.”
Marks v. M.S.F. Mgmt. Corp., 540 So. 2d 138 (Fla. 5th DCA 1989).
Harris v. Schickedanz Bros.-Riviera Ltd., 746 So. 2d 1152 (Fla. 4th DCA 1999).
In Re Vilsack, 356 B.R. 546 (Bankr. S.D. Florida 2006). “The Campbell court determined that the attempted collection of a note made payable to both a licensed broker and a licensed salesman as co-payees for commissions for services rendered in connection with the sale of real property violated Fla. Stat. § 475.42 (1)(d). Section…”
Best-Morrison Props. v. Dennison, 468 So. 2d 483 (Fla. 2d DCA 1985).
— 475.42(1)(j) — 7 cases
Lake Placid Holding Co. v. Paparone, 414 So. 2d 564 (Fla. 2d DCA 1982). “In its order, the trial court specifically found that the relief sought by Paparone was not in her capacity as a broker to collect a commission and that a lis pendens was proper because the relief sought by Paparone (regarding her claims to a vested interest in the subject…”
Alamagan Corp. v. Daniels Grp., Inc., 809 So. 2d 22 (Fla. 3d DCA 2002). “42, which added the final sentence permitting a broker to record a judgment.”
Llera Realty, Inc. v. BD. OF REAL Est., 385 So. 2d 1131 (Fla. 3d DCA 1980). “25, Florida Statutes (1977), through the onus of revocation or suspension of registration, demands an exemplary level of behavior within the profession; Section 475.42, Florida Statutes (1977), enumerates various violations and the consequent penalties to be exacted against…”
Santaniello v. Dept. of Prof. reg./bd. of Real Est., 432 So. 2d 82 (Fla. 2d DCA 1983).
Michel v. Beau Rivage Beach Resort, Inc., 774 So. 2d 900 (Fla. 4th DCA 2001).
— 475.42(1)(k) — 1 case
Harris v. Florida Real Est. Com'n, 358 So. 2d 1123 (Fla. 1st DCA 1978). “Petitioner Harris and Respondent Childers applied to FREC to change their corporate names in accordance with Florida Statute § 475.42(1)(k), and their franchise agreements.”
— 475.42(2) — 5 cases
Trafalgar Developers, Ltd. v. GENEVA INVEST. LTD., 285 So. 2d 593 (Fla. 1973). “" Petitioner herein argues that the respondents did by entering into these contracts, agree to negotiate the sale, exchange and rental of Florida real property and that therefore all of the officers and directors of Geneva were deemed to be acting as brokers without sanction of…”
Resort Timeshare Resales, Inc. v. Stuart, 764 F. Supp. 1495 (S.D. Fla. 1991).
Smith v. Rodriguez, 269 So. 3d 645 (Fla. 5th DCA 2019).
Smith v. Rodriguez, 269 So. 3d 645 (Fla. 5th DCA 2019).
Courshon v. Tobin, 148 So. 2d 285 (Fla. 3d DCA 1963).
— 475.42(3) — 1 case
Outland v. Wood, 224 So. 2d 352 (Fla. 4th DCA 1969).
— 475.42(3)(b) — 1 case
Trafalgar Developers, Ltd. v. GENEVA INVEST. LTD., 285 So. 2d 593 (Fla. 1973). “" Petitioner herein argues that the respondents did by entering into these contracts, agree to negotiate the sale, exchange and rental of Florida real property and that therefore all of the officers and directors of Geneva were deemed to be acting as brokers without sanction of…”
— 475.42(d) — 2 cases
Banyan Corp. v. Schucklat Realty, Inc., 611 So. 2d 1281 (Fla. 5th DCA 1992).
Newcomer v. Rizzo, 163 So. 2d 312 (Fla. 3d DCA 1964).
— 475.42(l)(a) — 1 case
In Re Jones, 138 B.R. 289 (Bankr. M.D. Fla. 1992).
— 475.42(l)(b) — 2 cases
In Re Jones, 138 B.R. 289 (Bankr. M.D. Fla. 1992).
In re Mickler, 58 B.R. 270 (Bankr. M.D. Fla. 1986).
— 475.42(l)(d) — 11 cases
Schickedanz Bros.-Riviera, Ltd. v. Harris, 800 So. 2d 608 (Fla. 2001). “The sole issue we address here is whether a cause of action based upon a contract for certain marketing budget oversight services in connection with real estate which contains a provision for an incentive bonus based on maintaining marketing expenses below a certain percentage…”
Peebles v. Puig, 223 So. 3d 1065 (Fla. 3d DCA 2017). “We need not, and do not, reach the issue of whether Puig's fraud claim is precluded by the application of section 475.42(l)(d) of the Florida Statutes.”
Morroni v. Peeples, 872 So. 2d 366 (Fla. 2d DCA 2004).
F.F. Hughes & Assocs., Inc. v. Mottice & Assocs., Inc., 440 So. 2d 487 (Fla. 1st DCA 1983).
In Re Jones, 138 B.R. 289 (Bankr. M.D. Fla. 1992).
— 475.42(l)(j) — 2 cases
J. Milton Dadeland, LLC, Etc. v. Abala, Inc., Etc., 145 So. 3d 175 (Fla. 3d DCA 2014).
— 475.42(l)(k) — 1 case
Dullea v. Dep't of Bus. Reg., Florida Real Est. Comm'n, 599 So. 2d 207 (Fla. 2d DCA 1992).
Annotations are extracted automatically from the opinions in the Syfert caselaw corpus and ranked by authority, recency, and treatment. Dots show Syfertize treatment of the citing case itself.

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