Halverson v. Skagit Cnty., 42 F.3d 1257 (9th Cir. 1995). · Go Syfert
Halverson v. Skagit Cnty., 42 F.3d 1257 (9th Cir. 1995). Cases Citing This Book View Copy Cite
“overnmental decisions which affect large areas and are not directed at one or a few individuals do not give rise to the constitutional procedural due process requirements of individual notice and hearing.”
207 citation events (182 in the last 25 years) across 28 distinct courts.
Strongest positive: Renard Polk v. Dwayne Deal (ca9, 2017-03-21)
Treatment trajectory · 1995 → 2026 · click a year to view as-of
1995 2010 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Renard Polk v. Dwayne Deal
9th Cir. · 2017 · quote attribution · 1 verbatim quote · confidence high
general notice as provided by law is sufficient.
examined Cited as authority (quoted) Best Supplement Guide, LLC v. Gavin Newsom
9th Cir. · 2022 · signal: see · quote attribution · 1 verbatim quote · confidence high
overnmental decisions which affect large areas and are not directed at one or a few individuals do not give rise to the constitutional procedural due process requirements of individual notice and hearing.
discussed Cited as authority (rule) Rainer F. Huck; and John Anderson v. Bureau of Land Management; and U.S. Department of the Interior
D. Utah · 2026 · confidence medium
LEXIS 168786 , at *24. 93 ETP Rio Rancho Park, LLC v. Grisham, 564 F. Supp. 3d 1023 , 1078–79 (D.N.M. 2021) (quoting Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 1994)); see also process requirements applied to the wilderness designations and restrictions at issue, Mr. Huck and Mr. Anderson do not allege they were denied notice and a hearing.
discussed Cited as authority (rule) Manuel Castaneda, Rosa Castaneda, and Better Way, LLC v. City of Depoe Bay
D. Or. · 2026 · confidence medium
This due process component “guards against arbitrary and capricious government action, even when the decision to take that action is 15 – OPINION AND ORDER made through procedures that are in themselves constitutionally adequate.” Halverson v. Skagit Cnty, 42 F.3d 1257, 1261 (9th Cir. 1994).
cited Cited as authority (rule) Desiree McGuire v. Roseville Joint Union High School District
9th Cir. · 2026 · confidence medium
Dittman v. California, 191 F.3d 1020, 1031 (9th Cir. 1999) (quoting Halverson v. Skagit County, 42 F.3d 1257, 1262 (9th Cir. 1994), amended on denial of reh’g (9th Cir. Feb. 9, 1995)). b.
cited Cited as authority (rule) Honchariw v. County of Stanislaus
9th Cir. · 2025 · confidence medium
Halverson v. Skagit Cnty., 42 F.3d 1257, 1262 (9th Cir. 1994).
discussed Cited as authority (rule) Tyler Burnard, Michael Britzius, and Douglas Styles v. Adam Giblin, Delores Matteucci, and Patrick Allen (2×) also: Cited "see, e.g."
D. Or. · 2025 · confidence medium
Pls.’ Mot. 10. “[W]hen the action complained of is legislative in nature, due process is satisfied when the legislative body performs its responsibilities in the normal manner prescribed by law.” Samson v. City of Bainbridge Island, 683 F.3d 1051, 1061 (9th Cir. 2012) (internal citation and quotations omitted) (quoting Halverson v. Skagit County, 42 F.3d 1257, 1261 (9th Cir. 1994) as amended on denial of reh’g (Feb. 9, 1995)).
discussed Cited as authority (rule) Health Freedom Defense Fund, Inc. v. Alberto Carvalho
9th Cir. · 2025 · confidence medium
Under that standard, we “merely look to see whether the government could have had a legitimate reason for acting as it did.” Dittman v. California, 191 F.3d 1020, 1031 (9th Cir. 1999) (quoting Halverson v. Skagit County, 42 F.3d 1257, 1262 (9th Cir. 1994), amended on denial of reh’g (9th Cir. Feb. 9, 1995)).
discussed Cited as authority (rule) Corrine Thomas v. County of Humboldt
9th Cir. · 2024 · confidence medium
Importantly, “the protection from governmental action 6 provided by substantive due process has most often been reserved for the vindication of fundamental rights.” Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 1994).
cited Cited as authority (rule) Williams v. Alameda County Board of Supervisors
N.D. Cal. · 2024 · confidence medium
Albright v. Oliver, 510 U.S. 266, 272 (1994); 6 Halverson v. Skagit County, 42 F.3d 1257, 1261 (9th Cir. 1995).
examined Cited as authority (rule) Deepa Patel v. City of Stanton (3×) also: Cited "see", Cited "see, e.g."
C.D. Cal. · 2024 · confidence medium
Halverson, 42 F.3d at 1262 (emphasis in original).
discussed Cited as authority (rule) Los Molinos Mutual Water Co. v. Ekdahl
E.D. Cal. · 2024 · confidence medium
Co., 239 U.S. at 21 445 (“Where a rule of conduct applies to more than a few people, it is impracticable that everyone 22 should have a direct voice in its adoption.”). 23 Because the allegations of plaintiffs’ SAC indicate that the Emergency Regulations and 24 Curtailment Orders were legislative in nature, “due process is satisfied when the legislative body 25 performs its responsibilities in the normal manner prescribed by law.” Halverson v. Skagit Cnty., 26 42 F.3d 1257, 1260 (9th Cir. 1994).
discussed Cited as authority (rule) Lajuana Danette White v. Fesia Davenport
C.D. Cal. · 2024 · confidence medium
However, in cases involving laws of general applicability—that is, “governmental decisions which affect large areas and are not directed at one or a few individuals”—“ constitutional procedural due process requirements of individual notice and hearing” are not required; “general notice as provided by law is sufficient.” Halverson v. Skagit County, 42 F.3d 1257, 1261 (9th Cir. 1994)), as amended on denial of reh’g (Feb. 9, 1995).
discussed Cited as authority (rule) Bond v. Brown (2×) also: Cited "see, e.g."
D. Or. · 2024 · confidence medium
Plaintiffs “shoulder a heavy burden” of showing that the government “could have had no legitimate reason for its decision.” Halverson v. Skagit Cnty., 42 F.3d 1257, 1262 (9th Cir. 1994) (internal quotation marks, emphasis, and citation omitted).
cited Cited as authority (rule) Fayed v. Davis
N.D. Cal. · 2024 · confidence medium
Halverson v. Skagit Cty., 42 F.3d 1257, 1260-61 (9th Cir. 1994).
discussed Cited as authority (rule) Huck v. USA
D. Utah · 2023 · confidence medium
As a sister court recently observed, “governmental decisions which affect large areas and are not directed at one or a few individuals do not give rise to the constitutional due process of individual notice and hearing; general notice as provided by law is sufficient.”132 Regardless, “the essence of procedural due process is that the parties be given notice and opportunity for a hearing.”133 By Plaintiffs’ own account, they were apprised of the adverse decisions and had the opportunity to attend multiple hearings before the designation.134 While they offer vague, conclusory statement…
discussed Cited as authority (rule) (PC) Nieves v. Allison (2×)
E.D. Cal. · 2023 · confidence medium
“Procedural due process imposes constraints on 13 governmental decisions which deprive individuals of ‘liberty’ or ‘property interests’ within the 14 meaning of the Due Process clause.” Mathews v. Eldridge, 424 U.S. 319, 332 (1976). 15 “[G]overnmental decisions . . . not directed at one or a few individuals do not give rise to the 16 constitutional procedural due process requirements of individual notice and hearing; general 17 notice as provided by law is sufficient.” Halverson v. Skagit Cnty., 42 F.3d 1257, 1260 (9th Cir. 18 1994).
cited Cited as authority (rule) For Our Rights v. Ige
D. Haw. · 2023 · confidence medium
Surface Mining & Reclamation Ass’n, 452 U.S. 264, 300 (1981); Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 1994)).
discussed Cited as authority (rule) Gypsum Resources LLC v. Clark County
D. Nev. · 2023 · confidence medium
Thus, where, as here, a plaintiff relies on Substantive Due Process to 19 challenge governmental actions that do not impinge on fundamental rights, the court is not 20 required to find that the defendant’s actions actually advanced their stated purposes; the court 21 must ‘merely look to see whether the government could have a legitimate reason for acting as it 22 did.” Halverson v. Skagit Cnty., 42 F.3d 1257, 1262 (9th Cir. 1994). 23 Substantive Due Process can be used to address arbitrary governmental interference that 24 25 5 For the same reason, Gypsum’s contention that it has a pr…
discussed Cited as authority (rule) Hunters Capital LLC v. City of Seattle
W.D. Wash. · 2023 · confidence medium
In 1 contrast, in Halverson v. Skagit County, 42 F.3d 1257, 1258 (9th Cir. 1994), the Ninth 2 Circuit recognized “that governmental decisions which affect large areas and are not 3 directed at one or a few individuals do not give rise to the constitutional procedural due 4 process requirements of individual notice and hearing; general notice as provided by law 5 is sufficient.” Id. at 1261 ; see also Flint v. County of Kauai, 521 F. Supp. 3d 978 , 994 6 (D.
cited Cited as authority (rule) Hernandez v. Lujan Grisham
10th Cir. · 2022 · confidence medium
Id. at 979–81 (quoting Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 1994)).
discussed Cited as authority (rule) (PS) McGuire v. Roseville Joint Union High School District
E.D. Cal. · 2022 · confidence medium
See ECF No. 1 at 219, 251, & 253-57. “[G]overnmental decisions which 6 affect large areas and are not directed at one or a few individuals do not give rise to the 7 constitutional procedural due process requirements of individual notice and hearing; general 8 notice as provided by law is sufficient.” Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 9 1994).
discussed Cited as authority (rule) Branch-Noto v. Sisolak
D. Nev. · 2022 · confidence medium
Dist., Case No. 2:21-cv-00023-GMN-NJK. 8 Hensley v. Eckerhart, 461 U.S. 424, 429 (1983). 22 9 42 U.S.C. § 1988 . 23 10 Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 421 (1978). 11 Galen v. Cnty. of Los Angeles, 477 F.3d 652 , 666 (9th Cir. 2007). 1 equal-protection principle of the Due Process Clause of the Fifth Amendment.12 At oral 2 argument, plaintiffs’ counsel conceded that most of these claims were unsupported by any case 3 law.13 And as described more fully in the dismissal order, many Supreme Court and Ninth 4 Circuit cases directly foreclosed any argument in favor of them.14 5 …
discussed Cited as authority (rule) (PC)Fletcher v. Clendenin
E.D. Cal. · 2022 · confidence medium
Due Process - Failure to Provide Mental Health Treatment 18 Plaintiff alleges that Defendants failed to provide mental treatment for two years due to 19 their policies eliminating treatment. “[T]he due process clause includes a substantive component 20 which guards against arbitrary and capricious government action, even when the decision to take 21 that action is made through procedures that are in themselves constitutionally adequate.” 22 Halverson v. Skagit Cty., 42 F.3d 1257, 1261 (9th Cir. 1994), as amended on denial of reh'g (Feb. 23 9, 1995) (quoting Sinaloa Lake Owners Ass'n v. Cit…
discussed Cited as authority (rule) Free Spirit Organics, NAC v. San Joaquin County Board of Supervisors
E.D. Cal. · 2022 · confidence medium
Grp. v. Cnty. of San 22 Bernardino, 825 F.2d 1404 , 1408–09 (9th Cir. 1987). “[B]ecause due process is a flexible 23 concept, [p]recisely what procedures the Due Process Clause requires in any given case is a 24 function of context.” Franceschi, 887 F.3d at 935 (citation and internal quotation marks omitted; 25 second bracket in original). “[W]hen the action complained of is legislative in nature, due 26 process is satisfied when the legislative body performs its responsibilities in the normal manner 27 prescribed by law.” Samson v. City of Bainbridge Island, 683 F.3d 1051, 1061 (9th…
discussed Cited as authority (rule) (PC)Fletcher v. Clendenin
E.D. Cal. · 2022 · confidence medium
Failure to Provide Mental Health Treatment 27 Plaintiff alleges that Defendants failed to provide less restrictive alternatives for 28 1 enrollment and completion of treatment for over two years. “[T]he due process clause includes a 2 substantive component which guards against arbitrary and capricious government action, even 3 when the decision to take that action is made through procedures that are in themselves 4 constitutionally adequate.” Halverson v. Skagit Cty., 42 F.3d 1257, 1261 (9th Cir. 1994), as 5 amended on denial of reh'g (Feb. 9, 1995) (quoting Sinaloa Lake Owners Ass'n v. Ci…
discussed Cited as authority (rule) Tatoma, Inc. v. Newsom
S.D. Cal. · 2022 · confidence medium
Yet, procedural due process requirements are not implicated 1 when “government decisions [ ] affect large areas and are not directed at one or a few 2 individuals . . . general notice as provided by law is sufficient.” Halverson v. Skagit 3 County, 42 F.3d 1257, 1261 (9th Cir. 1994), as amended on denial of reh’g (Feb. 9, 4 1995); Samson v. City of Bainbridge Island, 683 F.3d 1051, 1061 (9th Cir. 2012) (same). 5 The health and shutdown orders emanated from the Governor, county officials, and city 6 officials affecting large areas and populations within their respective jurisdictions.
discussed Cited as authority (rule) Branch-Noto v. Sisolak
D. Nev. · 2021 · confidence medium
Dist. of Phila. 20 Bd. of Educ., 148 F.3d 260 , 277 (3d Cir. 1998) (holding that condom program “did not offend parental rights regarding the custody and care of their children”). 21 81 Halverson v. Skagit County, 42 F.3d 1257, 1261 (9th Cir. 1994).
discussed Cited as authority (rule) De Shazo v. Bieter
D. Idaho · 2021 · confidence medium
As to the second element—adequate procedural protections—“ ‘[o]rdinarily, due process of law requires [notice and] an opportunity for some kind of hearing prior to the deprivation of a significant property interest.’ ” Halverson v. Skagit Cnty., 42 F.3d 1257, 1260-61 (9th Cir. 1994). 6.
discussed Cited as authority (rule) Graham v. Brown (2×) also: Cited "see, e.g."
D. Or. · 2021 · confidence medium
Plaintiffs “shoulder a heavy burden” of showing that the government “could have had no legitimate reason for its decision.” Halverson v. Skagit Cnty., 42 F.3d 1257, 1262 (9th Cir. 1994) (internal quotation marks and citation omitted).
discussed Cited as authority (rule) BK Salons, LLC v. Newsom
E.D. Cal. · 2021 · confidence medium
In particular, Plaintiff complains that the 27 Orders provide “no opportunity for a hearing, no appeal, and no 28 reconsideration” and that its “rights to freely operate its 1 lawful businesses and earn a living were stripped away without so 2 much as a hearing.” Opp’n at 12. 3 The Ninth Circuit, however, has specifically rejected the 4 notion that the Due Process Clause requires this type of process 5 before enacting and enforcing laws of general applicability. 6 Halverson v. Skagit County, 42 F.3d 1257, 1260-61 (9th Cir. 7 1994). “[G]overnmental decisions . . . not directed at on…
discussed Cited as authority (rule) Peinhopf v. Leon Guerrero
D. Guam · 2021 · confidence medium
Id. 19 Under rational basis review, the inquiry is “whether the government could have had a 20 legitimate reason for acting as it did.” Halverson v. Skagit Cty., 42 F.3d 1257, 1262 (9th Cir. 21 1994), as amended on denial of reh'g (Feb. 9, 1995) (emphasis in original omitted).
discussed Cited as authority (rule) (PC) Hester v. Clendenin
E.D. Cal. · 2021 · confidence medium
But, the Ninth Circuit has specifically rejected the idea that the Due Process Clause requires prior 14 notice before enacting and enforcing laws of general applicability.” Halverson v. Skagit County, 15 42 F.3d 1257, 1260 (9th Cir. 1994). “[G]overnmental decisions...not directed at one or a few 16 individuals do not give rise to the constitutional procedural due process requirements of 17 individual notice and hearing; general notice as provided by law is sufficient.” Halverson, 42 F.3d 18 at 1260 .
discussed Cited as authority (rule) Mission Fitness Center, LLC v. Gavin Newsom
C.D. Cal. · 2021 · confidence medium
Plaintiffs “shoulder a heavy burden” of showing that the government “could have had no legitimate reason for its decision.” Halverson v. Skagit Cty., 42 F.3d 1257, 1262 (9th Cir. 1994) (quotation omitted).
discussed Cited as authority (rule) Metroflex Oceanside LLC v. Newsom
S.D. Cal. · 2021 · confidence medium
As Judge Mendez 3 explained: 4 Under rational basis review, the Court need only ask “whether the government could have had a legitimate reason for acting as it did.” [Halverson v. Skagit 5 County, 42 F.3d 1257, 1262 (9th Cir. 1994).] Further, under rational basis 6 review, the burden is on Plaintiffs to show the government did not act legitimately.
discussed Cited as authority (rule) Kelley O'Neil's Inc. v. Ige (2×)
D. Haw. · 2021 · confidence medium
Halverson v. Skagit Cnty., 42 F.3d 1257, 1260 (9th Cir. 1994), as amended on denial of reh’g (Feb. 9, 1995). “[W]hen the action complained of is legislative in nature, due process is satisfied when the legislative body performs its responsibilities in the normal manner prescribed by law.” Id. (citations omitted).
examined Cited as authority (rule) Flint v. County of Kauai (3×) also: Cited "see, e.g."
D. Haw. · 2021 · confidence medium
Lingle, 544 U.S. at 54 ; Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 1994); State v. Mallan, 86 Haw. 440, 446 , 950 P.2d 178, 184 (1998).
discussed Cited as authority (rule) Culinary Studios, Inc. v. Newsom
E.D. Cal. · 2021 · confidence medium
For procedural due process, Plaintiffs 28 explain that their “protected liberty and property interests” are “the right to intrastate travel and the 26 Case 1:20-cv-01340-AWI-EPG Document 31 Filed 02/08/21 Page 27 of 39 1 right to engage in commerce, to-wit: operating indoor dining in their restaurants and bars.” Doc. 8, 2 15:15-19. 3 Regarding the second element (of adequate procedural protections):10 4 ‘Ordinarily, due process of law requires [notice and] an opportunity for some kind of hearing prior to the deprivation of a significant property interest.’ However, 5 ‘when the ac…
discussed Cited as authority (rule) Bols v. Newsom (2×)
S.D. Cal. · 2021 · confidence medium
State Defendants charge that it is well- 21 settled that “general notice as provided by law is sufficient” for “[g]overnmental 22 decisions which affect large areas and are not directed to one or a few individuals.” 23 Halverson v. Skagit County, 42 F.3d 1257, 1260 (9th Cir. 1994), as amended on denial 24 of reh’g (Feb. 9, 1995).
discussed Cited as authority (rule) Peinhopf v. Leon Guerrero
D. Guam · 2021 · confidence medium
The conclusory allegations of the Complaint do not “give rise to the constitutional 6 procedural due process requirements of individual notice and hearing; general notice as provided 7 by law is sufficient.” Halverson v. Skagit County, 42 F.3d 1257, 1261 (9th Cir. 1994).
cited Cited as authority (rule) Mankins Family LLC v. Tillamook County Oregon
D. Or. · 2020 · confidence medium
Halverson v. Skagit Cty., 42 F.3d 1257, 1260 (9th Cir. 1994).
discussed Cited as authority (rule) Carmichael v. Ige
D. Haw. · 2020 · confidence medium
Moreover, because the Emergency Proclamations affect the entire State, they “do not give rise to the 14 Reply at 10. constitutional procedural due process requirements of individual notice and hearing; general notice as provided by law is sufficient.” Halverson v. Skagit County, 42 F.3d 1257, 1261 (9th Cir. 1994).
discussed Cited as authority (rule) D'Agirbaud v. Kam
D. Haw. · 2020 · confidence medium
“Ordinarily, due process of law requires notice and an opportunity for some kind of hearing prior to the deprivation of a . . . property interest.” Halverson v. Skagit County, 42 F.3d 1257, 1260 (9th Cir.1994), as amended (Feb. 9, 1995) (brackets and citation omitted).
discussed Cited as authority (rule) Douglass v. Mesa, City of
D. Ariz. · 2020 · confidence medium
Ariz. 2014) (“It is the Due Process 28 Clause, not state law, which determines what process is due.”) (citing Halverson v. Skagit 1 Cty., 42 F.3d 1257, 1260 (9th Cir. 1994)). 2 Accordingly, Defendants Hether and Spillers are entitled to qualified immunity 3 because no evidence supports a Fifth Amendment due process deprivation. 4 2.
discussed Cited as authority (rule) Hollandsworth v. City and County of Honolulu
D. Haw. · 2020 · confidence medium
“Ordinarily, due process of law requires [notice and] an opportunity for some kind of hearing prior to the deprivation of a significant property interest.” Halverson v. Skagit Cty., 42 F.3d 1257, 1260 (9th Cir. 1994) (alteration and emphasis in original, citation omitted).
discussed Cited as authority (rule) (PC) Britton v. California Superior Court
E.D. Cal. · 2020 · confidence medium
See Harris v. City of Roseburg, 664 F.2d 1121, 1127 (9th Cir. 1981); Halverson v. 18 Skagit County, 42 F.3d 1257, 1260 (9th Cir. 1994) (stating due process requires notice and 19 hearing prior to deprivation of significant property interest).
discussed Cited as authority (rule) Cars Northwest Inc. v. City of Gladstone (2×)
D. Or. · 2020 · confidence medium
Typically, where a plaintiff relies on substantive due process to challenge governmental actions that do not impinge on fundamental rights, the court is not required to find that the defendant’s actions actually advanced their stated purposes; instead, the court must “merely look to see whether the government could have had a legitimate reason for acting as it did.” Halverson v. Skagit County, 42 F.3d 1257, 1262 (9th Cir. 1994).
discussed Cited as authority (rule) (PC) Koch v. Ahlin
E.D. Cal. · 2019 · confidence medium
Substantive Due Process – Fourteenth Amendment 4 “[T]he due process clause includes a substantive component which guards against 5 arbitrary and capricious government action, even when the decision to take that action is made 6 through procedures that are in themselves constitutionally adequate.” Halverson v. Skagit Cty., 7 42 F.3d 1257, 1261 (9th Cir. 1994), as amended on denial of reh’g (Feb. 9, 1995) (quoting Sinaloa 8 Lake Owners Ass’n v. City of Simi Valley, 882 F.2d 1398, 1407 (9th Cir. 1989)).
discussed Cited as authority (rule) (PS) Lull v. County of Placer
E.D. Cal. · 2019 · confidence medium
The substantive 7 component of the Fourteen Amendment’s due process clause “guards against arbitrary and 8 capricious government action . . . . ” Halverson v. Skagit Cnty., 42 F.3d 1257, 1261 (9th Cir. 9 1994).
examined Cited as authority (rule) Fields v. Wash. Dep't of Early Learning (4×) also: Cited "see"
Wash. · 2019 · confidence medium
Dep't ofEarly Learning, No. 95024-5 (Gordon McCloud, J., concurring) procedures." Amunrud v. Bd. ofAppeals, 158 Wn.2d 208, 218-19 , 143 P.3d 571 (2006) (citing Halverson v. Skagit County, 42 F.3d 1257, 1261 (9tli Cir. 1994)). "[P]ursuit of an occupation or profession is a liberty interest protected by the due process clause." Id. at 219 (citing Conn v. Gabbert, 526 U.S. 286, 291-92 , 119 S. Ct. 1292 , 143 L.
Retrieving the full opinion text from the archive…
Leonard Halverson Kenneth Johnson Rodney F. Archer Keith E. Bridge Doug & Barbara McNair Husband and Wife Mathew Blaine Mitchell, Individually and on Behalf of All Others Similarly Situated Dale & Patricia Howell, Husband and Wife J. Patrick & Selma Albee, Husband and Wife Glenn M. Anderson
v.
Skagit County, a Municipal Corporation Diking Dist. No. 17, a Municipal Corporation Diking Dist. No. 12 Board of Commissioners of Diking District No. 17
93-35783.
Court of Appeals for the Ninth Circuit.
Feb 9, 1995.
42 F.3d 1257

42 F.3d 1257

Leonard HALVERSON; Kenneth Johnson; Rodney F. Archer;
Keith E. Bridge; Doug & Barbara McNair, Husband and Wife;
Mathew Blaine Mitchell, Individually and on Behalf of All
Others Similarly Situated; Dale & Patricia Howell, Husband
and Wife; J. Patrick & Selma Albee, Husband and Wife;
Glenn M. Anderson, Plaintiffs-Appellants,
v.
SKAGIT COUNTY, a Municipal Corporation; Diking Dist. No.
17, a Municipal Corporation; Diking Dist. No. 12;
Board of Commissioners of Diking
District No. 17, Defendants-Appellees.

No. 93-35783.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Oct. 4, 1994.
Decided Dec. 12, 1994.
As Amended on Denial of Rehearing and Rejection of
Suggestion for Rehearing En Banc Feb. 9, 1995.
[*]

Steve W. Berman, Hagens & Berman, Seattle, WA, for plaintiffs-appellants.

William C. Smart, Keller Rohrback, Seattle, WA, Karen E. Vedder, Lane, Powell, Spears, Lubersky, Mount Vernon, WA, Warren John Gilbert, Mount Vernon, WA, for defendants-appellees.

Appeal from the United States District Court for the Western District of Washington.

Before: LAY,[**] TROTT and T.G. NELSON, Circuit Judges.

TROTT, Circuit Judge:

OVERVIEW

[*~1257]1

Ninety residents of the Nookachamps area of Skagit County, Washington, whose homes and other property were damaged by flood waters of the Skagit River, filed suit under 42 U.S.C. Sec. 1983 against municipal corporations Skagit County and Diking Districts Nos. 12 and 17 (collectively the "County"), claiming the County deprived them of substantive and procedural due process of law. The plaintiffs allege the County pursued a policy of improving, maintaining and operating a system of levees and dikes which diverted additional flood waters into the Nookachamps area, damaging the plaintiffs' property. The plaintiffs appeal the district court's order granting the County's motion for summary judgment. We have jurisdiction pursuant to 28 U.S.C. Sec. 1291, and we affirm.

FACTS AND PRIOR PROCEEDINGS

2

Dikes and levees have long been part of an effort to control Skagit River flooding. Since 1955, a system of dikes and levees has been in place which protects the cities of Mount Vernon and Burlington, as well as agricultural areas further downstream. The County has participated in the maintenance, repair, and operation of this diking system.

3

The Nookachamps area is located upstream from Mount Vernon and across the river from Burlington. Although historically the Nookachamps area has been subject to flooding, Diking District No. 20, which partially encompasses the area, has chosen not to construct dikes along that portion of the Skagit River.

4

State law provides for the creation of diking districts by petition of the local residents. Once established, the diking districts are vested with the status of independent governmental bodies and have statutory authority to construct and maintain dikes. See Wash.Rev.Code tit. 85, 86. Funding for the repair and maintenance of the defendants' diking system is provided, in part, by federal and state agencies; the agencies require any improvement or maintenance to be in accordance with approved specifications. See, e.g., 33 C.F.R. Sec. 208.10(a)(2); Wash.Rev.Code Sec. 86.16.010.

5

The Skagit County Board of Commissioners ("County Commissioners") acts as liaison between the federal and state agencies and the diking districts. The County Commissioners also grant flood control monies to the diking districts and provide technical assistance. In 1980, the County formed a Flood Control Advisory Board ("Advisory Board") made up of area residents; several plaintiffs are long time members of the board. The Advisory Board reviews and makes recommendations concerning flood control projects. After receiving a recommendation from the Advisory Board and holding public hearings, the County Commissioners award grants and direct agency funding to flood control projects.

6

In 1979 the U.S. Army Corps of Engineers proposed improving the diking system to provide 100-year flood level protection. The environmental impact statement prepared in conjunction with the project indicated the improvement would divert additional flood waters into the Nookachamps area. Residents of the Nookachamps area organized opposition to the project, and it was eventually defeated by Skagit County voters.

7

After the voters rejected the 1979 project, the County Commissioners adopted a long term goal of maintaining and improving the diking system to provide for 25-year flood frequency protection. In 1989, the County approved a Comprehensive Flood Control Management Plan which adopted the 25-year level of protection as the standard for the maintenance and repair of the dikes. The Flood Control Plan was approved by the Washington Department of Ecology following public notice and hearings.

8

In November 1990, the Skagit River flooded twice, causing extensive damage to the plaintiffs' homes and other property. The plaintiffs filed suit in federal district court alleging the County's maintenance, improvement, and operation of the diking system diverted additional flood waters onto their property. The plaintiffs claimed that the County's policy and conduct vis a vis the diking system violated their procedural and substantive due process rights under the Fourteenth Amendment. The plaintiffs also asserted pendent state claims of inverse condemnation and strict liability, but they did not assert a federal takings claim. The district court granted the County's motion for summary judgment on the federal claims and declined to exercise jurisdiction over the pendent state claims.[1] The plaintiffs timely appealed.

STANDARD OF REVIEW

9

A grant of summary judgment is reviewed de novo. Jesinger v. Nevada Fed. Credit Union, 24 F.3d 1127, 1130 (9th Cir.1994). Our review is governed by the same standard used by the trial court under Federal Rule of Civil Procedure 56(c). Id.DISCUSSION

10

To succeed on a claim asserted against a municipality under 42 U.S.C. Sec. 1983, the plaintiff must show that the alleged injury amounts to a constitutional deprivation, and that actions sanctioned by the municipality caused the constitutional violation. Jackson v. Gates, 975 F.2d 648, 654 (9th Cir.1992), cert. denied, --- U.S. ----, 113 S.Ct. 2996, 125 L.Ed.2d 690 (1993). We first consider whether the evidence demonstrates that the County caused the plaintiffs' alleged injuries.

A. The County's Conduct

11

In challenging the County's decision to operate the diking system to provide for 25-year flood frequency protection, the plaintiffs allege the County pursued a policy of intentionally using plaintiffs' properties as an artificial flood water storage basin. The plaintiffs fail, however, to offer any admissible evidence supporting this allegation. The plaintiffs point to public documents disclosing the possible effects of proposed flood control projects, but, at most, these disclosures put the County, as well as the plaintiffs, on notice that during certain significant flood events the Nookachamps area might serve as a storage area for additional flood waters.

12

On the other hand, the affidavit of the plaintiffs' expert witness raises a genuine issue as to whether the County's operation of the diking system does in fact cause additional flooding of the Nookachamps area. Moreover, the plaintiffs' expert stated that under certain circumstances the additional flood waters could cause damage to property which would otherwise escape flooding.

13

Taken together, the plaintiffs offer sufficient evidence for a reasonable juror to find that the County's operation of the diking system could divert additional flood waters into the Nookachamps area and that the County was aware of this possibility. This showing satisfies the plaintiffs' burden at summary judgment on the question of whether the County's conduct caused the plaintiffs' alleged injuries. See id. We next consider whether the injuries the plaintiffs' claim amount to a deprivation of rights secured by the Constitution.

B. The Procedural Due Process Claim

14

The due process clause of the Fourteenth Amendment protects individuals against governmental deprivations of life, liberty or property without due process of law. U.S. Const. amend. XIV, Sec. 1. The plaintiffs' claim in this regard does not deal with the substance of the challenged decisions, but with the process by which they were reached. The plaintiffs contend specifically that the County's failure "to notify plaintiffs that the levees would divert flood waters onto their properties during significant flood events" violated their due process rights.[2]

15

The due process clause does not prohibit every deprivation by the state of an individual's property. Only those deprivations carried out without due process are actionable under 42 U.S.C. Sec. 1983. "Ordinarily, due process of law requires [notice and] an opportunity for some kind of hearing prior to the deprivation of a significant property interest." Sinaloa Lake Owners Ass'n v. City of Simi Valley, 882 F.2d 1398, 1405 (9th Cir.1989) (internal quotations omitted), cert. denied, 494 U.S. 1016, 110 S.Ct. 1317, 108 L.Ed.2d 493 (1990). However, "[w]hen the action complained of is legislative in nature, due process is satisfied when the legislative body performs its responsibilities in the normal manner prescribed by law." Sierra Lake Reserve v. City of Rocklin, 938 F.2d 951, 957 (9th Cir.1991), vacated, --- U.S. ----, 113 S.Ct. 31, 121 L.Ed.2d 4 (1992), on remand, 987 F.2d 662 (9th Cir.1993).

[*~1257]16

In seeking to define when a particular governmental action is "legislative in nature" we have eschewed the "formalistic distinctions between 'legislative' and 'adjudicatory' or 'administrative' government actions" and instead focused on the "character of the action, rather than its label...." Harris v. County of Riverside, 904 F.2d 497, 501 (9th Cir.1990). In doing so, our cases have determined also that governmental decisions which affect large areas and are not directed at one or a few individuals do not give rise to the constitutional procedural due process requirements of individual notice and hearing; general notice as provided by law is sufficient. See, e.g., Christensen v. Yolo County Bd. of Supervisors, 995 F.2d 161, 166 (9th Cir.1993) (no individual notice and hearing required where county zoning decision affects a large number of people and individuals are not targeted); Harris, 904 F.2d at 502 (no individual notice and hearing required where county decisions affect vast areas and large numbers of people); Cf. Bateson v. Geisse, 857 F.2d 1300, 1304 (9th Cir.1988) (absolute immunity attaches only to decisions that are legislative, those that apply to the general community).

17

In the present case, the district court correctly determined that the evidence conclusively demonstrates the legislative nature of the County's conduct about which the plaintiffs complain:

18

The design, construction, and improvement of the diking system entailed complex decisions and activities over a period of several decades. Many parts of the county, and the properties of thousands of people, were potentially affected at all times. The governmental undertakings were of general applicability and were carried out under state law grants of legislative authority.

19

Similarly, the evidence does not show the County directed the operation of the diking system at the specific properties of the plaintiffs. At most, the County knew that under certain circumstances the diking system could divert additional flood waters into the Nookachamps area. This information was disclosed, displayed, and discussed as mandated by law in public documents and during public proceedings. The plaintiffs had access to this information and "[t]heir rights [were] protected in the only way that they can be in a complex society, by their power, immediate or remote, over those who make the rule." Bi-Metallic Inv. Co. v. State Bd. of Equalization, 239 U.S. 441, 445, 36 S.Ct. 141, 142, 60 L.Ed. 372 (1915); see also Rogin v. Bensalem Township, 616 F.2d 680, 693-94 (3d Cir.1980), cert. denied, 450 U.S. 1029, 101 S.Ct. 1737, 68 L.Ed.2d 223 (1981).

20

On consideration of the relevant record, we conclude that the plaintiffs "received all the process due ... when the [County's] elected officials discharged their legislative responsibilities in the manner prescribed by law." Sierra Lake, 938 F.2d at 957. On this issue we cannot identify any genuine issues of material fact. Thus, the district court properly granted summary judgment on plaintiff's procedural due process claim.

C. The Substantive Due Process Claim

[*~1258]21

"[T]he due process clause includes a substantive component which guards against arbitrary and capricious government action, even when the decision to take that action is made through procedures that are in themselves constitutionally adequate." Sinaloa Lake, 882 F.2d at 1407. Plaintiffs claim their substantive due process rights were violated by County conduct that was "clearly arbitrary and unreasonable, having no substantial relation to the public health, safety, morals, or general welfare." Id. (internal quotations omitted). Specifically, the plaintiffs assert that the County's failure to compensate them for the use of their property prior to operating and maintaining a diking system which could divert water onto the plaintiffs' land was unreasonable and irrational.

22

Although at first blush it might appear the plaintiffs are attempting to dress-up a takings claim in substantive due process clothing, we have held that "[i]t is of no moment that this due process claim is based on factors that also form the basis of an alleged taking. Two or more legal theories may cover the same conduct...." Id. at 1404. And because substantive due process is violated at the moment the harm occurs, the plaintiffs' claim is ripe for adjudication despite their failure to first seek "just compensation" in state court. Bateson, 857 F.2d at 1303.

[*~1259]23

However, the protection from governmental action provided by substantive due process has most often been reserved for the vindication of fundamental rights. See Albright v. Oliver, --- U.S. ----, ----, 114 S.Ct. 807, 812, 127 L.Ed.2d 114 (1994) ("The protections of substantive due process have for the most part been accorded to matters relating to marriage, family, procreation, and the right to bodily integrity."); Graham v. Connor, 490 U.S. 386, 395, 109 S.Ct. 1865, 1871, 104 L.Ed.2d 443 (1989) (holding that it was improper to analyze an excessive force claim under substantive due process where a specific constitutional provision was applicable). "[T]he [Supreme] Court has always been reluctant to expand the concept of substantive due process because guideposts for responsible decisionmaking in this unchartered area are scarce and open-ended." Collins v. City of Harker Heights, 503 U.S. 115, ----, 112 S.Ct. 1061, 1068, 117 L.Ed.2d 261 (1992). Accordingly, where, as here, the plaintiffs rely on substantive due process to challenge governmental action that does not impinge on fundamental rights, "we do not require that the government's action actually advance its stated purposes, but merely look to see whether the government could have had a legitimate reason for acting as it did." Wedges/Ledges of California, Inc. v. City of Phoenix, 24 F.3d 56, 66 (9th Cir.1994). "Furthermore, this is not a takings case, in which we must balance the public interest supporting the government action against the severity of the private deprivation; in a substantive due process case such as this, our concern is with the rationality of a government action regardless of its impact." Kawaoka v. City of Arroyo Grande, 17 F.3d 1227, 1238 (9th Cir.), cert. denied, --- U.S. ----, 115 S.Ct. 193, 130 L.Ed.2d 125 (1994).

[*~1260]24

Thus, in choosing to base their claim for compensation on an alleged violation of substantive due process, the plaintiffs shoulder a heavy burden. In order to survive the County's summary judgment motion, the plaintiffs must demonstrate the irrational nature of the County's actions by showing that the County "could have had no legitimate reason for its decision." Kawaoka, 17 F.3d at 1234 (internal quotations omitted). If it is "at least fairly debatable" that the County's conduct is rationally related to a legitimate governmental interest, there has been no violation of substantive due process. Id. (internal quotations omitted); see also Sinaloa Lake, 882 F.2d at 1407 ("To establish a violation of substantive due process, the plaintiffs must prove that the government's action was 'clearly arbitrary and unreasonable, having no substantial relation to the public health, safety, morals, or general welfare.' " (quoting Village of Euclid v. Ambler Realty Co., 272 U.S. 365, 395, 47 S.Ct. 114, 121, 71 L.Ed. 303 (1926))).

25

There is no question the County's participation in the maintenance and improvement of the diking system to provide 25-year flood level protection is a rational exercise of governmental authority. The diking system protects major population centers as well as substantial acreages of productive agricultural lands, and the County's maintenance of that system is directly related to the public health, safety and general welfare.

26

The plaintiffs assert, however, that it is the County's failure to compensate them prior to the flooding of their property that violates their constitutional rights.[3] But even if we assume there has been a taking,[4] the plaintiffs fail to explain why the substantive component of the due process clause requires the County to compensate the plaintiffs before appropriating their property. As we have observed in a different context, "[t]he Constitution ... does not require a state to provide ... pre-taking compensation." Cassettari v. County of Nevada, 824 F.2d 735, 738 (9th Cir.1987). The protection afforded the plaintiffs by substantive due process only guards against governmental action where "the interference with property rights was irrational or arbitrary." Bateson, 857 F.2d at 1303.

[*~1261]27

Because Washington state law provides a procedure for pursuing compensation through an inverse condemnation action,[5] there is nothing inherently irrational or arbitrary about the County's failure to provide plaintiffs with pre-taking compensation. Cf. Kauth v. Hartford Ins. Co., 852 F.2d 951, 958 (7th Cir.1988) (plaintiff failed to state a substantive due process claim where the only complaint was the deprivation of a state created property interest and a state remedy was available). Any damage to the plaintiffs that might have resulted from the County's maintenance of the diking system was speculative, remote, and dependent on a combination of specific factors during an actual flood event. The County could rationally decide the likelihood that their actions would "take" plaintiffs' property was so attenuated that an inverse condemnation action provided the preferable means of remedying any harm.[6] And in fact, the plaintiffs are independently pursuing such an action in state court.

28

The plaintiffs contend that our holding in Sinaloa Lake makes summary judgment on their substantive due process claim inappropriate. Their reliance on that case, however, is misplaced. Our task in Sinaloa Lake was to determine whether the plaintiffs' allegations were sufficient to withstand a motion for judgment on the pleadings. We concluded that the plaintiffs adequately alleged a substantive due process claim precisely because the "claim goes beyond the taking of plaintiffs' property; plaintiffs also claim that government officials abused the legitimate police powers entrusted to them."[7] 882 F.2d at 1410. In the instant case, although the plaintiffs complain about the lack of pre-taking compensation, they fail to offer any evidence showing the County abused its governmental powers or was engaged in any deception or ruse.

29

After considering the speculative nature of the plaintiffs' potential damage, we are convinced no rational trier of fact could find the County's decision to maintain and operate the diking system at a 25-year flood level protection without first compensating the plaintiffs was irrational or unreasonable. See Kawaoka, 17 F.3d at 1238 (collecting substantive due process cases to demonstrate the showing plaintiffs must make to survive summary judgment). The district court properly granted summary judgment on the substantive due process claim.

CONCLUSION

[*~1262]30

The district court's order granting summary judgment for all defendants is AFFIRMED.

*

Judge Trott and Judge T.G. Nelson voted to reject the suggestion for rehearing en banc and Judge Lay so recommended

**

The Honorable Donald P. Lay, Senior Circuit Judge for the Eighth Circuit, sitting by designation

1

The plaintiffs subsequently filed these claims in state court

2

The parties strenuously argue the question of whether the plaintiffs' state created property rights include the right to be free from flood waters. In light of our decision today, we need not reach this issue

3

The County possesses the statutory authority to exercise the power of eminent domain. See Wash.Rev.Code Sec. 86.12.020

4

It is far from certain the County is required to compensate the plaintiffs. See Paulson v. County of Pierce, 99 Wash.2d 645, 664 P.2d 1202, 1207 (en banc) (holding that Washington state law "implicitly creates a class of landowners whose property might be damaged as a result of a county's flood control activities [but] precludes recovery by all those within the designated class."), appeal dismissed, 464 U.S. 957, 104 S.Ct. 386, 78 L.Ed.2d 331 (1983)

5

Article 1, Sec. 16 of the Washington Constitution prohibits the taking or damaging of private property without just compensation. The Washington Supreme Court has interpreted this provision as allowing a claimant to bring an inverse condemnation action to "recover the value of property which has been appropriated in fact, but with no formal exercise of the condemnation power." See Pierce v. Northeast Lake Washington Sewer and Water Dist., 123 Wash.2d 550, 870 P.2d 305, 309 (1994) (en banc) (internal quotations omitted)

6

We do not imply that the presence of a state procedure providing for inverse condemnation means a taking of private property will always square with the requirements of the Constitution. In some cases it will not. See, e.g., Williamson County Regional Planning Comm'n v. Hamilton Bank, 473 U.S. 172, 195 n. 14, 105 S.Ct. 3108, 3121, n. 14, 87 L.Ed.2d 126 (1985) (discussing procedural due process cases)

7

The plaintiffs' allegations in Sinaloa Lake "paint[ed] a picture of government officials bent on destroying the [plaintiffs' property] for no legitimate reason, and determined to conceal that decision until the last possible moment to prevent plaintiffs from taking advantage of available legal processes." 882 F.2d at 1410