Mcquillion v. Schwarzenegger, 369 F.3d 1091 (9th Cir. 2004). · Go Syfert
Mcquillion v. Schwarzenegger, 369 F.3d 1091 (9th Cir. 2004). Cases Citing This Book View Copy Cite
188 citation events (188 in the last 25 years) across 28 distinct courts.
Treatment trajectory · 2004 → 2026 · click a year to view as-of
2004 2015 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Moriarty v. American General Life Insurance Company
S.D. Cal. · 2023 · quote attribution · 1 verbatim quote · confidence high
declaratory 15 judgment without the possibility of prospective effect would be superfluous.
discussed Cited as authority (verbatim quote) Sunfarms, LLC v. Eurus Energy America Corporation
S.D. Cal. · 2022 · quote attribution · 1 verbatim quote · confidence high
a case becomes 10 moot when the issues presented are no longer live or the parties lack a legally cognizable 11 interest in the outcome.
discussed Cited as authority (verbatim quote) Jeffrey I Golden v. O'Melveny & Myers, LLP
C.D. Cal. · 2020 · signal: see · quote attribution · 1 verbatim quote · confidence high
the district court did not err in denying leave to amend because amendment would have been futile. at the time of its ruling, mcquillion could not amend his complaint to avoid collateral estoppel.
discussed Cited as authority (verbatim quote) Peter Zeppeiro v. Gmac Mortgage, LLC
9th Cir. · 2016 · signal: see · quote attribution · 1 verbatim quote · confidence high
the district court did not err in denying leave to amend because amendment would have been futile.
discussed Cited as authority (quoted) Ray v. Recovery Healthcare Corporation
N.D. Tex. · 2022 · quote attribution · 1 verbatim quote · confidence low
we agree with our sister circuits that heck applies equally to claims brought under 1983, 1985, and 1986.
discussed Cited as authority (quoted) SAUNDERS v. BB&T BANK
E.D. Pa. · 2020 · quote attribution · 1 verbatim quote · confidence low
we agree with our sister circuits that heck applies equally to claims brought under 1983, 1985 and 1986.
discussed Cited as authority (quoted) BROWN v. DIROSATO
E.D. Pa. · 2020 · quote attribution · 1 verbatim quote · confidence low
we agree with our sister circuits that heck applies equally to claims brought under 1983, 1985 and 1986.
discussed Cited as authority (quoted) Erineo Cano v. Nicole Taylor (2×) also: Cited as authority (rule)
9th Cir. · 2014 · quote attribution · 1 verbatim quote · confidence low
if the plaintiff is entitled to collect damages in the event that it succeeds on the merits, the case does not become moot even though declaratory and injunctive relief are no longer of any use.
cited Cited as authority (rule) Hyeja Choi v. JTB Hawaii Inc.; Tachibana Enterprises LLC; JTB Hawaii Travel LLC; Travel Plaza Transportation LLC; Joye Mizuno; Teruko Yoshida; Reiko Maeshiro; Makiko Neale
D. Haw. · 2026 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004); see Gonsalves v. Judge Morikone, Civ.
cited Cited as authority (rule) Kurihara v. Castagnetti
D. Haw. · 2025 · confidence medium
McQuillion, 369 F.3d at 1099; see Kind v. Kind, Civ.
discussed Cited as authority (rule) Kone v. Elmore
D. Alaska · 2025 · confidence medium
However, on March 18, 2025, Plaintiff filed a notice in another ongoing federal case that he was transferred to Spring Creek Correctional on March 9, 2025.49 Plaintiff’s transfer to another facility renders moot all claims for injunctive or declaratory relief against the previous facility.50 Therefore, Plaintiff’s motion for a preliminary injunction at Docket 4 is DENIED as moot. 46 Meyers v. Alldredge, 492 F.2d 296, 310 (3rd Cir. 1974). 47 Meyers, 492 F.2d at 311 (quoting Landman v. Royster, 333 F. Supp. 621 , 655–56 (E.D.Va.1971)). 48 Hadden v. Howard, 713 F.2d 1003, 1008 (3d Cir.1974)…
discussed Cited as authority (rule) (PC) Witkin v. Cook
E.D. Cal. · 2025 · confidence medium
(See ECF No. 68 at 17 2-3.) For the reasons described below, the court declines to apply collateral estoppel here. 18 Issue preclusion, or collateral estoppel, bars relitigation of issues adjudicated in an earlier 19 proceeding if three requirements are met: “(1) the issue at stake must be identical to the one 20 alleged in the prior litigation; (2) the issue must have been actually litigated [by the party against 21 whom preclusion is asserted] in the prior litigation; and (3) the determination of the issue in the 22 prior litigation must have been a critical and necessary part of the judgm…
discussed Cited as authority (rule) Nichols v. GEO GROUP
D. Alaska · 2025 · confidence medium
In making this determination, a court may consider “materials that are submitted with and attached to the Complaint.” United States v. Corinthian Colls., 655 F.3d 984, 999 (9th Cir. 2011) (citing Lee v. City of Los Angeles, 250 F.3d 668, 688 (9th Cir. 2001)). 34 Ashcroft, 556 U.S. at 678 . 35 Pliler v. Ford, 542 U.S. 225, 231 (2004); Ivey v. Bd. of Regents of Univ. of Alaska, 673 F.2d 266, 268 (9th Cir. 1982). 36 Rizzo v. Goode, 423 U.S. 362, 371-72, 377 (1976). 37 McQuillion v. Schwarzenegger, 369 F.3d 1091, 1095 (9th Cir. 2004) (citing Bernhardt v. Cnty. of L.A., 279 F.3d 862, 871 (9th C…
discussed Cited as authority (rule) Peters v. Jeffords
D. Alaska · 2025 · confidence medium
Corp., 442 P.3d 763, 766, 769 (Alaska 2019) (upholding dismissal of self-represented plaintiff's complaint for failure to bring tort claim within two years of cause of action's accrual). 36 Butler v. Nat’l Cmty. Renaissance of Cal., 766 F.3d 1191, 1198 (9th Cir. 2014). 37 Alaska Statute § 09.10.070. 38 McQuillion v. Schwarzenegger, 369 F.3d 1091, 1095 (9th Cir. 2004) (citing Bernhardt v. Cnty. of L.A., 279 F.3d 862, 871 (9th Cir. 2002)); see also Preiser, 422 U.S. at 402– Case No. 4:24-cv-00021-SLG, Peters v. Jeffords, et al. relief are moot.
discussed Cited as authority (rule) Matthews v. Department of Corrections
D. Alaska · 2025 · confidence medium
The Fourteenth Amendment's Due Process Clause protects pretrial detainees from prison officials’ deliberate indifference to a serious medical need.37 35 McQuillion v. Schwarzenegger, 369 F.3d 1091, 1095 (9th Cir. 2004) (citing Bernhardt v. Cnty. of L.A., 279 F.3d 862, 871 (9th Cir. 2002)); see also Preiser, 422 U.S. at 402– 03 (where prisoner challenges conditions of confinement and seeks injunctive relief, transfer to another prison renders request for injunctive relief moot absent evidence of an expectation that prisoner will be transferred back to offending institution); Johnson v. Moor…
discussed Cited as authority (rule) Matthews v. Department of Corrections
D. Alaska · 2025 · confidence medium
The Fourteenth Amendment's Due Process Clause protects pretrial detainees from prison officials’ deliberate indifference to a serious medical need.37 35 McQuillion v. Schwarzenegger, 369 F.3d 1091, 1095 (9th Cir. 2004) (citing Bernhardt v. Cnty. of L.A., 279 F.3d 862, 871 (9th Cir. 2002)); see also Preiser, 422 U.S. at 402– 03 (where prisoner challenges conditions of confinement and seeks injunctive relief, transfer to another prison renders request for injunctive relief moot absent evidence of an expectation that prisoner will be transferred back to offending institution); Johnson v. Moor…
discussed Cited as authority (rule) McCollough v. Portland State University
D. Or. · 2024 · confidence medium
Leave to Amend “Leave to amend should be granted unless the pleading could not possibly be cured by the allegation of other facts, and should be granted more liberally to pro se plaintiffs.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004) (quotation marks omitted).
discussed Cited as authority (rule) (PC) Foster v. Baker
E.D. Cal. · 2024 · confidence medium
ANALYSIS 2 A. Federal constitutional claim 3 i. Legal Standard 4 Under federal law, collateral estoppel “bars relitigation of issues adjudicated in an 5 earlier proceeding if three requirements are met: ‘(1) the issue necessarily decided at the 6 previous proceeding is identical to the one which is sought to be relitigated; (2) the first 7 proceeding ended with a final judgment on the merits; and (3) the party against whom collateral 8 estoppel is asserted was a party or in privity with a party at the first proceeding.’” Reyn’s Pasta 9 Bella, LLC v. Visa USA, Inc., 442 F.3d 741 , 746…
discussed Cited as authority (rule) Melegh v. The Emily Program (2×) also: Cited "see"
W.D. Wash. · 2024 · confidence medium
Inc., 653 F.3d 22 1000, 1011 (9th Cir. 2011) (citing Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010)). 23 “Furthermore, ‘[l]eave to amend should be granted unless the pleading could not possibly 24 be cured by the allegation of other facts, and should be granted more liberally to pro se 25 plaintiffs.’” Id. (quoting McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 26 2004)). 27 1 IV.
discussed Cited as authority (rule) Flores v. ODOC
D. Or. · 2024 · confidence medium
See Alvarez v. Hill, 667 F.3d 1061, 1064 (9th Cir. 2012) (“[The plaintiff] was an [AIC] in the ODOC’s custody in 2004 when he initiated this litigation, . . . [b]ut ODOC released [the plaintiff] from custody in 2007. ‘An [AIC]’s release from prison while his claims are pending generally will moot any claims for injunctive relief relating to the prison’s policies unless the suit has been certified as a class action.’ The same is true for claims seeking declaratory relief.”) (citations omitted); McQuillion v. Schwarzenegger, 369 F.3d 1091, 1095 (9th Cir. 2004) (concluding that the …
cited Cited as authority (rule) Philips v. Berman
D. Guam · 2024 · confidence medium
Co. v. Team Equipment, Inc., 741 10 F.3d 1082, 1086 (2014) (citing McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 11 2004)).
discussed Cited as authority (rule) Yellen v. State of Hawaii
D. Haw. · 2024 · signal: cf. · confidence medium
Cf. McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004) (holding that “[t]he district court did not err in denying [the pro se plaintiffs] leave to amend because amendment would have been futile”).
discussed Cited as authority (rule) Iceberg v. Brookstone Landscape & Design LLC
W.D. Wash. · 2024 · confidence medium
“Furthermore, ‘[l]eave to amend should be granted unless the pleading could not 14 possibly be cured by the allegation of other facts, and should be granted more liberally to pro se 15 plaintiffs.’” Id. (quoting McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004)). 16 B.
discussed Cited as authority (rule) (PS) Garcia v. City of Sacramento, CA, al
E.D. Cal. · 2024 · confidence medium
See 24 Trimble v. City of Santa Rosa, 49 F.3d 583, 584-85 (9th Cir. 1995) (per curiam) (finding Fifth 25 Amendment claim alleging officer’s failure to read Miranda warnings barred by Heck); Szajer v. 26 City of Los Angeles, 632 F.3d 607, 611-12 (9th Cir. 2011) (concluding Fourth Amendment 27 unlawful search claim Heck barred because a finding that there was no probable cause for the 28 search would necessarily imply the invalidity of plaintiffs’ conviction for felony possession of a 1 pistol); Bradford v. Scherschligt, 803 F.3d 382 (9th Cir. 2015) (finding due process claim related 2 to ev…
discussed Cited as authority (rule) (PC) Foster v. Baker
E.D. Cal. · 2024 · confidence medium
Gallegos v. Reinstein, No. 12–16736, 560 F. App’x 669 (9th Cir. Mar. 4, 2014) 19 (“Dismissal of Gallegos's claims related to a prior § 1983 action that the Arizona district court 20 dismissed without prejudice was proper under the doctrine of collateral estoppel because the 21 issues raised in these claims had been previously litigated, and were necessary to the prior 22 judgment of dismissal.”) (citing McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 23 2004) and Deutsch v. Flannery, 823 F.2d 1361, 1364 (9th Cir. 1987)) (“The litigation of an 24 issue presented and neces…
discussed Cited as authority (rule) Carrillo v. Mission Valley Nordstrom Rack
S.D. Cal. · 2023 · confidence medium
Cal. 2006); 27 see also McQuillion v. Schwarzenegger, 369 F.3d 1091, 1094 (9th Cir. 2004) (taking judicial notice of district court proceedings to determine whether prior alleged section 1983 claims were dismissed pursuant 28 1 ||Macomber, Secretary, CDCR, P.O.
discussed Cited as authority (rule) Egli v. Fojtik
D. Utah · 2023 · confidence medium
The Tenth Circuit has recognized that the rule in “Heck has been extended to apply to claims brought pursuant to §1985,” Lawson v. Engleman, 67 F. App’x 524 , 526 n.1 (10th Cir. 2003), and other circuits have agreed “that Heck applies equally to claims brought under §§ 1983, 1985 and 1986,” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1098 (9th Cir. 2004); see also Amaker v. Weiner, 179 F.3d 48, 51-52 (2d Cir. 1999) (collecting cases).
cited Cited as authority (rule) AA v. Torres
D. Guam · 2023 · confidence medium
Co. v. Team Equipment, Inc., 741 17 F.3d 1082 , 1086 (2014) (citing McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 18 2004)).
cited Cited as authority (rule) Powell v. State of Hawaii
D. Haw. · 2023 · confidence medium
Put differently, the Court can deny leave to amend if amending would be “futile.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004).
cited Cited as authority (rule) ANITA GREEN V. MISS UNITED STATES OF AMERICA
9th Cir. · 2022 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004).
cited Cited as authority (rule) Atkinson v. Wells Fargo Bank, N.A.
D. Mont. · 2022 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004).
discussed Cited as authority (rule) (PS) Sharma v. HSI Asset Loan Obligation Trust 2007-1
E.D. Cal. · 2022 · confidence medium
Cal. Aug. 9, 2019) 22 (finding leave to amend would be futile because res judicata bared any and all claims stemming 23 from foreclosure proceedings) (citing McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th 24 Cir. 2004)).
cited Cited as authority (rule) Stone v. Jennifer Wooten
D. Haw. · 2022 · confidence medium
Put differently, the court can deny leave to amend if amendment would be “futile.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004).
cited Cited as authority (rule) Mathias v. Homestreet Bank, Inc.
D. Haw. · 2021 · confidence medium
Put differently, the court can deny leave to amend if amendment would be “futile.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004).
discussed Cited as authority (rule) Arledge v. Boise City Attorney
D. Idaho · 2021 · confidence medium
“Where a federal court has decided the earlier case, federal law controls the collateral estoppel analysis.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004) (citing Trevino v. Gates, 99 F.3d 911, 923 (9th Cir. 1996)).
cited Cited as authority (rule) In Defense of Animals v. Sanderson Farms, Inc.
N.D. Cal. · 2021 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004) (citation 18 omitted).
discussed Cited as authority (rule) Petersen v. Buyard
E.D. Cal. · 2021 · confidence medium
Because Plaintiff’s 22 criminal case arose in federal court, “federal law controls the collateral estoppel analysis.” 23 McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004). 24 Three factors must be considered before applying collateral estoppel: (1) the issue at stake must be identical to the one alleged in the prior litigation; (2) the issue 25 must have been actually litigated [by the party against whom preclusion is asserted] in the prior litigation; and (3) the determination of the issue in the prior 26 litigation must have been a critical and necessary part of the jud…
discussed Cited as authority (rule) Kollar v. Sun Life Assurance Company of Canada
W.D. Wash. · 2021 · confidence medium
For collateral estoppel to apply, “‘(1) the issue at stake must be identical to the 22 one alleged in the prior litigation; (2) the issue must have been actually litigated [by the party 23 against whom preclusion is asserted] in the prior litigation; and (3) the determination of the issue 24 in the prior litigation must have been a critical and necessary part of the judgment in the earlier 25 action.’” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004) (quoting Trevino 26 v. Gates, 99 F.3d 911, 923 (9th Cir. 1996)).
cited Cited as authority (rule) Gerald Pizzuto, Jr. v. Josh Tewalt
9th Cir. · 2021 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004).
cited Cited as authority (rule) Dwane Miller v. Depuy Synthes Sales, Inc.
9th Cir. · 2020 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004).
discussed Cited as authority (rule) Ouma v. Asher
D. Or. · 2020 · confidence medium
This is particularly true with regard to pro se plaintiffs: “Leave to amend should be granted unless the pleading could not possibly be cured by the allegation of other facts, and should be granted more liberally to pro se plaintiffs.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004) (citations and quotation marks omitted); cf. Carrico v. City and Cnty. of San Francisco, 656 F.3d 1002, 1008 (9th Cir. 2011) (leave to amend is properly denied “if amendment would be futile”).
discussed Cited as authority (rule) Advanced Steel Recovery, LLC v. X-Body Equipment, Inc.
E.D. Cal. · 2020 · confidence medium
Claim Construction at 4–6 (citing, 8 inter alia, McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004) (“determination of 9 the issue in the prior litigation must have been a critical and necessary part of the judgment in the 10 earlier action.” (internal quotation marks and citation omitted)); Hydranautics v. Filmtec Corp., 11 204 F.3d 880, 885 (9th Cir. 2000); Trevino v. Gates, 99 F.3d 911, 923 (9th Cir. 1996)).
cited Cited as authority (rule) Steven Max Pottorff
Bankr. D. Idaho · 2020 · confidence medium
McQuillion v. Schwarzenegger, 369 F.3d 1091, 1096 (9th Cir. 2004) (citing Trevino v. Gates, 99 F.3d 911, 923 (9th Cir. 1996)); Fireman's Fund Ins.
discussed Cited as authority (rule) Picozzi v. State of Nevada
D. Nev. · 2020 · confidence medium
The prisoner’s “sole remedy [is] 19 a habeas corpus petition.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1097 (9th Cir. 2004) (Finding 20 that inmates did not have standing to seek relief under § 1983 because the validity of confinement can 21 only be addressed by a habeas corpus petition.) 22 23 1 The statute of limitations for defamation is two years from the date of publication in the state of Nevada.
discussed Cited as authority (rule) Pasaye v. State of Nevada, ex rel
D. Nev. · 2020 · confidence medium
Pasaye’s prayer for declaratory relief under RLUIPA is moot. 4 Pasaye argues that even his claims for money damages for RLUIPA violations fail, he is 5 still entitled to declaratory relief.76 “Even if a case is moot with respect to injunctive relief, a 6 court may invoke jurisdiction over a claim for declaratory relief.”77 The mootness inquiry turns 7 on “whether the facts alleged, under all the circumstances, show that there is a substantial 8 controversy, between parties having adverse legal interests, of sufficient immediacy and reality to 9 warrant the issuance of a declaratory jud…
discussed Cited as authority (rule) Chavez v. City of California City
E.D. Cal. · 2020 · confidence medium
Inc., 465 23 F.3d 946, 951 (9th Cir. 2006) (leave to amend need not be granted when amendment would be 24 futile) (citing Bowles v. Reade, 198 F.3d 752, 757 (9th Cir. 1999)); McQuillion v. 25 Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004) (affirming the dismissal of § 1983 26 complaint without leave to amend because amendment would have been futile due to the 27 applicability of the Heck bar). 28 ///// 1 C.
discussed Cited as authority (rule) Kea v. State of Nevada Parole Board Commissioners
D. Nev. · 2020 · confidence medium
The prisoner’s “sole remedy [is] a habeas corpus petition.” McQuillion v. Schwarzenegger, 16 17 369 F.3d 1091, 1097 (9th Cir. 2004) (Finding that inmates did not have standing to seek relief under § 18 1983 because the validity of confinement can only be addressed by a habeas corpus petition.) 19 Plaintiff does not have standing to challenge the invalidity of his confinement due to an error by 20 the parole board, and thus he fails to state a § 1983 claim against any of the defendants.
discussed Cited as authority (rule) Padilla v. State of Nevada
D. Nev. · 2020 · confidence medium
When a prisoner claims he is incarcerated due to 21 the evidence, testimony, and arguments the government presented at his trial, this “implie[s] the 22 invalidity of the [prisoner’s] confinement; therefore [the prisoner’s] sole remedy [is] a habeas corpus 23 petition.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1097 (9th Cir. 2004). 24 Plaintiff does not have standing to bring a § 1983 claim to challenge the alleged defects at his 25 3 trial.
discussed Cited as authority (rule) Gosha v. Bank of New York Mellon Corporation
D. Or. · 2019 · confidence medium
This is particularly true with regard to pro se plaintiffs: “Leave to amend should be granted unless the pleading could not possibly be cured by the allegation of other facts, and should be granted more liberally to pro se plaintiffs.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004) (citations and quotations omitted); cf. Carrico v. City and Cty. of San Francisco, 656 F.3d 1002, 1008 (9th Cir. 2011) (leave to amend is properly denied “if amendment would be futile”).
discussed Cited as authority (rule) Camarata v. Portland Community College
D. Or. · 2019 · confidence medium
This is particularly true with regard to pro se plaintiffs: “Leave to amend should be granted unless the pleading could not possibly be cured by the allegation of other facts, and should be granted more liberally to pro se plaintiffs.” McQuillion v. Schwarzenegger, 369 F.3d 1091, 1099 (9th Cir. 2004) (citations and quotation marks omitted); cf. Carrico v. City and Cnty. of San Francisco, 656 F.3d 1002, 1008 (9th Cir. 2011) (leave to amend is properly denied “if amendment would be futile”).
Retrieving the full opinion text from the archive…
Carl D. McQuillion Willie B. Thomas Michael Milan Robert L. Polete Minh Nguyen Lloyd Garcia Frank Juan Rivera Raymond Rogers Keith E. Wiggins Dennis E. Riney Alfredo Hernandez Cruz Jessie L. Davis Roger Brown Sebastian Llorente Thomas Wells Randall Cowans Zachary Lilliard Donald Ray Washington, C-12677
v.
Arnold Schwarzenegger Pete Wilson Bill Lockyer, Attorney General Dan Lungren Robert Presley Joe Sandoval James W. Nielsen, Chairman John W. Gillis Ted Rich Lewis Chartrand
01-16037.
Court of Appeals for the Ninth Circuit.
May 19, 2004.
369 F.3d 1091

369 F.3d 1091

Carl D. McQUILLION; Willie B. Thomas; Michael Milan; Robert L. Polete; Minh Nguyen; Lloyd Garcia; Frank Juan Rivera; Raymond Rogers; Keith E. Wiggins; Dennis E. Riney; Alfredo Hernandez Cruz; Jessie L. Davis; Roger Brown; Sebastian Llorente; Thomas Wells; Randall Cowans; Zachary Lilliard; Donald Ray Washington, # C-12677, Plaintiffs-Appellants,
v.
Arnold SCHWARZENEGGER;[*] Pete Wilson; Bill Lockyer, Attorney General; Dan Lungren; Robert Presley; Joe Sandoval; James W. Nielsen, Chairman; John W. Gillis; Ted Rich; Lewis Chartrand, Defendants-Appellees.

No. 01-16037.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted October 9, 2003.

Filed May 19, 2004.

COPYRIGHT MATERIAL OMITTED Steve M. Defilippis, Picone & Defilippis, San Jose, CA, for the plaintiffs-appellants.

Michael J. Williams, Deputy Attorney General, Sacramento, CA, for the defendants-appellees.

Appeal from the United States District Court for the Eastern District of California; Gregory G. Hollows, Magistrate Judge, Presiding. D.C. No. CV-99-02060-GGH.

Before CUDAHY,[**] GOODWIN, and KLEINFELD, Circuit Judges.

GOODWIN, Circuit Judge.

[*~1091]1

Carl McQuillion ("McQuillion") and his co-plaintiffs ("co-plaintiffs") appeal the dismissal of their civil rights complaint against the Board of Prison Terms (the "Board") and the Governor of California, inter alia, for allegedly administering California's parole statutes to achieve an unwritten, unconstitutional policy of denying parole to inmates convicted of certain offenses. We affirm.

I.

2

In 1979, following a 1973 conviction for murder, the Community Release Board, as the Board was named at the time, found McQuillion suitable for parole. The Board moved up his parole date at six hearings over fifteen years. But in 1994, sitting en banc, the Board reversed the 1979 parole suitability determination.[1] In 1996, before commencing the present action, McQuillion filed a complaint ("1996 complaint") under 42 U.S.C. § 1983 against members of the Board, alleging that the Board had rescinded his parole date to further then Governor Wilson's policy of denying parole to inmates convicted of murder. He sought monetary damages as well as injunctive and declaratory relief.

[*~1092]3

In September 1996, the district court dismissed the claim for damages, ruling that parole board members are entitled to absolute immunity.[2] In March 1998, the court granted the defendants' motion for summary judgment on the claims for injunctive and declaratory relief because McQuillion had not stated a cognizable claim under Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994). We affirmed in an unpublished opinion: "Because McQuillion's claim, which challenges the policies and procedures of the Board of Prison Terms as well as the constitutionality of various California statutes, would necessarily imply the invalidity of his continuing confinement, it is not cognizable under § 1983."

4

In May 1998, McQuillion filed a petition for a writ of habeas corpus, alleging that the Board's rescission of his parole date violated his due process rights. The district court denied the petition, but we reversed in September 2002, holding that "McQuillion is ... entitled to habeas relief on the grounds that his parole rescission violated due process." McQuillion I, 306 F.3d at 912. After further litigation, McQuillion was released. See McQuillion v. Duncan, 253 F.Supp.2d 1131, 1132-33 (C.D.Cal.2003) (ordering release but staying judgment); McQuillion v. Duncan, 342 F.3d 1012, 1016 (9th Cir.2003) (affirming judgment of release) ("McQuillion II").

[*~1093]5

While McQuillion's habeas litigation was pending, he and co-plaintiffs, all of whom were serving life sentences with the possibility of parole for offenses of kidnapping, attempted murder, or first or second degree murder, filed the present action pro se, pursuant to 42 U.S.C. §§ 1983, 1985, and 1986, against then Governor Gray Davis, former Governor Pete Wilson, California Attorney General Bill Lockyer, members of the Board, and other state officials charged with administering parole in California. The essence of the eighteen claims raised by plaintiffs is that Governor Davis conspired with the other defendants to deny parole to inmates serving life sentences by abusing state statutes that authorize him to be involved with parole, namely California Penal Code §§ 3041.1, 3041.2, and 5075. They seek compensatory and punitive damages in addition to various forms of injunctive and declaratory relief aimed at removing the Governor from the parole process or ordering him to comply with the state statutes. The complaint disclaims any relief "in the form of action that implicates the continuing validity of their confinement."

[*~1094]6

In May 2001, the district court dismissed McQuillion's claims as barred by collateral estoppel, dismissed co-plaintiffs' claims for money damages under Heck and dismissed co-plaintiffs' claims for prospective relief as seeking redress that no federal court could provide. Alternatively, the court ruled that co-plaintiffs had not exhausted their administrative remedies and, therefore, could not pursue declaratory or injunctive relief. The court found that co-plaintiffs' damages claims need not be exhausted because no administrative process could provide such a remedy.

II.

[*~1095]7

We begin by considering sua sponte whether McQuillion's successful habeas petition and subsequent release render his § 1983 action moot. See Bernhardt v. County of Los Angeles, 279 F.3d 862, 871 (9th Cir.2002). "A case becomes moot `when the issues presented are no longer "live" or the parties lack a legally cognizable interest in the outcome.'" See Porter v. Jones, 319 F.3d 483, 489 (9th Cir.2003) (quoting Clark v. City of Lakewood, 259 F.3d 996, 1011 (9th Cir.2001)). McQuillion's release extinguishes his legal interest in an injunction because it would have no effect on him. See Bernhardt, 279 F.3d at 871.

[*~1095]8

Similarly, although in some instances declaratory relief may exist after injunctive relief becomes moot, see, e.g., Super Tire Eng'g Co. v. McCorkle, 416 U.S. 115, 122, 94 S.Ct. 1694, 40 L.Ed.2d 1 (1974), McQuillion's claim for declaratory judgment also cannot proceed. A judicial pronouncement, as it would relate to McQuillion, would be an advisory opinion, which the Constitution prohibits. See U.S. Const. art. III; see also Preiser v. Newkirk, 422 U.S. 395, 401, 95 S.Ct. 2330, 45 L.Ed.2d 272 (1975). Moreover, considered in conjunction with his claim for damages, declaratory judgment without the possibility of prospective effect would be superfluous. See Green v. Branson, 108 F.3d 1296, 1300 (10th Cir.1997).[3]

[*1091]9

McQuillion's claims for damages are not moot, however. "If [plaintiff] is entitled to collect damages in the event that it succeeds on the merits, the case does not become moot even though declaratory and injunctive relief are no longer of any use." See Z Channel Ltd. P'ship v. Home Box Office, Inc., 931 F.2d 1338, 1341 (9th Cir.1991); Bernhardt, 279 F.3d at 872. McQuillion's complaint seeks one million dollars in compensatory damages and five million dollars in punitive damages from each defendant. Construing the allegations in the complaint as true, as we must on review of a Rule 12(b)(6) dismissal, we conclude that his damages claims remain justiciable, subject to defenses.

III.

10

We first consider whether collateral estoppel is a defense. We review de novo the application of collateral estoppel. See United States v. Real Prop. Located at 22 Santa Barbara Drive, 264 F.3d 860, 868 (9th Cir.2001).

11

McQuillion contends that, unlike his earlier complaint, his present complaint does not imply the invalidity of his sentence or seek damages to redress past injury. To the extent the issues are identical and collateral estoppel would otherwise apply, he argues that he has now complied with Heck by overturning the Board's rescission of his parole and his suit can now proceed.

12

Where a federal court has decided the earlier case, federal law controls the collateral estoppel analysis. Trevino v. Gates, 99 F.3d 911, 923 (9th Cir.1996). Three factors must be considered before applying collateral estoppel: "`(1) the issue at stake must be identical to the one alleged in the prior litigation; (2) the issue must have been actually litigated [by the party against whom preclusion is asserted] in the prior litigation; and (3) the determination of the issue in the prior litigation must have been a critical and necessary part of the judgment in the earlier action.'" Id. (quoting Town of N. Bonneville v. Callaway, 10 F.3d 1505, 1508 (9th Cir.1993)) (alteration in Callaway).

[*~1092]13

All three factors are present in McQuillion's claims for damages against members of the Board. The 1996 complaint sought compensatory and punitive damages from individual members of the Board for unconstitutionally rescinding McQuillion's parole date, and the present complaint seeks the same damages for the same conduct by some of the same defendants. The issue was fully and finally litigated when McQuillion's initial damages claim was dismissed due to absolute immunity, and he had the opportunity to appeal. Contrary to McQuillion's argument here, his earlier damages claim was thus not dismissed without prejudice on Heck grounds. It was dismissed because the defendants enjoyed absolute immunity. Therefore, the earlier dismissal of the damages claim was a final determination on a ground not altered by McQuillion's subsequent receipt of habeas relief. Finally, the district court's determination of the issue was necessary to its judgment.

14

But collateral estoppel does not apply to the issue of whether McQuillion can seek damages against the remaining defendants. As noted, the dismissal of his initial damages claim settled the issue of whether absolute immunity shielded members of the Board from money damages. Because not all defendants in the present action are members of the Board, and therefore not entitled to absolute immunity, the issue of whether McQuillion may pursue money damages against the remaining defendants is not foreclosed by the earlier ruling. Still, because we may affirm on any ground supported by the record, see Serrano v. Francis, 345 F.3d 1071, 1076-77 (9th Cir.2003), we next consider whether Heck bars his claims.

IV.

[*~1093]15

All plaintiffs, including McQuillion, assert that the damages they seek are not compensation for past injury. In Preiser v. Rodriguez, 411 U.S. 475, 93 S.Ct. 1827, 36 L.Ed.2d 439 (1973), the Supreme Court held that "when a state prisoner is challenging the very fact or duration of his physical imprisonment, and the relief he seeks is a determination that he is entitled to immediate release or a speedier release from that imprisonment, his sole federal remedy is a writ of habeas corpus." 411 U.S. at 500, 93 S.Ct. 1827. Preiser did not extend its holding to a claim for damages, saying that a plaintiff seeking damages is not attacking the fact or length of his confinement. Id. at 494, 93 S.Ct. 1827. In Heck, however, the Court squarely addressed the issue:

16

We hold that, in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid, a § 1983 plaintiff must prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court's issuance of a writ of habeas corpus, 28 U.S.C. § 2254. A claim for damages bearing that relationship to a conviction or sentence that has not been so invalidated is not cognizable under § 1983.

17

512 U.S. at 486-87, 114 S.Ct. 2364 (footnote omitted).

[*~1094]18

Following Heck, the Court addressed whether a § 1983 claim could proceed where the plaintiff sought damages for being denied good-time credits without due process, as opposed to seeking damages for being denied the credits undeservedly. Edwards v. Balisok, 520 U.S. 641, 645, 117 S.Ct. 1584, 137 L.Ed.2d 906 (1997). There, the Court explained that Heck can limit § 1983 claims seeking damages for using the wrong procedure, not only for reaching the wrong result. Id. at 646, 117 S.Ct. 1584. The Court concluded that a "claim for declaratory relief and money damages, based on allegations of deceit and bias on the part of the decisionmaker that necessarily imply the invalidity of the punishment imposed, is not cognizable under § 1983." Id. at 648, 117 S.Ct. 1584.

[*~1095]19

Here, plaintiffs state in their complaint that, in violation of §§ 1983, 1985 and 1986, the Governor and his co-defendants "willfully and intentionally conspired to inaugurate an illegal `underground' policy ... to block paroles in perpetuity of term-to-life prisoners such as plaintiffs." As in Balisok, plaintiffs' damages claims rely on "deceit and bias" on the part of the decisionmakers, and imply the invalidity of their confinement insofar as their prolonged incarcerations are due to the purported bias of state officials. See Balisok, 520 U.S. at 649, 117 S.Ct. 1584 (Ginsburg, J., concurring) ("I agree that Balisok's claim is not cognizable ... to the extent that it is `based on allegations of deceit and bias on the part of the decisionmaker,' ... [and] `necessarily impl[ies] the invalidity of the punishment imposed.'").[4] The disclaimer in the complaint that they do not seek relief that implicates the continuing validity of their confinement does not bring their claims outside the reach of Heck. See Butterfield v. Bail, 120 F.3d 1023, 1025 (9th Cir.1997) ("[A]lthough Appellant does not in form challenge the legality or length of his confinement, in substance his damages may only be measured by that confinement.").

20

McQuillion, individually, argues that Heck has no application because he overturned the rescission of his parole while this appeal was pending. In Balisok, the Court made a point of addressing the district court's decision not to grant a motion to dismiss, but to stay the § 1983 action until the state remedies had been exhausted. 520 U.S. at 649, 117 S.Ct. 1584. The Court stated that "§ 1983 contains no judicially imposed exhaustion requirement; absent some other bar to the suit, a claim either is cognizable under § 1983 and should immediately go forward, or is not cognizable and should be dismissed." Id. (citation omitted). McQuillion's damages claims were not cognizable at the time of the district court's ruling, which came after our 2002 opinion granting habeas relief, and, therefore, should have been dismissed.

21

In short, McQuillion's claims for money damages against members of the Board are barred by collateral estoppel, and his claims against the remaining defendants are barred by Heck. The co-plaintiffs' claims for money damages are also barred by Heck.

V.

[*~1096]22

Co-plaintiffs also seek prospective relief, arguing that it would afford them only the possibility of a constitutionally adequate parole hearing in the future, without implying the invalidity of their sentences. They explain that they must resort to prospective relief, because individual state habeas petitions cannot affect the Board's and Governor's overall administration of parole. Accordingly, they state: "The issue for consideration by this Court is whether the federal courts can grant injunctive relief that will benefit more than just individual inmates, by compelling the Board and Governor to abide by the law, specifically, the mandate that in California Penal Code § 3041 that parole shall `normally' be granted." Appellants' Supp. Opening Brief at 47.

23

The Court in Balisok stated that "[o]rdinarily, a prayer for ... prospective relief will not `necessarily imply' the invalidity of a previous loss of good-time credits, and so may be brought under § 1983." 520 U.S. at 648, 117 S.Ct. 1584. Citing Lewis v. Casey, 518 U.S. 343, 351-54, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996), and O'Shea v. Littleton, 414 U.S. 488, 499, 502, 94 S.Ct. 669, 38 L.Ed.2d 674 (1974), the Court cautioned, however, that a plaintiff still must show standing and meet the requirements for injunctive relief. Id. To have standing, "[a] plaintiff must allege personal injury fairly traceable to the defendant's allegedly unlawful conduct and likely to be redressed by the requested relief." Allen v. Wright, 468 U.S. 737, 751, 104 S.Ct. 3315, 82 L.Ed.2d 556 (1984).

[*~1097]24

Here, co-plaintiffs seek to enjoin defendants from violating state law and the California Constitution. However, assuming that co-plaintiffs have a protected liberty interest in parole eligibility matters, the prospective relief they seek is unattainable in § 1983 proceedings, illustrating why their remedy lies in federal habeas proceedings. Bias on the part of the Governor, the Board and the Attorney General cannot be redressed by an injunction ordering those state officials to comply with state law. See Pennhurst State Sch. and Hosp. v. Halderman, 465 U.S. 89, 106, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984). The effect of a purportedly biased decision resulting in a constitutional violation could be considered by a federal court if contested in a properly exhausted habeas petition. See, e.g., McQuillion I, 306 F.3d at 912. Moreover, as the district court ruled, co-plaintiffs have alleged nothing that would indicate the challenged state statutes are facially unconstitutional because the Governor has a role in parole determinations or for any other reason. Cf. Johnson v. Gomez, 92 F.3d 964 (9th Cir.1996) (ruling governor's role in parole statutes did not constitute ex post facto violation).

[*~1098]25

Their remaining claims for prospective relief also cannot proceed. Section 1983 does not vest federal courts with the authority to enjoin the administration of, or to declare invalid, state laws on the grounds that they are incompatible with other state laws, much less to rule that state laws are contrary to the state legislature's intent. Nor can we put in place prophylactic rules of our own making where the underlying state laws are not themselves contrary to federal law. That is the job of the state courts and state legislatures.

26

We note that plaintiffs are incorrect in asserting that they have no other remedy available. In addition to federal habeas proceedings, through which McQuillion obtained his outright release, the California state courts provide a means of collaterally attacking an unfounded rescission or denial of parole by the Board or the Governor. See In re Rosenkrantz, 29 Cal.4th 616, 658, 667, 128 Cal.Rptr.2d 104, 59 P.3d 174 (2002) (courts can review decisions of the Board and the Governor); In re Smith, 109 Cal.App.4th 489, 507, 134 Cal.Rptr.2d 781 (2003) ("[T]he Governor's decision is not supported by `some evidence.'"); In re Capistran, 107 Cal.App.4th 1299, 1306, 132 Cal.Rptr.2d 872 (2003) (affirming grant of habeas petition where Governor's decision not supported by "some evidence").

VI.

[*1099]27

Plaintiffs also appeal the denial of leave to amend the complaint. "Leave to amend should be granted unless the pleading `could not possibly be cured by the allegation of other facts,' and should be granted more liberally to pro se plaintiffs." Ramirez v. Galaza, 334 F.3d 850, 861 (9th Cir.2003) (citing Lopez v. Smith, 203 F.3d 1122, 1130, 1131 (9th Cir.2000) (en banc)). The district court did not err in denying leave to amend because amendment would have been futile. At the time of its ruling, McQuillion could not amend his complaint to avoid collateral estoppel, all plaintiffs could not state cognizable damages claims consistent with Heck, and co-plaintiffs could allege no facts entitling them to prospective relief.

VII.

[*~1098]28

McQuillion's claims for declaratory and injunctive relief are dismissed as moot, and collateral estoppel bars his claim for damages against members of the Board. Heck bars all plaintiffs' claims for damages, and co-plaintiffs do not have standing to seek prospective relief in this case.

29

AFFIRMED.

Notes:

*

Arnold Schwarzenegger is substituted for his predecessor, Gray Davis, as Governor for the State of CaliforniaSee Fed. R.App. P. 43(c)(2).

**

Honorable Richard D. Cudahy, United States Circuit Judge for the Seventh Circuit, sitting by designation

1

We discuss in more detail the rescission of McQuillion's parole date inMcQuillion v. Duncan, 306 F.3d 895, 898-99 (9th Cir.2002) ("McQuillion I").

2

The district court states that McQuillion's 1996 damages claim had been dismissed pursuant toHeck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994). The record does not support this finding, nor does the dismissal order, of which we take judicial notice. See Fed.R.Evid. 201(f); Holder v. Holder, 305 F.3d 854, 866 (9th Cir.2002). Within the record, the opinion granting summary judgment for defendants on McQuillion's 1996 complaint includes a footnote stating that "his claim for money damages was dismissed because parole board members are absolutely immune from liability for damages...." McQuillion v. Nielsen, No. CIV S-96-0507 DFL DAD P, slip op. at 5 n. 2 (E.D.Cal. Feb. 13, 1998) (Findings and Recommendations adopted in full March 24, 1998). The actual order dismissing the damages claim relies on absolute immunity without mention of Heck. See McQuillion v. Nielsen, No. CIV S-96-0507 DFL GGH P, slip op. at 2 (E.D.Cal. Sept. 25, 1996).

3

We note that McQuillion and co-plaintiffs are not a certified class, nor have they sought to be certified as a class. We have also considered and found no application for the "capable of repetition, yet evading review" exception to mootnessSee Bernhardt, 279 F.3d at 871-72; cf. Spencer v. Kemna, 523 U.S. 1, 17-18, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998). McQuillion has not shown that he will appear again before the Board while serving a life sentence, much less that the Board's ruling could not be reviewed in that event.

4

We agree with our sister circuits thatHeck applies equally to claims brought under §§ 1983, 1985 and 1986. See Lanier v. Bryant, 332 F.3d 999, 1005-06 (6th Cir.2003) (applying Heck to § 1985 action); Amaker v. Weiner, 179 F.3d 48, 52 (2d Cir.1999) ("Heck therefore applies with respect not only to plaintiff's § 1983 claim but also to his §§ 1981, 1985(3) and 1986 claims.").