Utah Code » Title 61, Chapter 1 — Utah Uniform Securities Act
Utah Code

Utah Code § 61-1-25 (2026)

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✓ current as of May 2026
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A document is filed when it is received by the division.
If the last day prescribed for the filing of a document is a Saturday, Sunday, or legal holiday, the document is considered timely filed if it is filed on the next succeeding day that is not a Saturday, Sunday, or legal holiday.
The division shall keep a register of:
all applications for registration and registration statements that are or have ever been effective under this chapter; and
all denial, suspension, or revocation orders entered under this chapter.
The register shall be open for public inspection.
The information contained in or filed with a registration statement, application, or report may be made available to the public under the rules the division prescribes.
The division shall furnish to a person a photostatic or other copy, certified under seal if requested, of an entry in the register or any document that is a matter of public record:
upon request; and
at a reasonable charge prescribed by the division.
In a proceeding or prosecution under this chapter, a copy certified under this Subsection (4) is prima facie evidence of the contents of the entry or document certified.
The division may issue an interpretative opinion requested by an interested person if the commission concurs in the interpretative opinion.
Notes of Decisions
Cited in 4 cases, 1938–1999 · leading case: State v. Shepherd, 989 P.2d 503 (Utah Ct. App. 1999).
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State v. Shepherd, 989 P.2d 503 (Utah Ct. App. 1999). · cites it 4× “See Utah Code Ann. § 61-1-25 (5) (1997) (“The division in its discretion may honor requests *509 from interested persons for interpretative opinions.”
Steenblik v. Lichfield, 906 P.2d 872 (Utah 1995). · cites it 2× “Liability is imposed on an employee of a seller only if the employee “materially *880 aids” in a sale that violates subsection (1) of § 61-1-22.”
Schvaneveldt v. Noy-Burn Milling & Processing Corp., 347 P.2d 553 (Utah 1959). · cites it 2× “Section 61-1-25, Ü.C.A.1953 provides: “Every sale or contract for sale made in violation of any of the provisions of this chapter shall be voidable at the election o,f the purchaser, and the person making such sale or contract for sale and every director, officer or agent of or…”
Dern Inv. Co. v. Carbon Cnty. Land Co., 75 P.2d 660 (Utah 1938). · cites it 2× “It was negotiable in form. The defendants attack it by attacking the note of April 25, 1905.”
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