U.S. Bank Nat'l Ass'n v. Esses, 132 A.D.3d 847 (N.Y. App. Div. 2015). · Go Syfert
U.S. Bank Nat'l Ass'n v. Esses, 132 A.D.3d 847 (N.Y. App. Div. 2015). Cases Citing This Book View Copy Cite
31 citation events (31 in the last 25 years) across 5 distinct courts.
Treatment trajectory · 2016 → 2026 · click a year to view as-of
2016 2021 2026
Top citers, strongest first. 12 distinct citers. How cited ↗
discussed Cited as authority (rule) NewRez LLC v. Janetta Cumberbatch's Unknown Heirs-at-Law, Next-of-Kin, Distributees, Executors, Admrs., Trustees, Devises, Legatees, Assignees, Lienors, Creditors, & Successors in Interest (2×)
N.Y. Sup. Queens · 2025 · confidence medium
However, a plaintiff mortgagee who elects to proceed directly against a deceased homeowner's distributees without joining a personal representative of the estate of the deceased homeowner must do more than merely waive its right to seek a deficiency judgment against the deceased homeowner's estate ( see US Bank N.A. v Esses , 132 AD3d 847, 848 [2d Dept 2015]); it must establish that the deceased homeowner/mortgagor died intestate and "made an absolute conveyance of all his or her interest in the mortgaged premises," including her equity of redemption, to another person or entity ( id. ; see DL…
discussed Cited as authority (rule) Knopf v. Esposito (2×)
N.Y. Sup. Ct., New York Cty. · 2025 · confidence medium
Credit Union v Hughes ( 239 AD3d 584 , 585 [2d Dept 2025]); U.S. Bank N.A. v Sanon ( 238 AD3d 800 , 801-802 [2d Dept 2025]); Nationstar Mortgage, LLC v Azcona ( 186 AD3d 614, 615-616 [2d Dept 2020]); U.S. Bank N.A. v Esses ( 132 AD3d 847, 848 [2d Dept 2015]); Paterno v CYC LLC ( 46 AD3d 788, 788-789 [2d Dept 2007]); Alaska Seaboard Partners Ltd.
discussed Cited as authority (rule) Wells Fargo Bank, N.A. v. Paulsen (2×)
N.Y. App. Div. · 2025 · confidence medium
In any event, since Paulsen was not the owner when the action was commenced and no claim was made against her, neither Paulsen nor a representative of her estate was a necessary party ( see RPAPL 1311 [1]; U.S. Bank, N.A. v Carrington , 179 AD3d 743, 744 [2d Dept 2020]; US Bank N.A. v Esses , 132 AD3d 847, 848 [2d Dept 2015]; HSBC Bank USA v Ungar Family Realty Corp. , 111 AD3d 673, 673-674 [2d Dept 2013]).
cited Cited as authority (rule) J.K. v. Viscardi Ctr. Inc
N.Y. Sup. Kings · 2024 · confidence medium
Ass'n v Esses, 132 AD3d 847, 848 [2d Dept 2015]; Yesilevich v Tenenbaum, 82 Misc 3d 541 , 545 [Sup Ct, Kings County 2023] [plaintiff permitted to discontinue post-joinder and stay lifted]).
cited Cited as authority (rule) Beneficial Homeowner Serv. Corp. v. Heirs at Large of Ramona E. Thwaits
N.Y. App. Div. · 2020 · confidence medium
U.S. Bank N.A. v Esses , 132 AD3d 847, 847-848 [2015]).
discussed Cited as authority (rule) Wells Fargo Bank, N.A. v. Schubnel
N.Y. App. Div. · 2019 · confidence medium
In the absence of a substitution of Schubnel, a discontinuance of the action insofar as asserted against Schubnel or a representation by plaintiff that it would be waiving its right to seek a deficiency judgment against Schubnel, the death of Schubnel affects the merits of the case ( see U.S. Bank N.A. v Esses , 132 AD3d 847, 848 [2015]; compare HSBC Bank USA v Ungar Family Realty Corp. , 111 AD3d 673, 673-674 [2013]).
cited Cited as authority (rule) U.S. Bank N.A. v. Spence
N.Y. App. Div. · 2019 · confidence medium
Accordingly, the motion to vacate was properly granted ( see U.S. Bank N.A. v Esses , 132 AD3d 847, 848 [2d Dept 2015]; cf. Waterfall Victoria Master Fund at 594; Countrywide Home Loans at 247).
discussed Cited as authority (rule) Bank of N.Y. Mellon v. Buckowitz
N.Y. App. Div. · 2018 · confidence medium
"In most instances a personal representative appointed by the Surrogate's Court should be substituted in the action to represent the decedent's estate" ( U.S. Bank N.A. v Esses , 132 AD3d 847, 848 [internal quotation marks omitted]).
discussed Cited as authority (rule) Capital One, N.A. v. Karp
N.Y. Sup. Ct. · 2017 · confidence medium
The death of the John Doe defendant, the tenant named Kip Konigsberg, does not require a stay of this action. “[W]here a party’s demise does not affect the merits of a case, there is no need for strict adherence to the requirement that the proceedings be stayed pending substitution” (U.S. Bank N.A. v Esses, 132 AD3d 847, 848 [2d Dept 2015]).
discussed Cited as authority (rule) Wells Fargo Bank, N.A. v. Bachmann
N.Y. App. Div. · 2016 · confidence medium
Also, by consenting to the post-judgment, but pre-judicial sale, discontinuance of the action insofar as asserted against Schmitt, the plaintiff, in effect, elected not to seek a deficiency judgment against Schmitt’s estate (see U.S. Bank N.A. v Esses, 132 AD3d 847, 848 [2015]; cf. Aurora Bank FSB v Albright, 137 AD3d 1177 [2016]).
discussed Cited as authority (rule) Aurora Bank FSB v. Albright
N.Y. App. Div. · 2016 · confidence medium
Although this Court has recognized, under certain limited circumstances, that “where a party’s demise does not affect the merits of a case, there is no need for strict adherence to the requirement that the proceedings be stayed pending substitution” (U.S. Bank N.A. v Esses, 132 AD3d 847, 848 [2015]), those circumstances are not present here.
examined Cited "see" Wells Fargo Bank, N.A. v. Miglio (3×)
N.Y. App. Div. · 2021 · signal: see · confidence high
"In most instances a personal representative appointed by the Surrogate's Court should be substituted in the action to represent the decedent's estate" ( Lambert v Estren , 126 AD3d 942, 943 ; see U.S. Bank N.A. v Esses , 132 AD3d 847, 848 ).
Retrieving the full opinion text from the archive…
U.S. Bank National Association, as Trustee for GSAA Home Equity Trust 2006-9 Asset-Backed Certificates Series 2006-9, Appellant,
v.
Abraham Esses Et Al., Defendants, and Mark M. Benun, Respondent
2014-10462.
Appellate Division of the Supreme Court of the State of New York.
Oct 21, 2015.
132 A.D.3d 847
Dillon, Miller, Maltese, Lasalle.
Cited by 260 opinions  |  Published

In an action to foreclose a mortgage, the plaintiff appeals from an order of the Supreme Court, Rings County (F. Rivera, J.), dated May 16, 2014, which denied its motion to vacate an order of the same court dated February 21, 2014, staying all proceedings in the action pursuant to CPLR 1015 (a).

Ordered that the order dated May 16, 2014, is affirmed, with costs.

In November 2006 the defendant Mark M. Benun, as sole owner, transferred the premises known as 2055 East 1st Street in Brooklyn (hereinafter the subject property) to himself and his grandfather, the defendant Abraham Esses, as joint tenants with right of survivorship. According to the plaintiff, Esses was the obligor on a note and mortgage related to the subject property and defaulted on his payment obligations thereunder. In October 2009, the plaintiff commenced this action to foreclose the mortgage. On January 21, 2010, Esses died. In an order dated February 21, 2014, the Supreme Court stayed all proceedings in the action pursuant to CPLR 1015 (a). Thereafter, the plaintiff moved to vacate the order dated February 21, 2014. The court denied the motion, and the plaintiff appeals.

“ ‘Generally, the death of a party divests a court of jurisdiction to act, and automatically stays proceedings in the action[*848] pending the substitution of a personal representative for the decedent’ ” (Lambert v Estren, 126 AD3d 942, 943 [2015], quoting Neuman v Neumann, 85 AD3d 1138, 1139 [2011]). “In most instances a personal representative appointed by the Surrogate’s Court should be substituted in the action to represent the decedent’s estate” (Lambert v Estren, 126 AD3d at 943). However, where a party’s demise does not affect the merits of a case, there is no need for strict adherence to the requirement that the proceedings be stayed pending substitution (see DLJ Mtge. Capital, Inc. v 44 Brushy Neck, Ltd., 51 AD3d 857, 858 [2008]; Paterno v CYC, LLC, 46 AD3d 788 [2007]; Alaska Seaboard Partners Ltd. Partnership v Grant, 20 AD3d 436 [2005]; Bova v Vinciguerra, 139 AD2d 797, 799 [1988]). In the context of a mortgage foreclosure action, where a deceased defendant made an absolute conveyance of all his or her interest in the mortgaged premises to another defendant, including his or her equity of redemption, and the plaintiff either discontinued the action as against the deceased defendant or elected not to seek a deficiency judgment against the deceased defendant’s estate, then the deceased defendant is not a necessary party to the action (see HSBC Bank USA v Ungar Family Realty Corp., 111 AD3d 673 [2013]; Bank of N.Y. Mellon Trust Co. v Ungar Family Realty Corp., 111 AD3d 657 [2013]). Here, although Benun, as the surviving joint tenant, automatically inherited the subject property from Esses (see Trotta v Ollivier, 91 AD3d 8, 12 [2011]), the plaintiff has neither moved to substitute a representative for Esses’ estate as a defendant (see CPLR 1021), discontinued the action insofar as asserted against Esses, nor represented that it would not seek a deficiency judgment against Esses’ estate.

The parties’ remaining contentions are without merit, improperly raised for the first time on appeal, or refer to matter dehors the record.

Accordingly, the Supreme Court properly denied the plaintiff’s motion to vacate the order dated February 21, 2014, staying all proceedings in the action pursuant to CPLR 1015 (a).

Dillon, J.P., Miller, Maltese and LaSalle, JJ., concur.