Shortz v. Farrell, 193 A. 20 (Pa. 1937). · Go Syfert
Shortz v. Farrell, 193 A. 20 (Pa. 1937). Cases Citing This Book View Copy Cite
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cited 4× by 3 distinct cases, 1976–2014 · 3 courts · …more likely to invite criticism than to achieve clarity.
cited 4× by 4 distinct cases, 1997–2014 · 3 courts · …scorn delights, and live laborious days,
319 citation events (106 in the last 25 years) across 33 distinct courts.
Treatment trajectory · 1937 → 2026 · click a year to view as-of
1937 1981 2026
Top citers, strongest first. 46 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) In Re: Albert Staico, Jr. (2×) also: Cited "see, e.g."
Pa. Super. Ct. · 2016 · quote attribution · 1 verbatim quote · confidence high
the object of the legislation forbidding the practice of law to laymen is . . . to assure to the public adequate protection in the pursuit of justice
examined Cited as authority (verbatim quote) Haymond v. Lundy (5×) also: Cited "see"
E.D. Pa. · 2001 · signal: see also · quote attribution · 1 verbatim quote · confidence high
where the application of legal knowledge and technique is required, the activity constitutes the practice of law.
cited Cited as authority (rule) Com. v. Fredericks, K.
Pa. Super. Ct. · 2020 · confidence medium
Office of Disciplinary Counsel v. Marcone, … 855 A.2d 654, 660 ([Pa. ]2004); Shortz et al. v. Farrell, … 193 A. 20, 21 ([Pa. ]1937).
cited Cited as authority (rule) Commonwealth v. Pilchesky
Pa. Super. Ct. · 2016 · confidence medium
Office of Disciplinary Counsel v. Marcone, 579 Pa. 1 , 855 A.2d 654, 660 (2004); Shortz et al. v. Farrell, 327 Pa. 81 , 193 A. 20, 21 (1937).
examined Cited as authority (rule) In Re: Albert Staico, Jr. (3×) also: Cited "see, e.g."
Pa. Super. Ct. · 2016 · confidence medium
Childs v. Smeltzer, 315 Pa. 9 , 171 A. 883 (1934) ("[t]he strict regulation and control of persons who render legal services is as necessary and essential to the welfare of the public at large as the requirements for the practice of medicine or dentistry"); Shortz, 193 A. at 24 ("the object of the legislation forbidding [the] practice [of law] to [l]aymen is ... to assure to the public adequate protection in the pursuit of justice" *994 ); Mazzacaro, 351 A.2d at 233 ("[the] stringent requirements [to practice law] are intended to protect and secure the public's interest in competent legal repr…
cited Cited as authority (rule) Lenau, N. v. Co-Exprise, Inc.
Pa. Super. Ct. · 2014 · confidence medium
Office of Disciplinary Counsel v. Marcone [ 579 Pa. 1 ], 855 A.2d 654, 660 (Pa.2004); Shortz et al. v. Farrell [ 327 Pa. 81 ], 193 A. 20, 21 (Pa.1937).
cited Cited as authority (rule) Yelin v. Swartz
E.D. Pa. · 2011 · confidence medium
Id. at 167 (citing Shortz v. Farrell, 327 Pa. 81 , 193 A. 20, 21 (1937)).
discussed Cited as authority (rule) Carlson v. Workforce Safety & Insurance
N.D. · 2009 · confidence medium
Under that statute, a request for reconsideration requires more than providing information on a claim form provided by WSI and, contrary to GMR’s assertion, is not a “purely mechanical service that could have been performed by a non-lawyer.” See Lukas v. Bar Ass’n, 35 Md.App. 442 , 371 A.2d 669, 673 (1977) (completing forms supplied by Workmen’s Compensation Commission does not require licensed attorney); Goodman v. Beall, 130 Ohio St. 427 , 200 N.E. 470, 471-73 (1936) (preparing and presenting claims on forms furnished by commissioner do not constitute practice of law); Shortz v. Fa…
examined Cited as authority (rule) Harkness v. Unemployment Compensation Board of Review (4×)
Pa. · 2007 · confidence medium
Office of Disciplinary Counsel v. Marcone, 579 Pa. 1 , 855 A.2d 654, 660 (2004); Shortz et al. v. Farrell, 327 Pa. 81 , 193 A. 20, 21 (1937).
examined Cited as authority (rule) In Re Benninger (3×)
Bankr. W.D. Pa. · 2006 · confidence medium
As the Pennsylvania Supreme Court has held: "Marking out the abstract boundaries of legal practice would be an elusive, complex task more likely to invite criticism than to achieve clarity." Dauphin County Bar Ass'n v. Mazzacaro, 465 Pa. 545 , 351 A.2d 229, 233 (1976) citing Shortz v. Farrell, 327 Pa. 81 , 193 A. 20, 21 (1937).
examined Cited as authority (rule) Benninger v. First Colony Life Insurance (3×)
Bankr. W.D. Pa. · 2006 · confidence medium
As the Pennsylvania Supreme Court has held: “Marking out the abstract boundaries of legal practice would be an elusive, complex task more likely to invite criticism than to achieve clarity.” Dauphin County Bar Ass’n v. Mazzacaro, 465 Pa. 545 , 351 A.2d 229, 233 (1976) citing Shortz v. Farrell, 327 Pa. 81 , 193 A. 20, 21 (1937).
discussed Cited as authority (rule) Piunti v. Commonwealth, Department of Labor and Industry, Unemployment Compensation Board of Review
Pa. Commw. Ct. · 2006 · confidence medium
In Dehus this Court referred to our Supreme Court’s decision in Wing v. Unemployment Compensation Board of Review, 496 Pa. 113 , 436 A.2d 179 (1981) for the rule that an administrative law tribunal must be given the opportunity to correct its errors as early as possible and that the parties must be required to advance all legal theories before the tribunal to avoid a series of piecemeal adjudications. .See Westmoreland County v. RTA Group, Inc., 767 A.2d 1144, 1147 (Pa.Cmwlth.), appeal denied, 567 Pa. 753 , 788 A.2d 382 (2001) (hearings before administrative boards or commissions are essenti…
cited Cited as authority (rule) Stapleton v. Poconos Land, LLC (In re Poconos Land, LLC)
Bankr. M.D. Penn. · 2005 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 85 , 193 A. 20, 21 (1937).
discussed Cited as authority (rule) Karen Overall and Arthur Dunham v. University of Pennsylvania Gail Smith
3rd Cir. · 2005 · confidence medium
See, e.g., LaPlante v. United Parcel Service, Inc., 810 F.Supp. 19, 21 (D.Me.1993) (Maine Human Rights Commission); Magnan v. Anaconda Indus., 37 Conn.Supp. 38 , 429 A.2d 492, 494-96 (1980) (Connecticut employment security division); Stiles v. Chrysler Motors Corp., 89 Ohio App.3d 256 , 624 N.E.2d 238, 242 (1993) (auto worker's grievance proceeding pursuant to the National Labor Relations Act); Shortz v. Farrell, 327 Pa. 81 , 193 A. 20, 21-22, 24 (1937) (Workmen's Compensation Board); Urbano v. Meneses, 288 Pa.Super. 103 , 431 A.2d 308, 309 (1981) (Upper Merion Township zoning board); Story v.…
discussed Cited as authority (rule) Overall v. Univ PA
3rd Cir. · 2005 · confidence medium
Ct. 1980) (Connecticut employment security division); Stiles v. Chrysler Motors Corp., 624 N.E.2d 238, 242 (Ohio App. 1993) (auto worker’s grievance proceeding pursuant to the National Labor Relations Act); Shortz v. Farrell, 193 A. 20, 21-22, 24 (Pa. 1937) (Workmen’s Compensation Board); Urbano v. Meneses, 431 A.2d 308, 309 (Pa. Super.
discussed Cited as authority (rule) Harkness v. Unemployment Compensation Board of Review (2×)
Pa. Commw. Ct. · 2005 · confidence medium
It is the character of the Act and not the place it is performed which is the decisive factor." Shortz et al. v. Farrell, 327 Pa. 81, 85 , 193 A. 20, 21 (1937); See also Westmoreland County v. RTA Group, 767 A.2d 1144 (Pa.Cmwlth.2001) (RTA engaged in the unauthorized practice of law before the assessment board where application of legal judgment was necessary to complete the "grounds for appeal" section of the appeal form as it required familiarity with statutes and court rulings).
discussed Cited as authority (rule) Office of Disciplinary Counsel v. Marcone
Pa. · 2004 · confidence medium
Shortz et al. v. Farrell, 327 Pa. 81 , 193 A. 20, 21 (1937)(at-tempt to formulate a precise definition of the practice of law would be more likely to invite criticism than to achieve clarity).
discussed Cited as authority (rule) Westmoreland County v. RTA Group, Inc.
Pa. Commw. Ct. · 2001 · confidence medium
We draw RTA’s attention to Shortz v. Farrell, 327 Pa. 81, 85-87 , 193 A. 20, 21-22 (1937), and its progeny, which determined that hearings before administrative boards or commissions are essentially "judicial in character” and carry the indicia of a fact-finding "public tribunal to whom is committed the function of determining rights of life, liberty, and property.” 6 .
discussed Cited as authority (rule) Cole v. Price
Pa. Super. Ct. · 2000 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 91 , 193 A. 20, 24 (1937); see also Childs v. Smeltzer, 315 Pa. 9 , 171 A. 883 (1934); Note, The Unauthorized Practice of Law by Laymen and by Lay Associates, 54 Cal.L.Rev. 1331 (1966). ¶ 7 Second, because the practice of law involves areas of public concern, the General Assembly has promulgated legislation to prevent the unauthorized practice of law; namely: ... any person ... who within this Commonwealth shall practice law ... without being an attorney at law ... commits a misdemeanor of the third degree .... 42 Pa.C.S.A. § 2524(a)(Supp.l999).
examined Cited as authority (rule) Gmerek v. State Ethics Commission (6×) also: Cited "see, e.g."
Pa. Commw. Ct. · 2000 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 84 , 193 A. 20, 21 (1937).
discussed Cited as authority (rule) Beck v. Krell
pactcomplwayne · 2000 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 85-87 , 193 A. 20, 21-22 (1937) (workers’ compensation proceedings are essentially judicial in character); see also, Urbano v. Meneses, 288 Pa. Super. 103 , 431 A.2d 308 (1981) (zoning hearing board is a quasi-judicial tribunal which enjoys absolute judicial immunity).
examined Cited as authority (rule) Staiano v. Schwab (In Re Maloney) (3×) also: Cited "see"
M.D. Penn. · 2000 · confidence medium
Id. at 21.
discussed Cited as authority (rule) Milliner v. Enck
Pa. Super. Ct. · 1998 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 85-87 , 193 A. 20, 21-22 (1937) (workers’ compensation proceedings are essentially judicial in character); see also Urbano v. Meneses, 288 Pa.Super. 103 , 431 A.2d 308 (1981) (zoning hearing board is a quasi-judicial tribunal which enjoys absolute judicial immunily).
discussed Cited as authority (rule) Sears, Roebuck & Co. v. Schwab (In Re Maloney) (2×)
Bankr. M.D. Penn. · 1997 · confidence medium
It is the character of the act, and not the place where it is performed, which is the decisive factor. (emphasis ours) Shortz v. Farrell, 327 Pa. 81, 84 , 193 A. 20, 21 (1937).
examined Cited as authority (rule) In Re Campanella (3×) also: Cited "see, e.g."
Bankr. E.D. Pa. · 1997 · confidence medium
See also Dauphin County Bar Association v. Mazzacaro, 465 Pa. 545, 552 , 351 A.2d 229, 233 (1976); Shortz v. Farrell, 327 Pa. 81, 91 , 193 A. 20, 24 (1937); Childs v. Smeltzer, 315 Pa. 9, 15 , 171 A. 883, 886 (1934); and Shortz v. Yetter, 38 Pa.D. & C. 291, 297 (Luzerne Co. C.P.1940).
discussed Cited as authority (rule) Turkey Point Property Owners' Ass'n v. Anderson
Md. Ct. Spec. App. · 1995 · confidence medium
See generally In re Application of Mark W., 303 Md. 1, 6-8 , 491 A.2d 576 (1985) (refusing to adopt a precise definition of “practice of law,” and indicating that each case should be decided on its own facts); Lukas v. Bar Ass’n of Montgomery County, Maryland, Inc., 35 Md.App. 442, 444 , 371 A.2d 669 , cert. denied, 280 Md. 733 (1977) (indicating that a person practices law when, inter alia, he or she “appears for clients before public tribunals to whom is committed the function of determining rights of life, liberty, and property according to the law of the land, in order that he may …
cited Cited as authority (rule) Kohlman v. Western Pennsylvania Hospital
Pa. Super. Ct. · 1994 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 91 , 193 A. 20, 24 (1937).
cited Cited as authority (rule) Stone v. Kasuba (In Re Stone)
Bankr. W.D. Pa. · 1994 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 91 , 193 A. 20, 24 (1937).
discussed Cited as authority (rule) In Re Evans
Bankr. E.D. Pa. · 1993 · confidence medium
This analysis was followed in several cases involving the practices of lay advocates which have arisen in Pennsylvania, e.g., Harris, supra, at 443-46 ; O’Connell v. David, 35 B.R. 141, 144 (Bankr.E.D.Pa.), modified on other grounds, 35 B.R. 146 (E.D.Pa.1983), aff'd, 740 F.2d 958 (3rd Cir.1984); and In re Arthur, 15 B.R. 541, 544-47 (Bankr.E.D.Pa.1981). *967 Pennsylvania law concedes that the boundaries of unauthorized practice of law are “necessarily somewhat obscure,” Shortz v. Farrell, 327 Pa. 81, 84 , 193 A. 20, 21 (1937), and that making out a claim of unauthorized practice is an �…
examined Cited as authority (rule) United States Trustee v. Kasuba (In Re Harris) (3×) also: Cited "see"
Bankr. W.D. Pa. · 1993 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 91 , 193 A. 20, 24 (1937).
discussed Cited as authority (rule) In Re Application of Mark W.
Md. · 1985 · confidence medium
Marshall & Associates, Inc. v. Burleson, 313 A.2d 587, 594 (D.C.1973); Gazan v. Heery, 183 Ga. 30, 36-39 , 187 S.E. 371, 375-76 (1936); Miller v. Vance, 463 N.E.2d 250, 251 (Ind.1984), quoting Matter of Perrello, 270 Ind. 390, 398 , 386 N.E.2d 174, 179 (1979); Grand Rapids Bar Ass’n v. Denkema, 290 Mich. 56, 62-4 , 287 N.W. 377, 379-80 (1939); In Re Thompson, 574 S.W.2d 365, 366 (Mo. en banc 1978); Appell v. Reiner, 81 N.J.Super. 229, 236 , 195 A.2d 310, 314 (1963); State, ex rel. v. Shattuck, 1 Ohio St.3d 272, 274 , 439 N.E.2d 891, 892-93 (1982); State, ex rel. v. Schwarzwalder, 165 Ohio St…
discussed Cited as authority (rule) Lukas v. Bar Ass'n of Montgomery County, Maryland, Inc. (2×)
Md. Ct. Spec. App. · 1977 · confidence medium
Stripped of the constitutional challenge, Lukas argues that the evidence was “. . . insufficient to support a conclusion that . . . [he] was engaged in the unauthorized practice of law under any reasonable definition thereof.” We shall not endeavor to formulate a precise definition of the practice of law 2 because such a definition may, in the words of Justice Stern in Shortz v. Farrell, 327 Pa. 81, 84 , 193 A. 20, 21 (1937), “. . . be more likely to invite criticism *444 than to achieve clarity.” We do know, as Justice Stern wrote in Shortz , that: “[W]hen a lawyer has, through pati…
discussed Cited as authority (rule) Dauphin County Bar Ass'n v. Mazzacaro (2×)
Pa. · 1976 · confidence medium
Shortz v. Farrell, 327 Pa. 81, 85 , 193 A. 20, 21 (1937).
cited Cited as authority (rule) Liberty Mutual Insurance v. Jones
unknown court · 1939 · confidence medium
The views here expressed find support in Shortz v. Farrell, 327 Pa. 81, 89, 92 , 193 Atl. 20, 23 ; Goodman v. Beall, 130 Ohio St. 427, 430-1 , 200 S. E. 470 , 472; People ex rel.
cited Cited as authority (rule) Blair v. Motor Carriers Service Bureau, Inc.
pactcomplphilad · 1939 · signal: cf. · confidence medium
Cf. Shortz et al. v. Farrell, supra, p. 83, n. 2 .
discussed Cited "see" Franklin v. Chavis (2×)
S.C. · 2007 · signal: see · confidence high
See Shortz v. Farrell, 327 Pa. 81 , 193 A. 20 (1937) (filling in simple forms provided by tribunal not unauthorized practice of law). 2.
examined Cited "see" In Re Dunkle (4×)
Bankr. W.D. Pa. · 2002 · signal: see · confidence high
See In re Maloney, 249 B.R. 71, 76 (M.D.Pa.2000) citing Shortz v. Farrell, 327 Pa. 81 , 193 A. 20 (1937) and In re Campanella, 207 B.R. 435 (Bankr.E.D.Pa.1977 [1997]).
cited Cited "see" Price v. Stewart
pactcompllehigh · 1996 · signal: see · confidence high
See Shortz v. Farrell, supra at 91 , 193 A. at 24 .
discussed Cited "see" Matter of Arthur (2×)
Bankr. E.D. Pa. · 1981 · signal: see · confidence high
See Shortz, 327 Pa. at 85 , 193 A. at 21 .
discussed Cited "see" Wilkinson v. United Parcel Service of Pennsylvania, Inc. (2×)
Pa. Super. Ct. · 1945 · signal: see · confidence high
See Shortz et al. v. Farrell, 327 Pa. 81, 92 , 193 A. 20 .
cited Cited "see" Walker v. Kahn
pactcomplallegh · 1938 · signal: see · confidence high
See Shortz et al. v. Farrell, 327 Pa. 81, 92 .
discussed Cited "see, e.g." ECI, LLC. v. Campisi Construction, Inc.
Pa. Super. Ct. · 2021 · signal: see also · confidence medium
See also Shortz v. Farrell, [] 193 A. 20, 24 ([Pa.] 1937) (stating: “In the case of a corporate party . . . there can be no legal representation at all except by counsel, because a corporation cannot appear in propria persona. . . .
discussed Cited "see, e.g." Bisher, B. v. Lehigh Valley Health
Pa. Super. Ct. · 2020 · signal: see, e.g. · confidence medium
See, e.g., Shortz v. Farrell, 193 A. 20, 24 (Pa. 1937) (providing corporation cannot litigate but J-A21020-19 believe that the pro se or unverified nature of the complaint that initiated this case rendered it a nullity such that there was no action over which the trial court could exercise jurisdiction.
discussed Cited "see, e.g." David R. Nicholson, Builder, LLC v. Jablonski (2×)
Pa. Super. Ct. · 2017 · signal: see also · confidence low
See also Shortz v. Farrell, 327 Pa. 81, 90 , 193 A. 20, 24 (1937) (stating: “In the case of a corporate party.. .there can be no legal representation at all except by counsel, because a corporation cannot appear in propria persona. ...
discussed Cited "see, e.g." Keystone Pellet Inc. v. CT Pellet LLC (2×)
pactcomplcarbon · 2014 · signal: see, e.g. · confidence medium
See, e.g., Shortz v. Farrell, 193 A. 20, 23 (Pa. 1937) (holding that the preparation and filing of workmen’s compensation pleadings does not constitute the practice of law because the forms are prepared by the workmen’s compensation board, are elementary in character, and do not rise to the dignity of “pleadings” as that term is understood in other judicial proceedings).
cited Cited "see, e.g." Practice Before Board of Finance & Revenue
pactcompl · 1944 · signal: see also · confidence low
See also Shortz et al. v. Farrell, 327 Pa. 81 (1937).
Retrieving the full opinion text from the archive…
Shortz Et Al.
v.
Farrell, Appellant
Appeal, 133.
Supreme Court of Pennsylvania.
Apr 13, 1937.
193 A. 20
Ira Jewell Williams , of Brown Williams , with him John M. Kelly and Francis D. Mahon , for appellant. Frank P. Slattery , with him John A. Gallagher and Edwin Shortz, Jr. , propria persona, for appellees. W. W. Montgomery, Jr. , with him Robert T. McCracken and Edward G. Taulane, Jr. , for Pennsylvania Bar Association and Berks County Bar Association, interveners. Benjamin O. Frick , filed a brief on behalf of American Mutual Alliance, amicus curiæ, under Rule 61. Evan C. Jones and White Clapp , filed a brief on behalf of Pennsylvania Manufacturers' Association Casualty Ins. Co., amicus curiæ, under Rule 61.
Kephart, Schaffer, Maxey, Drew, Linn, Stern, Barnes.
Cited by 109 opinions  |  Published

Opinion by

Mr. Justice Stern,

Plaintiffs, members of a Committee of the Wilkes-Barre Law and Library Association of the Luzerne County Bar, brought a bill in equity in the court below to enjoin defendant from the unauthorized practice of law. Defendant is not an attorney at law, but is employed as a claim adjuster for the Globe Indemnity Company, and prepares and files “pleadings” in workmen’s compensation cases in which that company is a party defendant; he also, on its behalf, appears at hearings before the referees, examines and cross-examines witnesses, and there, in general, conducts the “litigation.”

The chancellor, in a decree nisi, enjoined defendant “(a) from preparing and filing pleadings in Workmen’s Compensation cases; (b) from examining and cross-examining witnesses in any proceeding before Compensation Referees and (c) from acting as counsel for any[*83] party or insurance carrier in any proceeding before such Referees.” The court in banc dismissed defendant’s exceptions and entered a final decree, from which defendant appeals.

The Pennsylvania Bar Association, Philadelphia Bar Association, and the County Bar Associations of Allegheny, Berks, Dauphin, Erie, Fayette, Lackawanna, Lancaster, Lebanon, Northampton and York, have intervened as parties plaintiff. The American Mutual Alliance, which is an association of mutual insurance companies, and the Pennsylvania Manufacturers’ Association Casualty Insurance Company, filed briefs under Rule 61.

The Act of April 28, 1899, P. L. 117, as amended by the Acts of April 17, 1913, P. L. 80, and April 24, 1933, P. L. 66, provides that “it shall not be lawful for any person, ... in any county in the State of Pennsylvania, to practice law, . . . without having first been duly and regularly admitted to practice law in a court of record of any county in this Commonwealth in accordance with the regularly established rules governing such admissions: . . ,” [1]

The question for decision is whether the activities of defendant, as above enumerated, constitute the practice of law. [2]

[*84] There is no need for present purposes to venture upon a comprehensive survey of the boundaries — necessarily somewhat obscure — which limit the practice of law. An attempt to formulate a precise definition would be more likely to invite criticism than to achieve clarity. We know, however, that when a lawyer has, through patient years of study, acquired an understanding of the law and obtained a license to engage in its practice, he applies his knowledge in three principal domains of professional activity:

1. He instructs and advises clients in regard to the law, so that they may properly pursue their affairs and be informed as to their rights and obligations.

2. He prepares for clients documents requiring familiarity with legal principles beyond the ken of the ordinary layman, — for example, wills and such contracts as are not of a routine nature. [3]

3. He appears for clients before public tribunals to whom is committed the function of determining rights of life, liberty and property according to the law of the land, in order that he may assist the deciding official in the proper interpretation and enforcement of the law. Since, in order to determine such rights, it is necessary first to establish the pertinent facts, which are frequently uncertain, controverted, and best ascertainable,[*85] as experience has demonstrated, by the application of rules of evidence tested by centuries of usage, a lawyer, being technically fitted for the purpose, examines and cross-examines witnesses, and presents arguments to jurymen to guide them to a proper determination of the facts. As ancillary to participation in trials and in legal argumentation, he prepares pleadings and other documents incidental to the proceedings.

In considering the scope of the practice of law mere nomenclature is unimportant, as, for example, whether or not the tribunal is called a “court,” or the controversy “litigation.” Where the application of legal knowledge and technique is required, the activity constitutes such practice even if conducted before a so-called administrative board or commission. It is the character of the act and not the place where it is performed which is the decisive factor.

Is, then, a participation in hearings before workmen’s compensation referees the practice of law? It would seem clearly to be included within the third field or category of a lawyer’s functions as above formulated. We are not unmindful that the Workmen’s Compensation Board has been denominated “an administrative tribunal, less formal than a court”: Johnston v. Payne-Yost Construction Co., 292 Pa. 509, 514; and that established rules and principles of common law practice are not to be rigorously applied in its proceedings: Gairt v. Curry Coal Mining Co., 272 Pa. 494, 498; Manley v. Lycoming Motors Corporation, 83 Pa. Superior Ct. 173, 174; Ratto v. Pennsylvania Coal Co., 102 Pa. Superior Ct. 242, 247; Virtue v. Plummer, 111 Pa. Superior Ct. 476, 478, 479. But even in compensation cases the material findings must have a basis of legal proof on which to rest: Johnston v. Payne-Yost Construction Co., supra, pp. 514, 515. While neither the Board nor the referees are bound by technical rules of testimony, “all findings of fact shall be based only upon competent evidence Act of June 26, 1919, P. L. 642, section 6, amending section 422 of[*86] the Act of June 2, 1915, P. L. 736. Therefore, examination and cross-examination of witnesses require a knowledge of relevancy and materiality. It is true that section 417 of the Act of June 2,1915, P. L. 736, as amended by section 6 of the Act of June 26, 1919, P. L. 642, permits the Board or a referee, of its or his own motion, either before, during, or after a hearing, to make an investigation of the facts set forth in the petition or answer, but this does not justify an award being based wholly or in part upon an ex parte investigation and unknown sources of information; whatever is thus ascertained must “be shown in the record and be open to challenge and opposing evidence. Facts conceivably known to the deputy commissioner [workmen’s compensation referee], but not put in evidence so as to permit scrutiny and contest, will not support a compensation order”: Crowell v. Benson, 285 U. S. 22, 48. The findings of fact made by a referee are final unless the Board grants a hearing de novo or a rehearing ; [3a] the findings of fact made by the Board are final: section 6, (Art. IV, sec. 418) Act of June 26, 1919, P. L. 642; the Court cannot reverse such findings if there is any competent evidence to support them. The application of the Workmen’s Compensation Act frequently involves delicate problems of law and fact. The Board considers legal questions, applies legal rules, and weighs facts in the light of legal principles. It has power to issue subpoenas, administer oaths, and require the attendance of witnesses and the production of books and documents: Acts of July 21, 1919, P. L. 1077, section 20; June 26, 1919, P. L. 642, section 6 (Art. IV, sec. 418). The proceedings, though less technical, are conducted much as[*87] in court. They are essentially of a judicial character. Were they transferred to a court room and carried on before a judge, it would be readily perceived that they involve the same fundamental characteristics of the determination of property rights and obligations of parties as do other judicial proceedings. Indeed, in Alabama, [4] Alaska, [5] Louisiana, [6] New Hampshire, [7] New Mexico, [8] Rhode Island, [9] Tennessee, [10] and Wyoming, [11] controversies in compensation cases are adjudicated directly by the courts. It is argued that because the referees and member of the Board are not required by our Workmen’s Compensation legislation to be learned in the law, the qualifications of those appearing on behalf of the parties should not be required to conform to a higher standard than those of the presiding officials, but in some measure the same contention would apply to the exclusive province of lawyers to argue cases before juries of laymen. The function of attorneys is to make sure that only proper evidence is admitted, and logically to marshal it for the consideration of the fact-finding tribunal.

The Workmen’s Compensation Board, its functions and mode of operation, are not to be confused with those of other so-called administrative bodies and agencies. There is an ever-growing number of such boards and departments of government which are legislative or executive in character rather than judicial. Familiar examples are the Interstate Commerce Commission, the office of the Commissioner of Patents, [12] the United States[*88] Treasury Department, [13] the United States Board of Tax Appeals, Public Service Commissions, the Federal Trade Commission, the Securities and Exchange Commission, Minimum Wage Boards, and the like. To what extent, if any, lay representatives of applicants, claimants and petitioners, are, or should be, permitted to appear before such tribunals is not relevant to the present inquiry. It is sufficient to point out that the nature of the proceedings before the Workmen’s Compensation Board differs essentially from that of most, if not all, of these other agencies. Of course every tribunal, however administrative in its functions, is occasionally called upon to consider a doubtful legal principle, while, on the other hand, even a judicial body frequently does nothing more than apply simple and uncontroverted legal rules to the facts. The difference lies largely in the frequency with which intricate legal problems arise in the performance of the duties imposed. The function of the Workmen’s Compensation Board is to adjudicate property rights between private citizens, and the determination of the law applicable to the facts in the cases which it handles constitutes by no means a mere routine or automatic process. Moreover, from the beginning of the hearing before the referee a judicial record is made up upon which the ultimate rights of the parties depend, and in the proper development of that record legal knowledge and training are highly requisite. [14]

[*89] It is defendant’s contention that one of the objects of the Workmen’s Compensation system was to achieve such simplicity in proceedings and administration that legal aid would not be required by the parties. This may be true to some extent, (and indeed such purpose is largely accomplished by the provisions of the Workmen’s Compensation Act regarding amicable agreements of the parties as to the compensation payable, which render expert legal assistance unnecessary in the overwhelming majority of industrial accidents), but there is nothing to indicate that it is true as to controversial proceedings conducted before the referees or the Board. Indeed, the Act of June 2, 1915, P. L. 736, section 501, makes provision for the approval by the Board of agreements for legal services rendered in support of claims for compensation. Defendant calls attention to the statement in Johnson v. Jeddo Highland Coal Company, 99 Pa. Superior Ct. 94, 98, that “It was contemplated [by the Workmen’s Compensation Act] that the injured employee might act without the employment of an attorney,” and to the Act of March 21, 1806, P. L. 558, sec[*90] tion 9, which provides “That in all civil suits or proceedings in any court within this Commonwealth, every suitor and party concerned, shall have a right to be heard by himself and counsel, or either of them. ...” Of course a claimant may, if he so desires, appear in workmen’s compensation cases, as in all other judicial proceedings, without being represented by counsel. All that is here decided is that, if any person other than a member of the bar participates on behalf of another in hearings and proceedings before the Workmen’s Compensation Board or one of the referees, such a representative is engaging in the practice of law and therefore comes under the ban of the Act of April 24, 1933, P. L. 66. In the case of a corporate party, such as the Globe Indemnity Company by whom defendant is employed, there can be no legal representation at all except by counsel, because a corporation cannot appear in propria persona: 1 Coke Litt. 66b; Bennie v. Triangle Ranch Co., 73 Colo. 586; Mullin-Johnson Co. v. Penn Mutual Life Ins. Co., 9 Fed. Supp. 175; New Jersey Photo. Engraving Co. v. Schonert, 95 N. J. Eq. 12, 122 Atl. 307; Black & White Operating Co. v. Grosbart, 107 N. J. L. 63, 151 Atl. 630; Nixon, Ellison & Co. v. Southwestern Insurance Co., 47 Ill. 444; Nispel v. Western Union R. R. Co., 64 Ill. 311; Cary v. Satterlee, 166 Minn. 507, 208 N. W. 408. [15] Were it otherwise, a corporation could employ any person, not learned in the law, to represent it in any or all judicial proceedings. Since defendant’s activities before the compensation referees constituted the practice of law, it is immaterial that they were conducted on behalf of a corporation by which he was regularly employed.

[*91] The few reported decisions on the question whether participation in hearings before Workmen’s Compensation Boards or similar bodies constitutes the practice of law are uniformly in accord with the view here adopted: Michigan State Bar Association v. McGregor, 14 Mich. S.B.J. 145; State Bar of Oklahoma v. Waldron, District Court of Tulsa County, Okla., No. 60630; Goodman v. Beall, 130 Ohio St. 427, 200 N.E. 470; [16] People ex rel. Chicago Bar Association v. Goodman, 8 N. E. (2d) 941 (Ill.); Clark v. Austin, 101 S. W. (2d) 977 (Mo.).

While, in order to acquire the education necessary to gain admission to the bar and thereby become eligible to practice law, one is obliged to “scorn delights, and live laborious days,” the object of the legislation forbidding practice to laymen is not to secure to lawyers a monopoly, however deserved, but, by preventing the intrusion of inexpert and unlearned persons in the practice of law, to assure to the public adequate protection in the pursuit of justice, than which society knows no loftier aim. There is also another consideration to which it may not be amiss to refer. There has been such an enormous development in recent years of administrative and quasi judicial boards of all kinds, [17] that, unless[*92] their proceedings and decisions are guided by persons learned in the history, development and philosophy of legal principles, the decline may be very rapid from government characterized by supremacy of law to one of haphazard and arbitrary rule, — a degeneration from liberty to oppression. Satisfaction in the existence of laws, however efficient and adequate they may be, is wholly illusory if they are not properly and wisely interpreted. Nor is the danger lessened in the present instance by the fact that an appeal lies from the Workmen’s Compensation Board to the courts. The factual record is fixed in the proceedings before that tribunal and the rights and obligations of the parties are there so largely determined that the power of modification by the court is extremely limited.

In one respect the decree of the court below should be modified. It enjoins defendant from preparing and filing pleadings in workmen’s compensation cases. Such “pleadings,” however, are so uniformly simple that it cannot fairly be said that legal skill is required in their preparation. They are executed on forms prepared by the Board, are elementary in character, and do not rise to the dignity of pleadings as that term is understood in other judicial proceedings. Liberality in allowing their amendment is such as to render mistakes in connection with them innocuous. It is only when a hearing is begun before a referee that the representation of a party constitutes the practice of law.

The decree of the court below is modified by striking out clause (a), which enjoins and restrains defendant “from preparing and filing pleadings in Workmen’s[*93] Compensation cases:” As thus modified, the decree is affirmed. Costs to be paid by defendant. .

Mr. Justice Linn dissents.
1

The Act of July 12, 1935, P. L. 708, provides that “any person who shall practice law, within this Commonwealth, without being a member of the Bar of a Court of Record, shall be guilty of a misdemearir, ...”

2

Section 16 of the Act of July 21, 1919, P. L. 1077, provides that the Workmen’s Compensation Board shall “make all proper and necessary rules and regulations for the legal and judicial procedure of the bureau.” The Board, however, has not adopted any provision bearing upon the present question other than as may be implied in the rule that “When any counsel, insurance carrier or representative of any party in interest shall have filed his appearance in writing the Referee shall serve all notices and other papers upon him and not upon the party whom he represents, and shall return the appearance as part of the record to the Bureau with his[*84] award or disallowance of compensation.” This does not amount to a permission to laymen to participate in the hearings before referees. The Act of June 4, 1937, P. L. 1552, section 437, provides that “Any claimant may appear in person or be represented by counsel learned in the law or he may be represented by a member of his duly recognized union or labor organization. Such labor representative shall be selected by said union or labor organization and duly approved by the department to practice before any referee or the Board.” This act does not become effective until January 1, 1938, nor does it make any provision in regard to representation of defendants. We are not called upon in this case to determine whether the legislature has the power to permit laymen to practice law, or whether the grant of that right is exclusively a judicial prerogative.

3

See Childs v. Smeltzer, 315 Pa. 9.

3a

But by section 6 (Art. IV, sec. 423) of the Act of June 26, 1919, P. L. 642, the Board may substitute its own findings of fact for those of the referee, apparently even without a hearing de novo or rehearing. See Vonot v. Hudson Coal Co., 285 Pa. 385; Vorbnoff v. Mesta Machine Co., 286 Pa. 199; Calderwood v. Consolidated Lumber & Supply Co., 91 Pa. Superior Ct. 189.

4

Code 1923, § 7571.

5

Comp. Laws 1933, § 2178.

6

Gen. Stat. Dart, 1932, § 4408.

7

Pub. Laws 1926, c. 178, § 25.

8

Stat. Ann. 1929, chap. 156, § 113.

9

Jan. Sess. 1928, Ch. 1207, § 4, p. 211.

10

Ann. Code, Williams, 1934, § 6885.

11

Sess. Laws 1933, p. 151.

12

See 35 USCA, section 11.

13

See 5 USCA, section 261.

14

In Crowell v. Benson, 285 U. S. 22, it was said, per Ur. Chief Justice Hughks (p. 50): “As to determinations of fact, the distinction is at once apparent between cases of private right and those which arise between the Government and persons subject to its authority in connection with the performance of the constitutional functions of the executive or legislative departments. The Court referred to this distinction in Murray's Lessee v. Hoboken Land and Improvement Co., [18 How. 272, 15 L. ed. 372], pointing out that ‘there are matters, involving public rights, which may be presented in such form that the judicial power is capable of acting on them, and which are susceptible of judicial determination, but[*89] whieh Congress may or may not bring within the cognizance of the courts of the United States, as it may deem proper.’ Thus the Congress, in exercising the powers confided to it, may establish ‘legislative’ courts (as distinguished from ‘Constitutional courts in which the judicial power conferred by the Constitution can be deposited’) which are to form part of the government of territories or of the District of Columbia, or to serve as special tribunals ‘to examine and determine various matters, arising between the government and others, which from their nature do not require judicial determination and yet ere susceptible of it.’ . . . Familiar illustrations of administrative agencies created for the determination of such matters are found in connection with the exercise of the congressional power as to interstate and foreign commerce, taxation, immigration, the public lands, public health, the facilities of the post office, pensions and payments to veterans.

“The present case does not fall within the categories just described but is one of private right, that is, of the liability of one individual to another under the law as defined.”

15

Apparently contra is Sellent-Repent Corporation v. Queens Borough Gas & Elec. Co., 290 N. Y. Supp. 887, but this ease was discussed at length, and its conclusions disapproved, in Mortgage Commission v. Great Neck Improvement Co., Supreme Court of Nassau County, New York, decided April 1, 1937, reported in the New York Law Journal of April 2, 1937.

16

In this case it was held that assisting a workman or his dependents in submitting a compensation claim is not the practice of law, but that one who appears before the Industrial Commission of Ohio in a representative capacity after the claimant has received notice of the disallowance of his claim is engaged in the practice of law. This is because, in Ohio, the proceedings are not controversial as far as the original taking of evidence and the grant of an award are concerned, but if the commission refuses an award and the claimant files a petition for rehearing, the proceedings thereafter are similar to those conducted in Pennsylvania on the original hearings before the referees, and constitute the record which is the basis of appeal from the Industrial Commission to the Court of Common Pleas.

17

“More people, it is believed, are directly affected by the processes of administrative boards and quasi judicial tribunals than by[*92] adjudications of the courts. . . . This transfer of so much of the functioning of legal machinery to administrative boards is the vital fact of modern jurisprudence”: Oppenheimer, The Supreme Court and Administrative Law, 37 Columbia Law Review, No. 1, pp. 1, 2.