Massachusetts General Laws

Mass. Gen. Laws ch. 110A, § 404 (2026)

Misleading Filings

✓ current as of July 2026

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Section 404. It is unlawful for any person to make or cause to be made, in any document filed with the secretary or in any proceeding under this chapter, any statement which is, at the time and in the light of the circumstances under which it is made, false or misleading in any material respect.

Notes of Decisions

Cited in 1 case, 2009–2009 · leading case: Cohmad Sec. Corp. v. Galvin, 25 Mass. L. Rptr. 613 (Mass. Super. Ct. 2009).

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Cohmad Sec. Corp. v. Galvin, 25 Mass. L. Rptr. 613 (Mass. Super. Ct. 2009). “110A, §204(a)(2)(J), and “Count V” [sic] alleged that Cohmad had violated G.L.c. 110A, §404. The proceeding was captioned In the Matter of: Cohmad Securities Corporation, Docket No.”

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