Revised Code of Washington

Wash. Rev. Code § 21.20.435 (2026)

Assurance of discontinuance of violations—Acceptance—Filing

✓ current as of May 2026

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In the enforcement of this chapter, the director may accept an assurance of discontinuance of violations of the provisions of this chapter from any person deemed by the director to be in violation hereof. Any such assurance shall be in writing, may state that the person giving such assurance does not admit to any violation of this chapter, and shall be filed with and subject to the approval of the superior court of the county in which the alleged violator resides or has his or her principal place of business, or in Thurston county. Proof of failure to comply with the assurance of discontinuance shall be prima facie evidence of a violation of this chapter.

[ 1979 ex.s. c 68 s 31; 1974 ex.s. c 77 s 13.]

Notes:

Effective date—1974 ex.s. c 77: See note following RCW 21.20.040.

Notes of Decisions

Cited in 2 cases, 2004–2004 · leading case: Halleran v. Nu West, Inc., 123 Wash. App. 701 (Wash. Ct. App. 2004).

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Halleran v. Nu West, Inc., 123 Wash. App. 701 (Wash. Ct. App. 2004). “Under RCW 21.20.435, for any violation of the Securities Act, the Securities Division can accept written assurance that there will not be a future violation.”

Halleran v. Nu West, Inc., 98 P.3d 52 (Wash. Ct. App. 2004). “[7] Under RCW 21.20.435, for any violation of the Securities Act, the Securities Division can accept written assurance that there will not be a future violation.”

Annotations are extracted automatically from the opinions in the Syfert caselaw corpus and ranked by authority, recency, and treatment. Dots show Syfertize treatment of the citing case itself.