Xiao Yang Chen v. Fischer, 843 N.E.2d 723 (NY 2005). · Go Syfert
Xiao Yang Chen v. Fischer, 843 N.E.2d 723 (NY 2005). Cases Citing This Book View Copy Cite
164 citation events (164 in the last 25 years) across 13 distinct courts.
Treatment trajectory · 2006 → 2026 · click a year to view as-of
2006 2016 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (rule) Tierney v. Tierney
N.Y. App. Div. · 2026 · confidence medium
"In the context of a matrimonial action, [the Court of Appeals] has recognized that a final judgment of divorce settles the parties' rights pertaining not only to those issues that were actually litigated, but also to those that could have been litigated" ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100 [2005] [citations omitted]).
cited Cited as authority (rule) Rothman v. Rothman
N.Y. App. Div. · 2026 · confidence medium
The two proceedings involved different legal theories, rights, and remedies ( see Xiao Yang Chen v Fischer , 6 NY3d 94, 100-101 [2005]).
discussed Cited as authority (rule) Abakporo v. Abakporo
N.Y. App. Div. · 2025 · confidence medium
"A pragmatic test has been applied to make this determination—analyzing whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties' expectations or business understanding or usage" ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100-101 [internal quotation marks omitted]; see Smith v Russell Sage Coll. , 54 NY2d 185, 193 ).
examined Cited as authority (rule) Hay v. Bolonik (4×) also: Cited "see"
2d Cir. · 2025 · confidence medium
See, e.g., Simmons v. Trans Express Inc., 16 F.4th 357 , 360 (2d Cir. 2021) (“In assessing whether claims arise out of the same transaction or series of transactions, New York courts analyze whether the claims turn on facts that are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage.”) (internal quotation marks omitted); Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 100-01 (2005); see also EFCO Corp. v. U.W.
discussed Cited as authority (rule) Morgan v. Hartman (2×) also: Cited "see"
2d Cir. · 2025 · confidence medium
Co. v. IBM Corp., 110 F.4th 106, 114 (2d Cir. 2024) (quoting Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 100-01 (2005)).
cited Cited as authority (rule) Brunswick Records Corp. v. Lastrada Entertainment Co. Ltd.
N.Y. Sup. Ct., New York Cty. · 2025 · confidence medium
This rule exists "to ensure finality, prevent vexatious litigation and promote judicial economy" (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) Ceccarelli v. Morgan Stanley Private Bank, National Association
S.D.N.Y. · 2025 · confidence medium
The transactional approach is “[a] ‘pragmatic’ test,” Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 100 (N.Y. 2005), and “turns on whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties expectations or business understanding or usage,” Beijing Neu Cloud Oriental Sys.
discussed Cited as authority (rule) Philadelphia Indemnity Insurance Company v. Rosalyn Yalow Charter School
S.D.N.Y. · 2024 · confidence medium
With respect to the third element, New York courts “have consistently applied a ‘transactional analysis approach.’” Simmons v. Trans Express Inc., 37 N.Y.3d 107 , 111 (2021) (quoting O’Brien v. City of Syracuse, 54 N.Y.2d 353, 357 (1981)). “[T]o determine whether two claims arise out of the same transaction or series of transactions,” New York courts consider whether “the claims turn on facts that ‘are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or busin…
discussed Cited as authority (rule) Pogil v. KPMG L.L.P.
S.D.N.Y. · 2024 · confidence medium
App. Div. 1981)). “[T]o determine whether two claims arise out of the same transaction or series of transactions,” New York courts consider whether “the claims turn on facts that ‘are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage.’” Id. at 111-12 (quoting Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 100-101 (N.Y.
examined Cited as authority (rule) Hay v. Bolonik (3×) also: Cited "see"
S.D.N.Y. · 2024 · confidence medium
Determining whether claims are part of the same transaction is “[a] ‘pragmatic’ test,” Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 100 (N.Y. 2005), and “turns on whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties expectations or business understanding or usage,” Beijing Neu Cloud Oriental Sys.
examined Cited as authority (rule) Beijing Neu Cloud v. IBM Corp. (3×)
2d Cir. · 2024 · confidence medium
The “same transaction” or “series of transactions” standard turns on “whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage.” Xiao Yang Chen v. Fischer, 843 N.E.2d 723, 725 (N.Y. 2005) (citations omitted).
discussed Cited as authority (rule) 214 Lafayette House LLC v. Akasa Holdings LLC
N.Y. App. Div. · 2024 · confidence medium
To determine if a claim is barred, we use a "pragmatic test . . . analyzing whether the facts are related in time, space, origin, or motivation," or "whether they form a convenient trial unit" ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100-101 [2005]).
discussed Cited as authority (rule) Jeda Capital-56, LLC v. Potsdam Assoc., LLC (2×) also: Cited "see, e.g."
N.Y. App. Div. · 2024 · confidence medium
Resolving this query "involves a 'pragmatic test analyzing whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties' expectations or business understanding or usage' " ( O'Connor v Demarest , 74 AD3d 1522, 1524 [3d Dept 2010] [ellipsis omitted], quoting Xiao Yang Chen v Fischer , 6 NY3d 94, 100-101 [2005]).
discussed Cited as authority (rule) Alfredo's Foreign Cars, Inc. v. Stellantis US LLC
S.D.N.Y. · 2024 · confidence medium
Plaintiff’s Dealer Act and contract counts are also part of the same “claim.” To assess whether claims arise out of the “same transaction,” New York courts “analyze whether the claims turn on facts that ‘are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage.’” Simmons II, 170 N.E.3d at 736–37 (quoting Xiao Yang Chen v. Fischer, 843 N.E.2d 723, 725 (N.Y. 2005)); see also Jean-Gilles v. County of Rockland, 463 F. Supp. 2d 437…
discussed Cited as authority (rule) Napoli v. New York Post
N.Y. App. Div. · 2022 · confidence medium
"A pragmatic test has been applied to make this determination—analyzing whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties' expectations or business understanding or usage" ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100-101 [internal quotation marks omitted]).
discussed Cited as authority (rule) Cincinnati Ins. Co. v. Acadia Ins. Co.
N.Y. App. Div. · 2021 · confidence medium
"Th[at] rule is grounded in public policy concerns, including fairness to the parties, and is 'intended to ensure finality, prevent vexatious litigation and promote judicial economy' " ( Simmons , 37 NY3d at 111, quoting Xiao Yang Chen v Fischer , 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) Jacobson Dev. Group, LLC v. Grossman
N.Y. App. Div. · 2021 · confidence medium
"A pragmatic test has been applied to make this determination—analyzing whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties' expectations or business understanding or usage" ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100-101 [internal quotation marks omitted]; see Smith v Russell Sage Coll. , 54 NY2d 185, 193 ).
discussed Cited as authority (rule) Simmons v. Trans Express Inc.
2d Cir. · 2021 · confidence medium
Because the claims concern common questions of fact and law – such as whether and to what extent Simmons worked in excess of forty hours per week, and whether and to what extent Trans Express compensated her for that overtime – her claims clearly would “form a convenient trial unit.” Id. at 100. 2 For similar reasons, trying Simmons’s federal claims along with her prior claims would “conform[] to the parties’ expectations,” id., especially since “all of the causes of action asserted here” had already accrued when Simmons brought her small claims court action and “could ha…
discussed Cited as authority (rule) Sanders v. Sanders
S.D.N.Y. · 2021 · confidence medium
June 1, 2011) (determining whether res judicata applies); Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 102 (2005) (same); Watkins v. Resorts Int’l Hotel & Casino, Inc., 124 N.J. 398, 413 (1991) (same)).
discussed Cited as authority (rule) Buffalo Emergency Assoc., LLP v. Aetna Health, Inc.
N.Y. App. Div. · 2021 · confidence medium
Inasmuch as plaintiffs' claims were brought to a final conclusion on the merits, " 'all other claims arising out of the same transaction or series of transactions are barred, even if based upon different theories or if seeking a different remedy' " ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100 [2005]; see O'Brien v City of Syracuse , 54 NY2d 353, 357 [1981]).
discussed Cited as authority (rule) Charlene Simmons v. Trans Express Inc
NY · 2021 · confidence medium
This rule is grounded in public policy concerns, including fairness to the parties, and is “intended to ensure finality, prevent vexatious litigation and promote judicial economy” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]; see e.g.
discussed Cited as authority (rule) Lipman v. Rodenbach
2d Cir. · 2021 · confidence medium
New York courts use 6 “[a] ‘pragmatic’ test” when applying this transactional approach, “analyzing 7 ‘whether the facts are related in time, space, origin, or motivation, whether they 8 form a convenient trial unit, and whether their treatment as a unit conforms to the 9 parties’ expectations or business understanding or usage.’” Xiao Yang Chen v. 10 Fischer, 843 N.E.2d 723, 725 (N.Y. 2005). 11 All the claims in Lipman’s current suit arise out of the same “series of 12 transactions” as her first suit, O'Brien, 429 N.E.2d at 1159 , and would have formed 13 “a convenien…
discussed Cited as authority (rule) 5055 Northern Boulevard LLC v. The Incorporated Village of Old Brookville
E.D.N.Y · 2020 · confidence medium
As for the third factor, courts analyze “whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations . . . .” Xiao Yang Chen v. Fischer, 810 N.Y.S.2d 96, 98 (N.Y. 2005) (citations omitted).
discussed Cited as authority (rule) Varriano v. Varriano
N.Y. App. Div. · 2019 · confidence medium
Under the circumstances presented, the judgment of divorce should have included a reservation of defendant's rights as to an interspousal tort action that was proceeding simultaneously in Supreme Court, Bronx County ( see Xiao Yang Chen v Fischer , 6 NY3d 94, 102 [2005]).
discussed Cited as authority (rule) Manko v. Gabay
N.Y. App. Div. · 2019 · confidence medium
The majority of the facts alleged in the five complaints are nearly identical, with the only differences being additional causes of action asserted in this action and different entities named as defendants of which Gabay is a principal, differences which nonetheless relate "in time, space, origin [and] motivation" to the claims adjudicated in the four prior actions ( Xiao Yang Chen v Fischer , 6 NY3d 94, 100 [internal quotation marks omitted]; see Smith v Russell Sage Coll. , 54 NY2d 185, 192-193 ).
discussed Cited as authority (rule) EDJ Realty v. New York State Div. of Hous. & Community Renewal (\DHCR\")"
N.Y. App. Div. · 2018 · confidence medium
Plaintiff raised matters before the motion court that could have been raised, and in fact were actually raised, in the extensive prior proceedings in which plaintiff challenged the very same orders that it challenges here (see Xiao Yang Chen v Fischer , 6 NY3d 94, 100 [2005]; Marinelli Assoc. v Helmsley-Noyes Co. , 265 AD2d 1, 5 [1st Dept 2000]).
discussed Cited as authority (rule) Williams v. City of Yonkers
N.Y. App. Div. · 2018 · confidence medium
"Typically, principles of res judicata require that once a claim is brought to a final conclusion, all other claims arising out of the same transaction or series of transactions are barred, even if based upon different theories or if seeking a different remedy" ( Xiao Yang Chen v Fischer, 6 NY3d at 100 [internal quotation marks omitted]; see Burgos v New York Presby.
discussed Cited as authority (rule) Greco v. Greco
N.Y. App. Term. · 2017 · confidence medium
We note that the judgment of divorce between the parties did not otherwise preclude jurisdiction in the District Court over the issue presented in this matter.</p> <p>With respect to the branch of defendant's motion seeking dismissal on the ground of res judicata, we note that, while principles of res judicata typically require that, "once a claim is brought to a final conclusion, all other claims arising out of the same transaction or series of transactions are barred" (<i>O'Brien v City of Syracuse</i>, 54 NY2d 353, 357 [1981]), "unfairness may result if the doctrine is applied too harshly; …
discussed Cited as authority (rule) Krol v. Yager-Krol
N.Y. App. Div. · 2016 · confidence medium
We thus agree with Supreme Court that res judicata does not preclude plaintiff from raising the constructive trust claim (compare Xiao Yang Chen v Fischer, 6 NY3d 94, 102 [2005]; Partlow v Kolupa, 122 AD2d 509, 509-510 [1986], affd 69 NY2d 927 [1987]). * We further reject defendant’s contention that Supreme Court *1251 erred in denying summary judgment because plaintiff did not submit evidence that defendant promised to convey an interest in Yager Farm to him.
discussed Cited as authority (rule) Maki v. Bassett Healthcare
N.Y. App. Div. · 2016 · confidence medium
Indeed, the majority of the facts alleged in the two complaints are nearly identical, with the only difference being that the complaint commencing this action alleges continued pain and suffering, which nonetheless relate “in time, space, origin [and] motivation” to those adjudicated in the 2010 action (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005] [internal quotation marks and citation omitted]; see Smith v Russell Sage Coll., 54 NY2d 185, 192-193 [1981]).
discussed Cited as authority (rule) Wietschner Ex Rel. JPMorgan Chase & Co. v. Dimon
N.Y. App. Div. · 2016 · confidence medium
The claims in this action and in the federal actions arose from the same series of transactions involving the directors’ oversight of a corporate anti-money laundering program (see Landau, P.C. v LaRossa, Mitchell & Ross, 11 NY3d 8, 12-13 [2008]), and, aside from the different time periods alleged *462 regarding the directors’ lack of oversight, had the same origin and formed a convenient trial unit (see Xiao Yang Chen v Fischer, 6 NY3d 94, 100-101 [2005]).
discussed Cited as authority (rule) People v. Cook
N.Y. App. Div. · 2015 · confidence medium
“The primary purposes of res judicata are grounded in public policy concerns and are intended to ensure finality, prevent vexatious litigation and promote judicial economy” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]; see Matter of Reilly v Reid, 45 NY2d at 28 ; Brooks v Haidt, 59 AD3d 233, 235 [2009]).
discussed Cited as authority (rule) Nicodemus v. Nicodemus
N.Y. App. Div. · 2015 · confidence medium
Indeed, in the context of a matrimonial action, the Court of Appeals has “recognized that a final judgment of divorce settles the parties’ rights pertaining not only to those issues that were actually litigated, but also to those that could have been litigated” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) Eugenia VI Venture Holdings, Ltd. v. Maplewood Holdings LLC (In re AMC Investors, LLC) (2×)
Bankr. D. Del. · 2015 · confidence medium
Sheffield v. Sheriff of Rockland County Sheriff Dept., 393 Fed.Appx. 808, 811 (2nd Cir.2010) (quoting Xiao Yang Chen v. Fischer, 6 N.Y.3d 94 , 810 N.Y.S.2d 96 , 843 N.E.2d 723, 725 (2005)). .
discussed Cited as authority (rule) Specialized Realty Services, LLC v. Maikisch
N.Y. App. Div. · 2014 · confidence medium
A ‘pragmatic’ test has been applied to make this determination — analyzing ‘whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage’ ” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100-101 [2005], quoting Restatement [Second] of Judgments § 24 [2]; see Smith v Russell Sage Coll., 54 NY2d 185, 192-193 [1981]).
discussed Cited as authority (rule) Bayer v. City of New York
N.Y. App. Div. · 2014 · confidence medium
In determining whether a factual grouping constitutes a transaction for res judicata purposes, a court must apply a pragmatic test and analyze how the facts are related as to time, space, origin or motivation, whether they form a convenient trial unit and whether treating them as a unit conforms to the parties’ expectations or business understanding (see Xiao Yang Chen v Fischer, 6 NY3d 94, 100-101 [2005]; Smith v Russell Sage Coll., 54 NY2d 185, 192-193 [1981]; Douglas Elliman, LLC v Bergere, 98 AD3d 642, 643 [2012]).
discussed Cited as authority (rule) Bayer v. City of New York
N.Y. App. Div. · 2014 · confidence medium
In determining whether a factual grouping constitutes a transaction for res judicata purposes, a court must apply a pragmatic test and analyze how the facts are related as to time, space, origin or motivation, whether they form a convenient trial unit and whether treating them as a unit conforms to the parties’ expectations or business understanding (see Xiao Yang Chen v Fischer, 6 NY3d 94, 100-101 [2005]; Smith v Russell Sage Coll., 54 NY2d 185, 192-193 [1981]; Douglas Elliman, LLC v Bergere, 98 AD3d 642, 643 [2012]).
discussed Cited as authority (rule) In re Arbitration between Niagara Frontier Transportation Authority & International Longshoremen's Ass'n
N.Y. App. Div. · 2014 · confidence medium
The prior arbitration between the parties did not involve the same claim, and therefore res judicata, or claim preclusion, is not applicable (see generally Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) In re Arbitration between Niagara Frontier Transportation Authority & International Longshoremen's Ass'n
N.Y. App. Div. · 2014 · confidence medium
The prior arbitration between the parties did not involve the same claim, and therefore res judicata, or claim preclusion, is not applicable (see generally Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) LOMAGLIO, LARRY J. v. LOMAGLIO, CARMEN M.
N.Y. App. Div. · 2013 · confidence medium
As relevant here, “a final judgment of divorce settles the parties’ rights pertaining not only to those issues that were actually litigated, but also to those that could have been litigated” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]; see Rainbow v Swisher, 72 NY2d 106,110 [1988]; Cudar v Cudar, 98 AD3d 27, 31 [2012]; see generally Boronow v Boronow, 71 NY2d 284, 286, 290-291 [1988]). “[A]bsent unusual circumstances or explicit statutory authorization, the provisions of [such a] judgment are final and binding on the parties, and may be modified only upon direct challenge” (Rain…
cited Cited as authority (rule) Lind v. Greenspan
N.Y. App. Div. · 2012 · confidence medium
Thus, the remaining claim for conscious pain and suffering in the wrongful death action is not barred by the principle of res judicata (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
cited Cited as authority (rule) Lind v. Greenspan
N.Y. App. Div. · 2012 · confidence medium
Thus, the remaining claim for conscious pain and suffering in the wrongful death action is not barred by the principle of res judicata (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) Dayanoff v. Dayanoff
N.Y. App. Div. · 2012 · confidence medium
Typically, res judicata, or claim preclusion, requires that “ ‘once a claim is brought to a final conclusion, all other claims arising out of the same transaction or series of transactions are barred, even if based upon different theories or if seeking a different remedy’ ” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005], quoting O'Brien v City of Syracuse, 54 NY2d 353, 357 [1981]).
discussed Cited as authority (rule) Cudar v. Cudar
N.Y. App. Div. · 2012 · confidence medium
Indeed, in the context of a matrimonial action, the Court of Appeals has “recognized that a final judgment of divorce settles the parties’ rights pertaining not only to those issues that were actually litigated, but also to those that could have been litigated” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) Dayanoff v. Dayanoff
N.Y. App. Div. · 2012 · confidence medium
Typically, res judicata, or claim preclusion, requires that “ ‘once a claim is brought to a final conclusion, all other claims arising out of the same transaction or series of transactions are barred, even if based upon different theories or if seeking a different remedy’ ” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005], quoting O'Brien v City of Syracuse, 54 NY2d 353, 357 [1981]).
discussed Cited as authority (rule) Cudar v. Cudar
N.Y. App. Div. · 2012 · confidence medium
Indeed, in the context of a matrimonial action, the Court of Appeals has “recognized that a final judgment of divorce settles the parties’ rights pertaining not only to those issues that were actually litigated, but also to those that could have been litigated” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100 [2005]).
discussed Cited as authority (rule) Maybaum v. Maybaum
N.Y. App. Div. · 2011 · confidence medium
A ‘pragmatic’ test has been applied to make this determina tion — analyzing ‘whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage’ ” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100-101 [2005], quoting Restatement [Second] of Judgments § 24 [2]; see Smith v Russell Sage Coll., 54 NY2d 185, 192-193 [1981]).
discussed Cited as authority (rule) Corines v. American Physicians Insurance Trust
S.D.N.Y. · 2011 · confidence medium
In order to determine whether particular claims arise out of the same transaction, the New York Court of Appeals uses a “pragmatic test ... analyzing whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage.” Xiao Yang Chen v. Fischer, 6 N.Y.3d 94, 100-01 , 810 N.Y.S.2d 96 , 843 N.E.2d 723, 725 (2005) (quoting Restatement (Second) of Judgments § 24(2) (2010)).
examined Cited as authority (rule) Sheffield v. Sheriff of the Rockland County Sheriff Department (3×) also: Cited "see"
2d Cir. · 2010 · confidence medium
New York courts apply a “pragmatic” test to determine whether claims are part of the same transaction for res judicata purposes, examining “whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage.” Xiao Yang Chen v. Fischer, 6 N.Y.3d 94 , 810 N.Y.S.2d 96 , 843 N.E.2d 723, 725 (2005) (quoting Restatement (2d) of Judgments § 24).
discussed Cited as authority (rule) O'Connor v. Demarest
N.Y. App. Div. · 2010 · confidence medium
Determining whether claims are part of the same transaction involves a “pragmatic test . . . analyzing whether the facts are related in time, space, origin,, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations or business understanding or usage” (Xiao Yang Chen v Fischer, 6 NY3d 94, 100-101 [2005] [internal quotation marks and citations omitted]).
Retrieving the full opinion text from the archive…
Xiao Yang Chen, Appellant,
v.
Ian Ira Fischer, Respondent
New York Court of Appeals.
Dec 15, 2005.
843 N.E.2d 723
Xiao Yang Chen, Appellant, v Ian Ira Fischer, Respondent., POINTS OF COUNSEL, Law Office of Paul Grobman, New York City (Paul Grobman of counsel), for appellant., Bleakley Platt & Schmidt, LLP, White Plains (Robert D. Meade of counsel), for respondent., Law Offices of Annette G. Hasapidis, South Salem (Annette G. Hasapidis, Alayne Katz and Andrea Phoenix of counsel), for Women’s Bar Association of the State of New York, amicus curiae., Amanda B. Norejko, New York City, and Laura A. Russell for Sanctuary for Families’ Center for Battered Women’s Legal Services, amicus curiae., Cynthia B. Rubin, New York City, Sheila A. Agnew and Jennifer A. Covell for Association of the Bar of the City of New York, amicus curiae., Elliot Scheinberg, New York City, for American Academy of Matrimonial Lawyers, New York Chapter, amicus curiae.
Clparick.
Cited by 201 opinions  |  Published

OPINION OF THE COURT

ClPARICK, J.

Plaintiff Xiao Yang Chen and defendant Ian Ira Fischer were married on March 11, 2001. Shortly thereafter, Fischer commenced an action for divorce on the ground of cruel and inhuman treatment. Chen counterclaimed for divorce—also alleging cruel and inhuman treatment—and asserted an additional cause of action for fraudulent inducement. Specifically, as grounds for divorce, Chen alleged that on May 6, 2001, Fischer “grabbed [her] and violently slapped her across the face and ear causing[*99] [her] to suffer bruising, pain and swelling” and that he threw her on the ground and attempted to suffocate her. As a result of that incident, each party filed a family offense petition against the other in Family Court and received a temporary order of protection. The parties agreed to consolidate these petitions with the matrimonial action. At the conclusion of the matrimonial trial, they further agreed to withdraw the petitions without prejudice on the record in open court.

On October 15, 2001, prior to trial of the matrimonial action, the parties entered into a stipulation on the issue of fault. “[I]n satisfaction of the stipulation,” the parties agreed to withdraw all their fault allegations—including those related to the May 6 incident—save one. After trial on the remaining issues—including equitable distribution and a fraudulent inducement cause of action—on May 8, 2002 a dual judgment of divorce was granted on the ground of cruel and inhuman treatment based on each party’s sole remaining fault allegation.

Chen allegedly commenced the instant personal injury action on January 18, 2002, while the matrimonial action was pending. [1] The complaint asserted two causes of action—one for intentional infliction of emotional distress and a second for assault and battery. As to the second cause of action, the complaint alleged that on May 6, 2001, Fischer slapped her in the face and ear, causing permanent injury, necessitating continuing medical treatment and rendering her unable to perform her usual and customary activities. Fischer answered, raising several affirmative defenses, including res judicata and various theories of estoppel.

Fischer moved to dismiss the complaint pursuant to CPLR 3211 (a) (5) and Chen cross-moved to dismiss several of Fischer’s affirmative defenses. Supreme Court granted Fischer’s motion and denied Chen’s cross motion. The court found that the allegations in Chen’s personal injury action were “virtually identical” to those in her counterclaim for divorce and arose out of the same transaction or series of transactions. Thus, the court determined that the tort action was barred by res judicata.

The Appellate Division affirmed, agreeing that the action was barred because the tort claim could have been litigated with the divorce action and Chen did not expressly reserve the right to[*100] bring that claim when she withdrew her fault allegations for purposes of the stipulation. The Court extended the rule we set forth in Boronow v Boronow (71 NY2d 284, 290 [1988])—that issues relating to marital property be decided with the matrimonial action—to interspousal tort actions. Specifically, the Court found that “[s]ocietal needs, logic, and the desirability of bringing spousal litigation to finality now compel us to . . . hold that an interspousal tort action seeking to recover damages for personal injuries commenced subsequent to, and separate from, an action for divorce is . . . barred by claim preclusion” (12 AD3d 43, 47 [2004]). [2] We granted Chen leave to appeal and now reverse.

Typically, principles of res judicata require that “once a claim is brought to a final conclusion, all other claims arising out of the same transaction or series of transactions are barred, even if based upon different theories or if seeking a different remedy” (O’Brien v City of Syracuse, 54 NY2d 353, 357 [1981]). In the context of a matrimonial action, this Court has recognized that a final judgment of divorce settles the parties’ rights pertaining not only to those issues that were actually litigated, but also to those that could have been litigated (Rainbow v Swisher, 72 NY2d 106, 110 [1988]; see also O’Connell v Corcoran, 1 NY3d 179, 184-185 [2003]). The primary purposes of res judicata are grounded in public policy concerns and are intended to ensure finality, prevent vexatious litigation and promote judicial economy (see Matter of Hodes v Axelrod, 70 NY2d 364, 372 [1987]; Matter of Reilly v Reid, 45 NY2d 24, 28 [1978]). However, unfairness may result if the doctrine is applied too harshly; thus “[i]n properly seeking to deny a litigant two ‘days in court’, courts must be careful not to deprive [the litigant] of one” (Reilly, 45 NY2d at 28).

It is not always clear whether particular claims are part of the same transaction for res judicata purposes. A “pragmatic” test has been applied to make this determination—analyzing “whether the facts are related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties’ expectations[*101] or business understanding or usage” (Restatement [Second] of Judgments § 24 [2]; see Smith v Russell Sage Coll., 54 NY2d 185, 192-193 [1981]; Reilly, 45 NY2d at 29). [3]

Applying these principles, it is apparent that personal injury tort actions and divorce actions do not constitute a convenient trial unit. The purposes behind the two are quite different. They seek different types of relief and require different types of proof. Moreover, a personal injury action is usually tried by a jury, in contrast to a matrimonial action, which is typically decided by a judge when the issue of fault is not contested. Further, personal injury attorneys are compensated by contingency fee, whereas matrimonial attorneys are prohibited from entering into fee arrangements that are contingent upon the granting of a divorce or a particular property settlement or distributive award (see Code of Professional Responsibility DR 2-106 [c] [2] [i] [22 NYCRR 1200.11 (c) (2) (i)]).

This case is distinguishable from the situation presented by Boronow. There, we noted that title issues are “intertwined” with the dissolution of the marriage relationship and could usually “be fairly and efficiently resolved” along with the matrimonial action (see Boronow, 71 NY2d at 290). Typically, however, a personal injury action is not sufficiently intertwined with the dissolution of the marriage relationship as to allow for its efficient resolution. Thus, the interspousal tort action does not form a convenient trial unit with the divorce proceeding, and it would not be within the parties’ reasonable expectations that the two would be tried together.

Significant policy considerations also support this conclusion. To require joinder of interspousal personal injury claims with the matrimonial action would complicate and prolong the divorce proceeding. This would be contrary to the goal of expediting these proceedings and minimizing the emotional damage to the parties and their families. Delaying resolution of vital matters such as child support and custody or the distribution of assets to await the outcome of a personal injury action could result in extreme hardship and injustice to the families involved, especially for victims of domestic violence. In addition, parties should be encouraged to stipulate to, rather than litigate, the issue of fault (see Blickstein v Blickstein, 99 AD2d 287, 293-[*102] 294 [2d Dept 1984]; see also O’Brien v O’Brien, 66 NY2d 576, 589, 590 [1985] [noting that fault should only be considered “in egregious cases” for purposes of equitable distribution, in part, “because fault will usually be difficult to assign and because introduction of the issue may involve the courts in time-consuming procedural maneuvers relating to collateral issues”]).

Unlike the Appellate Division, we decline to adopt the reasoning of the New Jersey Supreme Court in Tevis v Tevis (79 NJ 422, 400 A2d 1189 [1979]). In Tevis, the court held that under that State’s “single controversy” rule, the interspousal personal injury claim should have been brought with the matrimonial action so that the issues between the parties could be decided in one proceeding in order to prevent protracted litigation (see Tevis, 79 NJ at 434, 400 A2d at 1196). However, that view is decidedly the minority view and the New Jersey Supreme Court has recently acknowledged the potential drawbacks to litigating an interspousal tort claim prior to the divorce proceeding—noting that it “may have a negative psychological impact on parties by prolonging the uncertainty of their marital status” (Brennan v Orban, 145 NJ 282, 303, 678 A2d 667, 678 [1996]). Indeed, other states to address the issue have reached the conclusion we reach today, emphasizing the fundamental differences between the two types of actions and noting the complications that could result from the rigid application of res judicata principles (see Delahunty v Massachusetts Mut. Life Ins. Co., 236 Conn 582, 590-594, 674 A2d 1290, 1295-1296 [1996]; Henriksen v Cameron, 622 A2d 1135, 1141-1142 [Me 1993]; Heacock v Heacock, 402 Mass 21, 23-24, 520 NE2d 151, 153 [1988]).

Here, although the personal injury claim could have been litigated with the matrimonial action—as the facts arose from the same transaction or series of events—it was not, as all of Chen’s fault allegations, save one, were withdrawn by stipulation for the salutary purpose of expediting the matrimonial action. She is therefore not precluded from litigating that claim in a separate action.

Parties are free, of course, to join their interspousal tort claims with the matrimonial action (see CPLR 601 [a]) and the trial court retains discretion to sever the claims in the interest of convenience, if necessary (see CPLR 603). If a separate inter-spousal tort action is contemplated, however, or has been commenced, the better practice would be to include a reservation of rights in the judgment of divorce. Finally, if fault allegations are actually litigated in a matrimonial action, res judicata or some[*103] form of issue preclusion would bar a subsequent action in tort based on the same allegations.

Accordingly, the order of the Appellate Division should be reversed, with costs, and the case remitted to Supreme Court for further proceedings in accordance with this opinion.

Chief Judge Kaye and Judges G.B. Smith, Rosenblatt, Graffeo, Read and R.S. Smith concur.

Order reversed, etc.

1

. The original complaint is not part of the record. The only version of the complaint in the record is an incomplete second amended complaint dated May 10, 2002—subsequent to the judgment of divorce.

2

. The Appellate Division, citing Weicker v Weicker (22 NY2d 8, 11 [1968]), held that “New York does not recognize a cause of action to recover damages for intentional infliction of emotional distress between spouses such as the one asserted by Chen in her first cause of action against Fischer” (12 AD3d 43, 45 [2004]). We agree and limit our discussion to Chen’s cause of action to recover damages for assault and battery.

3

. Smith and Reilly cited section 61 from Tentative Draft No. 1 of the Restatement (Second) of Judgments, which has since been adopted at section 24 of the current Restatement.